# XAI Floating Rate & Alternative Income Trust: filings

XFLT · NYSE · CIK 1703079 · [Other](/sectors/other.md) · fiscal year ends Sep 30

Pages: [Overview](/companies/xflt.md) · [Financials](/companies/xflt/financials.md) · [Filings](/companies/xflt/filings.md) · [Insiders](/companies/xflt/insiders.md)

## Reports and events: 90 filings

Newest first, by EDGAR acceptance time (Eastern). Filter with ?form= one of: `periodic`, `8-K`, `10-K`, `10-Q`, `4`, `proxy`, `13dg`, `all`, or any form this company filed (4 128, 8-K 76, DEFA14A 65, 3 26, NPORT-P 26, 5 20, 424B2 19, DFAN14A 14, DEF 14A 11, N-2/A 11, CORRESP 10, 40-17G 9, 497 9, N-CSR 9, N-CSRS 9, N-PX 9, 497AD 8, 4/A 8, N-CEN 8, SC 13G/A 6, EFFECT 5, N-2 5, N-Q 5, POS EX 4, SC 13G 3, 424B3 2, 5/A 2, 8-A12B 2, 8-K/A 2, N-23C-2 2, PRE 14A 2, SCHEDULE 13G 2, SCHEDULE 13G/A 2, SC TO-I/A 2, 25-NSE 1, 3/A 1, 40-APP 1, 424B5 1, 424B8 1, 486BPOS 1, AW 1, CERT 1, CERTNYS 1, DEFC14A 1, FWP 1, N-8A 1, N-CEN/A 1, N-CSR/A 1, NSAR-A 1, NSAR-B 1, PREC14A 1, SC 13D 1, SC TO-I 1, UPLOAD 1).

| Filed | Accepted | Form | What it is | Accession |
| --- | --- | --- | --- | --- |
| 2026-08-10 | 17:07 ET | [8-K](/filings/0001213900-26-087333.md) | 8.01 Other events; 9.01 Financial statements and exhibits | 0001213900-26-087333 |
| 2026-07-30 | 17:23 ET | [8-K](/filings/0001213900-26-083432.md) | 8.01 Other events; 9.01 Financial statements and exhibits | 0001213900-26-083432 |
| 2026-06-23 | 06:06 ET | [DEF 14A](/filings/0001213900-26-070822.md) | Proxy statement, period 2026-07-30 | 0001213900-26-070822 |
| 2026-05-29 | 17:16 ET | [8-K](/filings/0001213900-26-062949.md) | 8.01 Other events | 0001213900-26-062949 |
| 2026-05-19 | 16:57 ET | [8-K](/filings/0001213900-26-059091.md) | 8.01 Other events | 0001213900-26-059091 |
| 2026-04-06 | 18:50 ET | [DEF 14A](/filings/0001213900-26-040067.md) | Proxy statement, period 2026-05-07 | 0001213900-26-040067 |
| 2026-01-30 | 17:02 ET | [8-K](/filings/0001213900-26-010294.md) | 8.01 Other events | 0001213900-26-010294 |
| 2025-12-30 | 17:12 ET | [8-K](/filings/0001213900-25-126693.md) | 5.03 Amendment to articles or bylaws; 8.01 Other events; 9.01 Financial statements and exhibits | 0001213900-25-126693 |
| 2025-12-19 | 16:58 ET | [8-K](/filings/0001213900-25-123924.md) | 3.02 Unregistered sale of equity | 0001213900-25-123924 |
| 2025-10-23 | 16:06 ET | [8-K](/filings/0001213900-25-101655.md) | 1.01 Entry into a material agreement; 3.02 Unregistered sale of equity; 5.03 Amendment to articles or bylaws; 9.01 Financial statements and exhibits | 0001213900-25-101655 |
| 2025-10-10 | 17:24 ET | [8-K](/filings/0001213900-25-098196.md) | 8.01 Other events | 0001213900-25-098196 |
| 2025-05-08 | 16:30 ET | [DEF 14A](/filings/0001398344-25-009020.md) | Proxy statement, period 2025-06-04 | 0001398344-25-009020 |
| 2025-03-26 | 16:37 ET | [8-K](/filings/0001013762-25-002749.md) | 1.01 Entry into a material agreement; 9.01 Financial statements and exhibits | 0001013762-25-002749 |
| 2024-10-11 | 17:00 ET | [8-K](/filings/0001213900-24-087318.md) | 3.02 Unregistered sale of equity | 0001213900-24-087318 |
| 2024-10-02 | 20:27 ET | [8-K](/filings/0001213900-24-084226.md) | 3.02 Unregistered sale of equity | 0001213900-24-084226 |
| 2024-09-23 | 19:29 ET | [8-K](/filings/0001213900-24-080768.md) | 3.02 Unregistered sale of equity | 0001213900-24-080768 |
| 2024-08-01 | 16:05 ET | [8-K](/filings/0001213900-24-064080.md) | 3.02 Unregistered sale of equity | 0001213900-24-064080 |
| 2024-06-14 | 17:25 ET | [8-K](/filings/0001213900-24-053004.md) | 1.01 Entry into a material agreement; 3.02 Unregistered sale of equity; 5.03 Amendment to articles or bylaws; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0001213900-24-053004 |
| 2024-06-05 | 17:17 ET | [8-K](/filings/0001398344-24-011313.md) | 1.01 Entry into a material agreement; 8.01 Other events; 9.01 Financial statements and exhibits | 0001398344-24-011313 |
| 2024-04-12 | 16:14 ET | [DEF 14A](/filings/0001213900-24-032558.md) | Proxy statement, period 2024-05-21 | 0001213900-24-032558 |
| 2024-04-09 | 21:50 ET | [8-K](/filings/0001213900-24-031328.md) | 1.01 Entry into a material agreement; 1.02 Termination of a material agreement; 9.01 Financial statements and exhibits | 0001213900-24-031328 |
| 2024-04-05 | 18:27 ET | [8-K](/filings/0001213900-24-030532.md) | 3.02 Unregistered sale of equity | 0001213900-24-030532 |
| 2024-02-29 | 19:14 ET | [8-K](/filings/0001213900-24-018173.md) | 3.02 Unregistered sale of equity | 0001213900-24-018173 |
| 2024-02-14 | 16:31 ET | [8-K](/filings/0001213900-24-014084.md) | 3.02 Unregistered sale of equity | 0001213900-24-014084 |
| 2024-02-02 | 15:48 ET | [8-K](/filings/0001213900-24-009613.md) | 1.01 Entry into a material agreement; 7.01 Regulation FD disclosure; 8.01 Other events; 9.01 Financial statements and exhibits | 0001213900-24-009613 |
| 2024-01-25 | 17:34 ET | [8-K](/filings/0001213900-24-006188.md) | 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0001213900-24-006188 |
| 2024-01-04 | 17:48 ET | [8-K](/filings/0001213900-24-000899.md) | 5.02 Departure or appointment of officers or directors; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0001213900-24-000899 |
| 2023-11-08 | 19:12 ET | [DEF 14A](/filings/0001213900-23-084450.md) | Proxy statement, period 2023-12-19 | 0001213900-23-084450 |
| 2023-11-07 | 17:06 ET | [8-K](/filings/0001213900-23-084389.md) | 1.01 Entry into a material agreement; 5.03 Amendment to articles or bylaws; 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0001213900-23-084389 |
| 2023-10-26 | 16:32 ET | [8-K](/filings/0001013762-23-006964.md) | 7.01 Regulation FD disclosure; 9.01 Financial statements and exhibits | 0001013762-23-006964 |
| 2023-10-10 | 18:24 ET | [8-K](/filings/0001013762-23-002604.md) | 1.01 Entry into a material agreement; 1.02 Termination of a material agreement; 8.01 Other events; 9.01 Financial statements and exhibits | 0001013762-23-002604 |
| 2023-09-13 | 16:38 ET | [8-K](/filings/0001213900-23-076402.md) | 1.01 Entry into a material agreement; 1.02 Termination of a material agreement; 9.01 Financial statements and exhibits | 0001213900-23-076402 |
| 2023-08-29 | 21:48 ET | [8-K](/filings/0001213900-23-071389.md) | 1.01 Entry into a material agreement; 1.02 Termination of a material agreement; 9.01 Financial statements and exhibits | 0001213900-23-071389 |
| 2023-08-04 | 17:27 ET | [8-K](/filings/0001213900-23-063752.md) | 3.02 Unregistered sale of equity | 0001213900-23-063752 |
| 2023-05-11 | 17:26 ET | [8-K](/filings/0001213900-23-038618.md) | 3.02 Unregistered sale of equity | 0001213900-23-038618 |
| 2023-05-05 | 17:26 ET | [DEF 14A](/filings/0001213900-23-036972.md) | Proxy statement, period 2023-06-08 | 0001213900-23-036972 |
| 2023-02-27 | 17:09 ET | [8-K](/filings/0001213900-23-014890.md) | 1.01 Entry into a material agreement; 9.01 Financial statements and exhibits | 0001213900-23-014890 |
| 2023-01-06 | 16:19 ET | [8-K](/filings/0001213900-23-001381.md) | 3.02 Unregistered sale of equity | 0001213900-23-001381 |
| 2022-06-29 | 16:46 ET | [8-K](/filings/0001213900-22-035944.md) | 1.01 Entry into a material agreement; 3.02 Unregistered sale of equity; 5.03 Amendment to articles or bylaws; 7.01 Regulation FD disclosure; 8.01 Other events; 9.01 Financial statements and exhibits | 0001213900-22-035944 |
| 2022-04-13 | 17:09 ET | [DEF 14A](/filings/0001213900-22-019644.md) | Proxy statement, period 2022-05-24 | 0001213900-22-019644 |
| 2022-02-11 | 17:20 ET | [8-K](/filings/0001213900-22-007079.md) | 1.01 Entry into a material agreement; 8.01 Other events; 9.01 Financial statements and exhibits | 0001213900-22-007079 |
| 2021-12-02 | 17:20 ET | [8-K](/filings/0001213900-21-063144.md) | 1.01 Entry into a material agreement; 8.01 Other events; 9.01 Financial statements and exhibits | 0001213900-21-063144 |
| 2021-09-20 | 15:10 ET | [SC 13D](/filings/0001104659-21-117292.md) | Ownership report, active investor | 0001104659-21-117292 |
| 2021-09-09 | 16:15 ET | [8-K](/filings/0001213900-21-047207.md) | 1.01 Entry into a material agreement; 5.03 Amendment to articles or bylaws; 8.01 Other events; 9.01 Financial statements and exhibits | 0001213900-21-047207 |
| 2021-07-22 | 16:17 ET | [8-K](/filings/0001213900-21-038108.md) | 1.01 Entry into a material agreement; 8.01 Other events; 9.01 Financial statements and exhibits | 0001213900-21-038108 |
| 2021-04-15 | 16:15 ET | [DEF 14A](/filings/0001213900-21-021723.md) | Proxy statement, period 2021-05-18 | 0001213900-21-021723 |
| 2021-04-08 | 20:36 ET | [8-K](/filings/0001213900-21-020706.md) | 8.01 Other events | 0001213900-21-020706 |
| 2021-03-29 | 08:04 ET | [8-K/A](/filings/0001213900-21-018120.md) | 1.01 Entry into a material agreement; 5.03 Amendment to articles or bylaws; 8.01 Other events; 9.01 Financial statements and exhibits | 0001213900-21-018120 |
| 2021-03-26 | 19:16 ET | [8-K](/filings/0001213900-21-017829.md) | 1.01 Entry into a material agreement; 5.03 Amendment to articles or bylaws; 8.01 Other events; 9.01 Financial statements and exhibits | 0001213900-21-017829 |
| 2021-02-26 | 16:14 ET | [8-K](/filings/0001213900-21-012121.md) | 1.01 Entry into a material agreement; 8.01 Other events; 9.01 Financial statements and exhibits | 0001213900-21-012121 |

Page 1 of 2. [Older](/companies/xflt/filings.md?page=2)
Source: SEC EDGAR, the company’s filing index. Last ingested by Listed: Oct 26, 2026, 12:16 ET. No prices; not investment advice.