# Stem, Inc.: filings

STEM · NYSE · CIK 1758766 · [Technology](/sectors/technology.md) · fiscal year ends Dec 31

Pages: [Overview](/companies/stem.md) · [Financials](/companies/stem/financials.md) · [Filings](/companies/stem/filings.md) · [Insiders](/companies/stem/insiders.md)

## Reports and events: 131 filings

Newest first, by EDGAR acceptance time (Eastern). Filter with ?form= one of: `periodic`, `8-K`, `10-K`, `10-Q`, `4`, `proxy`, `13dg`, `all`, or any form this company filed (4 352, 144 112, 8-K 88, 3 34, 424B3 30, 425 26, 10-Q 18, SC 13G/A 14, CORRESP 13, EFFECT 13, SC 13G 12, UPLOAD 11, 8-K/A 9, DEFA14A 7, 10-K 6, 3/A 5, 4/A 5, DEF 14A 5, S-3 5, S-4/A 5, ARS 4, POS AM 4, S-8 4, SD 4, 424B5 3, PRE 14A 3, S-1 3, 25-NSE 2, 10-K/A 1, 424A 1, 424B4 1, 8-A12B 1, CERT 1, DRS 1, DRS/A 1, S-1/A 1, S-4 1, SCHEDULE 13G/A 1).

| Filed | Accepted | Form | What it is | Accession |
| --- | --- | --- | --- | --- |
| 2026-10-23 | 16:07 ET | [8-K](/filings/0001758766-26-000088.md) | 3.01 Delisting notice | 0001758766-26-000088 |
| 2026-08-13 | 19:18 ET | [10-Q](/filings/0001758766-26-000081.md) | Quarterly report, period 2026-06-30 | 0001758766-26-000081 |
| 2026-08-12 | 16:30 ET | [8-K](/filings/0001758766-26-000078.md) | 2.01 Completion of an acquisition or disposition; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0001758766-26-000078 |
| 2026-06-03 | 16:29 ET | [8-K](/filings/0001758766-26-000059.md) | 5.02 Departure or appointment of officers or directors; 5.07 Shareholder vote results; 9.01 Financial statements and exhibits | 0001758766-26-000059 |
| 2026-05-07 | 18:05 ET | [10-Q](/filings/0001758766-26-000045.md) | Quarterly report, period 2026-03-31 | 0001758766-26-000045 |
| 2026-05-06 | 16:51 ET | [8-K](/filings/0001758766-26-000043.md) | 2.02 Results of operations; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0001758766-26-000043 |
| 2026-04-24 | 16:19 ET | [DEF 14A](/filings/0001758766-26-000037.md) | Proxy statement, period 2026-04-24 | 0001758766-26-000037 |
| 2026-03-17 | 16:25 ET | [8-K](/filings/0001758766-26-000031.md) | 4.01 Change of auditor | 0001758766-26-000031 |
| 2026-03-06 | 16:28 ET | [8-K](/filings/0001758766-26-000024.md) | 8.01 Other events | 0001758766-26-000024 |
| 2026-03-05 | 18:18 ET | [10-K](/filings/0001758766-26-000016.md) | Annual report, period 2025-12-31 | 0001758766-26-000016 |
| 2026-03-04 | 16:19 ET | [8-K](/filings/0001758766-26-000014.md) | 2.02 Results of operations; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0001758766-26-000014 |
| 2025-12-19 | 08:01 ET | [8-K](/filings/0001758766-25-000085.md) | 8.01 Other events | 0001758766-25-000085 |
| 2025-12-16 | 16:23 ET | [8-K](/filings/0001758766-25-000081.md) | 5.02 Departure or appointment of officers or directors | 0001758766-25-000081 |
| 2025-12-03 | 08:31 ET | [8-K](/filings/0001758766-25-000076.md) | 5.02 Departure or appointment of officers or directors | 0001758766-25-000076 |
| 2025-10-30 | 20:25 ET | [10-Q](/filings/0001758766-25-000066.md) | Quarterly report, period 2025-09-30 | 0001758766-25-000066 |
| 2025-10-29 | 16:24 ET | [8-K](/filings/0001758766-25-000064.md) | 2.02 Results of operations; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0001758766-25-000064 |
| 2025-10-16 | 16:38 ET | [8-K](/filings/0001758766-25-000061.md) | 5.03 Amendment to articles or bylaws | 0001758766-25-000061 |
| 2025-09-09 | 09:21 ET | [8-K](/filings/0001758766-25-000045.md) | 7.01 Regulation FD disclosure | 0001758766-25-000045 |
| 2025-08-08 | 20:17 ET | [10-Q](/filings/0001758766-25-000027.md) | Quarterly report, period 2025-06-30 | 0001758766-25-000027 |
| 2025-08-07 | 16:26 ET | [8-K](/filings/0001758766-25-000025.md) | 2.02 Results of operations; 7.01 Regulation FD disclosure | 0001758766-25-000025 |
| 2025-07-22 | 17:16 ET | [8-K/A](/filings/0001758766-25-000023.md) | 5.02 Departure or appointment of officers or directors | 0001758766-25-000023 |
| 2025-07-03 | 06:04 ET | [8-K/A](/filings/0001193125-25-155177.md) | 5.02 Departure or appointment of officers or directors; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0001193125-25-155177 |
| 2025-07-02 | 16:28 ET | [8-K](/filings/0001193125-25-154971.md) | 5.02 Departure or appointment of officers or directors; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0001193125-25-154971 |
| 2025-06-30 | 08:56 ET | [8-K](/filings/0001193125-25-152073.md) | 1.01 Entry into a material agreement; 2.03 New direct financial obligation; 3.02 Unregistered sale of equity; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0001193125-25-152073 |
| 2025-06-16 | 16:30 ET | [8-K](/filings/0001758766-25-000020.md) | 3.03 Change to security holders’ rights; 5.03 Amendment to articles or bylaws; 9.01 Financial statements and exhibits | 0001758766-25-000020 |
| 2025-06-05 | 06:03 ET | [8-K](/filings/0001193125-25-135268.md) | 5.07 Shareholder vote results | 0001193125-25-135268 |
| 2025-04-30 | 18:01 ET | [10-Q](/filings/0001758766-25-000012.md) | Quarterly report, period 2025-03-31 | 0001758766-25-000012 |
| 2025-04-29 | 16:32 ET | [8-K](/filings/0001758766-25-000010.md) | 2.02 Results of operations; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0001758766-25-000010 |
| 2025-04-23 | 16:05 ET | [DEF 14A](/filings/0001193125-25-091355.md) | Proxy statement, period 2025-06-04 | 0001193125-25-091355 |
| 2025-04-14 | 09:20 ET | [8-K](/filings/0001193125-25-079764.md) | 2.05 Exit or disposal costs; 8.01 Other events; 9.01 Financial statements and exhibits | 0001193125-25-079764 |
| 2025-03-25 | 16:43 ET | [8-K/A](/filings/0001758766-25-000007.md) | 5.02 Departure or appointment of officers or directors | 0001758766-25-000007 |
| 2025-03-18 | 08:46 ET | [8-K](/filings/0001193125-25-056217.md) | 5.02 Departure or appointment of officers or directors; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0001193125-25-056217 |
| 2025-03-07 | 16:42 ET | [8-K](/filings/0001193125-25-049919.md) | 5.02 Departure or appointment of officers or directors | 0001193125-25-049919 |
| 2025-03-05 | 21:33 ET | [10-K](/filings/0001758766-25-000005.md) | Annual report, period 2024-12-31 | 0001758766-25-000005 |
| 2025-03-04 | 16:28 ET | [8-K](/filings/0001758766-25-000002.md) | 2.02 Results of operations; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0001758766-25-000002 |
| 2025-02-25 | 17:25 ET | [8-K](/filings/0001193125-25-035289.md) | 5.02 Departure or appointment of officers or directors | 0001193125-25-035289 |
| 2025-02-04 | 16:50 ET | [8-K/A](/filings/0001193125-25-020088.md) | 5.02 Departure or appointment of officers or directors | 0001193125-25-020088 |
| 2025-01-21 | 16:17 ET | [8-K](/filings/0001193125-25-009557.md) | 5.02 Departure or appointment of officers or directors | 0001193125-25-009557 |
| 2025-01-16 | 09:01 ET | [8-K](/filings/0001193125-25-007442.md) | 5.02 Departure or appointment of officers or directors; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0001193125-25-007442 |
| 2024-10-31 | 19:23 ET | [10-Q](/filings/0001758766-24-000176.md) | Quarterly report, period 2024-09-30 | 0001758766-24-000176 |
| 2024-10-30 | 16:32 ET | [8-K](/filings/0001758766-24-000174.md) | 2.02 Results of operations; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0001758766-24-000174 |
| 2024-10-01 | 17:07 ET | [8-K](/filings/0001758766-24-000170.md) | 7.01 Regulation FD disclosure | 0001758766-24-000170 |
| 2024-09-16 | 08:28 ET | [8-K](/filings/0001758766-24-000166.md) | 5.02 Departure or appointment of officers or directors; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0001758766-24-000166 |
| 2024-08-30 | 16:13 ET | [8-K](/filings/0001758766-24-000159.md) | 3.01 Delisting notice | 0001758766-24-000159 |
| 2024-08-09 | 16:29 ET | [8-K](/filings/0001758766-24-000155.md) | 5.02 Departure or appointment of officers or directors | 0001758766-24-000155 |
| 2024-08-08 | 17:54 ET | [8-K](/filings/0001758766-24-000153.md) | 5.02 Departure or appointment of officers or directors; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0001758766-24-000153 |
| 2024-08-07 | 18:40 ET | [10-Q](/filings/0001758766-24-000149.md) | Quarterly report, period 2024-06-30 | 0001758766-24-000149 |
| 2024-08-06 | 16:33 ET | [8-K](/filings/0001758766-24-000147.md) | 2.02 Results of operations; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0001758766-24-000147 |
| 2024-07-03 | 16:33 ET | [8-K](/filings/0001758766-24-000140.md) | 5.02 Departure or appointment of officers or directors | 0001758766-24-000140 |
| 2024-05-29 | 17:11 ET | [8-K](/filings/0001758766-24-000108.md) | 5.02 Departure or appointment of officers or directors; 5.07 Shareholder vote results | 0001758766-24-000108 |

Page 1 of 3. [Older](/companies/stem/filings.md?page=2)
Source: SEC EDGAR, the company’s filing index. Last ingested by Listed: Oct 24, 2026, 15:15 ET. No prices; not investment advice.