# Guggenheim Active Allocation Fund: filings

GUG · NYSE · CIK 1864208 · [Other](/sectors/other.md) · fiscal year ends May 31

Pages: [Overview](/companies/gug.md) · [Financials](/companies/gug/financials.md) · [Filings](/companies/gug/filings.md) · [Insiders](/companies/gug/insiders.md)

## Reports and events: 7 filings

Newest first, by EDGAR acceptance time (Eastern). Filter with ?form= one of: `periodic`, `8-K`, `10-K`, `10-Q`, `4`, `proxy`, `13dg`, `all`, or any form this company filed (4 62, 3 26, NPORT-P 19, 40-17G 6, DEF 14A 5, N-CEN 5, N-CSR 5, N-CSRS 5, N-PX 5, CORRESP 3, N-2/A 3, 40-APP 2, 40-APP/A 2, 8-K 2, NPORT-P/A 2, 424B1 1, 4/A 1, 8-A12B 1, APP WD 1, CERT 1, EFFECT 1, N-2 1, N-2MEF 1, N-8A 1, N-CSR/A 1, SC 13G 1, SC 13G/A 1, SCHEDULE 13G/A 1, UPLOAD 1).

| Filed | Accepted | Form | What it is | Accession |
| --- | --- | --- | --- | --- |
| 2026-02-26 | 12:57 ET | [DEF 14A](/filings/0001821268-26-000041.md) | Proxy statement, period 2026-04-02 | 0001821268-26-000041 |
| 2025-12-15 | 17:03 ET | [8-K](/filings/0001821268-25-000268.md) | 1.01 Entry into a material agreement; 1.02 Termination of a material agreement; 9.01 Financial statements and exhibits | 0001821268-25-000268 |
| 2025-02-28 | 16:18 ET | [DEF 14A](/filings/0001821268-25-000077.md) | Proxy statement, period 2025-04-03 | 0001821268-25-000077 |
| 2024-03-04 | 17:29 ET | [DEF 14A](/filings/0001821268-24-000040.md) | Proxy statement, period 2024-04-04 | 0001821268-24-000040 |
| 2024-03-01 | 16:19 ET | [DEF 14A](/filings/0001821268-24-000039.md) | Proxy statement, period 2024-04-04 | 0001821268-24-000039 |
| 2023-03-03 | 17:10 ET | [DEF 14A](/filings/0001821268-23-000080.md) | Proxy statement, period 2023-04-06 | 0001821268-23-000080 |
| 2022-04-29 | 17:22 ET | [8-K](/filings/0001821268-22-000094.md) | 8.01 Other events | 0001821268-22-000094 |

Source: SEC EDGAR, the company’s filing index. Last ingested by Listed: Oct 30, 2026, 13:42 ET. No prices; not investment advice.