# XAI Floating Rate & Alternative Income Trust: overview

XFLT · NYSE · CIK 1703079 · [Other](/sectors/other.md) · fiscal year ends Sep 30

Pages: [Overview](/companies/xflt.md) · [Financials](/companies/xflt/financials.md) · [Filings](/companies/xflt/filings.md) · [Insiders](/companies/xflt/insiders.md)

Financial statements for this company are not loaded yet.

## Insider purchases and sales

The last 20 open-market transactions on Form 4 (codes P and S). Reported price is as stated on the form, not a market price. [All insider transactions](/companies/xflt/insiders.md)

| Date | Insider | Role | Transaction | Shares | Reported price | Value | Filing |
| --- | --- | --- | --- | ---: | ---: | ---: | --- |
| 2026-10-23 | [Spence John Yogi](/insiders/1718133.md) | Vice President, Officer | Purchase (P) | 1,000 | $16.50 | $16.5k | [Form 4](/filings/0001718133-26-000006.md) |

## Funds that report holding it

From each manager’s latest Form 13F, largest reported value first. Reported value is as filed: filing data, not a price. [All funds](/funds.md)

| Fund | Quarter ended | Reported value | Shares | Put or call | Change on the quarter before |
| --- | --- | ---: | ---: | --- | --- |
| [MORGAN STANLEY](/funds/895421.md) | 2026-06-30 | $10.9m | 619,502 |  | Added +17,308 |
| [Eagle Point Credit Management LLC](/funds/1607203.md) | 2026-06-30 | $7.7m | 439,852 |  | Unchanged |
| [Matisse Capital](/funds/1668256.md) | 2026-06-30 | $6.1m | 346,096 |  | Added +2,000 |
| [Bulldog Investors, LLP](/funds/1504304.md) | 2026-06-30 | $5.6m | 316,500 |  | Added +129,570 |
| [CITADEL ADVISORS LLC](/funds/1423053.md) | 2026-06-30 | $5.0m | 286,821 |  | New +286,821 |
| [GUGGENHEIM CAPITAL LLC](/funds/1283072.md) | 2026-06-30 | $3.9m | 222,180 |  | Added +69,642 |
| [Thomas J. Herzfeld Advisors, Inc.](/funds/1509510.md) | 2026-06-30 | $3.5m | 198,688 |  | Added +139,143 |
| [ENVESTNET ASSET MANAGEMENT INC](/funds/1407543.md) | 2026-06-30 | $2.9m | 163,288 |  | New +163,288 |
| [Cresset Asset Management, LLC](/funds/1761013.md) | 2026-06-30 | $2.5m | 143,955 |  | Unchanged |
| [LANDSCAPE CAPITAL MANAGEMENT, L.L.C.](/funds/1536186.md) | 2026-06-30 | $2.5m | 142,707 |  | Reduced −1,520 |

## Recent filings

[All 541 filings](/companies/xflt/filings.md)

| Filed | Accepted | Form | What it is | Accession |
| --- | --- | --- | --- | --- |
| 2026-08-10 | 17:07 ET | [8-K](/filings/0001213900-26-087333.md) | 8.01 Other events; 9.01 Financial statements and exhibits | 0001213900-26-087333 |
| 2026-07-30 | 17:23 ET | [8-K](/filings/0001213900-26-083432.md) | 8.01 Other events; 9.01 Financial statements and exhibits | 0001213900-26-083432 |
| 2026-06-23 | 06:06 ET | [DEF 14A](/filings/0001213900-26-070822.md) | Proxy statement, period 2026-07-30 | 0001213900-26-070822 |
| 2026-05-29 | 17:16 ET | [8-K](/filings/0001213900-26-062949.md) | 8.01 Other events | 0001213900-26-062949 |
| 2026-05-19 | 16:57 ET | [8-K](/filings/0001213900-26-059091.md) | 8.01 Other events | 0001213900-26-059091 |
| 2026-04-06 | 18:50 ET | [DEF 14A](/filings/0001213900-26-040067.md) | Proxy statement, period 2026-05-07 | 0001213900-26-040067 |
| 2026-01-30 | 17:02 ET | [8-K](/filings/0001213900-26-010294.md) | 8.01 Other events | 0001213900-26-010294 |
| 2025-12-30 | 17:12 ET | [8-K](/filings/0001213900-25-126693.md) | 5.03 Amendment to articles or bylaws; 8.01 Other events; 9.01 Financial statements and exhibits | 0001213900-25-126693 |
| 2025-12-19 | 16:58 ET | [8-K](/filings/0001213900-25-123924.md) | 3.02 Unregistered sale of equity | 0001213900-25-123924 |
| 2025-10-23 | 16:06 ET | [8-K](/filings/0001213900-25-101655.md) | 1.01 Entry into a material agreement; 3.02 Unregistered sale of equity; 5.03 Amendment to articles or bylaws; 9.01 Financial statements and exhibits | 0001213900-25-101655 |

## Latest annual report

No annual report is in coverage.

## Forecast league

Not in this season’s league. [This season’s league](/leagues.md)

## About the filer

- CIK: 1703079
- Tickers: XFLT
- Exchange: NYSE
- SIC code: not reported
- State of incorporation: DE
- Filer category: not reported

Source: SEC EDGAR, XBRL company facts, the filing index and Forms 4. Last ingested by Listed: Oct 26, 2026, 12:16 ET. No prices; not investment advice.