# Caterpillar Inc: filings

CAT · NYSE · CIK 18230 · [Industrials](/sectors/industrials.md) · fiscal year ends Dec 31

Pages: [Overview](/companies/cat.md) · [Financials](/companies/cat/financials.md) · [Filings](/companies/cat/filings.md) · [Insiders](/companies/cat/insiders.md)

## Reports and events: 484 filings

Newest first, by EDGAR acceptance time (Eastern). Filter with ?form= one of: `periodic`, `8-K`, `10-K`, `10-Q`, `4`, `proxy`, `13dg`, `all`, or any form this company filed (4 2344, 8-K 382, 11-K 104, 144 62, 10-Q 53, 3 37, SC 13G/A 34, DEFA14A 28, 10-K 18, DEF 14A 18, S-8 18, SC 13G 18, UPLOAD 15, NO ACT 14, PX14A6G 14, SD 13, 424B5 12, 4/A 11, 8-K/A 11, CORRESP 11, CB/A 9, S-8 POS 8, FWP 7, IRANNOTICE 7, S-3ASR 7, 3/A 5, ARS 4, 25-NSE 3, 10-Q/A 2, 15-12B 2, 424B2 2, PRE 14A 2, SCHEDULE 13G/A 2, 11-K/A 1, 25 1, 424B3 1, 5 1, CB 1, EFFECT 1, PX14A6N 1, S-4 1, S-4/A 1, SCHEDULE 13G 1).

| Filed | Accepted | Form | What it is | Accession |
| --- | --- | --- | --- | --- |
| 2026-10-15 | 15:31 ET | [8-K](/filings/0001104659-26-116198.md) | 5.02 Departure or appointment of officers or directors; 8.01 Other events; 9.01 Financial statements and exhibits | 0001104659-26-116198 |
| 2026-09-01 | 12:10 ET | [8-K](/filings/0001104659-26-104197.md) | 1.01 Entry into a material agreement; 2.03 New direct financial obligation; 9.01 Financial statements and exhibits | 0001104659-26-104197 |
| 2026-08-05 | 08:43 ET | [10-Q](/filings/0000018230-26-000046.md) | Quarterly report, period 2026-06-30 | 0000018230-26-000046 |
| 2026-08-04 | 06:31 ET | [8-K](/filings/0000018230-26-000040.md) | 2.02 Results of operations; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0000018230-26-000040 |
| 2026-06-11 | 16:05 ET | [8-K](/filings/0001104659-26-072929.md) | 5.07 Shareholder vote results; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0001104659-26-072929 |
| 2026-05-06 | 11:08 ET | [10-Q](/filings/0000018230-26-000021.md) | Quarterly report, period 2026-03-31 | 0000018230-26-000021 |
| 2026-04-30 | 14:01 ET | [DEF 14A](/filings/0001308179-26-000358.md) | Proxy statement, period 2026-06-10 | 0001308179-26-000358 |
| 2026-04-30 | 06:31 ET | [8-K](/filings/0000018230-26-000017.md) | 2.02 Results of operations; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0000018230-26-000017 |
| 2026-04-13 | 16:09 ET | [8-K](/filings/0001104659-26-042621.md) | 8.01 Other events; 9.01 Financial statements and exhibits | 0001104659-26-042621 |
| 2026-04-10 | 16:30 ET | [8-K](/filings/0001104659-26-042062.md) | 5.02 Departure or appointment of officers or directors; 9.01 Financial statements and exhibits | 0001104659-26-042062 |
| 2026-03-26 | 17:09 ET | [8-K](/filings/0000018230-26-000013.md) | 8.01 Other events | 0000018230-26-000013 |
| 2026-02-13 | 10:18 ET | [10-K](/filings/0000018230-26-000008.md) | Annual report, period 2025-12-31 | 0000018230-26-000008 |
| 2026-01-29 | 06:31 ET | [8-K](/filings/0000018230-26-000003.md) | 2.02 Results of operations; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0000018230-26-000003 |
| 2026-01-06 | 16:33 ET | [8-K](/filings/0001104659-26-001346.md) | 5.02 Departure or appointment of officers or directors; 5.03 Amendment to articles or bylaws; 9.01 Financial statements and exhibits | 0001104659-26-001346 |
| 2025-11-03 | 11:06 ET | [10-Q](/filings/0000018230-25-000048.md) | Quarterly report, period 2025-09-30 | 0000018230-25-000048 |
| 2025-10-29 | 06:32 ET | [8-K](/filings/0000018230-25-000043.md) | 2.02 Results of operations; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0000018230-25-000043 |
| 2025-09-03 | 16:06 ET | [8-K](/filings/0001104659-25-087011.md) | 1.01 Entry into a material agreement; 2.03 New direct financial obligation; 9.01 Financial statements and exhibits | 0001104659-25-087011 |
| 2025-08-28 | 16:37 ET | [8-K](/filings/0001104659-25-084800.md) | 8.01 Other events; 9.01 Financial statements and exhibits | 0001104659-25-084800 |
| 2025-08-06 | 09:35 ET | [10-Q](/filings/0000018230-25-000040.md) | Quarterly report, period 2025-06-30 | 0000018230-25-000040 |
| 2025-08-05 | 06:32 ET | [8-K](/filings/0000018230-25-000037.md) | 2.02 Results of operations; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0000018230-25-000037 |
| 2025-06-12 | 16:19 ET | [8-K](/filings/0001104659-25-058891.md) | 5.07 Shareholder vote results; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0001104659-25-058891 |
| 2025-05-15 | 10:49 ET | [8-K](/filings/0001104659-25-049132.md) | 8.01 Other events; 9.01 Financial statements and exhibits | 0001104659-25-049132 |
| 2025-05-07 | 09:31 ET | [10-Q](/filings/0000018230-25-000016.md) | Quarterly report, period 2025-03-31 | 0000018230-25-000016 |
| 2025-04-30 | 13:07 ET | [DEF 14A](/filings/0001308179-25-000529.md) | Proxy statement, period 2025-06-11 | 0001308179-25-000529 |
| 2025-04-30 | 06:31 ET | [8-K](/filings/0000018230-25-000013.md) | 2.02 Results of operations; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0000018230-25-000013 |
| 2025-04-15 | 06:53 ET | [8-K](/filings/0001104659-25-034874.md) | 5.02 Departure or appointment of officers or directors; 9.01 Financial statements and exhibits | 0001104659-25-034874 |
| 2025-04-09 | 16:35 ET | [8-K](/filings/0001104659-25-033418.md) | 5.02 Departure or appointment of officers or directors; 9.01 Financial statements and exhibits | 0001104659-25-033418 |
| 2025-02-14 | 09:36 ET | [10-K](/filings/0000018230-25-000008.md) | Annual report, period 2024-12-31 | 0000018230-25-000008 |
| 2025-01-30 | 06:32 ET | [8-K](/filings/0000018230-25-000004.md) | 2.02 Results of operations; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0000018230-25-000004 |
| 2024-11-06 | 10:40 ET | [10-Q](/filings/0000018230-24-000053.md) | Quarterly report, period 2024-09-30 | 0000018230-24-000053 |
| 2024-10-30 | 06:33 ET | [8-K](/filings/0000018230-24-000050.md) | 2.02 Results of operations; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0000018230-24-000050 |
| 2024-10-11 | 08:34 ET | [8-K](/filings/0000018230-24-000047.md) | 2.02 Results of operations; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0000018230-24-000047 |
| 2024-09-04 | 06:07 ET | [8-K](/filings/0001104659-24-096572.md) | 1.01 Entry into a material agreement; 2.03 New direct financial obligation; 9.01 Financial statements and exhibits | 0001104659-24-096572 |
| 2024-08-07 | 10:40 ET | [10-Q](/filings/0000018230-24-000045.md) | Quarterly report, period 2024-06-30 | 0000018230-24-000045 |
| 2024-08-06 | 06:32 ET | [8-K](/filings/0000018230-24-000042.md) | 2.02 Results of operations; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0000018230-24-000042 |
| 2024-06-14 | 16:05 ET | [8-K](/filings/0001104659-24-071748.md) | 5.07 Shareholder vote results; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0001104659-24-071748 |
| 2024-05-01 | 10:05 ET | [10-Q](/filings/0000018230-24-000020.md) | Quarterly report, period 2024-03-31 | 0000018230-24-000020 |
| 2024-04-29 | 11:25 ET | [DEF 14A](/filings/0001308179-24-000623.md) | Proxy statement, period 2024-06-12 | 0001308179-24-000623 |
| 2024-04-25 | 06:31 ET | [8-K](/filings/0000018230-24-000016.md) | 2.02 Results of operations; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0000018230-24-000016 |
| 2024-04-03 | 06:29 ET | [8-K](/filings/0000018230-24-000012.md) | 5.02 Departure or appointment of officers or directors | 0000018230-24-000012 |
| 2024-02-16 | 10:05 ET | [10-K](/filings/0000018230-24-000009.md) | Annual report, period 2023-12-31 | 0000018230-24-000009 |
| 2024-02-05 | 06:31 ET | [8-K](/filings/0000018230-24-000005.md) | 2.02 Results of operations; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0000018230-24-000005 |
| 2023-12-14 | 14:14 ET | [8-K](/filings/0000018230-23-000058.md) | 8.01 Other events | 0000018230-23-000058 |
| 2023-11-01 | 10:03 ET | [10-Q](/filings/0000018230-23-000056.md) | Quarterly report, period 2023-09-30 | 0000018230-23-000056 |
| 2023-10-31 | 06:32 ET | [8-K](/filings/0000018230-23-000054.md) | 2.02 Results of operations; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0000018230-23-000054 |
| 2023-10-16 | 09:03 ET | [8-K](/filings/0000018230-23-000051.md) | 5.02 Departure or appointment of officers or directors; 9.01 Financial statements and exhibits | 0000018230-23-000051 |
| 2023-09-01 | 16:01 ET | [8-K](/filings/0001104659-23-097732.md) | 1.01 Entry into a material agreement; 2.03 New direct financial obligation; 9.01 Financial statements and exhibits | 0001104659-23-097732 |
| 2023-08-09 | 16:46 ET | [8-K](/filings/0000018230-23-000049.md) | 5.02 Departure or appointment of officers or directors; 9.01 Financial statements and exhibits | 0000018230-23-000049 |
| 2023-08-02 | 10:16 ET | [10-Q](/filings/0000018230-23-000047.md) | Quarterly report, period 2023-06-30 | 0000018230-23-000047 |
| 2023-08-01 | 06:31 ET | [8-K](/filings/0000018230-23-000044.md) | 2.02 Results of operations; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0000018230-23-000044 |

Page 1 of 10. [Older](/companies/cat/filings.md?page=2)
Source: SEC EDGAR, the company’s filing index. Last ingested by Listed: Oct 29, 2026, 06:34 ET. No prices; not investment advice.