# GDL Fund: filings

GDL · NYSE · CIK 1378701 · [Other](/sectors/other.md) · fiscal year ends Dec 31

Pages: [Overview](/companies/gdl.md) · [Financials](/companies/gdl/financials.md) · [Filings](/companies/gdl/filings.md) · [Insiders](/companies/gdl/insiders.md)

## Reports and events: 63 filings

Newest first, by EDGAR acceptance time (Eastern). Filter with ?form= one of: `periodic`, `8-K`, `10-K`, `10-Q`, `4`, `proxy`, `13dg`, `all`, or any form this company filed (4 216, SC 13D/A 31, NPORT-P 28, SC 13G/A 24, DEFA14A 20, N-Q 20, DEF 14A 18, N-CSR 18, N-CSRS 18, N-PX 18, SC 13G 18, 144 15, CORRESP 12, NSAR-B 10, NSAR-A 9, N-CEN 8, 3 7, 40-17G 7, 8-K 7, N-30B-2 7, N-2/A 6, 25-NSE 5, SC 13D 5, 497AD 4, EFFECT 4, N-23C-2 4, 497 3, 8-A12B 3, N-2 3, SCHEDULE 13G/A 3, 40-17G/A 2, 4/A 2, D 2, DEFR14A 2, N-CEN/A 2, N-CSR/A 2, POS 8C 2, POS EX 2, SCHEDULE 13D/A 2, SCHEDULE 13G 2, 424B2 1, CERT 1, N-2MEF 1, N-CSRS/A 1, NPORT-EX 1, PRE 14A 1, UPLOAD 1).

| Filed | Accepted | Form | What it is | Accession |
| --- | --- | --- | --- | --- |
| 2026-05-07 | 17:08 ET | [8-K](/filings/0001829126-26-004788.md) | 8.01 Other events; 9.01 Financial statements and exhibits | 0001829126-26-004788 |
| 2026-03-19 | 16:42 ET | [DEF 14A](/filings/0001133228-26-003824.md) | Proxy statement, period 2026-05-11 | 0001133228-26-003824 |
| 2026-03-16 | 16:02 ET | [SCHEDULE 13D/A](/filings/0000807249-26-000029.md) | Ownership report, active investor, amended | 0000807249-26-000029 |
| 2025-04-02 | 17:20 ET | [8-K](/filings/0001999371-25-003702.md) | 3.02 Unregistered sale of equity; 5.03 Amendment to articles or bylaws; 9.01 Financial statements and exhibits | 0001999371-25-003702 |
| 2025-03-25 | 16:01 ET | [SCHEDULE 13D/A](/filings/0000807249-25-000047.md) | Ownership report, active investor, amended | 0000807249-25-000047 |
| 2025-03-20 | 12:28 ET | [DEF 14A](/filings/0001133228-25-002934.md) | Proxy statement, period 2025-05-12 | 0001133228-25-002934 |
| 2025-02-28 | 17:27 ET | [8-K](/filings/0001839882-25-012468.md) | 5.03 Amendment to articles or bylaws; 9.01 Financial statements and exhibits | 0001839882-25-012468 |
| 2024-03-21 | 17:16 ET | [DEF 14A](/filings/0001133228-24-002389.md) | Proxy statement, period 2024-05-13 | 0001133228-24-002389 |
| 2024-03-14 | 16:19 ET | [SC 13D/A](/filings/0000807249-24-000034.md) | Ownership report, active investor, amended | 0000807249-24-000034 |
| 2023-05-23 | 16:11 ET | [SC 13D/A](/filings/0000807249-23-000058.md) | Ownership report, active investor, amended | 0000807249-23-000058 |
| 2023-04-05 | 11:02 ET | [DEF 14A](/filings/0001133228-23-001749.md) | Proxy statement | 0001133228-23-001749 |
| 2023-03-14 | 16:01 ET | [SC 13D/A](/filings/0000807249-23-000029.md) | Ownership report, active investor, amended | 0000807249-23-000029 |
| 2022-04-05 | 16:04 ET | [SC 13D/A](/filings/0000807249-22-000046.md) | Ownership report, active investor, amended | 0000807249-22-000046 |
| 2022-03-24 | 12:39 ET | [DEF 14A](/filings/0001140361-22-010900.md) | Proxy statement, period 2022-05-09 | 0001140361-22-010900 |
| 2021-09-08 | 16:05 ET | [SC 13D/A](/filings/0000807249-21-000152.md) | Ownership report, active investor, amended | 0000807249-21-000152 |
| 2021-03-29 | 16:51 ET | [DEF 14A](/filings/0001140361-21-010540.md) | Proxy statement, period 2021-05-10 | 0001140361-21-010540 |
| 2021-03-16 | 16:06 ET | [SC 13D/A](/filings/0000807249-21-000045.md) | Ownership report, active investor, amended | 0000807249-21-000045 |
| 2020-09-17 | 16:07 ET | [SC 13D/A](/filings/0000807249-20-000203.md) | Ownership report, active investor, amended | 0000807249-20-000203 |
| 2020-04-09 | 12:14 ET | [DEF 14A](/filings/0001140361-20-008431.md) | Proxy statement, period 2020-05-11 | 0001140361-20-008431 |
| 2020-03-30 | 16:23 ET | [SC 13D/A](/filings/0000807249-20-000083.md) | Ownership report, active investor, amended | 0000807249-20-000083 |
| 2020-03-10 | 16:07 ET | [SC 13D/A](/filings/0000807249-20-000058.md) | Ownership report, active investor, amended | 0000807249-20-000058 |
| 2019-04-16 | 16:19 ET | [SC 13D/A](/filings/0000807249-19-000060.md) | Ownership report, active investor, amended | 0000807249-19-000060 |
| 2019-04-12 | 13:20 ET | [DEF 14A](/filings/0001133228-19-002209.md) | Proxy statement, period 2019-05-13 | 0001133228-19-002209 |
| 2018-10-26 | 16:13 ET | [SC 13D/A](/filings/0000807249-18-000201.md) | Ownership report, active investor, amended | 0000807249-18-000201 |
| 2018-05-14 | 16:10 ET | [SC 13D/A](/filings/0000807249-18-000099.md) | Ownership report, active investor, amended | 0000807249-18-000099 |
| 2018-04-16 | 15:59 ET | [SC 13D/A](/filings/0000807249-18-000080.md) | Ownership report, active investor, amended | 0000807249-18-000080 |
| 2018-03-29 | 16:16 ET | [SC 13D](/filings/0000807249-18-000060.md) | Ownership report, active investor | 0000807249-18-000060 |
| 2018-03-29 | 15:54 ET | [SC 13D/A](/filings/0000807249-18-000059.md) | Ownership report, active investor, amended | 0000807249-18-000059 |
| 2018-03-28 | 16:13 ET | [DEF 14A](/filings/0001133228-18-001766.md) | Proxy statement, period 2018-05-14 | 0001133228-18-001766 |
| 2017-12-01 | 16:32 ET | [SC 13D/A](/filings/0000807249-17-000214.md) | Ownership report, active investor, amended | 0000807249-17-000214 |
| 2017-04-03 | 17:11 ET | [DEF 14A](/filings/0001133228-17-001886.md) | Proxy statement, period 2017-05-15 | 0001133228-17-001886 |
| 2016-12-22 | 16:31 ET | [SC 13D/A](/filings/0000807249-16-000508.md) | Ownership report, active investor, amended | 0000807249-16-000508 |
| 2016-10-13 | 13:33 ET | [SC 13D/A](/filings/0000807249-16-000460.md) | Ownership report, active investor, amended | 0000807249-16-000460 |
| 2016-09-23 | 10:37 ET | [SC 13D/A](/filings/0000807249-16-000451.md) | Ownership report, active investor, amended | 0000807249-16-000451 |
| 2016-09-23 | 09:50 ET | [SC 13D/A](/filings/0000807249-16-000450.md) | Ownership report, active investor, amended | 0000807249-16-000450 |
| 2016-07-18 | 12:25 ET | [SC 13D](/filings/0000807249-16-000409.md) | Ownership report, active investor | 0000807249-16-000409 |
| 2016-07-18 | 12:15 ET | [SC 13D/A](/filings/0000807249-16-000408.md) | Ownership report, active investor, amended | 0000807249-16-000408 |
| 2016-03-29 | 13:14 ET | [DEF 14A](/filings/0001133228-16-008565.md) | Proxy statement, period 2016-05-09 | 0001133228-16-008565 |
| 2015-10-09 | 13:27 ET | [SC 13D/A](/filings/0000807249-15-000221.md) | Ownership report, active investor, amended | 0000807249-15-000221 |
| 2015-03-31 | 16:02 ET | [DEF 14A](/filings/0001133228-15-001480.md) | Proxy statement, period 2015-05-11 | 0001133228-15-001480 |
| 2014-12-29 | 11:10 ET | [SC 13D/A](/filings/0000807249-14-000338.md) | Ownership report, active investor, amended | 0000807249-14-000338 |
| 2014-12-29 | 11:00 ET | [SC 13D/A](/filings/0000807249-14-000337.md) | Ownership report, active investor, amended | 0000807249-14-000337 |
| 2014-12-29 | 10:55 ET | [SC 13D](/filings/0000807249-14-000336.md) | Ownership report, active investor | 0000807249-14-000336 |
| 2014-06-02 | 08:47 ET | [SC 13D/A](/filings/0000807249-14-000154.md) | Ownership report, active investor, amended | 0000807249-14-000154 |
| 2014-04-02 | 18:13 ET | [DEF 14A](/filings/0001133228-14-001322.md) | Proxy statement, period 2014-05-12 | 0001133228-14-001322 |
| 2013-10-17 | 16:58 ET | [SC 13D](/filings/0000807249-13-000286.md) | Ownership report, active investor | 0000807249-13-000286 |
| 2013-10-10 | 15:31 ET | [SC 13D/A](/filings/0000807249-13-000281.md) | Ownership report, active investor, amended | 0000807249-13-000281 |
| 2013-04-03 | 17:17 ET | [DEF 14A](/filings/0001133228-13-001317.md) | Proxy statement, period 2013-04-03 | 0001133228-13-001317 |
| 2013-03-28 | 20:37 ET | [SC 13D/A](/filings/0000807249-13-000079.md) | Ownership report, active investor, amended | 0000807249-13-000079 |
| 2012-09-10 | 14:59 ET | [SC 13D/A](/filings/0000807249-12-000276.md) | Ownership report, active investor, amended | 0000807249-12-000276 |

Page 1 of 2. [Older](/companies/gdl/filings.md?page=2)
Source: SEC EDGAR, the company’s filing index. Last ingested by Listed: Oct 24, 2026, 15:09 ET. No prices; not investment advice.