# Smith Micro Software, Inc.: filings

SMSI · Nasdaq · CIK 948708 · [Technology](/sectors/technology.md) · fiscal year ends Dec 31

Pages: [Overview](/companies/smsi.md) · [Financials](/companies/smsi/financials.md) · [Filings](/companies/smsi/filings.md) · [Insiders](/companies/smsi/insiders.md)

## Reports and events: 312 filings

Newest first, by EDGAR acceptance time (Eastern). Filter with ?form= one of: `periodic`, `8-K`, `10-K`, `10-Q`, `4`, `proxy`, `13dg`, `all`, or any form this company filed (4 583, 8-K 189, 10-Q 53, SC 13G/A 48, CORRESP 28, UPLOAD 25, EFFECT 23, DEF 14A 22, 424B3 19, 10-K 18, D 18, S-3 17, SC 13G 16, 3 14, DEFA14A 14, 4/A 11, 8-K/A 11, S-8 11, 144 10, 5 10, 424B5 9, PRE 14A 8, S-1 7, SCHEDULE 13D/A 5, 10-K/A 4, ARS 4, S-3/A 3, 8-A12B 2, CT ORDER 2, RW 2, S-4/A 2, 10-Q/A 1, DEFR14A 1, PX14A6G 1, S-1/A 1, S-4 1, SCHEDULE 13D 1, SCHEDULE 13G/A 1).

| Filed | Accepted | Form | What it is | Accession |
| --- | --- | --- | --- | --- |
| 2026-09-18 | 08:32 ET | [8-K](/filings/0001437749-26-030711.md) | 5.02 Departure or appointment of officers or directors; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0001437749-26-030711 |
| 2026-08-14 | 16:01 ET | [10-Q](/filings/0001437749-26-027989.md) | Quarterly report, period 2026-06-30 | 0001437749-26-027989 |
| 2026-08-13 | 16:02 ET | [8-K](/filings/0001437749-26-027656.md) | 2.02 Results of operations; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0001437749-26-027656 |
| 2026-07-14 | 18:08 ET | [SCHEDULE 13D/A](/filings/0001437749-26-023580.md) | Ownership report, active investor, amended | 0001437749-26-023580 |
| 2026-07-10 | 16:07 ET | [S-1](/filings/0001437749-26-023324.md) | Registration statement | 0001437749-26-023324 |
| 2026-06-23 | 16:00 ET | [8-K](/filings/0001437749-26-021428.md) | 8.01 Other events | 0001437749-26-021428 |
| 2026-06-12 | 08:36 ET | [8-K](/filings/0001437749-26-020391.md) | 1.01 Entry into a material agreement; 3.02 Unregistered sale of equity; 9.01 Financial statements and exhibits | 0001437749-26-020391 |
| 2026-06-08 | 20:33 ET | [SCHEDULE 13D/A](/filings/0001437749-26-019891.md) | Ownership report, active investor, amended | 0001437749-26-019891 |
| 2026-05-28 | 16:01 ET | [SCHEDULE 13D/A](/filings/0001437749-26-018746.md) | Ownership report, active investor, amended | 0001437749-26-018746 |
| 2026-05-26 | 16:00 ET | [8-K](/filings/0001437749-26-018372.md) | 5.03 Amendment to articles or bylaws; 5.07 Shareholder vote results; 9.01 Financial statements and exhibits | 0001437749-26-018372 |
| 2026-05-08 | 16:02 ET | [S-1](/filings/0001437749-26-015890.md) | Registration statement | 0001437749-26-015890 |
| 2026-05-01 | 16:03 ET | [10-Q](/filings/0001437749-26-014454.md) | Quarterly report, period 2026-03-31 | 0001437749-26-014454 |
| 2026-04-29 | 16:02 ET | [8-K](/filings/0001437749-26-013856.md) | 2.02 Results of operations; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0001437749-26-013856 |
| 2026-04-16 | 16:01 ET | [DEF 14A](/filings/0001437749-26-012555.md) | Proxy statement, period 2026-05-26 | 0001437749-26-012555 |
| 2026-03-10 | 17:38 ET | [SCHEDULE 13D/A](/filings/0001437749-26-007569.md) | Ownership report, active investor, amended | 0001437749-26-007569 |
| 2026-03-05 | 17:08 ET | [10-K](/filings/0001437749-26-007087.md) | Annual report, period 2025-12-31 | 0001437749-26-007087 |
| 2026-03-04 | 16:07 ET | [8-K](/filings/0001437749-26-006913.md) | 1.01 Entry into a material agreement; 1.02 Termination of a material agreement; 2.02 Results of operations; 2.03 New direct financial obligation; 3.02 Unregistered sale of equity; 5.02 Departure or appointment of officers or directors; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0001437749-26-006913 |
| 2026-02-05 | 17:18 ET | [SCHEDULE 13D/A](/filings/0001437749-26-003229.md) | Ownership report, active investor, amended | 0001437749-26-003229 |
| 2026-02-05 | 16:04 ET | [8-K](/filings/0001437749-26-003194.md) | 1.01 Entry into a material agreement; 2.03 New direct financial obligation; 3.02 Unregistered sale of equity; 9.01 Financial statements and exhibits | 0001437749-26-003194 |
| 2025-12-23 | 16:01 ET | [8-K](/filings/0001437749-25-038664.md) | 3.01 Delisting notice | 0001437749-25-038664 |
| 2025-12-04 | 17:25 ET | [S-1](/filings/0001437749-25-036933.md) | Registration statement | 0001437749-25-036933 |
| 2025-11-17 | 17:26 ET | [SCHEDULE 13D](/filings/0001437749-25-035480.md) | Ownership report, active investor | 0001437749-25-035480 |
| 2025-11-10 | 16:13 ET | [8-K](/filings/0001437749-25-034101.md) | 1.01 Entry into a material agreement; 3.02 Unregistered sale of equity; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0001437749-25-034101 |
| 2025-11-05 | 16:08 ET | [10-Q](/filings/0001437749-25-033340.md) | Quarterly report, period 2025-09-30 | 0001437749-25-033340 |
| 2025-11-05 | 16:04 ET | [8-K](/filings/0001437749-25-033336.md) | 2.02 Results of operations; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0001437749-25-033336 |
| 2025-10-17 | 08:06 ET | [8-K](/filings/0001437749-25-031205.md) | 5.07 Shareholder vote results | 0001437749-25-031205 |
| 2025-10-02 | 16:24 ET | [8-K](/filings/0001437749-25-030331.md) | 1.01 Entry into a material agreement; 2.03 New direct financial obligation; 3.02 Unregistered sale of equity; 9.01 Financial statements and exhibits | 0001437749-25-030331 |
| 2025-09-22 | 16:32 ET | [DEF 14A](/filings/0001437749-25-029603.md) | Proxy statement, period 2025-10-16 | 0001437749-25-029603 |
| 2025-09-17 | 16:27 ET | [8-K](/filings/0001437749-25-029302.md) | 1.01 Entry into a material agreement; 2.03 New direct financial obligation; 3.02 Unregistered sale of equity; 9.01 Financial statements and exhibits | 0001437749-25-029302 |
| 2025-08-07 | 16:26 ET | [10-Q](/filings/0001437749-25-025451.md) | Quarterly report, period 2025-06-30 | 0001437749-25-025451 |
| 2025-08-07 | 16:03 ET | [S-1](/filings/0001437749-25-025413.md) | Registration statement | 0001437749-25-025413 |
| 2025-08-06 | 16:09 ET | [8-K](/filings/0001437749-25-025075.md) | 2.02 Results of operations; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0001437749-25-025075 |
| 2025-07-18 | 17:21 ET | [8-K](/filings/0001628280-25-035358.md) | 1.01 Entry into a material agreement; 3.02 Unregistered sale of equity; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0001628280-25-035358 |
| 2025-06-24 | 16:32 ET | [8-K](/filings/0001437749-25-021166.md) | 3.01 Delisting notice | 0001437749-25-021166 |
| 2025-06-04 | 16:45 ET | [8-K](/filings/0000948708-25-000014.md) | 5.07 Shareholder vote results | 0000948708-25-000014 |
| 2025-05-27 | 08:06 ET | [8-K](/filings/0000948708-25-000012.md) | 5.02 Departure or appointment of officers or directors; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0000948708-25-000012 |
| 2025-05-08 | 16:06 ET | [10-Q](/filings/0000948708-25-000010.md) | Quarterly report, period 2025-03-31 | 0000948708-25-000010 |
| 2025-05-07 | 16:07 ET | [8-K](/filings/0000948708-25-000008.md) | 2.02 Results of operations; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0000948708-25-000008 |
| 2025-04-23 | 16:02 ET | [DEF 14A](/filings/0000948708-25-000005.md) | Proxy statement, period 2025-06-03 | 0000948708-25-000005 |
| 2025-03-12 | 16:15 ET | [10-K](/filings/0000948708-25-000004.md) | Annual report, period 2024-12-31 | 0000948708-25-000004 |
| 2025-03-11 | 16:07 ET | [8-K](/filings/0000948708-25-000003.md) | 2.02 Results of operations; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0000948708-25-000003 |
| 2025-01-08 | 16:10 ET | [8-K](/filings/0000948708-25-000001.md) | 8.01 Other events | 0000948708-25-000001 |
| 2024-12-11 | 16:01 ET | [8-K](/filings/0000948708-24-000037.md) | 5.07 Shareholder vote results | 0000948708-24-000037 |
| 2024-11-27 | 09:01 ET | [8-K](/filings/0000948708-24-000036.md) | 3.01 Delisting notice | 0000948708-24-000036 |
| 2024-11-14 | 17:32 ET | [10-Q](/filings/0000948708-24-000035.md) | Quarterly report, period 2024-09-30 | 0000948708-24-000035 |
| 2024-11-13 | 16:08 ET | [8-K](/filings/0000948708-24-000034.md) | 2.02 Results of operations; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0000948708-24-000034 |
| 2024-11-12 | 16:06 ET | [8-K](/filings/0000948708-24-000033.md) | 8.01 Other events | 0000948708-24-000033 |
| 2024-10-28 | 16:56 ET | [S-1](/filings/0001628280-24-043958.md) | Registration statement | 0001628280-24-043958 |
| 2024-10-21 | 09:06 ET | [DEF 14A](/filings/0000948708-24-000031.md) | Proxy statement, period 2024-11-12 | 0000948708-24-000031 |
| 2024-10-03 | 16:40 ET | [8-K](/filings/0001628280-24-042168.md) | 1.01 Entry into a material agreement; 3.02 Unregistered sale of equity; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0001628280-24-042168 |

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Source: SEC EDGAR, the company’s filing index. Last ingested by Listed: Oct 24, 2026, 15:01 ET. No prices; not investment advice.