# Special Opportunities Fund, Inc.: overview

SPE · NYSE · CIK 897802 · [Other](/sectors/other.md) · fiscal year ends Mar 31

Pages: [Overview](/companies/spe.md) · [Financials](/companies/spe/financials.md) · [Filings](/companies/spe/filings.md) · [Insiders](/companies/spe/insiders.md)

Financial statements for this company are not loaded yet.

## Insider purchases and sales

The last 20 open-market transactions on Form 4 (codes P and S). Reported price is as stated on the form, not a market price. [All insider transactions](/companies/spe/insiders.md)

None in coverage.

## Funds that report holding it

From each manager’s latest Form 13F, largest reported value first. Reported value is as filed: filing data, not a price. [All funds](/funds.md)

| Fund | Quarter ended | Reported value | Shares | Put or call | Change on the quarter before |
| --- | --- | ---: | ---: | --- | --- |
| [Focus Partners Wealth](/funds/1542153.md) | 2026-06-30 | $16.8m | 1,245,185 |  | Reduced −90,333 |
| [Shaker Financial Services, LLC](/funds/1511794.md) | 2026-06-30 | $9.0m | 664,992 |  | Added +292,949 |
| [BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC](/funds/1352860.md) | 2026-06-30 | $4.8m | 356,979 |  | Added +62,085 |
| [CSS LLC/IL](/funds/1103646.md) | 2026-06-30 | $1.7m | 122,529 |  | Added +3,780 |
| [SCOTIA CAPITAL INC.](/funds/1335644.md) | 2026-06-30 | $1.5m | 108,784 |  | Reduced −1,259 |
| [Advisors Asset Management, Inc.](/funds/1297376.md) | 2026-06-30 | $1.4m | 106,335 |  | Reduced −919 |
| [MORGAN STANLEY](/funds/895421.md) | 2026-06-30 | $1.3m | 96,684 |  | Added +5,922 |
| [GatePass Capital, LLC](/funds/2087399.md) | 2026-06-30 | $772.8k | 57,374 |  | Reduced −55,485 |
| [FIRST MANHATTAN CO. LLC.](/funds/728083.md) | 2026-06-30 | $596.5k | 44,280 |  | Unchanged |
| [OPPENHEIMER & CO INC](/funds/822581.md) | 2026-06-30 | $491.5k | 36,489 |  | Added +15,117 |

## Recent filings

[All 596 filings](/companies/spe/filings.md)

| Filed | Accepted | Form | What it is | Accession |
| --- | --- | --- | --- | --- |
| 2025-10-31 | 15:16 ET | [DEF 14A](/filings/0000894189-25-013212.md) | Proxy statement, period 2025-10-31 | 0000894189-25-013212 |
| 2024-10-31 | 09:55 ET | [DEF 14A](/filings/0000894189-24-006517.md) | Proxy statement, period 2024-10-30 | 0000894189-24-006517 |
| 2023-10-26 | 09:47 ET | [DEF 14A](/filings/0000894189-23-007806.md) | Proxy statement, period 2023-10-25 | 0000894189-23-007806 |
| 2023-06-07 | 16:16 ET | [8-K](/filings/0000894189-23-004122.md) | 8.01 Other events | 0000894189-23-004122 |
| 2022-11-09 | 13:59 ET | [DEF 14A](/filings/0000894189-22-008187.md) | Proxy statement, period 2022-11-09 | 0000894189-22-008187 |
| 2021-11-09 | 14:04 ET | [DEF 14A](/filings/0000894189-21-007901.md) | Proxy statement, period 2021-11-09 | 0000894189-21-007901 |
| 2020-10-30 | 11:43 ET | [DEF 14A](/filings/0000894189-20-008760.md) | Proxy statement, period 2020-10-29 | 0000894189-20-008760 |
| 2019-12-04 | 16:32 ET | [8-K](/filings/0000894189-19-008131.md) | 7.01 Regulation FD disclosure | 0000894189-19-008131 |
| 2019-10-31 | 09:00 ET | [DEF 14A](/filings/0000894189-19-007270.md) | Proxy statement, period 2019-10-25 | 0000894189-19-007270 |
| 2018-10-31 | 09:40 ET | [DEF 14A](/filings/0000894189-18-005967.md) | Proxy statement, period 2018-10-31 | 0000894189-18-005967 |

## Latest annual report

No annual report is in coverage.

## Forecast league

Not in this season’s league. [This season’s league](/leagues.md)

## About the filer

- CIK: 897802
- Tickers: SPE, SPE-PC
- Exchange: NYSE
- SIC code: not reported
- State of incorporation: MD
- Filer category: not reported

Source: SEC EDGAR, XBRL company facts, the filing index and Forms 4. Last ingested by Listed: Oct 27, 2026, 14:58 ET. No prices; not investment advice.