# Equus Total Return, Inc.: filings

EQS · NYSE · CIK 878932 · [Other](/sectors/other.md) · fiscal year ends Dec 31

Pages: [Overview](/companies/eqs.md) · [Financials](/companies/eqs/financials.md) · [Filings](/companies/eqs/filings.md) · [Insiders](/companies/eqs/insiders.md)

## Reports and events: 300 filings

Newest first, by EDGAR acceptance time (Eastern). Filter with ?form= one of: `periodic`, `8-K`, `10-K`, `10-Q`, `4`, `proxy`, `13dg`, `all`, or any form this company filed (8-K 155, 4 78, 10-Q 53, 40-17F2 53, SC 13D/A 26, DEFA14A 19, 10-K 18, DEF 14A 17, 40-17G 14, 4/A 14, DFAN14A 14, 10-Q/A 12, 3 12, SC 13D 12, DEF 14C 9, CORRESP 7, 10-K/A 5, NT 10-Q 5, SC 13G/A 5, NT 10-K 4, PRE 14A 4, PRE 14C 4, SC 13G 4, 40-17G/A 3, 40-APP/A 3, 425 2, 40-APP 1, 8-K/A 1, DEFC14A 1, DEFR14C 1, N-2 1, N-2/A 1, PREC14A 1, S-8 1, SCHEDULE 13D 1).

| Filed | Accepted | Form | What it is | Accession |
| --- | --- | --- | --- | --- |
| 2026-10-13 | 21:00 ET | [8-K](/filings/0001712543-26-000051.md) | 3.01 Delisting notice; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0001712543-26-000051 |
| 2026-08-14 | 21:01 ET | [10-Q](/filings/0001712543-26-000047.md) | Quarterly report, period 2026-06-30 | 0001712543-26-000047 |
| 2026-07-02 | 20:00 ET | [8-K](/filings/0001712543-26-000044.md) | 5.07 Shareholder vote results | 0001712543-26-000044 |
| 2026-06-23 | 12:31 ET | [SCHEDULE 13D](/filings/0001099910-26-000220.md) | Ownership report, active investor | 0001099910-26-000220 |
| 2026-05-22 | 21:33 ET | [8-K](/filings/0001712543-26-000041.md) | 8.01 Other events; 9.01 Financial statements and exhibits | 0001712543-26-000041 |
| 2026-05-20 | 20:56 ET | [10-Q](/filings/0001712543-26-000039.md) | Quarterly report, period 2026-03-31 | 0001712543-26-000039 |
| 2026-05-12 | 20:00 ET | [8-K](/filings/0001712543-26-000034.md) | 4.01 Change of auditor | 0001712543-26-000034 |
| 2026-05-04 | 21:12 ET | [8-K](/filings/0001712543-26-000032.md) | 4.01 Change of auditor; 9.01 Financial statements and exhibits | 0001712543-26-000032 |
| 2026-04-30 | 20:45 ET | [DEF 14A](/filings/0001712543-26-000029.md) | Proxy statement, period 2026-04-30 | 0001712543-26-000029 |
| 2026-04-22 | 20:24 ET | [8-K](/filings/0001712543-26-000026.md) | 8.01 Other events; 9.01 Financial statements and exhibits | 0001712543-26-000026 |
| 2026-04-20 | 21:26 ET | [10-K/A](/filings/0001096906-26-000571.md) | Annual report, amended, period 2025-12-31 | 0001096906-26-000571 |
| 2026-04-17 | 01:38 ET | [10-K](/filings/0001712543-26-000024.md) | Annual report, period 2025-12-31 | 0001712543-26-000024 |
| 2025-12-18 | 22:02 ET | [10-Q/A](/filings/0001096906-25-002136.md) | Quarterly report, amended, period 2022-03-31 | 0001096906-25-002136 |
| 2025-12-18 | 21:59 ET | [10-Q/A](/filings/0001096906-25-002135.md) | Quarterly report, amended, period 2022-06-30 | 0001096906-25-002135 |
| 2025-12-18 | 21:56 ET | [10-Q/A](/filings/0001096906-25-002134.md) | Quarterly report, amended, period 2022-09-30 | 0001096906-25-002134 |
| 2025-12-18 | 21:52 ET | [10-K/A](/filings/0001096906-25-002133.md) | Annual report, amended, period 2022-12-31 | 0001096906-25-002133 |
| 2025-12-18 | 21:47 ET | [10-Q/A](/filings/0001096906-25-002131.md) | Quarterly report, amended, period 2023-03-31 | 0001096906-25-002131 |
| 2025-12-18 | 21:42 ET | [10-Q/A](/filings/0001096906-25-002129.md) | Quarterly report, amended, period 2023-06-30 | 0001096906-25-002129 |
| 2025-12-18 | 21:38 ET | [10-Q/A](/filings/0001096906-25-002128.md) | Quarterly report, amended, period 2023-09-30 | 0001096906-25-002128 |
| 2025-12-18 | 21:31 ET | [10-K/A](/filings/0001096906-25-002127.md) | Annual report, amended, period 2023-12-31 | 0001096906-25-002127 |
| 2025-12-17 | 19:51 ET | [10-Q/A](/filings/0001096906-25-002103.md) | Quarterly report, amended, period 2024-03-31 | 0001096906-25-002103 |
| 2025-12-17 | 19:46 ET | [10-Q/A](/filings/0001096906-25-002101.md) | Quarterly report, amended, period 2024-06-30 | 0001096906-25-002101 |
| 2025-12-17 | 19:40 ET | [10-Q/A](/filings/0001096906-25-002099.md) | Quarterly report, amended, period 2024-09-30 | 0001096906-25-002099 |
| 2025-12-17 | 19:30 ET | [10-K/A](/filings/0001096906-25-002097.md) | Annual report, amended, period 2024-12-31 | 0001096906-25-002097 |
| 2025-12-17 | 19:24 ET | [10-Q/A](/filings/0001096906-25-002095.md) | Quarterly report, amended, period 2025-03-31 | 0001096906-25-002095 |
| 2025-12-17 | 19:19 ET | [10-Q/A](/filings/0001096906-25-002093.md) | Quarterly report, amended, period 2025-06-30 | 0001096906-25-002093 |
| 2025-12-17 | 19:11 ET | [10-Q/A](/filings/0001096906-25-002090.md) | Quarterly report, amended, period 2025-09-30 | 0001096906-25-002090 |
| 2025-11-25 | 20:30 ET | [8-K](/filings/0000878932-25-000009.md) | 8.01 Other events; 9.01 Financial statements and exhibits | 0000878932-25-000009 |
| 2025-11-20 | 16:19 ET | [10-Q](/filings/0000878932-25-000007.md) | Quarterly report, period 2025-09-30 | 0000878932-25-000007 |
| 2025-08-19 | 19:56 ET | [8-K](/filings/0001712543-25-000063.md) | 8.01 Other events; 9.01 Financial statements and exhibits | 0001712543-25-000063 |
| 2025-08-15 | 19:12 ET | [10-Q](/filings/0001712543-25-000061.md) | Quarterly report, period 2025-06-30 | 0001712543-25-000061 |
| 2025-07-02 | 21:12 ET | [8-K](/filings/0001712543-25-000048.md) | 5.07 Shareholder vote results | 0001712543-25-000048 |
| 2025-05-20 | 21:18 ET | [8-K](/filings/0001712543-25-000039.md) | 3.01 Delisting notice; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0001712543-25-000039 |
| 2025-05-19 | 21:09 ET | [8-K](/filings/0001712543-25-000036.md) | 8.01 Other events; 9.01 Financial statements and exhibits | 0001712543-25-000036 |
| 2025-05-19 | 20:04 ET | [10-Q](/filings/0001712543-25-000034.md) | Quarterly report, period 2025-03-31 | 0001712543-25-000034 |
| 2025-05-12 | 20:03 ET | [DEF 14A](/filings/0001712543-25-000028.md) | Proxy statement, period 2025-05-12 | 0001712543-25-000028 |
| 2025-04-11 | 17:23 ET | [8-K](/filings/0001712543-25-000018.md) | 8.01 Other events; 9.01 Financial statements and exhibits | 0001712543-25-000018 |
| 2025-04-10 | 20:01 ET | [10-K](/filings/0001712543-25-000016.md) | Annual report, period 2024-12-31 | 0001712543-25-000016 |
| 2025-03-10 | 21:24 ET | [8-K](/filings/0001712543-25-000012.md) | 2.01 Completion of an acquisition or disposition | 0001712543-25-000012 |
| 2025-02-18 | 21:35 ET | [8-K](/filings/0001712543-25-000010.md) | 1.01 Entry into a material agreement; 3.02 Unregistered sale of equity; 9.01 Financial statements and exhibits | 0001712543-25-000010 |
| 2025-01-06 | 21:49 ET | [8-K](/filings/0001712543-25-000002.md) | 5.02 Departure or appointment of officers or directors; 8.01 Other events; 9.01 Financial statements and exhibits | 0001712543-25-000002 |
| 2024-11-15 | 17:52 ET | [8-K](/filings/0001712543-24-000070.md) | 8.01 Other events; 9.01 Financial statements and exhibits | 0001712543-24-000070 |
| 2024-11-14 | 21:09 ET | [10-Q](/filings/0001712543-24-000068.md) | Quarterly report, period 2024-09-30 | 0001712543-24-000068 |
| 2024-11-07 | 18:51 ET | [8-K](/filings/0001712543-24-000065.md) | 3.01 Delisting notice | 0001712543-24-000065 |
| 2024-10-22 | 21:00 ET | [8-K](/filings/0001712543-24-000063.md) | 5.02 Departure or appointment of officers or directors | 0001712543-24-000063 |
| 2024-08-20 | 20:45 ET | [8-K](/filings/0001712543-24-000059.md) | 8.01 Other events; 9.01 Financial statements and exhibits | 0001712543-24-000059 |
| 2024-08-19 | 20:50 ET | [10-Q](/filings/0001712543-24-000057.md) | Quarterly report, period 2024-06-30 | 0001712543-24-000057 |
| 2024-06-28 | 21:00 ET | [8-K](/filings/0001712543-24-000047.md) | 5.07 Shareholder vote results | 0001712543-24-000047 |
| 2024-05-16 | 17:21 ET | [8-K](/filings/0001712543-24-000032.md) | 8.01 Other events; 9.01 Financial statements and exhibits | 0001712543-24-000032 |
| 2024-05-15 | 20:11 ET | [10-Q](/filings/0001712543-24-000030.md) | Quarterly report, period 2024-03-31 | 0001712543-24-000030 |

Page 1 of 6. [Older](/companies/eqs/filings.md?page=2)
Source: SEC EDGAR, the company’s filing index. Last ingested by Listed: Oct 24, 2026, 14:58 ET. No prices; not investment advice.