# Siebert Financial Corp: filings

SIEB · Nasdaq · CIK 65596 · [Financials](/sectors/financials.md) · fiscal year ends Dec 31

Pages: [Overview](/companies/sieb.md) · [Financials](/companies/sieb/financials.md) · [Filings](/companies/sieb/filings.md) · [Insiders](/companies/sieb/insiders.md)

## Reports and events: 213 filings

Newest first, by EDGAR acceptance time (Eastern). Filter with ?form= one of: `periodic`, `8-K`, `10-K`, `10-Q`, `4`, `proxy`, `13dg`, `all`, or any form this company filed (4 145, 8-K 77, 10-Q 53, SC 13D/A 24, 10-K 18, DEF 14A 18, DEFA14A 16, 3 14, UPLOAD 13, CORRESP 8, SCHEDULE 13D/A 7, 10-K/A 6, 8-K/A 5, SC 13G 5, SC TO-T/A 5, ARS 4, EFFECT 4, NT 10-K 4, S-3 3, SC 13D 3, SC 13G/A 3, 10-Q/A 2, 424B5 2, DEF 14C 2, NT 10-Q 2, PRE 14C 2, S-8 2, 144 1, 424B3 1, 424B4 1, 4/A 1, CT ORDER 1, NT 10-K/A 1, NTN 10K 1, POS AM 1, PRER14C 1, S-3/A 1, SC 14D9 1, SC14D9C 1, SC 14F1 1, SC TO-C 1, SC TO-T 1).

| Filed | Accepted | Form | What it is | Accession |
| --- | --- | --- | --- | --- |
| 2026-10-08 | 20:30 ET | [DEF 14A](/filings/0001140361-26-039143.md) | Proxy statement, period 2026-11-18 | 0001140361-26-039143 |
| 2026-09-25 | 14:00 ET | [8-K](/filings/0001213900-26-103299.md) | 5.02 Departure or appointment of officers or directors; 9.01 Financial statements and exhibits | 0001213900-26-103299 |
| 2026-08-28 | 19:01 ET | [SCHEDULE 13D/A](/filings/0001213900-26-094978.md) | Ownership report, active investor, amended | 0001213900-26-094978 |
| 2026-08-11 | 20:46 ET | [10-Q](/filings/0001213900-26-087833.md) | Quarterly report, period 2026-06-30 | 0001213900-26-087833 |
| 2026-05-15 | 20:01 ET | [10-Q](/filings/0001213900-26-057679.md) | Quarterly report, period 2026-03-31 | 0001213900-26-057679 |
| 2026-03-30 | 21:39 ET | [10-K](/filings/0001213900-26-036500.md) | Annual report, period 2025-12-31 | 0001213900-26-036500 |
| 2026-01-22 | 21:31 ET | [SCHEDULE 13D/A](/filings/0001213900-26-006712.md) | Ownership report, active investor, amended | 0001213900-26-006712 |
| 2025-11-24 | 22:30 ET | [SCHEDULE 13D/A](/filings/0001213900-25-114243.md) | Ownership report, active investor, amended | 0001213900-25-114243 |
| 2025-11-21 | 20:00 ET | [8-K](/filings/0001213900-25-113559.md) | 5.07 Shareholder vote results | 0001213900-25-113559 |
| 2025-11-12 | 22:16 ET | [10-Q](/filings/0001213900-25-109356.md) | Quarterly report, period 2025-09-30 | 0001213900-25-109356 |
| 2025-10-31 | 21:00 ET | [8-K](/filings/0001213900-25-104746.md) | 1.01 Entry into a material agreement; 9.01 Financial statements and exhibits | 0001213900-25-104746 |
| 2025-10-09 | 19:16 ET | [DEF 14A](/filings/0001140361-25-037792.md) | Proxy statement, period 2025-11-18 | 0001140361-25-037792 |
| 2025-08-12 | 21:11 ET | [10-Q](/filings/0001213900-25-075082.md) | Quarterly report, period 2025-06-30 | 0001213900-25-075082 |
| 2025-06-27 | 21:18 ET | [8-K](/filings/0001213900-25-059124.md) | 1.01 Entry into a material agreement; 9.01 Financial statements and exhibits | 0001213900-25-059124 |
| 2025-06-12 | 23:32 ET | [SCHEDULE 13D/A](/filings/0001213900-25-053964.md) | Ownership report, active investor, amended | 0001213900-25-053964 |
| 2025-05-29 | 20:30 ET | [SCHEDULE 13D/A](/filings/0001213900-25-048942.md) | Ownership report, active investor, amended | 0001213900-25-048942 |
| 2025-05-22 | 19:55 ET | [SCHEDULE 13D/A](/filings/0001213900-25-046826.md) | Ownership report, active investor, amended | 0001213900-25-046826 |
| 2025-05-13 | 20:35 ET | [10-Q](/filings/0001213900-25-042693.md) | Quarterly report, period 2025-03-31 | 0001213900-25-042693 |
| 2025-04-10 | 19:00 ET | [8-K](/filings/0001213900-25-030614.md) | 8.01 Other events; 9.01 Financial statements and exhibits | 0001213900-25-030614 |
| 2025-04-01 | 01:21 ET | [10-K/A](/filings/0001213900-25-026597.md) | Annual report, amended, period 2024-12-31 | 0001213900-25-026597 |
| 2025-03-31 | 01:45 ET | [10-K](/filings/0001013762-25-004385.md) | Annual report, period 2024-12-31 | 0001013762-25-004385 |
| 2025-03-05 | 02:06 ET | [SCHEDULE 13D/A](/filings/0001213900-25-020897.md) | Ownership report, active investor, amended | 0001213900-25-020897 |
| 2024-12-19 | 20:16 ET | [8-K](/filings/0001213900-24-110524.md) | 1.01 Entry into a material agreement; 2.03 New direct financial obligation; 9.01 Financial statements and exhibits | 0001213900-24-110524 |
| 2024-11-12 | 13:30 ET | [10-Q](/filings/0001213900-24-096271.md) | Quarterly report, period 2024-09-30 | 0001213900-24-096271 |
| 2024-11-05 | 21:00 ET | [8-K](/filings/0001213900-24-094557.md) | 5.07 Shareholder vote results | 0001213900-24-094557 |
| 2024-09-20 | 20:30 ET | [DEF 14A](/filings/0001140361-24-041575.md) | Proxy statement, period 2024-11-01 | 0001140361-24-041575 |
| 2024-08-20 | 21:04 ET | [8-K](/filings/0001213900-24-071183.md) | 1.01 Entry into a material agreement; 2.03 New direct financial obligation; 9.01 Financial statements and exhibits | 0001213900-24-071183 |
| 2024-08-14 | 18:00 ET | [10-Q](/filings/0001213900-24-068836.md) | Quarterly report, period 2024-06-30 | 0001213900-24-068836 |
| 2024-07-26 | 20:30 ET | [8-K](/filings/0001013762-24-001632.md) | 4.01 Change of auditor; 9.01 Financial statements and exhibits | 0001013762-24-001632 |
| 2024-05-22 | 16:30 ET | [10-Q](/filings/0001213900-24-045813.md) | Quarterly report, period 2024-03-31 | 0001213900-24-045813 |
| 2024-05-16 | 20:46 ET | [8-K](/filings/0001213900-24-044368.md) | 4.01 Change of auditor; 9.01 Financial statements and exhibits | 0001213900-24-044368 |
| 2024-05-10 | 20:26 ET | [10-K](/filings/0001213900-24-041746.md) | Annual report, period 2023-12-31 | 0001213900-24-041746 |
| 2024-04-24 | 20:40 ET | [8-K](/filings/0001213900-24-035830.md) | 3.01 Delisting notice; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0001213900-24-035830 |
| 2024-04-10 | 19:30 ET | [8-K](/filings/0001213900-24-031854.md) | 5.07 Shareholder vote results | 0001213900-24-031854 |
| 2024-02-20 | 17:53 ET | [DEF 14A](/filings/0001140361-24-008516.md) | Proxy statement, period 2024-04-05 | 0001140361-24-008516 |
| 2024-01-24 | 21:25 ET | [8-K](/filings/0001213900-24-006112.md) | 1.01 Entry into a material agreement; 9.01 Financial statements and exhibits | 0001213900-24-006112 |
| 2024-01-23 | 20:54 ET | [SC 13D/A](/filings/0001213900-24-005710.md) | Ownership report, active investor, amended | 0001213900-24-005710 |
| 2024-01-12 | 19:10 ET | [8-K](/filings/0001213900-24-003283.md) | 3.01 Delisting notice; 9.01 Financial statements and exhibits | 0001213900-24-003283 |
| 2023-12-20 | 13:30 ET | [8-K](/filings/0001213900-23-097133.md) | 1.01 Entry into a material agreement; 1.02 Termination of a material agreement; 3.03 Change to security holders’ rights; 8.01 Other events; 9.01 Financial statements and exhibits | 0001213900-23-097133 |
| 2023-12-18 | 20:01 ET | [SC 13D/A](/filings/0001213900-23-096452.md) | Ownership report, active investor, amended | 0001213900-23-096452 |
| 2023-11-14 | 20:00 ET | [10-Q](/filings/0001213900-23-086806.md) | Quarterly report, period 2023-09-30 | 0001213900-23-086806 |
| 2023-11-13 | 13:40 ET | [8-K](/filings/0001213900-23-085586.md) | 2.02 Results of operations; 8.01 Other events; 9.01 Financial statements and exhibits | 0001213900-23-085586 |
| 2023-10-20 | 20:00 ET | [8-K](/filings/0001013762-23-005432.md) | 8.01 Other events | 0001013762-23-005432 |
| 2023-08-07 | 13:15 ET | [10-Q](/filings/0001213900-23-063873.md) | Quarterly report, period 2023-06-30 | 0001213900-23-063873 |
| 2023-07-14 | 20:15 ET | [8-K](/filings/0001213900-23-057089.md) | 1.01 Entry into a material agreement; 9.01 Financial statements and exhibits | 0001213900-23-057089 |
| 2023-06-29 | 23:13 ET | [SC 13D/A](/filings/0001213900-23-052558.md) | Ownership report, active investor, amended | 0001213900-23-052558 |
| 2023-06-21 | 19:37 ET | [SC 13D/A](/filings/0001213900-23-050443.md) | Ownership report, active investor, amended | 0001213900-23-050443 |
| 2023-05-30 | 20:15 ET | [SC 13D](/filings/0001213900-23-044009.md) | Ownership report, active investor | 0001213900-23-044009 |
| 2023-05-30 | 12:17 ET | [8-K](/filings/0001213900-23-043704.md) | 5.02 Departure or appointment of officers or directors; 9.01 Financial statements and exhibits | 0001213900-23-043704 |
| 2023-05-24 | 21:15 ET | [8-K](/filings/0001213900-23-042758.md) | 8.01 Other events; 9.01 Financial statements and exhibits | 0001213900-23-042758 |

Page 1 of 5. [Older](/companies/sieb/filings.md?page=2)
Source: SEC EDGAR, the company’s filing index. Last ingested by Listed: Oct 24, 2026, 14:53 ET. No prices; not investment advice.