# Gladstone Investment Corporation\\de: filings

GAIN · Nasdaq · CIK 1321741 · [Other](/sectors/other.md) · fiscal year ends Mar 31

Pages: [Overview](/companies/gain.md) · [Financials](/companies/gain/financials.md) · [Filings](/companies/gain/filings.md) · [Insiders](/companies/gain/insiders.md)

## Reports and events: 322 filings

Newest first, by EDGAR acceptance time (Eastern). Filter with ?form= one of: `periodic`, `8-K`, `10-K`, `10-Q`, `4`, `proxy`, `13dg`, `all`, or any form this company filed (8-K 230, 4 97, 10-Q 53, DEFA14A 41, CORRESP 31, 497AD 30, 497 24, 3 19, DEF 14A 19, 10-K 18, 40-17G 18, PRE 14A 15, EFFECT 14, 424B2 13, SC 13G/A 13, POS EX 11, SC 13G 11, 8-A12B 10, POS 8C 10, N-2 7, 25-NSE 6, CERT 6, FWP 6, N-23C-2 5, 424B3 4, ARS 4, N-2/A 4, 4/A 3, CERTNAS 3, 8-K/A 2, DEFC14A 2, 305B2 1, 3/A 1, 424B5 1, 5 1, 8-A12B/A 1, UPLOAD 1).

| Filed | Accepted | Form | What it is | Accession |
| --- | --- | --- | --- | --- |
| 2026-10-26 | 16:20 ET | [8-K](/filings/0001193125-26-431974.md) | 5.02 Departure or appointment of officers or directors | 0001193125-26-431974 |
| 2026-10-01 | 16:05 ET | [8-K](/filings/0001193125-26-410647.md) | 5.02 Departure or appointment of officers or directors | 0001193125-26-410647 |
| 2026-09-04 | 16:07 ET | [8-K](/filings/0001193125-26-383646.md) | 5.07 Shareholder vote results | 0001193125-26-383646 |
| 2026-08-06 | 16:19 ET | [8-K](/filings/0001321741-26-000018.md) | 2.02 Results of operations; 9.01 Financial statements and exhibits | 0001321741-26-000018 |
| 2026-08-06 | 16:15 ET | [8-K](/filings/0001193125-26-338057.md) | 5.07 Shareholder vote results | 0001193125-26-338057 |
| 2026-08-06 | 16:11 ET | [10-Q](/filings/0001321741-26-000017.md) | Quarterly report, period 2026-06-30 | 0001321741-26-000017 |
| 2026-07-08 | 18:30 ET | [8-K](/filings/0001193125-26-297752.md) | 8.01 Other events; 9.01 Financial statements and exhibits | 0001193125-26-297752 |
| 2026-06-18 | 08:30 ET | [DEF 14A](/filings/0001193125-26-275045.md) | Proxy statement, period 2026-08-06 | 0001193125-26-275045 |
| 2026-06-11 | 16:05 ET | [8-K](/filings/0001193125-26-267511.md) | 1.01 Entry into a material agreement; 2.03 New direct financial obligation; 9.01 Financial statements and exhibits | 0001193125-26-267511 |
| 2026-06-02 | 08:45 ET | [8-K](/filings/0001193125-26-252618.md) | 5.02 Departure or appointment of officers or directors; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0001193125-26-252618 |
| 2026-05-12 | 16:25 ET | [8-K](/filings/0001321741-26-000012.md) | 2.02 Results of operations; 9.01 Financial statements and exhibits | 0001321741-26-000012 |
| 2026-05-12 | 16:05 ET | [10-K](/filings/0001321741-26-000011.md) | Annual report, period 2026-03-31 | 0001321741-26-000011 |
| 2026-03-23 | 08:49 ET | [8-K](/filings/0001193125-26-118683.md) | 5.02 Departure or appointment of officers or directors; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0001193125-26-118683 |
| 2026-02-18 | 12:39 ET | [8-K](/filings/0001193125-26-056552.md) | 1.01 Entry into a material agreement; 2.03 New direct financial obligation; 9.01 Financial statements and exhibits | 0001193125-26-056552 |
| 2026-02-11 | 16:08 ET | [8-K](/filings/0001193125-26-046552.md) | 1.01 Entry into a material agreement; 9.01 Financial statements and exhibits | 0001193125-26-046552 |
| 2026-02-03 | 16:19 ET | [8-K](/filings/0001321741-26-000006.md) | 2.02 Results of operations; 9.01 Financial statements and exhibits | 0001321741-26-000006 |
| 2026-02-03 | 16:05 ET | [10-Q](/filings/0001321741-26-000005.md) | Quarterly report, period 2025-12-31 | 0001321741-26-000005 |
| 2025-11-14 | 09:00 ET | [8-K](/filings/0001193125-25-281793.md) | 8.01 Other events | 0001193125-25-281793 |
| 2025-11-10 | 16:19 ET | [8-K](/filings/0001193125-25-274307.md) | 1.01 Entry into a material agreement; 9.01 Financial statements and exhibits | 0001193125-25-274307 |
| 2025-11-04 | 16:35 ET | [8-K](/filings/0001321741-25-000023.md) | 2.02 Results of operations; 9.01 Financial statements and exhibits | 0001321741-25-000023 |
| 2025-11-04 | 16:09 ET | [10-Q](/filings/0001321741-25-000022.md) | Quarterly report, period 2025-09-30 | 0001321741-25-000022 |
| 2025-08-12 | 16:34 ET | [8-K](/filings/0001321741-25-000019.md) | 2.02 Results of operations; 9.01 Financial statements and exhibits | 0001321741-25-000019 |
| 2025-08-12 | 16:07 ET | [10-Q](/filings/0001321741-25-000018.md) | Quarterly report, period 2025-06-30 | 0001321741-25-000018 |
| 2025-08-07 | 16:08 ET | [8-K](/filings/0001193125-25-175429.md) | 5.07 Shareholder vote results | 0001193125-25-175429 |
| 2025-07-10 | 16:13 ET | [8-K](/filings/0001193125-25-157609.md) | 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0001193125-25-157609 |
| 2025-06-20 | 08:30 ET | [DEF 14A](/filings/0001193125-25-143255.md) | Proxy statement, period 2025-08-07 | 0001193125-25-143255 |
| 2025-06-03 | 16:25 ET | [8-K](/filings/0001193125-25-134147.md) | 1.01 Entry into a material agreement; 9.01 Financial statements and exhibits | 0001193125-25-134147 |
| 2025-05-13 | 16:34 ET | [8-K](/filings/0001321741-25-000012.md) | 2.02 Results of operations; 9.01 Financial statements and exhibits | 0001321741-25-000012 |
| 2025-05-13 | 16:07 ET | [10-K](/filings/0001321741-25-000010.md) | Annual report, period 2025-03-31 | 0001321741-25-000010 |
| 2025-04-08 | 16:10 ET | [8-K](/filings/0001193125-25-075706.md) | 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0001193125-25-075706 |
| 2025-02-12 | 16:18 ET | [8-K](/filings/0001321741-25-000006.md) | 2.02 Results of operations; 9.01 Financial statements and exhibits | 0001321741-25-000006 |
| 2025-02-12 | 16:06 ET | [10-Q](/filings/0001321741-25-000005.md) | Quarterly report, period 2024-12-31 | 0001321741-25-000005 |
| 2025-01-24 | 16:05 ET | [8-K](/filings/0001193125-25-012203.md) | 1.01 Entry into a material agreement; 9.01 Financial statements and exhibits | 0001193125-25-012203 |
| 2025-01-14 | 16:15 ET | [8-K](/filings/0001193125-25-006133.md) | 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0001193125-25-006133 |
| 2024-12-17 | 14:36 ET | [8-K](/filings/0001193125-24-280366.md) | 1.01 Entry into a material agreement; 2.03 New direct financial obligation; 9.01 Financial statements and exhibits | 0001193125-24-280366 |
| 2024-12-12 | 16:16 ET | [8-K](/filings/0001193125-24-277058.md) | 1.01 Entry into a material agreement; 9.01 Financial statements and exhibits | 0001193125-24-277058 |
| 2024-12-04 | 16:07 ET | [8-K](/filings/0001193125-24-270687.md) | 5.02 Departure or appointment of officers or directors; 9.01 Financial statements and exhibits | 0001193125-24-270687 |
| 2024-11-15 | 16:13 ET | [8-K](/filings/0001193125-24-259840.md) | 5.02 Departure or appointment of officers or directors; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0001193125-24-259840 |
| 2024-11-07 | 16:33 ET | [8-K](/filings/0001321741-24-000018.md) | 2.02 Results of operations; 9.01 Financial statements and exhibits | 0001321741-24-000018 |
| 2024-11-07 | 16:20 ET | [10-Q](/filings/0001321741-24-000017.md) | Quarterly report, period 2024-09-30 | 0001321741-24-000017 |
| 2024-10-15 | 16:32 ET | [8-K](/filings/0001193125-24-237619.md) | 5.02 Departure or appointment of officers or directors | 0001193125-24-237619 |
| 2024-10-08 | 16:14 ET | [8-K](/filings/0001193125-24-234385.md) | 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0001193125-24-234385 |
| 2024-09-17 | 16:33 ET | [8-K](/filings/0001193125-24-220631.md) | 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0001193125-24-220631 |
| 2024-08-22 | 16:35 ET | [8-K](/filings/0001193125-24-205392.md) | 5.02 Departure or appointment of officers or directors; 9.01 Financial statements and exhibits | 0001193125-24-205392 |
| 2024-08-05 | 16:19 ET | [8-K](/filings/0001321741-24-000014.md) | 2.02 Results of operations; 9.01 Financial statements and exhibits | 0001321741-24-000014 |
| 2024-08-05 | 16:09 ET | [10-Q](/filings/0001321741-24-000013.md) | Quarterly report, period 2024-06-30 | 0001321741-24-000013 |
| 2024-08-01 | 16:19 ET | [8-K](/filings/0001193125-24-191536.md) | 5.07 Shareholder vote results | 0001193125-24-191536 |
| 2024-07-09 | 16:16 ET | [8-K](/filings/0001193125-24-176743.md) | 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0001193125-24-176743 |
| 2024-06-14 | 08:30 ET | [DEF 14A](/filings/0001193125-24-161204.md) | Proxy statement, period 2024-08-01 | 0001193125-24-161204 |
| 2024-05-14 | 17:22 ET | [8-K](/filings/0001193125-24-138399.md) | 1.01 Entry into a material agreement; 9.01 Financial statements and exhibits | 0001193125-24-138399 |

Page 1 of 7. [Older](/companies/gain/filings.md?page=2)
Source: SEC EDGAR, the company’s filing index. Last ingested by Listed: Oct 26, 2026, 16:21 ET. No prices; not investment advice.