# Japan Smaller Capitalization Fund Inc: filings

JOF · NYSE · CIK 859796 · [Other](/sectors/other.md) · fiscal year ends Feb 28

Pages: [Overview](/companies/jof.md) · [Financials](/companies/jof/financials.md) · [Filings](/companies/jof/filings.md) · [Insiders](/companies/jof/insiders.md)

## Reports and events: 34 filings

Newest first, by EDGAR acceptance time (Eastern). Filter with ?form= one of: `periodic`, `8-K`, `10-K`, `10-Q`, `4`, `proxy`, `13dg`, `all`, or any form this company filed (SC 13G/A 41, 3 32, NPORT-P 26, N-Q 23, 40-17G 19, N-CSR 19, DEF 14A 18, N-PX 18, N-CSRS 16, 4 14, SCHEDULE 13G/A 11, NSAR-A 10, NSAR-B 10, SCHEDULE 13D/A 10, N-CEN 8, 8-K 5, SC 13G 5, CORRESP 3, SCHEDULE 13G 3, 40-APP/A 2, 497AD 2, N-2/A 2, 3/A 1, 40-17G/A 1, 40-APP 1, 497 1, DEFA14A 1, DEFR14A 1, EFFECT 1, N-2 1, NT-NCSR 1, NT-NSAR 1, POS EX 1, PRE 14A 1, PRER14A 1, SCHEDULE 13D 1, SC TO-C 1, SC TO-I 1, SC TO-I/A 1, UPLOAD 1).

| Filed | Accepted | Form | What it is | Accession |
| --- | --- | --- | --- | --- |
| 2026-10-15 | 19:56 ET | [SCHEDULE 13D/A](/filings/0001062993-26-005367.md) | Ownership report, active investor, amended | 0001062993-26-005367 |
| 2026-10-13 | 14:11 ET | [DEF 14A](/filings/0001133228-26-013230.md) | Proxy statement, period 2026-11-19 | 0001133228-26-013230 |
| 2026-09-23 | 11:00 ET | [SCHEDULE 13D/A](/filings/0001062993-26-005061.md) | Ownership report, active investor, amended | 0001062993-26-005061 |
| 2026-08-31 | 16:36 ET | [SCHEDULE 13D/A](/filings/0001062993-26-004742.md) | Ownership report, active investor, amended | 0001062993-26-004742 |
| 2026-04-30 | 15:19 ET | [SCHEDULE 13D/A](/filings/0001062993-26-002233.md) | Ownership report, active investor, amended | 0001062993-26-002233 |
| 2026-02-18 | 13:33 ET | [SCHEDULE 13D/A](/filings/0001062993-26-001040.md) | Ownership report, active investor, amended | 0001062993-26-001040 |
| 2026-01-22 | 12:23 ET | [SCHEDULE 13D/A](/filings/0001062993-26-000378.md) | Ownership report, active investor, amended | 0001062993-26-000378 |
| 2026-01-15 | 17:17 ET | [SCHEDULE 13D/A](/filings/0001062993-26-000299.md) | Ownership report, active investor, amended | 0001062993-26-000299 |
| 2025-11-10 | 18:40 ET | [SCHEDULE 13D/A](/filings/0001062993-25-016613.md) | Ownership report, active investor, amended | 0001062993-25-016613 |
| 2025-10-14 | 11:24 ET | [DEF 14A](/filings/0001133228-25-010842.md) | Proxy statement, period 2025-11-13 | 0001133228-25-010842 |
| 2025-05-23 | 13:30 ET | [SCHEDULE 13D/A](/filings/0001062993-25-010180.md) | Ownership report, active investor, amended | 0001062993-25-010180 |
| 2025-04-23 | 14:36 ET | [SCHEDULE 13D/A](/filings/0001062993-25-007818.md) | Ownership report, active investor, amended | 0001062993-25-007818 |
| 2025-03-10 | 20:16 ET | [SCHEDULE 13D](/filings/0001062993-25-005057.md) | Ownership report, active investor | 0001062993-25-005057 |
| 2024-10-24 | 16:44 ET | [DEF 14A](/filings/0001133228-24-009616.md) | Proxy statement, period 2024-11-21 | 0001133228-24-009616 |
| 2024-08-30 | 16:14 ET | [8-K](/filings/0001140361-24-039769.md) | 5.03 Amendment to articles or bylaws; 9.01 Financial statements and exhibits | 0001140361-24-039769 |
| 2023-10-10 | 07:48 ET | [DEF 14A](/filings/0001140361-23-047517.md) | Proxy statement, period 2023-11-20 | 0001140361-23-047517 |
| 2023-03-08 | 09:43 ET | [8-K](/filings/0001140361-23-010611.md) | 8.01 Other events; 9.01 Financial statements and exhibits | 0001140361-23-010611 |
| 2022-12-20 | 15:01 ET | [8-K](/filings/0001140361-22-046325.md) | 1.01 Entry into a material agreement; 9.01 Financial statements and exhibits | 0001140361-22-046325 |
| 2022-11-07 | 09:30 ET | [DEF 14A](/filings/0001140361-22-040207.md) | Proxy statement, period 2022-12-15 | 0001140361-22-040207 |
| 2021-10-08 | 06:02 ET | [DEF 14A](/filings/0001140361-21-034085.md) | Proxy statement, period 2021-11-22 | 0001140361-21-034085 |
| 2020-10-13 | 06:02 ET | [DEF 14A](/filings/0001140361-20-022844.md) | Proxy statement, period 2020-11-24 | 0001140361-20-022844 |
| 2020-03-30 | 15:55 ET | [8-K](/filings/0000905148-20-000462.md) | 4.01 Change of auditor | 0000905148-20-000462 |
| 2020-03-04 | 14:46 ET | [8-K](/filings/0000905148-20-000405.md) | 4.01 Change of auditor; 9.01 Financial statements and exhibits | 0000905148-20-000405 |
| 2019-10-11 | 15:57 ET | [DEF 14A](/filings/0000905148-19-000930.md) | Proxy statement, period 2019-11-26 | 0000905148-19-000930 |
| 2018-10-05 | 16:39 ET | [DEF 14A](/filings/0000905148-18-000798.md) | Proxy statement, period 2018-11-20 | 0000905148-18-000798 |
| 2017-10-13 | 17:05 ET | [DEF 14A](/filings/0000905148-17-000833.md) | Proxy statement, period 2017-11-15 | 0000905148-17-000833 |
| 2016-10-13 | 14:33 ET | [DEF 14A](/filings/0000905148-16-001962.md) | Proxy statement, period 2016-10-13 | 0000905148-16-001962 |
| 2015-10-15 | 16:38 ET | [DEF 14A](/filings/0000905148-15-000896.md) | Proxy statement, period 2015-11-19 | 0000905148-15-000896 |
| 2014-10-17 | 16:14 ET | [DEF 14A](/filings/0000905148-14-000706.md) | Proxy statement, period 2014-11-20 | 0000905148-14-000706 |
| 2013-10-11 | 16:49 ET | [DEF 14A](/filings/0000905148-13-000945.md) | Proxy statement, period 2013-11-14 | 0000905148-13-000945 |
| 2012-10-12 | 16:33 ET | [DEF 14A](/filings/0000905148-12-001832.md) | Proxy statement, period 2012-11-14 | 0000905148-12-001832 |
| 2011-10-13 | 15:37 ET | [DEF 14A](/filings/0000905148-11-001804.md) | Proxy statement, period 2011-10-03 | 0000905148-11-001804 |
| 2010-10-21 | 17:24 ET | [DEF 14A](/filings/0000905148-10-002024.md) | Proxy statement, period 2010-11-18 | 0000905148-10-002024 |
| 2009-10-09 | 16:17 ET | [DEF 14A](/filings/0000905148-09-003273.md) | Proxy statement, period 2009-11-12 | 0000905148-09-003273 |

Source: SEC EDGAR, the company’s filing index. Last ingested by Listed: Oct 30, 2026, 09:48 ET. No prices; not investment advice.