# Bakkt, Inc.: filings

BKKT · NYSE · CIK 1820302 · [Financials](/sectors/financials.md) · fiscal year ends Dec 31

Pages: [Overview](/companies/bkkt.md) · [Financials](/companies/bkkt/financials.md) · [Filings](/companies/bkkt/filings.md) · [Insiders](/companies/bkkt/insiders.md)

## Reports and events: 171 filings

Newest first, by EDGAR acceptance time (Eastern). Filter with ?form= one of: `periodic`, `8-K`, `10-K`, `10-Q`, `4`, `proxy`, `13dg`, `all`, or any form this company filed (4 229, 8-K 112, 3 40, CORRESP 34, 144 31, UPLOAD 30, 424B3 19, DEFA14A 19, 10-Q 18, 425 18, EFFECT 17, SC 13G/A 15, SC 13G 13, 4/A 11, 8-K/A 10, POS AM 10, DEF 14A 8, S-8 8, SCHEDULE 13G/A 8, S-3/A 7, 10-K 6, 424B5 6, S-3 6, S-8 POS 6, S-4/A 5, SCHEDULE 13G 5, 10-Q/A 4, ARS 4, PRE 14A 4, SCHEDULE 13D/A 4, S-1/A 3, 10-K/A 2, 25-NSE 2, 5 2, 8-A12B 2, CERT 2, DEFM14A 2, DRS 2, NT 10-K 2, NT 10-Q 2, S-1 2, 15-12G 1, 18-K/A 1, 25 1, 3/A 1, 424B4 1, 8-K12B 1, D 1, DRSLTR 1, PREM14A 1, S-4 1, SC 13D/A 1, SCHEDULE 13D 1).

| Filed | Accepted | Form | What it is | Accession |
| --- | --- | --- | --- | --- |
| 2026-08-17 | 12:00 ET | [8-K](/filings/0001193125-26-353239.md) | 5.02 Departure or appointment of officers or directors; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0001193125-26-353239 |
| 2026-08-10 | 20:31 ET | [10-Q](/filings/0001628280-26-055275.md) | Quarterly report, period 2026-06-30 | 0001628280-26-055275 |
| 2026-08-10 | 20:31 ET | [8-K](/filings/0001628280-26-055276.md) | 2.02 Results of operations; 9.01 Financial statements and exhibits | 0001628280-26-055276 |
| 2026-08-07 | 20:43 ET | [8-K/A](/filings/0001628280-26-054892.md) | 9.01 Financial statements and exhibits | 0001628280-26-054892 |
| 2026-07-16 | 21:26 ET | [8-K/A](/filings/0001628280-26-048523.md) | 9.01 Financial statements and exhibits | 0001628280-26-048523 |
| 2026-06-26 | 22:19 ET | [8-K](/filings/0001628280-26-045627.md) | 5.07 Shareholder vote results | 0001628280-26-045627 |
| 2026-06-04 | 12:34 ET | [8-K](/filings/0001628280-26-040634.md) | 8.01 Other events | 0001628280-26-040634 |
| 2026-05-11 | 20:36 ET | [8-K](/filings/0001628280-26-033588.md) | 2.02 Results of operations; 9.01 Financial statements and exhibits | 0001628280-26-033588 |
| 2026-05-11 | 20:33 ET | [10-Q](/filings/0001628280-26-033576.md) | Quarterly report, period 2026-03-31 | 0001628280-26-033576 |
| 2026-05-04 | 23:55 ET | [SCHEDULE 13D/A](/filings/0001193125-26-204650.md) | Ownership report, active investor, amended | 0001193125-26-204650 |
| 2026-04-30 | 21:26 ET | [DEF 14A](/filings/0001628280-26-029018.md) | Proxy statement, period 2025-12-31 | 0001628280-26-029018 |
| 2026-04-30 | 21:14 ET | [8-K](/filings/0001193125-26-197835.md) | 2.01 Completion of an acquisition or disposition; 3.02 Unregistered sale of equity; 5.01 Change in control; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0001193125-26-197835 |
| 2026-04-20 | 12:00 ET | [8-K](/filings/0001628280-26-025920.md) | 5.07 Shareholder vote results | 0001628280-26-025920 |
| 2026-03-24 | 20:32 ET | [8-K](/filings/0001628280-26-020821.md) | 8.01 Other events | 0001628280-26-020821 |
| 2026-03-19 | 21:04 ET | [10-K](/filings/0001628280-26-019870.md) | Annual report, period 2025-12-31 | 0001628280-26-019870 |
| 2026-03-17 | 12:37 ET | [8-K](/filings/0001628280-26-018400.md) | 2.02 Results of operations; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0001628280-26-018400 |
| 2026-03-02 | 21:16 ET | [8-K](/filings/0001193125-26-085441.md) | 1.01 Entry into a material agreement; 7.01 Regulation FD disclosure; 8.01 Other events; 9.01 Financial statements and exhibits | 0001193125-26-085441 |
| 2026-01-20 | 14:29 ET | [8-K](/filings/0001193125-26-016077.md) | 1.01 Entry into a material agreement; 9.01 Financial statements and exhibits | 0001193125-26-016077 |
| 2026-01-20 | 11:05 ET | [8-K](/filings/0001193125-26-015873.md) | 2.02 Results of operations; 8.01 Other events; 9.01 Financial statements and exhibits | 0001193125-26-015873 |
| 2026-01-13 | 22:30 ET | [SCHEDULE 13D/A](/filings/0001193125-26-011916.md) | Ownership report, active investor, amended | 0001193125-26-011916 |
| 2026-01-12 | 13:10 ET | [8-K](/filings/0001193125-26-009830.md) | 1.01 Entry into a material agreement; 1.02 Termination of a material agreement; 3.02 Unregistered sale of equity; 5.02 Departure or appointment of officers or directors; 5.03 Amendment to articles or bylaws; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0001193125-26-009830 |
| 2025-12-15 | 13:01 ET | [8-K](/filings/0001628280-25-056871.md) | 7.01 Regulation FD disclosure | 0001628280-25-056871 |
| 2025-12-10 | 21:04 ET | [8-K](/filings/0001628280-25-056295.md) | 8.01 Other events; 9.01 Financial statements and exhibits | 0001628280-25-056295 |
| 2025-11-24 | 12:55 ET | [8-K](/filings/0001628280-25-053695.md) | 8.01 Other events | 0001628280-25-053695 |
| 2025-11-18 | 02:07 ET | [SCHEDULE 13D/A](/filings/0001193125-25-286689.md) | Ownership report, active investor, amended | 0001193125-25-286689 |
| 2025-11-14 | 22:21 ET | [8-K](/filings/0001628280-25-052422.md) | 5.02 Departure or appointment of officers or directors; 9.01 Financial statements and exhibits | 0001628280-25-052422 |
| 2025-11-12 | 11:05 ET | [8-K](/filings/0001193125-25-275602.md) | 2.02 Results of operations; 9.01 Financial statements and exhibits | 0001193125-25-275602 |
| 2025-11-12 | 23:44 ET | [8-K](/filings/0001628280-25-051201.md) | 2.02 Results of operations; 9.01 Financial statements and exhibits | 0001628280-25-051201 |
| 2025-11-12 | 22:32 ET | [10-Q](/filings/0001628280-25-051180.md) | Quarterly report, period 2025-09-30 | 0001628280-25-051180 |
| 2025-11-07 | 02:04 ET | [SCHEDULE 13D](/filings/0001193125-25-272844.md) | Ownership report, active investor | 0001193125-25-272844 |
| 2025-11-07 | 21:52 ET | [8-K/A](/filings/0001193125-25-272524.md) | 5.02 Departure or appointment of officers or directors | 0001193125-25-272524 |
| 2025-11-03 | 20:50 ET | [8-K](/filings/0001193125-25-262474.md) | 5.02 Departure or appointment of officers or directors; 5.07 Shareholder vote results; 9.01 Financial statements and exhibits | 0001193125-25-262474 |
| 2025-10-31 | 20:33 ET | [8-K](/filings/0001628280-25-047840.md) | 5.02 Departure or appointment of officers or directors; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0001628280-25-047840 |
| 2025-10-22 | 13:03 ET | [8-K](/filings/0001193125-25-245822.md) | 8.01 Other events; 9.01 Financial statements and exhibits | 0001193125-25-245822 |
| 2025-10-21 | 22:09 ET | [8-K](/filings/0001628280-25-045560.md) | 5.02 Departure or appointment of officers or directors | 0001628280-25-045560 |
| 2025-10-20 | 00:40 ET | [8-K](/filings/0001193125-25-242750.md) | 1.01 Entry into a material agreement; 3.02 Unregistered sale of equity; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0001193125-25-242750 |
| 2025-10-14 | 01:46 ET | [8-K](/filings/0001193125-25-237364.md) | 8.01 Other events | 0001193125-25-237364 |
| 2025-10-08 | 20:21 ET | [8-K](/filings/0001193125-25-234538.md) | 5.07 Shareholder vote results | 0001193125-25-234538 |
| 2025-10-01 | 13:56 ET | [8-K](/filings/0001628280-25-043317.md) | 1.01 Entry into a material agreement; 2.01 Completion of an acquisition or disposition; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0001628280-25-043317 |
| 2025-09-22 | 12:00 ET | [8-K](/filings/0001628280-25-042251.md) | 5.02 Departure or appointment of officers or directors | 0001628280-25-042251 |
| 2025-09-15 | 20:19 ET | [8-K](/filings/0001193125-25-203599.md) | 8.01 Other events | 0001193125-25-203599 |
| 2025-09-09 | 20:58 ET | [DEF 14A](/filings/0001193125-25-199210.md) | Proxy statement, period 2025-10-07 | 0001193125-25-199210 |
| 2025-08-29 | 21:05 ET | [8-K](/filings/0001820302-25-000005.md) | 8.01 Other events | 0001820302-25-000005 |
| 2025-08-12 | 00:06 ET | [8-K](/filings/0001193125-25-178246.md) | 5.02 Departure or appointment of officers or directors; 9.01 Financial statements and exhibits | 0001193125-25-178246 |
| 2025-08-11 | 20:51 ET | [10-Q](/filings/0001628280-25-039625.md) | Quarterly report, period 2025-06-30 | 0001628280-25-039625 |
| 2025-08-11 | 20:41 ET | [8-K](/filings/0001628280-25-039613.md) | 2.02 Results of operations; 9.01 Financial statements and exhibits | 0001628280-25-039613 |
| 2025-08-08 | 21:27 ET | [8-K](/filings/0001628280-25-039333.md) | 5.03 Amendment to articles or bylaws; 5.07 Shareholder vote results; 9.01 Financial statements and exhibits | 0001628280-25-039333 |
| 2025-08-06 | 21:07 ET | [8-K](/filings/0001628280-25-038417.md) | 1.01 Entry into a material agreement; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0001628280-25-038417 |
| 2025-07-30 | 21:06 ET | [8-K](/filings/0001193125-25-169353.md) | 1.01 Entry into a material agreement; 1.02 Termination of a material agreement; 5.02 Departure or appointment of officers or directors; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0001193125-25-169353 |
| 2025-07-28 | 21:18 ET | [8-K](/filings/0001628280-25-036239.md) | 1.01 Entry into a material agreement; 2.02 Results of operations; 9.01 Financial statements and exhibits | 0001628280-25-036239 |

Page 1 of 4. [Older](/companies/bkkt/filings.md?page=2)
Source: SEC EDGAR, the company’s filing index. Last ingested by Listed: Oct 24, 2026, 15:15 ET. No prices; not investment advice.