# Guggenheim Active Allocation Fund: overview

GUG · NYSE · CIK 1864208 · [Other](/sectors/other.md) · fiscal year ends May 31

Pages: [Overview](/companies/gug.md) · [Financials](/companies/gug/financials.md) · [Filings](/companies/gug/filings.md) · [Insiders](/companies/gug/insiders.md)

Financial statements for this company are not loaded yet.

## Insider purchases and sales

The last 20 open-market transactions on Form 4 (codes P and S). Reported price is as stated on the form, not a market price. [All insider transactions](/companies/gug/insiders.md)

None in coverage.

## Funds that report holding it

From each manager’s latest Form 13F, largest reported value first. Reported value is as filed: filing data, not a price. [All funds](/funds.md)

| Fund | Quarter ended | Reported value | Shares | Put or call | Change on the quarter before |
| --- | --- | ---: | ---: | --- | --- |
| [MORGAN STANLEY](/funds/895421.md) | 2026-06-30 | $45.8m | 2,865,899 |  | Added +27,151 |
| [BANK OF AMERICA CORP /DE/](/funds/70858.md) | 2026-06-30 | $15.3m | 960,147 |  | Added +45,183 |
| [GUGGENHEIM CAPITAL LLC](/funds/1283072.md) | 2026-06-30 | $15.2m | 950,000 |  | Unchanged |
| [Atlas Wealth LLC](/funds/1964106.md) | 2026-06-30 | $13.6m | 848,495 |  | New +848,495 |
| [Advisors Asset Management, Inc.](/funds/1297376.md) | 2026-06-30 | $12.8m | 801,539 |  | Reduced −2,808 |
| [RAYMOND JAMES FINANCIAL INC](/funds/720005.md) | 2026-06-30 | $12.5m | 781,046 |  | Added +72,092 |
| [Baird Financial Group, Inc.](/funds/1648711.md) | 2026-06-30 | $10.8m | 676,913 |  | Reduced −53,391 |
| [WELLS FARGO & COMPANY/MN](/funds/72971.md) | 2026-06-30 | $10.6m | 665,643 |  | Added +369,050 |
| [ROYAL BANK OF CANADA](/funds/1000275.md) | 2026-06-30 | $8.0m | 498,064 |  | Reduced −1,950 |
| [Pathstone Holdings, LLC](/funds/2011612.md) | 2026-06-30 | $5.9m | 371,088 |  | Reduced −517,784 |

## Recent filings

[All 166 filings](/companies/gug/filings.md)

| Filed | Accepted | Form | What it is | Accession |
| --- | --- | --- | --- | --- |
| 2026-02-26 | 12:57 ET | [DEF 14A](/filings/0001821268-26-000041.md) | Proxy statement, period 2026-04-02 | 0001821268-26-000041 |
| 2025-12-15 | 17:03 ET | [8-K](/filings/0001821268-25-000268.md) | 1.01 Entry into a material agreement; 1.02 Termination of a material agreement; 9.01 Financial statements and exhibits | 0001821268-25-000268 |
| 2025-02-28 | 16:18 ET | [DEF 14A](/filings/0001821268-25-000077.md) | Proxy statement, period 2025-04-03 | 0001821268-25-000077 |
| 2024-03-04 | 17:29 ET | [DEF 14A](/filings/0001821268-24-000040.md) | Proxy statement, period 2024-04-04 | 0001821268-24-000040 |
| 2024-03-01 | 16:19 ET | [DEF 14A](/filings/0001821268-24-000039.md) | Proxy statement, period 2024-04-04 | 0001821268-24-000039 |
| 2023-03-03 | 17:10 ET | [DEF 14A](/filings/0001821268-23-000080.md) | Proxy statement, period 2023-04-06 | 0001821268-23-000080 |
| 2022-04-29 | 17:22 ET | [8-K](/filings/0001821268-22-000094.md) | 8.01 Other events | 0001821268-22-000094 |

## Latest annual report

No annual report is in coverage.

## Forecast league

Not in this season’s league. [This season’s league](/leagues.md)

## About the filer

- CIK: 1864208
- Tickers: GUG
- Exchange: NYSE
- SIC code: not reported
- State of incorporation: DE
- Filer category: not reported

Source: SEC EDGAR, XBRL company facts, the filing index and Forms 4. Last ingested by Listed: Oct 30, 2026, 13:42 ET. No prices; not investment advice.