# Japan Smaller Capitalization Fund Inc: overview

JOF · NYSE · CIK 859796 · [Other](/sectors/other.md) · fiscal year ends Feb 28

Pages: [Overview](/companies/jof.md) · [Financials](/companies/jof/financials.md) · [Filings](/companies/jof/filings.md) · [Insiders](/companies/jof/insiders.md)

Financial statements for this company are not loaded yet.

## Insider purchases and sales

The last 20 open-market transactions on Form 4 (codes P and S). Reported price is as stated on the form, not a market price. [All insider transactions](/companies/jof/insiders.md)

None in coverage.

## Funds that report holding it

From each manager’s latest Form 13F, largest reported value first. Reported value is as filed: filing data, not a price. [All funds](/funds.md)

| Fund | Quarter ended | Reported value | Shares | Put or call | Change on the quarter before |
| --- | --- | ---: | ---: | --- | --- |
| [Allspring Global Investments Holdings, LLC](/funds/1890906.md) | 2026-06-30 | $52.8m | 4,483,067 |  | Reduced −592,502 |
| [CITY OF LONDON INVESTMENT MANAGEMENT CO LTD](/funds/1034546.md) | 2026-06-30 | $45.9m | 3,894,571 |  | Added +174,562 |
| [LAZARD ASSET MANAGEMENT LLC](/funds/1207017.md) | 2026-06-30 | $41.9m | 3,560,978 |  | Added +60,365 |
| [1607 Capital Partners, LLC](/funds/1436866.md) | 2026-06-30 | $32.1m | 2,724,109 |  | Reduced −860,491 |
| [Saba Capital Management, L.P.](/funds/1510281.md) | 2026-06-30 | $23.0m | 1,948,781 |  | Added +346,975 |
| [BANK OF AMERICA CORP /DE/](/funds/70858.md) | 2026-06-30 | $5.2m | 443,293 |  | Unchanged |
| [Karpus Management, Inc.](/funds/1048703.md) | 2026-06-30 | $4.9m | 417,754 |  | Reduced −18,700 |
| [Almitas Capital LLC](/funds/1596468.md) | 2026-06-30 | $4.6m | 386,375 |  | Reduced −16,581 |
| [MORGAN STANLEY](/funds/895421.md) | 2026-06-30 | $3.4m | 289,647 |  | Reduced −246,176 |
| [Pekin Hardy Strauss, Inc.](/funds/1020317.md) | 2026-06-30 | $3.3m | 281,705 |  | Added +47,136 |

## Recent filings

[All 315 filings](/companies/jof/filings.md)

| Filed | Accepted | Form | What it is | Accession |
| --- | --- | --- | --- | --- |
| 2026-10-15 | 19:56 ET | [SCHEDULE 13D/A](/filings/0001062993-26-005367.md) | Ownership report, active investor, amended | 0001062993-26-005367 |
| 2026-10-13 | 14:11 ET | [DEF 14A](/filings/0001133228-26-013230.md) | Proxy statement, period 2026-11-19 | 0001133228-26-013230 |
| 2026-09-23 | 11:00 ET | [SCHEDULE 13D/A](/filings/0001062993-26-005061.md) | Ownership report, active investor, amended | 0001062993-26-005061 |
| 2026-08-31 | 16:36 ET | [SCHEDULE 13D/A](/filings/0001062993-26-004742.md) | Ownership report, active investor, amended | 0001062993-26-004742 |
| 2026-04-30 | 15:19 ET | [SCHEDULE 13D/A](/filings/0001062993-26-002233.md) | Ownership report, active investor, amended | 0001062993-26-002233 |
| 2026-02-18 | 13:33 ET | [SCHEDULE 13D/A](/filings/0001062993-26-001040.md) | Ownership report, active investor, amended | 0001062993-26-001040 |
| 2026-01-22 | 12:23 ET | [SCHEDULE 13D/A](/filings/0001062993-26-000378.md) | Ownership report, active investor, amended | 0001062993-26-000378 |
| 2026-01-15 | 17:17 ET | [SCHEDULE 13D/A](/filings/0001062993-26-000299.md) | Ownership report, active investor, amended | 0001062993-26-000299 |
| 2025-11-10 | 18:40 ET | [SCHEDULE 13D/A](/filings/0001062993-25-016613.md) | Ownership report, active investor, amended | 0001062993-25-016613 |
| 2025-10-14 | 11:24 ET | [DEF 14A](/filings/0001133228-25-010842.md) | Proxy statement, period 2025-11-13 | 0001133228-25-010842 |

## Latest annual report

No annual report is in coverage.

## Forecast league

Not in this season’s league. [This season’s league](/leagues.md)

## About the filer

- CIK: 859796
- Tickers: JOF
- Exchange: NYSE
- SIC code: not reported
- State of incorporation: MD
- Filer category: not reported

Source: SEC EDGAR, XBRL company facts, the filing index and Forms 4. Last ingested by Listed: Oct 30, 2026, 09:48 ET. No prices; not investment advice.