# Rivernorth Opportunities Fund, Inc.: overview

RIV · NYSE · CIK 1501072 · [Other](/sectors/other.md) · fiscal year ends Jun 30

Pages: [Overview](/companies/riv.md) · [Financials](/companies/riv/financials.md) · [Filings](/companies/riv/filings.md) · [Insiders](/companies/riv/insiders.md)

Financial statements for this company are not loaded yet.

## Insider purchases and sales

The last 20 open-market transactions on Form 4 (codes P and S). Reported price is as stated on the form, not a market price. [All insider transactions](/companies/riv/insiders.md)

None in coverage.

## Funds that report holding it

From each manager’s latest Form 13F, largest reported value first. Reported value is as filed: filing data, not a price. [All funds](/funds.md)

| Fund | Quarter ended | Reported value | Shares | Put or call | Change on the quarter before |
| --- | --- | ---: | ---: | --- | --- |
| [MORGAN STANLEY](/funds/895421.md) | 2026-06-30 | $21.8m | 1,868,969 |  | Reduced −24,027 |
| [LPL Financial LLC](/funds/1403438.md) | 2026-06-30 | $6.9m | 595,638 |  | Added +60,965 |
| [Arete Wealth Advisors, LLC](/funds/1600151.md) | 2026-06-30 | $5.1m | 440,153 |  | Added +2,888 |
| [BANK OF AMERICA CORP /DE/](/funds/70858.md) | 2026-06-30 | $3.9m | 331,846 |  | Added +9,600 |
| [WELLS FARGO & COMPANY/MN](/funds/72971.md) | 2026-06-30 | $3.4m | 292,223 |  | Added +971 |
| [Yakira Capital Management, Inc.](/funds/1584639.md) | 2026-06-30 | $2.7m | 232,717 |  | Reduced −34,489 |
| [Everstar Asset Management, LLC](/funds/2023744.md) | 2026-06-30 | $2.5m | 213,685 |  | Added +45,159 |
| [ROYAL BANK OF CANADA](/funds/1000275.md) | 2026-06-30 | $2.3m | 199,892 |  | Reduced −5,249 |
| [ENVESTNET ASSET MANAGEMENT INC](/funds/1407543.md) | 2026-06-30 | $2.1m | 177,189 |  | Added +4,571 |
| [RAYMOND JAMES FINANCIAL INC](/funds/720005.md) | 2026-06-30 | $2.0m | 169,706 |  | Added +109,817 |

## Recent filings

[All 480 filings](/companies/riv/filings.md)

| Filed | Accepted | Form | What it is | Accession |
| --- | --- | --- | --- | --- |
| 2026-09-18 | 21:29 ET | [8-K](/filings/0001398344-26-017220.md) | 1.01 Entry into a material agreement; 3.02 Unregistered sale of equity; 5.03 Amendment to articles or bylaws; 9.01 Financial statements and exhibits | 0001398344-26-017220 |
| 2024-05-23 | 22:40 ET | [8-K](/filings/0001398344-24-009970.md) | 5.03 Amendment to articles or bylaws; 9.01 Financial statements and exhibits | 0001398344-24-009970 |
| 2022-07-15 | 18:23 ET | [DEF 14A](/filings/0001839882-22-015595.md) | Proxy statement, period 2022-08-19 | 0001839882-22-015595 |
| 2022-05-13 | 19:51 ET | [DEF 14A](/filings/0001387131-22-006111.md) | Proxy statement, period 2022-06-29 | 0001387131-22-006111 |
| 2022-04-13 | 21:24 ET | [8-K](/filings/0001387131-22-004805.md) | 1.01 Entry into a material agreement; 5.03 Amendment to articles or bylaws; 8.01 Other events; 9.01 Financial statements and exhibits | 0001387131-22-004805 |
| 2022-03-18 | 22:10 ET | [8-K](/filings/0001398344-22-006028.md) | 8.01 Other events; 9.01 Financial statements and exhibits | 0001398344-22-006028 |
| 2021-07-02 | 23:03 ET | [DEF 14A](/filings/0001398344-21-013753.md) | Proxy statement, period 2021-08-20 | 0001398344-21-013753 |
| 2020-08-03 | 21:29 ET | [DEF 14A](/filings/0001398344-20-014925.md) | Proxy statement, period 2020-09-16 | 0001398344-20-014925 |
| 2019-08-01 | 20:39 ET | [DEF 14A](/filings/0001398344-19-013328.md) | Proxy statement, period 2019-09-12 | 0001398344-19-013328 |
| 2018-07-30 | 19:42 ET | [DEF 14A](/filings/0001398344-18-010776.md) | Proxy statement, period 2018-09-14 | 0001398344-18-010776 |

## Latest annual report

No annual report is in coverage.

## Forecast league

Not in this season’s league. [This season’s league](/leagues.md)

## About the filer

- CIK: 1501072
- Tickers: RIV, RIV-PA
- Exchange: NYSE
- SIC code: not reported
- State of incorporation: MD
- Filer category: not reported

Source: SEC EDGAR, XBRL company facts, the filing index and Forms 4. Last ingested by Listed: Oct 24, 2026, 15:41 ET. No prices; not investment advice.