# LPL Financial Holdings Inc.: filings

LPLA · Nasdaq · CIK 1397911 · [Financials](/sectors/financials.md) · fiscal year ends Dec 31

Pages: [Overview](/companies/lpla.md) · [Financials](/companies/lpla/financials.md) · [Filings](/companies/lpla/filings.md) · [Insiders](/companies/lpla/insiders.md)

## Reports and events: 300 filings

Newest first, by EDGAR acceptance time (Eastern). Filter with ?form= one of: `periodic`, `8-K`, `10-K`, `10-Q`, `4`, `proxy`, `13dg`, `all`, or any form this company filed (4 1119, 8-K 197, 3 58, 10-Q 54, SC 13G/A 52, 144 51, 10-K 18, CORRESP 18, DEF 14A 17, UPLOAD 17, DEFA14A 16, SC 13G 14, 424B5 10, 5 6, 424B7 5, CT ORDER 5, S-1/A 5, ARS 4, FWP 4, PRE 14A 4, S-8 4, SCHEDULE 13G 4, 8-K/A 3, EFFECT 3, S-3/A 3, 10-K/A 2, DFAN14A 2, S-3 2, S-3ASR 2, SC 13D/A 2, SCHEDULE 13G/A 2, 15-12G 1, 305B2 1, 424B4 1, 8-A12B 1, 8-A12G 1, CERTNAS 1, D/A 1, DEF 14C 1, IRANNOTICE 1, PRE 14C 1, S-1 1, S-1MEF 1, S-8 POS 1, SC 13D 1).

| Filed | Accepted | Form | What it is | Accession |
| --- | --- | --- | --- | --- |
| 2026-10-29 | 16:08 ET | [10-Q](/filings/0001628280-26-068226.md) | Quarterly report, period 2026-09-30 | 0001628280-26-068226 |
| 2026-10-27 | 16:16 ET | [8-K](/filings/0001628280-26-067590.md) | 2.02 Results of operations; 9.01 Financial statements and exhibits | 0001628280-26-067590 |
| 2026-08-03 | 08:10 ET | [10-Q](/filings/0001628280-26-051542.md) | Quarterly report, period 2026-06-30 | 0001628280-26-051542 |
| 2026-07-30 | 16:07 ET | [8-K](/filings/0001628280-26-051046.md) | 2.02 Results of operations; 9.01 Financial statements and exhibits | 0001628280-26-051046 |
| 2026-05-15 | 16:11 ET | [8-K](/filings/0001628280-26-035566.md) | 5.03 Amendment to articles or bylaws; 5.07 Shareholder vote results; 9.01 Financial statements and exhibits | 0001628280-26-035566 |
| 2026-05-04 | 08:38 ET | [10-Q](/filings/0001628280-26-029530.md) | Quarterly report, period 2026-03-31 | 0001628280-26-029530 |
| 2026-04-30 | 16:10 ET | [8-K](/filings/0001628280-26-028890.md) | 2.02 Results of operations; 9.01 Financial statements and exhibits | 0001628280-26-028890 |
| 2026-04-02 | 16:06 ET | [DEF 14A](/filings/0001193125-26-140066.md) | Proxy statement, period 2026-05-14 | 0001193125-26-140066 |
| 2026-02-23 | 16:48 ET | [10-K](/filings/0001628280-26-010705.md) | Annual report, period 2025-12-31 | 0001628280-26-010705 |
| 2026-01-29 | 16:07 ET | [8-K](/filings/0001628280-26-004112.md) | 2.02 Results of operations; 9.01 Financial statements and exhibits | 0001628280-26-004112 |
| 2026-01-08 | 09:08 ET | [8-K](/filings/0001193125-26-007083.md) | 5.02 Departure or appointment of officers or directors; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0001193125-26-007083 |
| 2025-11-03 | 08:15 ET | [10-Q](/filings/0001628280-25-047934.md) | Quarterly report, period 2025-09-30 | 0001628280-25-047934 |
| 2025-10-30 | 16:13 ET | [8-K](/filings/0001628280-25-047543.md) | 2.02 Results of operations; 9.01 Financial statements and exhibits | 0001628280-25-047543 |
| 2025-08-04 | 08:22 ET | [10-Q](/filings/0001397911-25-000122.md) | Quarterly report, period 2025-06-30 | 0001397911-25-000122 |
| 2025-08-01 | 09:11 ET | [8-K](/filings/0001193125-25-171084.md) | 7.01 Regulation FD disclosure; 8.01 Other events; 9.01 Financial statements and exhibits | 0001193125-25-171084 |
| 2025-07-31 | 16:10 ET | [8-K](/filings/0001397911-25-000119.md) | 2.02 Results of operations; 9.01 Financial statements and exhibits | 0001397911-25-000119 |
| 2025-07-03 | 16:05 ET | [8-K](/filings/0001193125-25-155488.md) | 5.02 Departure or appointment of officers or directors; 9.01 Financial statements and exhibits | 0001193125-25-155488 |
| 2025-06-03 | 16:18 ET | [8-K](/filings/0001193125-25-134140.md) | 5.02 Departure or appointment of officers or directors | 0001193125-25-134140 |
| 2025-05-23 | 16:11 ET | [8-K](/filings/0001397911-25-000066.md) | 5.07 Shareholder vote results | 0001397911-25-000066 |
| 2025-05-09 | 16:08 ET | [10-Q](/filings/0001397911-25-000063.md) | Quarterly report, period 2025-03-31 | 0001397911-25-000063 |
| 2025-05-08 | 16:17 ET | [8-K](/filings/0001397911-25-000060.md) | 2.02 Results of operations; 9.01 Financial statements and exhibits | 0001397911-25-000060 |
| 2025-04-03 | 16:27 ET | [8-K](/filings/0001193125-25-072396.md) | 1.01 Entry into a material agreement; 2.03 New direct financial obligation; 8.01 Other events; 9.01 Financial statements and exhibits | 0001193125-25-072396 |
| 2025-04-02 | 16:28 ET | [8-K](/filings/0001193125-25-071380.md) | 8.01 Other events; 9.01 Financial statements and exhibits | 0001193125-25-071380 |
| 2025-03-31 | 06:15 ET | [8-K](/filings/0001193125-25-067661.md) | 1.01 Entry into a material agreement; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0001193125-25-067661 |
| 2025-03-25 | 16:30 ET | [DEF 14A](/filings/0001193125-25-062585.md) | Proxy statement, period 2025-05-22 | 0001193125-25-062585 |
| 2025-03-06 | 08:30 ET | [8-K](/filings/0001397911-25-000037.md) | 5.02 Departure or appointment of officers or directors | 0001397911-25-000037 |
| 2025-02-26 | 16:26 ET | [8-K](/filings/0001193125-25-036781.md) | 1.01 Entry into a material agreement; 2.03 New direct financial obligation; 9.01 Financial statements and exhibits | 0001193125-25-036781 |
| 2025-02-25 | 16:06 ET | [8-K](/filings/0001193125-25-035129.md) | 8.01 Other events; 9.01 Financial statements and exhibits | 0001193125-25-035129 |
| 2025-02-20 | 16:16 ET | [10-K](/filings/0001397911-25-000018.md) | Annual report, period 2024-12-31 | 0001397911-25-000018 |
| 2025-01-30 | 16:14 ET | [8-K](/filings/0001397911-25-000006.md) | 2.02 Results of operations; 9.01 Financial statements and exhibits | 0001397911-25-000006 |
| 2024-12-09 | 16:31 ET | [8-K/A](/filings/0001193125-24-273442.md) | 1.01 Entry into a material agreement; 2.03 New direct financial obligation; 9.01 Financial statements and exhibits | 0001193125-24-273442 |
| 2024-12-09 | 08:17 ET | [8-K](/filings/0001397911-24-000164.md) | 5.02 Departure or appointment of officers or directors | 0001397911-24-000164 |
| 2024-12-05 | 17:19 ET | [8-K](/filings/0001193125-24-271649.md) | 1.01 Entry into a material agreement | 0001193125-24-271649 |
| 2024-11-04 | 16:18 ET | [10-Q](/filings/0001397911-24-000141.md) | Quarterly report, period 2024-09-30 | 0001397911-24-000141 |
| 2024-10-30 | 16:08 ET | [8-K](/filings/0001397911-24-000136.md) | 2.02 Results of operations; 9.01 Financial statements and exhibits | 0001397911-24-000136 |
| 2024-10-21 | 16:23 ET | [8-K](/filings/0001193125-24-240432.md) | 5.02 Departure or appointment of officers or directors; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0001193125-24-240432 |
| 2024-10-01 | 16:30 ET | [8-K](/filings/0001193125-24-230215.md) | 5.02 Departure or appointment of officers or directors; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0001193125-24-230215 |
| 2024-07-30 | 16:17 ET | [10-Q](/filings/0001397911-24-000109.md) | Quarterly report, period 2024-06-30 | 0001397911-24-000109 |
| 2024-07-25 | 16:07 ET | [8-K](/filings/0001397911-24-000103.md) | 2.02 Results of operations; 9.01 Financial statements and exhibits | 0001397911-24-000103 |
| 2024-05-20 | 16:31 ET | [8-K](/filings/0001193125-24-142885.md) | 1.01 Entry into a material agreement; 2.03 New direct financial obligation; 9.01 Financial statements and exhibits | 0001193125-24-142885 |
| 2024-05-14 | 17:03 ET | [8-K](/filings/0001193125-24-138351.md) | 7.01 Regulation FD disclosure; 8.01 Other events; 9.01 Financial statements and exhibits | 0001193125-24-138351 |
| 2024-05-10 | 16:11 ET | [8-K](/filings/0001397911-24-000057.md) | 5.07 Shareholder vote results | 0001397911-24-000057 |
| 2024-05-02 | 16:09 ET | [10-Q](/filings/0001397911-24-000053.md) | Quarterly report, period 2024-03-31 | 0001397911-24-000053 |
| 2024-04-30 | 16:13 ET | [8-K](/filings/0001397911-24-000050.md) | 2.02 Results of operations; 9.01 Financial statements and exhibits | 0001397911-24-000050 |
| 2024-03-28 | 16:54 ET | [DEF 14A](/filings/0001193125-24-080802.md) | Proxy statement, period 2024-05-09 | 0001193125-24-080802 |
| 2024-02-29 | 16:45 ET | [8-K](/filings/0001193125-24-053561.md) | 5.02 Departure or appointment of officers or directors | 0001193125-24-053561 |
| 2024-02-21 | 16:10 ET | [10-K](/filings/0001397911-24-000011.md) | Annual report, period 2023-12-31 | 0001397911-24-000011 |
| 2024-02-20 | 16:21 ET | [8-K](/filings/0001193125-24-040007.md) | 5.03 Amendment to articles or bylaws; 9.01 Financial statements and exhibits | 0001193125-24-040007 |
| 2024-02-13 | 08:39 ET | [8-K](/filings/0001193125-24-032973.md) | 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0001193125-24-032973 |
| 2024-02-01 | 16:11 ET | [8-K](/filings/0001397911-24-000005.md) | 2.02 Results of operations; 9.01 Financial statements and exhibits | 0001397911-24-000005 |

Page 1 of 6. [Older](/companies/lpla/filings.md?page=2)
Source: SEC EDGAR, the company’s filing index. Last ingested by Listed: Oct 29, 2026, 17:28 ET. No prices; not investment advice.