# PhenixFIN Corp: filings

PFX · Nasdaq · CIK 1490349 · [Other](/sectors/other.md) · fiscal year ends Sep 30

Pages: [Overview](/companies/pfx.md) · [Financials](/companies/pfx/financials.md) · [Filings](/companies/pfx/filings.md) · [Insiders](/companies/pfx/insiders.md)

## Reports and events: 265 filings

Newest first, by EDGAR acceptance time (Eastern). Filter with ?form= one of: `periodic`, `8-K`, `10-K`, `10-Q`, `4`, `proxy`, `13dg`, `all`, or any form this company filed (4 200, 8-K 162, 425 71, 10-Q 48, DEFA14A 45, 497AD 37, 497 26, 3 21, 40-APP/A 21, CORRESP 17, SC 13G/A 16, 10-K 15, 40-17G 15, DEF 14A 14, POS EX 13, DFAN14A 11, N-2/A 11, PX14A6G 11, SC 13D/A 11, SC 13G 10, 40-APP 9, EFFECT 9, POS 8C 9, 8-A12B 7, N-2 6, N-23C-2 6, SC 13D 6, 10-K/A 4, APP NTC 4, APP ORDR 4, PRE 14A 4, PREC14A 4, 25 3, 25-NSE 3, APP WD 3, DEFC14A 3, SCHEDULE 13D/A 3, UPLOAD 3, 40-17G/A 2, 424B2 2, 4/A 2, 8-K/A 2, ARS 2, CERT 2, CERTNYS 2, N-6F/A 2, 305B2 1, 40-33 1, 5 1, DEFM14A 1, DFRN14A 1, FWP 1, N-54A 1, N-6F 1, SCHEDULE 13G 1, SCHEDULE 13G/A 1).

| Filed | Accepted | Form | What it is | Accession |
| --- | --- | --- | --- | --- |
| 2026-08-05 | 16:07 ET | [10-Q](/filings/0001213900-26-085667.md) | Quarterly report, period 2026-06-30 | 0001213900-26-085667 |
| 2026-08-05 | 16:05 ET | [8-K](/filings/0001213900-26-085661.md) | 2.02 Results of operations; 9.01 Financial statements and exhibits | 0001213900-26-085661 |
| 2026-05-14 | 17:41 ET | [SCHEDULE 13D/A](/filings/0001213900-26-056879.md) | Ownership report, active investor, amended | 0001213900-26-056879 |
| 2026-05-05 | 16:38 ET | [10-Q](/filings/0001213900-26-052253.md) | Quarterly report, period 2026-03-31 | 0001213900-26-052253 |
| 2026-05-05 | 16:35 ET | [8-K](/filings/0001213900-26-052245.md) | 2.02 Results of operations; 9.01 Financial statements and exhibits | 0001213900-26-052245 |
| 2026-04-02 | 16:45 ET | [SCHEDULE 13D/A](/filings/0001213900-26-039424.md) | Ownership report, active investor, amended | 0001213900-26-039424 |
| 2026-03-20 | 16:02 ET | [8-K](/filings/0001213900-26-032335.md) | 5.07 Shareholder vote results | 0001213900-26-032335 |
| 2026-02-09 | 16:32 ET | [10-Q](/filings/0001213900-26-013689.md) | Quarterly report, period 2025-12-31 | 0001213900-26-013689 |
| 2026-02-09 | 16:30 ET | [8-K](/filings/0001213900-26-013686.md) | 2.02 Results of operations; 9.01 Financial statements and exhibits | 0001213900-26-013686 |
| 2026-01-28 | 16:55 ET | [DEF 14A](/filings/0001213900-26-008903.md) | Proxy statement, period 2026-03-20 | 0001213900-26-008903 |
| 2025-12-12 | 06:21 ET | [10-K](/filings/0001213900-25-120913.md) | Annual report, period 2025-09-30 | 0001213900-25-120913 |
| 2025-12-12 | 06:03 ET | [8-K](/filings/0001213900-25-120904.md) | 2.02 Results of operations; 9.01 Financial statements and exhibits | 0001213900-25-120904 |
| 2025-08-06 | 16:17 ET | [10-Q](/filings/0001213900-25-072562.md) | Quarterly report, period 2025-06-30 | 0001213900-25-072562 |
| 2025-08-06 | 16:16 ET | [8-K](/filings/0001213900-25-072560.md) | 2.02 Results of operations; 9.01 Financial statements and exhibits | 0001213900-25-072560 |
| 2025-06-18 | 18:38 ET | [SCHEDULE 13D/A](/filings/0001213900-25-055721.md) | Ownership report, active investor, amended | 0001213900-25-055721 |
| 2025-05-07 | 17:47 ET | [10-Q](/filings/0001213900-25-040261.md) | Quarterly report, period 2025-03-31 | 0001213900-25-040261 |
| 2025-05-07 | 17:45 ET | [8-K](/filings/0001213900-25-040260.md) | 2.02 Results of operations; 9.01 Financial statements and exhibits | 0001213900-25-040260 |
| 2025-04-22 | 15:22 ET | [8-K](/filings/0001213900-25-034147.md) | 1.01 Entry into a material agreement | 0001213900-25-034147 |
| 2025-03-21 | 17:47 ET | [8-K](/filings/0001213900-25-025615.md) | 5.07 Shareholder vote results | 0001213900-25-025615 |
| 2025-02-07 | 06:20 ET | [10-Q](/filings/0001213900-25-011052.md) | Quarterly report, period 2024-12-31 | 0001213900-25-011052 |
| 2025-02-07 | 06:06 ET | [8-K](/filings/0001213900-25-011049.md) | 2.02 Results of operations; 9.01 Financial statements and exhibits | 0001213900-25-011049 |
| 2025-01-22 | 17:05 ET | [DEF 14A](/filings/0001213900-25-005564.md) | Proxy statement, period 2025-03-12 | 0001213900-25-005564 |
| 2024-12-17 | 18:38 ET | [10-K](/filings/0001213900-24-109444.md) | Annual report, period 2024-09-30 | 0001213900-24-109444 |
| 2024-12-17 | 18:36 ET | [8-K](/filings/0001213900-24-109443.md) | 2.02 Results of operations; 9.01 Financial statements and exhibits | 0001213900-24-109443 |
| 2024-08-06 | 17:17 ET | [10-Q](/filings/0001213900-24-065749.md) | Quarterly report, period 2024-06-30 | 0001213900-24-065749 |
| 2024-08-06 | 17:16 ET | [8-K](/filings/0001213900-24-065748.md) | 2.02 Results of operations; 9.01 Financial statements and exhibits | 0001213900-24-065748 |
| 2024-05-10 | 08:45 ET | [10-Q](/filings/0001213900-24-041496.md) | Quarterly report, period 2024-03-31 | 0001213900-24-041496 |
| 2024-05-10 | 08:36 ET | [8-K](/filings/0001213900-24-041493.md) | 2.02 Results of operations; 9.01 Financial statements and exhibits | 0001213900-24-041493 |
| 2024-04-15 | 16:24 ET | [8-K](/filings/0001140361-24-019863.md) | 5.07 Shareholder vote results | 0001140361-24-019863 |
| 2024-03-05 | 16:18 ET | [SC 13D/A](/filings/0001140361-24-011407.md) | Ownership report, active investor, amended | 0001140361-24-011407 |
| 2024-02-26 | 17:30 ET | [DEF 14A](/filings/0001213900-24-016970.md) | Proxy statement, period 2024-04-10 | 0001213900-24-016970 |
| 2024-02-21 | 16:17 ET | [8-K](/filings/0001213900-24-015766.md) | 1.01 Entry into a material agreement; 2.03 New direct financial obligation | 0001213900-24-015766 |
| 2024-02-08 | 16:24 ET | [10-Q](/filings/0001213900-24-011611.md) | Quarterly report, period 2023-12-31 | 0001213900-24-011611 |
| 2024-02-08 | 16:21 ET | [8-K](/filings/0001213900-24-011606.md) | 2.02 Results of operations; 9.01 Financial statements and exhibits | 0001213900-24-011606 |
| 2024-01-26 | 16:19 ET | [10-K/A](/filings/0001140361-24-004061.md) | Annual report, amended, period 2023-09-30 | 0001140361-24-004061 |
| 2023-12-22 | 16:02 ET | [10-K](/filings/0001213900-23-098182.md) | Annual report, period 2023-09-30 | 0001213900-23-098182 |
| 2023-12-22 | 16:01 ET | [8-K](/filings/0001213900-23-098180.md) | 2.02 Results of operations; 9.01 Financial statements and exhibits | 0001213900-23-098180 |
| 2023-08-11 | 20:51 ET | [10-Q](/filings/0001213900-23-065797.md) | Quarterly report, period 2023-06-30 | 0001213900-23-065797 |
| 2023-08-11 | 20:34 ET | [8-K](/filings/0001213900-23-065790.md) | 2.02 Results of operations; 9.01 Financial statements and exhibits | 0001213900-23-065790 |
| 2023-06-20 | 16:51 ET | [SC 13D/A](/filings/0001140361-23-030508.md) | Ownership report, active investor, amended | 0001140361-23-030508 |
| 2023-05-11 | 17:30 ET | [10-Q](/filings/0001213900-23-038619.md) | Quarterly report, period 2023-03-31 | 0001213900-23-038619 |
| 2023-05-11 | 16:02 ET | [8-K](/filings/0001213900-23-038521.md) | 2.02 Results of operations; 9.01 Financial statements and exhibits | 0001213900-23-038521 |
| 2023-05-03 | 15:08 ET | [8-K](/filings/0001213900-23-035938.md) | 5.07 Shareholder vote results | 0001213900-23-035938 |
| 2023-03-10 | 17:25 ET | [DEF 14A](/filings/0001140361-23-011229.md) | Proxy statement, period 2023-04-27 | 0001140361-23-011229 |
| 2023-03-03 | 16:00 ET | [8-K](/filings/0001213900-23-017210.md) | 4.01 Change of auditor; 9.01 Financial statements and exhibits | 0001213900-23-017210 |
| 2023-02-09 | 06:04 ET | [10-Q](/filings/0001213900-23-009500.md) | Quarterly report, period 2022-12-31 | 0001213900-23-009500 |
| 2023-02-09 | 06:01 ET | [8-K](/filings/0001213900-23-009499.md) | 2.02 Results of operations; 9.01 Financial statements and exhibits | 0001213900-23-009499 |
| 2023-01-27 | 17:25 ET | [10-K/A](/filings/0001140361-23-003161.md) | Annual report, amended, period 2022-09-30 | 0001140361-23-003161 |
| 2023-01-03 | 14:18 ET | [SC 13D/A](/filings/0001140361-23-000099.md) | Ownership report, active investor, amended | 0001140361-23-000099 |
| 2022-12-16 | 06:57 ET | [10-K](/filings/0001213900-22-080281.md) | Annual report, period 2022-09-30 | 0001213900-22-080281 |

Page 1 of 6. [Older](/companies/pfx/filings.md?page=2)
Source: SEC EDGAR, the company’s filing index. Last ingested by Listed: Oct 24, 2026, 15:07 ET. No prices; not investment advice.