# ArrowMark Financial Corp.: overview

BANX · Nasdaq · CIK 1578987 · [Other](/sectors/other.md)

Pages: [Overview](/companies/banx.md) · [Financials](/companies/banx/financials.md) · [Filings](/companies/banx/filings.md) · [Insiders](/companies/banx/insiders.md)

Financial statements for this company are not loaded yet.

## Insider purchases and sales

The last 20 open-market transactions on Form 4 (codes P and S). Reported price is as stated on the form, not a market price. [All insider transactions](/companies/banx/insiders.md)

None in coverage.

## Funds that report holding it

From each manager’s latest Form 13F, largest reported value first. Reported value is as filed: filing data, not a price. [All funds](/funds.md)

| Fund | Quarter ended | Reported value | Shares | Put or call | Change on the quarter before |
| --- | --- | ---: | ---: | --- | --- |
| [ArrowMark Colorado Holdings LLC](/funds/1483859.md) | 2026-06-30 | $17.3m | 884,834 |  | Unchanged |
| [STIFEL FINANCIAL CORP](/funds/720672.md) | 2026-06-30 | $2.7m | 139,071 |  | Added +108 |
| [OSAIC HOLDINGS, INC.](/funds/1677044.md) | 2026-06-30 | $2.6m | 131,069 |  | Added +17,232 |
| [Noble Wealth Management PBC](/funds/2055065.md) | 2026-06-30 | $2.1m | 107,197 |  | Added +884 |
| [SUSQUEHANNA INTERNATIONAL GROUP, LLP](/funds/1446194.md) | 2026-06-30 | $1.5m | 75,700 | Call | Added +62,800 |
| [Everstar Asset Management, LLC](/funds/2023744.md) | 2026-06-30 | $1.2m | 59,632 |  | Added +12,287 |
| [Closed-End Fund Advisors, Inc.](/funds/2103520.md) | 2026-06-30 | $1.1m | 54,650 |  | Reduced −15,123 |
| [Almitas Capital LLC](/funds/1596468.md) | 2026-06-30 | $994.0k | 50,843 |  | Reduced −22,409 |
| [AlphaCore Capital LLC](/funds/1713662.md) | 2026-06-30 | $787.0k | 40,258 |  | New +40,258 |
| [MORGAN STANLEY](/funds/895421.md) | 2026-06-30 | $658.8k | 33,696 |  | Reduced −22 |

## Recent filings

[All 398 filings](/companies/banx/filings.md)

| Filed | Accepted | Form | What it is | Accession |
| --- | --- | --- | --- | --- |
| 2026-10-20 | 19:11 ET | [8-K](/filings/0001104659-26-117334.md) | 8.01 Other events | 0001104659-26-117334 |
| 2026-06-30 | 21:18 ET | [8-K](/filings/0000930413-26-002003.md) | 5.02 Departure or appointment of officers or directors; 9.01 Financial statements and exhibits | 0000930413-26-002003 |
| 2026-05-06 | 12:31 ET | [DEF 14A](/filings/0002077096-26-000125.md) | Proxy statement, period 2026-06-15 | 0002077096-26-000125 |
| 2026-01-28 | 22:03 ET | [8-K](/filings/0001999371-26-001905.md) | 1.01 Entry into a material agreement; 8.01 Other events; 9.01 Financial statements and exhibits | 0001999371-26-001905 |
| 2025-12-19 | 02:43 ET | [8-K](/filings/0001104659-25-122683.md) | 1.01 Entry into a material agreement; 8.01 Other events; 9.01 Financial statements and exhibits | 0001104659-25-122683 |
| 2025-12-16 | 22:13 ET | [8-K](/filings/0001104659-25-121660.md) | 1.01 Entry into a material agreement; 8.01 Other events; 9.01 Financial statements and exhibits | 0001104659-25-121660 |
| 2025-05-06 | 20:30 ET | [DEF 14A](/filings/0001174947-25-000697.md) | Proxy statement, period 2025-06-11 | 0001174947-25-000697 |
| 2025-03-28 | 20:26 ET | [8-K](/filings/0000930413-25-001074.md) | 3.01 Delisting notice | 0000930413-25-001074 |
| 2024-05-07 | 18:44 ET | [DEF 14A](/filings/0001174947-24-000682.md) | Proxy statement, period 2024-06-14 | 0001174947-24-000682 |
| 2023-05-05 | 20:52 ET | [DEF 14A](/filings/0001174947-23-000730.md) | Proxy statement, period 2023-06-16 | 0001174947-23-000730 |

## Latest annual report

No annual report is in coverage.

## Forecast league

Not in this season’s league. [This season’s league](/leagues.md)

## About the filer

- CIK: 1578987
- Tickers: BANX
- Exchange: Nasdaq
- SIC code: not reported
- State of incorporation: DE
- Filer category: not reported

Source: SEC EDGAR, XBRL company facts, the filing index and Forms 4. Last ingested by Listed: Oct 24, 2026, 15:43 ET. No prices; not investment advice.