# Hennessy Advisors Inc: filings

HNNA · Nasdaq · CIK 1145255 · [Financials](/sectors/financials.md) · fiscal year ends Sep 30

Pages: [Overview](/companies/hnna.md) · [Financials](/companies/hnna/financials.md) · [Filings](/companies/hnna/filings.md) · [Insiders](/companies/hnna/insiders.md)

## Reports and events: 251 filings

Newest first, by EDGAR acceptance time (Eastern). Filter with ?form= one of: `periodic`, `8-K`, `10-K`, `10-Q`, `4`, `proxy`, `13dg`, `all`, or any form this company filed (4 431, 8-K 154, 13F-HR 71, 10-Q 54, DEF 14A 18, 10-K 17, 144 13, CORRESP 10, 4/A 9, UPLOAD 7, 424B3 6, SC 13G/A 6, EFFECT 5, 3 4, S-3 4, SC 13G 4, 8-K/A 3, N-PX 3, 40-APP 2, 40-APP/A 2, 8-A12B 2, S-8 2, SC TO-I/A 2, 10-Q/A 1, 13F-HR/A 1, 25-NSE 1, 424B4 1, 5 1, CERT 1, CERTNAS 1, DEFA14A 1, FWP 1, S-1 1, S-1/A 1, S-3/A 1, SC 13D 1, SC 13D/A 1, SCHEDULE 13G 1, SC TO-I 1).

| Filed | Accepted | Form | What it is | Accession |
| --- | --- | --- | --- | --- |
| 2026-08-05 | 20:51 ET | [8-K](/filings/0001437749-26-025953.md) | 2.02 Results of operations; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0001437749-26-025953 |
| 2026-08-05 | 20:51 ET | [10-Q](/filings/0001437749-26-025952.md) | Quarterly report, period 2026-06-30 | 0001437749-26-025952 |
| 2026-05-28 | 20:15 ET | [8-K](/filings/0001437749-26-018751.md) | 8.01 Other events | 0001437749-26-018751 |
| 2026-05-06 | 20:15 ET | [10-Q](/filings/0001437749-26-015205.md) | Quarterly report, period 2026-03-31 | 0001437749-26-015205 |
| 2026-05-06 | 20:15 ET | [8-K](/filings/0001437749-26-015206.md) | 2.02 Results of operations; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0001437749-26-015206 |
| 2026-02-09 | 21:15 ET | [8-K](/filings/0001437749-26-003520.md) | 5.07 Shareholder vote results | 0001437749-26-003520 |
| 2026-02-05 | 21:15 ET | [10-Q](/filings/0001437749-26-003203.md) | Quarterly report, period 2025-12-31 | 0001437749-26-003203 |
| 2026-02-05 | 21:15 ET | [8-K](/filings/0001437749-26-003204.md) | 2.02 Results of operations; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0001437749-26-003204 |
| 2025-12-10 | 21:15 ET | [DEF 14A](/filings/0001437749-25-037402.md) | Proxy statement, period 2026-02-05 | 0001437749-25-037402 |
| 2025-12-03 | 21:15 ET | [10-K](/filings/0001437749-25-036795.md) | Annual report, period 2025-09-30 | 0001437749-25-036795 |
| 2025-12-03 | 21:15 ET | [8-K](/filings/0001437749-25-036796.md) | 2.02 Results of operations; 9.01 Financial statements and exhibits | 0001437749-25-036796 |
| 2025-10-29 | 20:16 ET | [8-K](/filings/0001437749-25-032192.md) | 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0001437749-25-032192 |
| 2025-08-06 | 20:16 ET | [10-Q](/filings/0001437749-25-025081.md) | Quarterly report, period 2025-06-30 | 0001437749-25-025081 |
| 2025-08-06 | 20:15 ET | [8-K](/filings/0001437749-25-025080.md) | 2.02 Results of operations; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0001437749-25-025080 |
| 2025-05-07 | 20:21 ET | [8-K](/filings/0001437749-25-015131.md) | 2.02 Results of operations; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0001437749-25-015131 |
| 2025-05-07 | 20:15 ET | [10-Q](/filings/0001437749-25-015126.md) | Quarterly report, period 2025-03-31 | 0001437749-25-015126 |
| 2025-03-14 | 20:32 ET | [8-K](/filings/0001437749-25-007745.md) | 8.01 Other events; 9.01 Financial statements and exhibits | 0001437749-25-007745 |
| 2025-02-18 | 21:39 ET | [8-K](/filings/0001437749-25-004228.md) | 5.07 Shareholder vote results | 0001437749-25-004228 |
| 2025-02-13 | 21:16 ET | [8-K](/filings/0001437749-25-003759.md) | 2.02 Results of operations; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0001437749-25-003759 |
| 2025-02-13 | 21:15 ET | [10-Q](/filings/0001437749-25-003757.md) | Quarterly report, period 2024-12-31 | 0001437749-25-003757 |
| 2024-12-18 | 21:47 ET | [DEF 14A](/filings/0001437749-24-037872.md) | Proxy statement, period 2025-02-13 | 0001437749-24-037872 |
| 2024-12-16 | 21:15 ET | [8-K](/filings/0001437749-24-037602.md) | 4.01 Change of auditor; 9.01 Financial statements and exhibits | 0001437749-24-037602 |
| 2024-12-11 | 21:35 ET | [10-K](/filings/0001437749-24-037244.md) | Annual report, period 2024-09-30 | 0001437749-24-037244 |
| 2024-12-11 | 21:15 ET | [8-K](/filings/0001437749-24-037239.md) | 2.02 Results of operations; 9.01 Financial statements and exhibits | 0001437749-24-037239 |
| 2024-10-30 | 20:15 ET | [8-K](/filings/0001437749-24-032622.md) | 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0001437749-24-032622 |
| 2024-09-20 | 20:21 ET | [8-K](/filings/0001437749-24-029760.md) | 5.02 Departure or appointment of officers or directors; 9.01 Financial statements and exhibits | 0001437749-24-029760 |
| 2024-08-08 | 20:15 ET | [8-K](/filings/0001437749-24-025559.md) | 2.02 Results of operations; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0001437749-24-025559 |
| 2024-08-08 | 20:15 ET | [10-Q](/filings/0001437749-24-025553.md) | Quarterly report, period 2024-06-30 | 0001437749-24-025553 |
| 2024-05-08 | 20:16 ET | [10-Q](/filings/0001437749-24-015367.md) | Quarterly report, period 2024-03-31 | 0001437749-24-015367 |
| 2024-05-08 | 20:15 ET | [8-K](/filings/0001437749-24-015366.md) | 2.02 Results of operations; 5.03 Amendment to articles or bylaws; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0001437749-24-015366 |
| 2024-02-23 | 21:16 ET | [8-K](/filings/0001437749-24-005374.md) | 8.01 Other events; 9.01 Financial statements and exhibits | 0001437749-24-005374 |
| 2024-02-09 | 21:44 ET | [8-K](/filings/0001437749-24-003649.md) | 5.07 Shareholder vote results | 0001437749-24-003649 |
| 2024-02-08 | 21:14 ET | [10-Q](/filings/0001437749-24-003522.md) | Quarterly report, period 2023-12-31 | 0001437749-24-003522 |
| 2024-02-08 | 21:13 ET | [8-K](/filings/0001437749-24-003521.md) | 2.02 Results of operations; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0001437749-24-003521 |
| 2023-12-13 | 21:07 ET | [DEF 14A](/filings/0001437749-23-034323.md) | Proxy statement, period 2024-02-08 | 0001437749-23-034323 |
| 2023-12-07 | 02:52 ET | [10-K](/filings/0001437749-23-033810.md) | Annual report, period 2023-09-30 | 0001437749-23-033810 |
| 2023-12-06 | 22:30 ET | [8-K](/filings/0001437749-23-033789.md) | 2.02 Results of operations; 9.01 Financial statements and exhibits | 0001437749-23-033789 |
| 2023-11-13 | 21:12 ET | [8-K](/filings/0001437749-23-031617.md) | 8.01 Other events; 9.01 Financial statements and exhibits | 0001437749-23-031617 |
| 2023-10-26 | 20:16 ET | [8-K](/filings/0001437749-23-029100.md) | 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0001437749-23-029100 |
| 2023-08-02 | 20:17 ET | [8-K](/filings/0001437749-23-021660.md) | 2.02 Results of operations; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0001437749-23-021660 |
| 2023-08-02 | 20:16 ET | [10-Q](/filings/0001437749-23-021658.md) | Quarterly report, period 2023-06-30 | 0001437749-23-021658 |
| 2023-05-10 | 20:17 ET | [8-K](/filings/0000950170-23-020553.md) | 2.02 Results of operations; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0000950170-23-020553 |
| 2023-05-10 | 20:16 ET | [10-Q](/filings/0001193125-23-140740.md) | Quarterly report, period 2023-03-31 | 0001193125-23-140740 |
| 2023-04-26 | 20:16 ET | [8-K](/filings/0000950170-23-014818.md) | 8.01 Other events; 9.01 Financial statements and exhibits | 0000950170-23-014818 |
| 2023-02-13 | 21:16 ET | [8-K](/filings/0001193125-23-035840.md) | 5.07 Shareholder vote results | 0001193125-23-035840 |
| 2023-02-09 | 21:16 ET | [10-Q](/filings/0001193125-23-030051.md) | Quarterly report, period 2022-12-31 | 0001193125-23-030051 |
| 2023-02-09 | 21:15 ET | [8-K](/filings/0000950170-23-002342.md) | 2.02 Results of operations; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0000950170-23-002342 |
| 2022-12-22 | 21:56 ET | [8-K](/filings/0000950170-22-026968.md) | 8.01 Other events; 9.01 Financial statements and exhibits | 0000950170-22-026968 |
| 2022-12-13 | 21:16 ET | [DEF 14A](/filings/0001193125-22-303801.md) | Proxy statement, period 2023-02-09 | 0001193125-22-303801 |
| 2022-12-08 | 21:15 ET | [8-K](/filings/0000950170-22-026237.md) | 5.02 Departure or appointment of officers or directors; 8.01 Other events; 9.01 Financial statements and exhibits | 0000950170-22-026237 |

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Source: SEC EDGAR, the company’s filing index. Last ingested by Listed: Oct 24, 2026, 15:05 ET. No prices; not investment advice.