# Total Return Securities Fund: filings

SWZ · NYSE · CIK 813623 · [Other](/sectors/other.md) · fiscal year ends Dec 31

Pages: [Overview](/companies/swz.md) · [Financials](/companies/swz/financials.md) · [Filings](/companies/swz/filings.md) · [Insiders](/companies/swz/insiders.md)

## Reports and events: 54 filings

Newest first, by EDGAR acceptance time (Eastern). Filter with ?form= one of: `periodic`, `8-K`, `10-K`, `10-Q`, `4`, `proxy`, `13dg`, `all`, or any form this company filed (4 142, 3 38, SC 13G/A 37, NPORT-P 26, N-30B-2 23, N-Q 22, 8-K 20, DEF 14A 19, 40-17G 18, N-CSR 18, N-CSRS 18, N-PX 18, DEFA14A 14, SC 13D/A 13, SCHEDULE 13G/A 12, NSAR-B 10, SC TO-C 10, SC TO-I/A 10, NSAR-A 9, N-CEN 8, PRE 14A 8, CORRESP 5, SC 13G 5, SC TO-I 5, SCHEDULE 13G 4, DEFC14A 3, N-Q/A 2, SC 13D 2, 40-17G/A 1, 40-APP 1, 40-APP/A 1, 424B2 1, 4/A 1, 5 1, DFAN14A 1, N-2 1, N-2/A 1, N-CSR/A 1, NO ACT 1, NPORT-P/A 1, NSAR-B/A 1, PREC14A 1, PREN14A 1, UPLOAD 1).

| Filed | Accepted | Form | What it is | Accession |
| --- | --- | --- | --- | --- |
| 2026-05-08 | 15:49 ET | [DEF 14A](/filings/0001580642-26-003089.md) | Proxy statement, period 2026-06-11 | 0001580642-26-003089 |
| 2025-01-28 | 17:11 ET | [DEF 14A](/filings/0000894189-25-000503.md) | Proxy statement, period 2025-01-28 | 0000894189-25-000503 |
| 2025-01-27 | 22:21 ET | [DEF 14A](/filings/0000894189-25-000453.md) | Proxy statement, period 2025-01-27 | 0000894189-25-000453 |
| 2024-10-11 | 14:14 ET | [8-K](/filings/0000894189-24-006212.md) | 7.01 Regulation FD disclosure | 0000894189-24-006212 |
| 2024-09-16 | 19:06 ET | [DEF 14A](/filings/0000894189-24-005616.md) | Proxy statement, period 2024-09-16 | 0000894189-24-005616 |
| 2023-09-13 | 13:27 ET | [8-K](/filings/0000894189-23-006988.md) | 9.01 Financial statements and exhibits | 0000894189-23-006988 |
| 2023-07-25 | 20:40 ET | [DEF 14A](/filings/0000894189-23-004939.md) | Proxy statement, period 2023-07-25 | 0000894189-23-004939 |
| 2022-09-14 | 14:39 ET | [8-K](/filings/0000894189-22-006853.md) | 9.01 Financial statements and exhibits | 0000894189-22-006853 |
| 2022-07-27 | 22:00 ET | [DEF 14A](/filings/0000894189-22-005088.md) | Proxy statement, period 2022-07-26 | 0000894189-22-005088 |
| 2021-09-09 | 13:08 ET | [8-K](/filings/0000894189-21-006515.md) | 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0000894189-21-006515 |
| 2021-07-26 | 21:14 ET | [DEF 14A](/filings/0000894189-21-004705.md) | Proxy statement, period 2021-07-26 | 0000894189-21-004705 |
| 2020-09-11 | 13:00 ET | [8-K](/filings/0000894189-20-007675.md) | 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0000894189-20-007675 |
| 2020-07-24 | 13:47 ET | [DEF 14A](/filings/0000894189-20-005612.md) | Proxy statement, period 2020-07-24 | 0000894189-20-005612 |
| 2019-08-20 | 20:45 ET | [DEF 14A](/filings/0000894189-19-005331.md) | Proxy statement, period 2019-08-20 | 0000894189-19-005331 |
| 2018-11-23 | 19:05 ET | [SC 13D/A](/filings/0001504304-18-000040.md) | Ownership report, active investor, amended | 0001504304-18-000040 |
| 2018-06-19 | 23:33 ET | [8-K](/filings/0001193125-18-195980.md) | 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0001193125-18-195980 |
| 2018-05-04 | 21:16 ET | [DEF 14A](/filings/0001193125-18-153001.md) | Proxy statement, period 2018-06-19 | 0001193125-18-153001 |
| 2018-03-06 | 20:56 ET | [SC 13D/A](/filings/0001504304-18-000015.md) | Ownership report, active investor, amended | 0001504304-18-000015 |
| 2017-12-07 | 21:14 ET | [8-K](/filings/0001144204-17-062785.md) | 8.01 Other events; 9.01 Financial statements and exhibits | 0001144204-17-062785 |
| 2017-06-27 | 10:01 ET | [8-K](/filings/0001193125-17-213704.md) | 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0001193125-17-213704 |
| 2017-05-12 | 21:25 ET | [DEF 14A](/filings/0001193125-17-168793.md) | Proxy statement, period 2017-06-27 | 0001193125-17-168793 |
| 2017-03-14 | 13:23 ET | [SC 13D/A](/filings/0001504304-17-000022.md) | Ownership report, active investor, amended | 0001504304-17-000022 |
| 2017-03-06 | 18:21 ET | [SC 13D/A](/filings/0001504304-17-000020.md) | Ownership report, active investor, amended | 0001504304-17-000020 |
| 2017-02-28 | 20:44 ET | [SC 13D/A](/filings/0001504304-17-000019.md) | Ownership report, active investor, amended | 0001504304-17-000019 |
| 2017-02-16 | 20:46 ET | [SC 13D/A](/filings/0001504304-17-000015.md) | Ownership report, active investor, amended | 0001504304-17-000015 |
| 2016-12-23 | 16:22 ET | [8-K](/filings/0000899681-16-001926.md) | 4.01 Change of auditor; 9.01 Financial statements and exhibits | 0000899681-16-001926 |
| 2016-12-22 | 20:57 ET | [SC 13D/A](/filings/0001504304-16-000227.md) | Ownership report, active investor, amended | 0001504304-16-000227 |
| 2016-12-19 | 19:22 ET | [SC 13D/A](/filings/0001504304-16-000226.md) | Ownership report, active investor, amended | 0001504304-16-000226 |
| 2016-11-01 | 12:58 ET | [SC 13D/A](/filings/0001504304-16-000218.md) | Ownership report, active investor, amended | 0001504304-16-000218 |
| 2016-10-25 | 19:44 ET | [SC 13D/A](/filings/0001504304-16-000217.md) | Ownership report, active investor, amended | 0001504304-16-000217 |
| 2016-09-23 | 20:32 ET | [SC 13D/A](/filings/0001504304-16-000211.md) | Ownership report, active investor, amended | 0001504304-16-000211 |
| 2016-06-20 | 21:00 ET | [8-K](/filings/0000899681-16-001523.md) | 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0000899681-16-001523 |
| 2016-05-04 | 23:17 ET | [DEF 14A](/filings/0001193125-16-575432.md) | Proxy statement, period 2016-06-23 | 0001193125-16-575432 |
| 2015-10-27 | 23:31 ET | [8-K](/filings/0000899681-15-000750.md) | 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0000899681-15-000750 |
| 2015-06-25 | 23:38 ET | [8-K](/filings/0000899681-15-000529.md) | 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0000899681-15-000529 |
| 2015-05-04 | 22:24 ET | [DEF 14A](/filings/0001193125-15-166724.md) | Proxy statement, period 2015-06-25 | 0001193125-15-166724 |
| 2015-01-23 | 00:22 ET | [8-K](/filings/0000899681-15-000061.md) | 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0000899681-15-000061 |
| 2014-12-08 | 20:37 ET | [SC 13D/A](/filings/0001504304-14-000052.md) | Ownership report, active investor, amended | 0001504304-14-000052 |
| 2014-07-07 | 20:31 ET | [8-K](/filings/0000899681-14-000505.md) | 4.01 Change of auditor; 9.01 Financial statements and exhibits | 0000899681-14-000505 |
| 2014-06-27 | 23:14 ET | [8-K](/filings/0000899681-14-000477.md) | 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0000899681-14-000477 |
| 2014-05-21 | 19:46 ET | [SC 13D/A](/filings/0001504304-14-000019.md) | Ownership report, active investor, amended | 0001504304-14-000019 |
| 2014-05-01 | 22:45 ET | [DEF 14A](/filings/0001193125-14-173466.md) | Proxy statement, period 2014-06-27 | 0001193125-14-173466 |
| 2013-08-08 | 19:56 ET | [SC 13D](/filings/0001504304-13-000008.md) | Ownership report, active investor | 0001504304-13-000008 |
| 2013-06-18 | 21:15 ET | [8-K](/filings/0000899681-13-000477.md) | 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0000899681-13-000477 |
| 2013-05-03 | 22:26 ET | [DEF 14A](/filings/0001193125-13-196650.md) | Proxy statement, period 2013-06-19 | 0001193125-13-196650 |
| 2012-06-18 | 22:55 ET | [8-K](/filings/0000899681-12-000257.md) | 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0000899681-12-000257 |
| 2012-05-04 | 15:46 ET | [DEF 14A](/filings/0001193125-12-210899.md) | Proxy statement, period 2012-06-20 | 0001193125-12-210899 |
| 2011-05-02 | 14:34 ET | [DEF 14A](/filings/0000950123-11-042639.md) | Proxy statement, period 2011-06-22 | 0000950123-11-042639 |
| 2011-01-20 | 17:49 ET | [8-K](/filings/0000899681-11-000016.md) | 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0000899681-11-000016 |
| 2010-06-16 | 21:21 ET | [8-K](/filings/0000899681-10-000309.md) | 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0000899681-10-000309 |

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Source: SEC EDGAR, the company’s filing index. Last ingested by Listed: Oct 24, 2026, 14:57 ET. No prices; not investment advice.