# DeFi Capital Markets, Inc.: filings

DCM · NYSE · CIK 102109 · [Consumer discretionary](/sectors/consumer-discretionary.md) · fiscal year ends Dec 31

Pages: [Overview](/companies/dcm.md) · [Financials](/companies/dcm/financials.md) · [Filings](/companies/dcm/filings.md) · [Insiders](/companies/dcm/insiders.md)

## Reports and events: 229 filings

Newest first, by EDGAR acceptance time (Eastern). Filter with ?form= one of: `periodic`, `8-K`, `10-K`, `10-Q`, `4`, `proxy`, `13dg`, `all`, or any form this company filed (8-K 93, 4 77, 10-Q 53, NT 10-Q 33, SC 13G/A 29, SCHEDULE 13D/A 25, DEFA14A 20, DEF 14A 19, 10-K 18, NT 10-K 12, 425 8, SC 13G 8, SC 13D/A 7, UPLOAD 6, DEFR14A 5, 3 4, 4/A 4, PRE 14A 4, 10-Q/A 3, CORRESP 3, D 3, SC 13D 3, 10-K/A 2, 144 2, ARS 2, RW 2, S-1 2, S-8 2, SCHEDULE 13D 2, SCHEDULE 13G 2, SCHEDULE 13G/A 2, 424B3 1, 8-K/A 1, DEFM14A 1, EFFECT 1, PREM14A 1, S-1/A 1, S-3 1, S-4 1, S-8 POS 1).

| Filed | Accepted | Form | What it is | Accession |
| --- | --- | --- | --- | --- |
| 2026-10-20 | 16:30 ET | [DEF 14A](/filings/0001104659-26-117433.md) | Proxy statement, period 2026-11-18 | 0001104659-26-117433 |
| 2026-10-15 | 16:30 ET | [8-K](/filings/0001104659-26-116259.md) | 5.03 Amendment to articles or bylaws; 9.01 Financial statements and exhibits | 0001104659-26-116259 |
| 2026-10-09 | 16:30 ET | [8-K](/filings/0001104659-26-115059.md) | 1.01 Entry into a material agreement; 2.03 New direct financial obligation; 3.02 Unregistered sale of equity; 9.01 Financial statements and exhibits | 0001104659-26-115059 |
| 2026-10-07 | 16:30 ET | [8-K](/filings/0001104659-26-114373.md) | 5.03 Amendment to articles or bylaws; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0001104659-26-114373 |
| 2026-10-01 | 17:31 ET | [SCHEDULE 13D/A](/filings/0000921895-26-002701.md) | Ownership report, active investor, amended | 0000921895-26-002701 |
| 2026-08-31 | 20:00 ET | [SCHEDULE 13D/A](/filings/0000921895-26-002441.md) | Ownership report, active investor, amended | 0000921895-26-002441 |
| 2026-08-21 | 20:05 ET | [SCHEDULE 13D/A](/filings/0000921895-26-002270.md) | Ownership report, active investor, amended | 0000921895-26-002270 |
| 2026-08-14 | 16:31 ET | [10-Q](/filings/0001104659-26-097233.md) | Quarterly report, period 2026-06-30 | 0001104659-26-097233 |
| 2026-08-07 | 16:57 ET | [8-K](/filings/0001104659-26-092769.md) | 5.03 Amendment to articles or bylaws; 9.01 Financial statements and exhibits | 0001104659-26-092769 |
| 2026-07-31 | 21:00 ET | [SCHEDULE 13D/A](/filings/0001193805-26-001013.md) | Ownership report, active investor, amended | 0001193805-26-001013 |
| 2026-07-31 | 16:30 ET | [8-K](/filings/0001104659-26-089251.md) | 5.07 Shareholder vote results; 9.01 Financial statements and exhibits | 0001104659-26-089251 |
| 2026-07-10 | 16:30 ET | [S-1](/filings/0001104659-26-082673.md) | Registration statement | 0001104659-26-082673 |
| 2026-07-02 | 16:30 ET | [10-K](/filings/0001104659-26-080359.md) | Annual report, period 2026-03-31 | 0001104659-26-080359 |
| 2026-06-23 | 16:40 ET | [DEF 14A](/filings/0001104659-26-076839.md) | Proxy statement, period 2026-07-31 | 0001104659-26-076839 |
| 2026-06-12 | 16:31 ET | [8-K](/filings/0001104659-26-073513.md) | 1.01 Entry into a material agreement; 2.03 New direct financial obligation; 3.02 Unregistered sale of equity; 9.01 Financial statements and exhibits | 0001104659-26-073513 |
| 2026-05-19 | 16:50 ET | [SCHEDULE 13D/A](/filings/0000921895-26-001440.md) | Ownership report, active investor, amended | 0000921895-26-001440 |
| 2026-05-19 | 16:48 ET | [SCHEDULE 13D/A](/filings/0000921895-26-001439.md) | Ownership report, active investor, amended | 0000921895-26-001439 |
| 2026-05-19 | 16:30 ET | [8-K](/filings/0001104659-26-063859.md) | 3.02 Unregistered sale of equity; 9.01 Financial statements and exhibits | 0001104659-26-063859 |
| 2026-05-04 | 16:38 ET | [SCHEDULE 13D/A](/filings/0000921895-26-001152.md) | Ownership report, active investor, amended | 0000921895-26-001152 |
| 2026-05-04 | 16:35 ET | [SCHEDULE 13D/A](/filings/0000921895-26-001151.md) | Ownership report, active investor, amended | 0000921895-26-001151 |
| 2026-04-02 | 16:31 ET | [SCHEDULE 13D/A](/filings/0000921895-26-000893.md) | Ownership report, active investor, amended | 0000921895-26-000893 |
| 2026-03-27 | 16:30 ET | [8-K](/filings/0001104659-26-036163.md) | 5.07 Shareholder vote results; 9.01 Financial statements and exhibits | 0001104659-26-036163 |
| 2026-03-23 | 19:38 ET | [SCHEDULE 13D/A](/filings/0000921895-26-000780.md) | Ownership report, active investor, amended | 0000921895-26-000780 |
| 2026-03-12 | 18:43 ET | [SCHEDULE 13D/A](/filings/0000921895-26-000674.md) | Ownership report, active investor, amended | 0000921895-26-000674 |
| 2026-03-09 | 18:00 ET | [SCHEDULE 13D/A](/filings/0000921895-26-000649.md) | Ownership report, active investor, amended | 0000921895-26-000649 |
| 2026-03-03 | 19:34 ET | [SCHEDULE 13D/A](/filings/0000921895-26-000597.md) | Ownership report, active investor, amended | 0000921895-26-000597 |
| 2026-02-24 | 17:08 ET | [DEF 14A](/filings/0001104659-26-019208.md) | Proxy statement, period 2026-03-27 | 0001104659-26-019208 |
| 2026-02-19 | 16:31 ET | [10-Q](/filings/0001104659-26-017568.md) | Quarterly report, period 2025-12-31 | 0001104659-26-017568 |
| 2026-02-06 | 16:35 ET | [SCHEDULE 13D/A](/filings/0000921895-26-000237.md) | Ownership report, active investor, amended | 0000921895-26-000237 |
| 2026-02-06 | 16:30 ET | [8-K](/filings/0001104659-26-011560.md) | 3.02 Unregistered sale of equity; 9.01 Financial statements and exhibits | 0001104659-26-011560 |
| 2026-01-21 | 16:43 ET | [SCHEDULE 13D/A](/filings/0000921895-26-000122.md) | Ownership report, active investor, amended | 0000921895-26-000122 |
| 2026-01-21 | 16:40 ET | [SCHEDULE 13D/A](/filings/0000921895-26-000121.md) | Ownership report, active investor, amended | 0000921895-26-000121 |
| 2026-01-05 | 18:50 ET | [SCHEDULE 13D/A](/filings/0000921895-26-000026.md) | Ownership report, active investor, amended | 0000921895-26-000026 |
| 2025-12-16 | 16:30 ET | [8-K](/filings/0001104659-25-121606.md) | 5.07 Shareholder vote results; 9.01 Financial statements and exhibits | 0001104659-25-121606 |
| 2025-12-11 | 19:10 ET | [SCHEDULE 13D/A](/filings/0000921895-25-003318.md) | Ownership report, active investor, amended | 0000921895-25-003318 |
| 2025-11-25 | 18:34 ET | [SCHEDULE 13D/A](/filings/0000921895-25-003197.md) | Ownership report, active investor, amended | 0000921895-25-003197 |
| 2025-11-19 | 16:36 ET | [10-Q](/filings/0001104659-25-114128.md) | Quarterly report, period 2025-09-30 | 0001104659-25-114128 |
| 2025-11-14 | 16:32 ET | [8-K](/filings/0001104659-25-112611.md) | 5.07 Shareholder vote results; 9.01 Financial statements and exhibits | 0001104659-25-112611 |
| 2025-10-23 | 19:30 ET | [SCHEDULE 13D/A](/filings/0000921895-25-002796.md) | Ownership report, active investor, amended | 0000921895-25-002796 |
| 2025-10-20 | 16:30 ET | [8-K](/filings/0001104659-25-100849.md) | 5.07 Shareholder vote results; 9.01 Financial statements and exhibits | 0001104659-25-100849 |
| 2025-10-02 | 16:31 ET | [8-K](/filings/0001104659-25-096097.md) | 1.01 Entry into a material agreement; 5.02 Departure or appointment of officers or directors; 9.01 Financial statements and exhibits | 0001104659-25-096097 |
| 2025-09-26 | 17:05 ET | [SCHEDULE 13D/A](/filings/0000921895-25-002627.md) | Ownership report, active investor, amended | 0000921895-25-002627 |
| 2025-09-19 | 16:31 ET | [S-1/A](/filings/0001104659-25-091692.md) | Registration statement, amended | 0001104659-25-091692 |
| 2025-09-17 | 16:30 ET | [DEF 14A](/filings/0001104659-25-090855.md) | Proxy statement, period 2025-10-20 | 0001104659-25-090855 |
| 2025-09-16 | 16:31 ET | [S-1](/filings/0001104659-25-090446.md) | Registration statement | 0001104659-25-090446 |
| 2025-09-02 | 06:51 ET | [8-K](/filings/0001104659-25-085972.md) | 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0001104659-25-085972 |
| 2025-08-29 | 16:32 ET | [8-K](/filings/0001104659-25-085725.md) | 5.03 Amendment to articles or bylaws; 9.01 Financial statements and exhibits | 0001104659-25-085725 |
| 2025-08-19 | 11:27 ET | [10-Q](/filings/0001410578-25-001850.md) | Quarterly report, period 2025-06-30 | 0001410578-25-001850 |
| 2025-08-14 | 06:30 ET | [8-K](/filings/0001104659-25-078006.md) | 1.01 Entry into a material agreement; 2.03 New direct financial obligation; 3.02 Unregistered sale of equity; 9.01 Financial statements and exhibits | 0001104659-25-078006 |
| 2025-07-31 | 16:30 ET | [8-K](/filings/0001104659-25-072726.md) | 5.02 Departure or appointment of officers or directors | 0001104659-25-072726 |

Page 1 of 5. [Older](/companies/dcm/filings.md?page=2)
Source: SEC EDGAR, the company’s filing index. Last ingested by Listed: Oct 26, 2026, 16:32 ET. No prices; not investment advice.