# Netcapital Inc.: filings

NCPL · Nasdaq · CIK 1414767 · [Financials](/sectors/financials.md) · fiscal year ends Apr 30

Pages: [Overview](/companies/ncpl.md) · [Financials](/companies/ncpl/financials.md) · [Filings](/companies/ncpl/filings.md) · [Insiders](/companies/ncpl/insiders.md)

## Reports and events: 207 filings

Newest first, by EDGAR acceptance time (Eastern). Filter with ?form= one of: `periodic`, `8-K`, `10-K`, `10-Q`, `4`, `proxy`, `13dg`, `all`, or any form this company filed (8-K 115, 10-Q 39, CORRESP 23, UPLOAD 22, 4 13, S-1/A 13, 10-K 12, 3 11, 424B5 10, NT 10-Q 10, NT 10-K 9, SC 13G 8, DEF 14A 6, DEFA14A 6, S-1 6, SCHEDULE 13G/A 6, EFFECT 5, S-8 5, SC 13G/A 5, SCHEDULE 13G 5, 10-Q/A 4, PRE 14A 4, SC 13D 4, 424B3 3, 8-K/A 3, PRE 14C 3, 10-12G/A 2, 424B4 2, 4/A 2, ARS 2, DEF 14C 2, DEFR14A 2, RW 2, S-3 2, SCHEDULE 13D/A 2, 10-12G 1, 10-K/A 1, 8-A12B 1, CERT 1, D 1, PRER14A 1, SC 13D/A 1, SCHEDULE 13D 1, SEC STAFF ACTION 1).

| Filed | Accepted | Form | What it is | Accession |
| --- | --- | --- | --- | --- |
| 2026-10-20 | 17:00 ET | [8-K](/filings/0001493152-26-047783.md) | 1.01 Entry into a material agreement; 2.03 New direct financial obligation; 3.02 Unregistered sale of equity; 9.01 Financial statements and exhibits | 0001493152-26-047783 |
| 2026-10-14 | 15:50 ET | [8-K](/filings/0001493152-26-047004.md) | 3.01 Delisting notice; 4.01 Change of auditor; 9.01 Financial statements and exhibits | 0001493152-26-047004 |
| 2026-09-25 | 17:00 ET | [8-K](/filings/0001493152-26-044363.md) | 3.01 Delisting notice; 9.01 Financial statements and exhibits | 0001493152-26-044363 |
| 2026-09-03 | 17:10 ET | [8-K](/filings/0001493152-26-041397.md) | 5.02 Departure or appointment of officers or directors; 9.01 Financial statements and exhibits | 0001493152-26-041397 |
| 2026-08-28 | 06:05 ET | [8-K](/filings/0001493152-26-040478.md) | 3.01 Delisting notice; 9.01 Financial statements and exhibits | 0001493152-26-040478 |
| 2026-08-25 | 15:35 ET | [8-K](/filings/0001493152-26-040042.md) | 5.02 Departure or appointment of officers or directors; 8.01 Other events; 9.01 Financial statements and exhibits | 0001493152-26-040042 |
| 2026-08-18 | 21:30 ET | [8-K](/filings/0001493152-26-038853.md) | 4.01 Change of auditor; 4.02 Non-reliance on financial statements; 9.01 Financial statements and exhibits | 0001493152-26-038853 |
| 2026-08-10 | 17:21 ET | [8-K](/filings/0001493152-26-036916.md) | 1.01 Entry into a material agreement; 3.01 Delisting notice; 3.02 Unregistered sale of equity; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0001493152-26-036916 |
| 2026-07-09 | 16:30 ET | [8-K](/filings/0001493152-26-032693.md) | 1.01 Entry into a material agreement; 3.02 Unregistered sale of equity; 9.01 Financial statements and exhibits | 0001493152-26-032693 |
| 2026-07-08 | 16:30 ET | [8-K](/filings/0001493152-26-032527.md) | 1.01 Entry into a material agreement; 2.03 New direct financial obligation; 3.02 Unregistered sale of equity; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0001493152-26-032527 |
| 2026-06-16 | 16:15 ET | [8-K](/filings/0001493152-26-028887.md) | 1.01 Entry into a material agreement; 2.03 New direct financial obligation; 3.02 Unregistered sale of equity; 9.01 Financial statements and exhibits | 0001493152-26-028887 |
| 2026-06-10 | 17:14 ET | [8-K](/filings/0001493152-26-028158.md) | 1.01 Entry into a material agreement; 2.03 New direct financial obligation; 3.02 Unregistered sale of equity; 9.01 Financial statements and exhibits | 0001493152-26-028158 |
| 2026-06-10 | 17:00 ET | [8-K](/filings/0001493152-26-028135.md) | 1.01 Entry into a material agreement; 2.03 New direct financial obligation; 3.02 Unregistered sale of equity; 9.01 Financial statements and exhibits | 0001493152-26-028135 |
| 2026-06-04 | 08:36 ET | [8-K](/filings/0001493152-26-027205.md) | 1.01 Entry into a material agreement; 9.01 Financial statements and exhibits | 0001493152-26-027205 |
| 2026-05-28 | 16:05 ET | [8-K](/filings/0001493152-26-025607.md) | 1.01 Entry into a material agreement; 3.02 Unregistered sale of equity; 3.03 Change to security holders’ rights; 9.01 Financial statements and exhibits | 0001493152-26-025607 |
| 2026-05-18 | 17:14 ET | [8-K](/filings/0001493152-26-024229.md) | 1.01 Entry into a material agreement; 2.03 New direct financial obligation; 3.02 Unregistered sale of equity; 9.01 Financial statements and exhibits | 0001493152-26-024229 |
| 2026-05-01 | 16:05 ET | [8-K](/filings/0001493152-26-020888.md) | 1.01 Entry into a material agreement; 2.03 New direct financial obligation; 3.02 Unregistered sale of equity; 9.01 Financial statements and exhibits | 0001493152-26-020888 |
| 2026-04-16 | 16:15 ET | [8-K](/filings/0001493152-26-017093.md) | 1.01 Entry into a material agreement; 5.02 Departure or appointment of officers or directors; 8.01 Other events; 9.01 Financial statements and exhibits | 0001493152-26-017093 |
| 2026-03-24 | 17:07 ET | [S-1/A](/filings/0001493152-26-012402.md) | Registration statement, amended | 0001493152-26-012402 |
| 2026-03-19 | 17:25 ET | [10-Q](/filings/0001493152-26-011686.md) | Quarterly report, period 2026-01-31 | 0001493152-26-011686 |
| 2026-02-24 | 16:40 ET | [S-1/A](/filings/0001493152-26-007888.md) | Registration statement, amended | 0001493152-26-007888 |
| 2026-02-06 | 16:30 ET | [8-K](/filings/0001493152-26-005589.md) | 3.01 Delisting notice | 0001493152-26-005589 |
| 2026-02-02 | 16:05 ET | [S-1/A](/filings/0001493152-26-004742.md) | Registration statement, amended | 0001493152-26-004742 |
| 2026-01-08 | 16:05 ET | [8-K](/filings/0001493152-26-000969.md) | 1.01 Entry into a material agreement; 3.02 Unregistered sale of equity; 8.01 Other events; 9.01 Financial statements and exhibits | 0001493152-26-000969 |
| 2025-12-15 | 17:21 ET | [8-K](/filings/0001493152-25-027798.md) | 2.02 Results of operations; 9.01 Financial statements and exhibits | 0001493152-25-027798 |
| 2025-12-15 | 17:02 ET | [10-Q](/filings/0001493152-25-027769.md) | Quarterly report, period 2025-10-31 | 0001493152-25-027769 |
| 2025-12-10 | 16:57 ET | [SCHEDULE 13D/A](/filings/0001104659-25-120007.md) | Ownership report, active investor, amended | 0001104659-25-120007 |
| 2025-12-09 | 21:23 ET | [8-K](/filings/0001493152-25-026745.md) | 1.01 Entry into a material agreement; 3.02 Unregistered sale of equity; 5.02 Departure or appointment of officers or directors; 8.01 Other events; 9.01 Financial statements and exhibits | 0001493152-25-026745 |
| 2025-12-08 | 18:57 ET | [SCHEDULE 13D/A](/filings/0001104659-25-119394.md) | Ownership report, active investor, amended | 0001104659-25-119394 |
| 2025-12-01 | 16:49 ET | [SCHEDULE 13D](/filings/0001104659-25-117355.md) | Ownership report, active investor | 0001104659-25-117355 |
| 2025-10-02 | 17:26 ET | [S-1/A](/filings/0001493152-25-016741.md) | Registration statement, amended | 0001493152-25-016741 |
| 2025-09-22 | 17:26 ET | [8-K](/filings/0001493152-25-014514.md) | 2.02 Results of operations; 9.01 Financial statements and exhibits | 0001493152-25-014514 |
| 2025-09-22 | 16:35 ET | [10-Q](/filings/0001493152-25-014479.md) | Quarterly report, period 2025-07-31 | 0001493152-25-014479 |
| 2025-09-12 | 16:05 ET | [8-K](/filings/0001493152-25-013187.md) | 5.07 Shareholder vote results | 0001493152-25-013187 |
| 2025-08-19 | 16:06 ET | [S-1](/filings/0001641172-25-024829.md) | Registration statement | 0001641172-25-024829 |
| 2025-08-14 | 17:10 ET | [DEF 14A](/filings/0001641172-25-024170.md) | Proxy statement, period 2024-08-14 | 0001641172-25-024170 |
| 2025-08-13 | 16:06 ET | [8-K](/filings/0001641172-25-023467.md) | 2.02 Results of operations; 9.01 Financial statements and exhibits | 0001641172-25-023467 |
| 2025-08-12 | 17:20 ET | [10-K](/filings/0001641172-25-023248.md) | Annual report, period 2025-04-30 | 0001641172-25-023248 |
| 2025-07-17 | 16:10 ET | [8-K](/filings/0001641172-25-020048.md) | 1.01 Entry into a material agreement; 3.02 Unregistered sale of equity; 8.01 Other events; 9.01 Financial statements and exhibits | 0001641172-25-020048 |
| 2025-07-07 | 16:30 ET | [8-K](/filings/0001641172-25-018003.md) | 1.01 Entry into a material agreement; 3.02 Unregistered sale of equity; 8.01 Other events; 9.01 Financial statements and exhibits | 0001641172-25-018003 |
| 2025-06-30 | 16:30 ET | [8-K](/filings/0001641172-25-017158.md) | 1.01 Entry into a material agreement; 3.02 Unregistered sale of equity; 9.01 Financial statements and exhibits | 0001641172-25-017158 |
| 2025-06-23 | 09:05 ET | [8-K](/filings/0001641172-25-016013.md) | 8.01 Other events; 9.01 Financial statements and exhibits | 0001641172-25-016013 |
| 2025-06-12 | 17:15 ET | [8-K](/filings/0001641172-25-014907.md) | 1.01 Entry into a material agreement; 3.02 Unregistered sale of equity; 5.02 Departure or appointment of officers or directors; 8.01 Other events; 9.01 Financial statements and exhibits | 0001641172-25-014907 |
| 2025-05-05 | 17:17 ET | [8-K](/filings/0001641172-25-008705.md) | 1.01 Entry into a material agreement; 2.03 New direct financial obligation; 3.02 Unregistered sale of equity; 9.01 Financial statements and exhibits | 0001641172-25-008705 |
| 2025-05-05 | 16:05 ET | [8-K](/filings/0001641172-25-008684.md) | 2.06 Material impairments | 0001641172-25-008684 |
| 2025-04-15 | 17:18 ET | [S-1](/filings/0001641172-25-004883.md) | Registration statement | 0001641172-25-004883 |
| 2025-03-31 | 16:30 ET | [8-K](/filings/0001641172-25-001772.md) | 1.01 Entry into a material agreement; 2.03 New direct financial obligation; 9.01 Financial statements and exhibits | 0001641172-25-001772 |
| 2025-03-28 | 08:00 ET | [8-K](/filings/0001641172-25-001051.md) | 5.03 Amendment to articles or bylaws; 9.01 Financial statements and exhibits | 0001641172-25-001051 |
| 2025-03-17 | 16:30 ET | [8-K](/filings/0001493152-25-010598.md) | 2.02 Results of operations; 9.01 Financial statements and exhibits | 0001493152-25-010598 |
| 2025-03-17 | 16:00 ET | [10-Q](/filings/0001493152-25-010560.md) | Quarterly report, period 2025-01-31 | 0001493152-25-010560 |

Page 1 of 5. [Older](/companies/ncpl/filings.md?page=2)
Source: SEC EDGAR, the company’s filing index. Last ingested by Listed: Oct 30, 2026, 13:01 ET. No prices; not investment advice.