# Applied Optoelectronics, Inc.: filings

AAOI · Nasdaq · CIK 1158114 · [Technology](/sectors/technology.md) · fiscal year ends Dec 31

Pages: [Overview](/companies/aaoi.md) · [Financials](/companies/aaoi/financials.md) · [Filings](/companies/aaoi/filings.md) · [Insiders](/companies/aaoi/insiders.md)

## Reports and events: 294 filings

Newest first, by EDGAR acceptance time (Eastern). Filter with ?form= one of: `periodic`, `8-K`, `10-K`, `10-Q`, `4`, `proxy`, `13dg`, `all`, or any form this company filed (4 769, 8-K 207, 144 83, SC 13G/A 40, 10-Q 39, 424B5 20, CORRESP 20, SC 13G 20, DEFA14A 19, 3 18, DEF 14A 15, UPLOAD 15, S-8 POS 14, 10-K 13, S-8 12, 4/A 11, SD 11, EFFECT 6, S-1/A 6, SCHEDULE 13G/A 6, DRSLTR 5, PRE 14A 5, 10-K/A 4, 10-Q/A 4, 8-K/A 4, S-3 4, S-3/A 4, SCHEDULE 13G 4, ARS 3, 144/A 2, 3/A 2, 424B4 2, D 2, DRS/A 2, S-1 2, SEC STAFF LETTER 2, 424B7 1, 8-A12B 1, CERTNAS 1, CT ORDER 1, DRS 1, FWP 1, S-1MEF 1, S-3ASR 1).

| Filed | Accepted | Form | What it is | Accession |
| --- | --- | --- | --- | --- |
| 2026-09-15 | 16:05 ET | [8-K](/filings/0001683168-26-007160.md) | 1.01 Entry into a material agreement; 2.03 New direct financial obligation; 9.01 Financial statements and exhibits | 0001683168-26-007160 |
| 2026-09-10 | 16:05 ET | [8-K](/filings/0001683168-26-007057.md) | 1.01 Entry into a material agreement; 9.01 Financial statements and exhibits | 0001683168-26-007057 |
| 2026-09-01 | 16:26 ET | [8-K](/filings/0001683168-26-006862.md) | 1.01 Entry into a material agreement; 2.03 New direct financial obligation; 9.01 Financial statements and exhibits | 0001683168-26-006862 |
| 2026-08-24 | 16:03 ET | [8-K](/filings/0001683168-26-006693.md) | 1.01 Entry into a material agreement; 5.02 Departure or appointment of officers or directors; 9.01 Financial statements and exhibits | 0001683168-26-006693 |
| 2026-08-21 | 16:14 ET | [8-K](/filings/0001104659-26-099688.md) | 1.01 Entry into a material agreement; 9.01 Financial statements and exhibits | 0001104659-26-099688 |
| 2026-08-06 | 16:17 ET | [10-Q](/filings/0001437749-26-026278.md) | Quarterly report, period 2026-06-30 | 0001437749-26-026278 |
| 2026-08-06 | 16:13 ET | [8-K](/filings/0001683168-26-006055.md) | 2.02 Results of operations; 9.01 Financial statements and exhibits | 0001683168-26-006055 |
| 2026-07-01 | 16:06 ET | [8-K](/filings/0001683168-26-005221.md) | 1.01 Entry into a material agreement; 2.03 New direct financial obligation; 9.01 Financial statements and exhibits | 0001683168-26-005221 |
| 2026-06-16 | 17:17 ET | [8-K](/filings/0001683168-26-004885.md) | 1.01 Entry into a material agreement; 2.03 New direct financial obligation; 9.01 Financial statements and exhibits | 0001683168-26-004885 |
| 2026-06-05 | 17:25 ET | [8-K](/filings/0001683168-26-004596.md) | 5.02 Departure or appointment of officers or directors; 5.07 Shareholder vote results; 9.01 Financial statements and exhibits | 0001683168-26-004596 |
| 2026-05-14 | 16:08 ET | [8-K](/filings/0001104659-26-061168.md) | 1.01 Entry into a material agreement; 9.01 Financial statements and exhibits | 0001104659-26-061168 |
| 2026-05-13 | 16:10 ET | [8-K](/filings/0001683168-26-003817.md) | 1.01 Entry into a material agreement; 2.03 New direct financial obligation; 9.01 Financial statements and exhibits | 0001683168-26-003817 |
| 2026-05-08 | 08:00 ET | [8-K](/filings/0001683168-26-003572.md) | 4.01 Change of auditor; 9.01 Financial statements and exhibits | 0001683168-26-003572 |
| 2026-05-07 | 16:33 ET | [10-Q](/filings/0001437749-26-015620.md) | Quarterly report, period 2026-03-31 | 0001437749-26-015620 |
| 2026-05-07 | 16:07 ET | [8-K](/filings/0001683168-26-003562.md) | 2.02 Results of operations; 9.01 Financial statements and exhibits | 0001683168-26-003562 |
| 2026-04-24 | 16:06 ET | [DEF 14A](/filings/0001104659-26-048559.md) | Proxy statement, period 2026-06-04 | 0001104659-26-048559 |
| 2026-04-13 | 16:05 ET | [8-K](/filings/0001683168-26-002858.md) | 1.01 Entry into a material agreement; 2.03 New direct financial obligation; 9.01 Financial statements and exhibits | 0001683168-26-002858 |
| 2026-03-12 | 16:34 ET | [8-K](/filings/0001104659-26-027101.md) | 1.01 Entry into a material agreement; 9.01 Financial statements and exhibits | 0001104659-26-027101 |
| 2026-03-05 | 16:06 ET | [8-K](/filings/0001683168-26-001522.md) | 1.01 Entry into a material agreement; 2.03 New direct financial obligation; 9.01 Financial statements and exhibits | 0001683168-26-001522 |
| 2026-02-27 | 16:40 ET | [8-K](/filings/0001683168-26-001360.md) | 1.01 Entry into a material agreement; 2.03 New direct financial obligation; 9.01 Financial statements and exhibits | 0001683168-26-001360 |
| 2026-02-26 | 16:56 ET | [8-K](/filings/0001104659-26-020600.md) | 1.01 Entry into a material agreement; 9.01 Financial statements and exhibits | 0001104659-26-020600 |
| 2026-02-26 | 16:24 ET | [10-K](/filings/0001437749-26-005875.md) | Annual report, period 2025-12-31 | 0001437749-26-005875 |
| 2026-02-26 | 16:06 ET | [8-K](/filings/0001683168-26-001315.md) | 2.02 Results of operations; 9.01 Financial statements and exhibits | 0001683168-26-001315 |
| 2026-02-19 | 16:03 ET | [8-K](/filings/0001683168-26-001184.md) | 5.02 Departure or appointment of officers or directors; 9.01 Financial statements and exhibits | 0001683168-26-001184 |
| 2026-02-13 | 07:36 ET | [8-K](/filings/0001104659-26-014691.md) | 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0001104659-26-014691 |
| 2025-12-03 | 17:25 ET | [8-K](/filings/0001683168-25-008857.md) | 1.01 Entry into a material agreement; 2.03 New direct financial obligation; 9.01 Financial statements and exhibits | 0001683168-25-008857 |
| 2025-11-07 | 16:20 ET | [8-K](/filings/0001104659-25-108503.md) | 1.01 Entry into a material agreement; 9.01 Financial statements and exhibits | 0001104659-25-108503 |
| 2025-11-06 | 16:34 ET | [10-Q](/filings/0001437749-25-033627.md) | Quarterly report, period 2025-09-30 | 0001437749-25-033627 |
| 2025-11-06 | 16:13 ET | [8-K](/filings/0001683168-25-008029.md) | 2.02 Results of operations; 9.01 Financial statements and exhibits | 0001683168-25-008029 |
| 2025-11-03 | 16:05 ET | [8-K](/filings/0001683168-25-007913.md) | 1.01 Entry into a material agreement; 2.03 New direct financial obligation; 9.01 Financial statements and exhibits | 0001683168-25-007913 |
| 2025-09-24 | 16:02 ET | [8-K](/filings/0001683168-25-007212.md) | 1.01 Entry into a material agreement; 2.03 New direct financial obligation; 9.01 Financial statements and exhibits | 0001683168-25-007212 |
| 2025-09-04 | 08:03 ET | [8-K](/filings/0001683168-25-006678.md) | 1.01 Entry into a material agreement; 2.03 New direct financial obligation; 9.01 Financial statements and exhibits | 0001683168-25-006678 |
| 2025-08-27 | 16:13 ET | [8-K](/filings/0001104659-25-084009.md) | 1.01 Entry into a material agreement; 9.01 Financial statements and exhibits | 0001104659-25-084009 |
| 2025-08-26 | 16:05 ET | [8-K](/filings/0001683168-25-006467.md) | 1.01 Entry into a material agreement; 1.02 Termination of a material agreement; 2.03 New direct financial obligation; 9.01 Financial statements and exhibits | 0001683168-25-006467 |
| 2025-08-07 | 16:26 ET | [10-Q](/filings/0001437749-25-025450.md) | Quarterly report, period 2025-06-30 | 0001437749-25-025450 |
| 2025-08-07 | 16:11 ET | [8-K](/filings/0001683168-25-005755.md) | 2.02 Results of operations; 9.01 Financial statements and exhibits | 0001683168-25-005755 |
| 2025-08-06 | 16:08 ET | [8-K](/filings/0001683168-25-005710.md) | 1.01 Entry into a material agreement; 2.03 New direct financial obligation; 9.01 Financial statements and exhibits | 0001683168-25-005710 |
| 2025-08-04 | 16:01 ET | [8-K](/filings/0001683168-25-005626.md) | 1.01 Entry into a material agreement; 2.03 New direct financial obligation; 9.01 Financial statements and exhibits | 0001683168-25-005626 |
| 2025-07-23 | 17:23 ET | [8-K](/filings/0001683168-25-005322.md) | 1.01 Entry into a material agreement; 1.02 Termination of a material agreement; 2.03 New direct financial obligation; 9.01 Financial statements and exhibits | 0001683168-25-005322 |
| 2025-07-01 | 16:06 ET | [8-K](/filings/0001683168-25-004861.md) | 1.01 Entry into a material agreement; 2.03 New direct financial obligation; 9.01 Financial statements and exhibits | 0001683168-25-004861 |
| 2025-06-18 | 16:03 ET | [8-K](/filings/0001683168-25-004603.md) | 1.01 Entry into a material agreement; 1.02 Termination of a material agreement; 2.03 New direct financial obligation; 9.01 Financial statements and exhibits | 0001683168-25-004603 |
| 2025-06-12 | 16:24 ET | [8-K](/filings/0001683168-25-004444.md) | 5.03 Amendment to articles or bylaws; 5.07 Shareholder vote results; 9.01 Financial statements and exhibits | 0001683168-25-004444 |
| 2025-06-11 | 16:01 ET | [8-K](/filings/0001683168-25-004402.md) | 1.01 Entry into a material agreement; 2.03 New direct financial obligation; 9.01 Financial statements and exhibits | 0001683168-25-004402 |
| 2025-05-28 | 16:05 ET | [8-K](/filings/0001104659-25-053561.md) | 1.01 Entry into a material agreement; 9.01 Financial statements and exhibits | 0001104659-25-053561 |
| 2025-05-08 | 16:25 ET | [10-Q](/filings/0001437749-25-015518.md) | Quarterly report, period 2025-03-31 | 0001437749-25-015518 |
| 2025-05-08 | 16:10 ET | [8-K](/filings/0001683168-25-003290.md) | 2.02 Results of operations; 9.01 Financial statements and exhibits | 0001683168-25-003290 |
| 2025-04-28 | 16:53 ET | [DEF 14A](/filings/0001104659-25-040212.md) | Proxy statement, period 2025-06-12 | 0001104659-25-040212 |
| 2025-04-25 | 16:16 ET | [8-K](/filings/0001104659-25-039442.md) | 8.01 Other events; 9.01 Financial statements and exhibits | 0001104659-25-039442 |
| 2025-04-10 | 16:01 ET | [8-K](/filings/0001683168-25-002413.md) | 5.07 Shareholder vote results | 0001683168-25-002413 |
| 2025-04-09 | 16:02 ET | [8-K](/filings/0001683168-25-002374.md) | 1.01 Entry into a material agreement; 2.03 New direct financial obligation; 9.01 Financial statements and exhibits | 0001683168-25-002374 |

Page 1 of 6. [Older](/companies/aaoi/filings.md?page=2)
Source: SEC EDGAR, the company’s filing index. Last ingested by Listed: Oct 30, 2026, 11:12 ET. No prices; not investment advice.