# THOMPSON DAVIS & CO., INC.: Form 13F holdings

An institutional investment manager in RICHMOND, VA. SEC CIK 1017284.

- Quarter ended: 2026-06-30
- Filed: 2026-07-29
- Reported value: $167.2m
- Positions: 168 (168 lines in the filing's table; lines for the same security and option type are added together here)
- Compared with: the 13F for the quarter ended 2026-03-31
- Filing: https://www.sec.gov/Archives/edgar/data/1017284/000101728426000007/

## Holdings

As filed, largest first. Reported value is what the manager stated at the quarter end (Jun 30, 2026), in US dollars; it is filing data, not a price. Weight is the share of the total reported value.

| Issuer | Class | Reported value | Weight | Shares | Put or call | Change on the quarter before |
| --- | --- | ---: | ---: | ---: | --- | --- |
| [SMITH MIDLAND CORP (SMID)](/companies/smid.md) | COM | $52.9m | 31.6% | 1,824,119 |  | Reduced −17,656 |
| [CARLISLE COS INC (CSL)](/companies/csl.md) | COM | $10.5m | 6.3% | 28,947 |  | Reduced −35 |
| [DOVER CORP (DOV)](/companies/dov.md) | COM | $4.7m | 2.8% | 20,870 |  | Reduced −50 |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT ETF | $3.2m | 1.9% | 63,274 |  | Added +18,823 |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | $3.2m | 1.9% | 4,613 |  | Added +346 |
| [SHERWIN WILLIAMS CO (SHW)](/companies/shw.md) | COM | $2.6m | 1.5% | 7,500 |  | Unchanged |
| [GE VERNOVA INC (GEV)](/companies/gev.md) | COM | $2.5m | 1.5% | 2,119 |  | Unchanged |
| [APPLE INC (AAPL)](/companies/aapl.md) | COM | $2.4m | 1.4% | 8,273 |  | Added +3,777 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | $2.2m | 1.3% | 9,363 |  | Reduced −189 |
| CHUBB LIMITED | COM | $2.1m | 1.2% | 6,025 |  | Unchanged |
| [CORNING INC (GLW)](/companies/glw.md) | COM | $2.0m | 1.2% | 8,020 |  | New +8,020 |
| SPDR SERIES TRUST | ST STR BLO 1 ETF | $2.0m | 1.2% | 22,133 |  | Added +3,483 |
| [NVIDIA CORPORATION (NVDA)](/companies/nvda.md) | COM | $1.9m | 1.1% | 9,420 |  | Added +529 |
| VANECK ETF TRUST | SEMICONDUCTR ETF | $1.8m | 1.1% | 2,701 |  | Reduced −50 |
| [COMFORT SYS USA INC (FIX)](/companies/fix.md) | COM | $1.7m | 1.0% | 862 |  | Reduced −949 |
| SPDR SERIES TRUST | ST SHO TREAS ETF | $1.6m | 1.0% | 56,130 |  | Added +4,100 |
| SPDR SERIES TRUST | ST STR P500ETF | $1.5m | 0.9% | 16,575 |  | Added +125 |
| [PROFOUND MED CORP (PROF)](/companies/prof.md) | COM NEW | $1.4m | 0.9% | 216,535 |  | Added +750 |
| [ELI LILLY & CO (LLY)](/companies/lly.md) | COM | $1.4m | 0.9% | 1,200 |  | Unchanged |
| [DYCOM INDS INC (DY)](/companies/dy.md) | COM | $1.4m | 0.8% | 2,709 |  | Added +105 |
| [ALPHABET INC (GOOGL)](/companies/googl.md) | CAP STK CL C | $1.3m | 0.8% | 3,774 |  | Added +237 |
| [GE AEROSPACE (GE)](/companies/ge.md) | COM NEW | $1.3m | 0.8% | 3,444 |  | Unchanged |
| [AMAZON COM INC (AMZN)](/companies/amzn.md) | COM | $1.2m | 0.7% | 5,231 |  | Added +3,232 |
| [COSTCO WHOLESALE CORPORATION (COST)](/companies/cost.md) | COM | $1.2m | 0.7% | 1,281 |  | Reduced −23 |
| [KEYSIGHT TECHNOLOGIES INC (KEYS)](/companies/keys.md) | COM | $1.1m | 0.7% | 3,275 |  | Added +165 |
| SPDR SERIES TRUST | ST INTER ETF | $1.1m | 0.7% | 40,187 |  | Added +42 |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | $1.1m | 0.7% | 34,807 |  | Added +17,644 |
| VANGUARD INDEX FDS | VALUE ETF | $1.1m | 0.7% | 5,050 |  | Reduced −26 |
| VANGUARD WORLD FD | ESG US STK ETF | $1.1m | 0.6% | 8,124 |  | Unchanged |
| [MICRON TECHNOLOGY INC (MU)](/companies/mu.md) | COM | $1.1m | 0.6% | 923 |  | Reduced −571 |
| [ENERGY SERVICES OF AMER CORP (ESOA)](/companies/esoa.md) | COM | $1.1m | 0.6% | 54,825 |  | Added +34,475 |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHT MUNCPL | $1.0m | 0.6% | 20,301 |  | Unchanged |
| [BLACKBERRY LTD (BB)](/companies/bb.md) | COM | $1.0m | 0.6% | 74,315 |  | Added +54,395 |
| [SPDR GOLD TR (GLD)](/companies/gld.md) | GOLD SHS | $970.7k | 0.6% | 2,635 |  | Reduced −5 |
| [MARKEL GROUP INC (MKL)](/companies/mkl.md) | COM | $941.4k | 0.6% | 482 |  | Added +15 |
| [LIGHTPATH TECHNOLOGIES INC (LPTH)](/companies/lpth.md) | COM CL A | $919.7k | 0.5% | 56,250 |  | Reduced −6,750 |
| [ALPHABET INC (GOOGL)](/companies/googl.md) | CAP STK CL A | $913.3k | 0.5% | 2,554 |  | Added +692 |
| VANGUARD INDEX FDS | GROWTH ETF | $890.0k | 0.5% | 10,332 |  | Added +8,610 |
| [VANECK MERK GOLD ETF (OUNZ)](/companies/ounz.md) | GOLD SHS | $829.7k | 0.5% | 21,500 |  | Added +1,550 |
| [ROCKET LAB CORP (RKLB)](/companies/rklb.md) | COM | $825.9k | 0.5% | 8,125 |  | Added +175 |
| [MICROSOFT CORP (MSFT)](/companies/msft.md) | COM | $805.0k | 0.5% | 2,158 |  | Added +349 |
| [CISCO SYS INC (CSCO)](/companies/csco.md) | COM | $799.4k | 0.5% | 6,806 |  | Added +97 |
| [BABCOCK & WILCOX ENTERPRISES (BW)](/companies/bw.md) | COM | $794.9k | 0.5% | 56,375 |  | Added +410 |
| VANGUARD INDEX FDS | SMALL CP ETF | $790.2k | 0.5% | 2,607 |  | Unchanged |
| [WALMART INC (WMT)](/companies/wmt.md) | COM | $783.1k | 0.5% | 6,944 |  | Added +791 |
| VANGUARD WORLD FD | ESG INTL STK ETF | $778.2k | 0.5% | 9,451 |  | Unchanged |
| INVESCO EXCHANGE TRADED FD T | AI AND NEXT GEN | $778.1k | 0.5% | 7,475 |  | New +7,475 |
| [META PLATFORMS INC (META)](/companies/meta.md) | CL A | $769.5k | 0.5% | 1,366 |  | Added +50 |
| [TECOGEN INC NEW (TGEN)](/companies/tgen.md) | COM NEW | $755.9k | 0.5% | 144,840 |  | Added +45,840 |
| SPDR INDEX SHS FDS | ST STR NAT ETF | $726.9k | 0.4% | 10,800 |  | Added +3,450 |
| [TESLA INC (TSLA)](/companies/tsla.md) | COM | $715.0k | 0.4% | 1,700 |  | Reduced −125 |
| [GENEDX HOLDINGS CORP (WGS)](/companies/wgs.md) | COM CL A | $689.9k | 0.4% | 10,050 |  | Reduced −5,591 |
| [ADVANCED MICRO DEVICES INC (AMD)](/companies/amd.md) | COM | $656.4k | 0.4% | 1,130 |  | New +1,130 |
| [EMCOR GROUP INC (EME)](/companies/eme.md) | COM | $643.2k | 0.4% | 775 |  | Added +25 |
| [JOHNSON & JOHNSON (JNJ)](/companies/jnj.md) | COM | $584.4k | 0.3% | 2,301 |  | Added +205 |
| J P MORGAN EXCHANGE TRADED F | NASDAQ EQT PREM | $554.4k | 0.3% | 9,021 |  | Added +4,106 |
| [QXO INC (QXO)](/companies/qxo.md) | COM NEW | $550.6k | 0.3% | 31,865 |  | New +31,865 |
| [PALANTIR TECHNOLOGIES INC (PLTR)](/companies/pltr.md) | CL A | $548.3k | 0.3% | 4,700 |  | Added +2,512 |
| [FREQUENCY ELECTRS INC (FEIM)](/companies/feim.md) | COM | $540.8k | 0.3% | 8,150 |  | Reduced −20,465 |
| FTAI AVIATION LTD | SHS | $527.5k | 0.3% | 1,950 |  | New +1,950 |
| [UBER TECHNOLOGIES INC (UBER)](/companies/uber.md) | COM | $517.0k | 0.3% | 7,165 |  | New +7,165 |
| [SOLARIS ENERGY INFRAS INC (SEI)](/companies/sei.md) | COM CL A | $517.0k | 0.3% | 6,425 |  | Unchanged |
| SPDR SERIES TRUST | ST STR P400MID | $515.5k | 0.3% | 7,630 |  | Added +255 |
| SELECT SECTOR SPDR TR | ST STR DISCR ETF | $507.5k | 0.3% | 4,327 |  | Reduced −1,420 |
| [CENTURI HOLDINGS INC (CTRI)](/companies/ctri.md) | COM SHS | $499.7k | 0.3% | 16,525 |  | New +16,525 |
| ISHARES TR | CORE S&P500 ETF | $494.3k | 0.3% | 660 |  | Added +332 |
| [SANDISK CORP (SNDK)](/companies/sndk.md) | COM | $493.4k | 0.3% | 217 |  | Reduced −328 |
| [CEMEX SA EURO MTN BE 144A (CX)](/companies/cx.md) | SPON ADR NEW | $492.0k | 0.3% | 41,000 |  | Added +7,000 |
| SSGA ACTIVE TR | STATE STREET US | $479.3k | 0.3% | 14,897 |  | Added +5,007 |
| [SHIMMICK CORPORATION (SHIM)](/companies/shim.md) | COM | $475.3k | 0.3% | 104,000 |  | Reduced −21,500 |
| NVENT ELEC PLC | SHS | $474.9k | 0.3% | 2,800 |  | Unchanged |
| [CROWDSTRIKE HLDGS INC (CRWD)](/companies/crwd.md) | CL A | $457.9k | 0.3% | 600 |  | Unchanged |
| [VICOR CORP (VICR)](/companies/vicr.md) | COM | $455.7k | 0.3% | 1,200 |  | New +1,200 |
| [STATE STR SPDR DOW JONES IND (DIA)](/companies/dia.md) | UT SER 1 | $444.2k | 0.3% | 850 |  | New +850 |
| [TUTOR PERINI CORP (TPC)](/companies/tpc.md) | COM | $442.6k | 0.3% | 5,335 |  | Reduced −2,792 |
| VIKING HOLDINGS LTD | ORD SHS | $416.1k | 0.2% | 3,975 |  | Unchanged |
| [PROCTER & GAMBLE CO (PG)](/companies/pg.md) | COM | $414.0k | 0.2% | 2,823 |  | Added +30 |
| [NOVO-NORDISK A S (NVO)](/companies/nvo.md) | ADR | $409.9k | 0.2% | 8,550 |  | New +8,550 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | $405.1k | 0.2% | 5,686 |  | Reduced −1,748 |
| EATON CORP PLC | SHS | $404.8k | 0.2% | 950 |  | Unchanged |
| VANGUARD ADMIRAL FDS INC | SMLLCP 600 IDX | $402.3k | 0.2% | 2,925 |  | Added +750 |
| [ELECTROVAYA INC (ELVA)](/companies/elva.md) | COM NEW | $398.5k | 0.2% | 37,950 |  | Added +25 |
| SSGA ACTIVE TR | ST STR BLACK ETF | $385.7k | 0.2% | 13,800 |  | New +13,800 |
| ISHARES TR | FLTG RATE NT ETF | $383.2k | 0.2% | 7,506 |  | Added +7 |
| [MASTEC INC (MTZ)](/companies/mtz.md) | COM | $380.7k | 0.2% | 915 |  | Reduced −75 |
| [BUILDERS FIRSTSOURCE INC (BLDR)](/companies/bldr.md) | COM | $380.3k | 0.2% | 4,250 |  | New +4,250 |
| SELECT SECTOR SPDR TR | ST STR TECHN ETF | $371.5k | 0.2% | 1,950 |  | Reduced −500 |
| TEVA PHARMACEUTICAL INDS LTD | SPONSORED ADS | $369.3k | 0.2% | 10,900 |  | Added +500 |
| VANGUARD WHITEHALL FDS | INTL HIGH ETF | $368.3k | 0.2% | 3,750 |  | Unchanged |
| [VISA INC (V)](/companies/v.md) | COM CL A | $367.8k | 0.2% | 1,072 |  | Reduced −183 |
| VANGUARD INDEX FDS | EXTEND MKT ETF | $367.3k | 0.2% | 1,492 |  | Unchanged |
| [SPACE EXPLORATION TECHN CORP (SPCX)](/companies/spcx.md) | CLASS A COM STK | $356.2k | 0.2% | 2,085 |  | New +2,085 |
| [CVS HEALTH CORP (CVS)](/companies/cvs.md) | COM | $351.7k | 0.2% | 3,400 |  | New +3,400 |
| [NEXTDOOR HOLDINGS INC (NXDR)](/companies/nxdr.md) | COM CL A | $344.8k | 0.2% | 151,643 |  | Added +103,200 |
| VANGUARD BD INDEX FDS | VANGUARD ULTRA | $342.2k | 0.2% | 6,873 |  | New +6,873 |
| [SUNCRETE INC (RMIX)](/companies/rmix.md) | COM SHS CL A | $339.1k | 0.2% | 15,050 |  | New +15,050 |
| SELECT SECTOR SPDR TR | ST STR SVC ETF | $338.7k | 0.2% | 3,162 |  | Reduced −2,005 |
| [CHENIERE ENERGY INC (LNG)](/companies/lng.md) | COM NEW | $328.6k | 0.2% | 1,375 |  | Unchanged |
| [STATE STR SPDR S&P 500 ETF T (SPY)](/companies/spy.md) | TR UNIT | $328.6k | 0.2% | 440 |  | Unchanged |
| [INTEL CORP (INTC)](/companies/intc.md) | COM | $321.1k | 0.2% | 2,300 |  | New +2,300 |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | $317.2k | 0.2% | 1,491 |  | Unchanged |
| [SEMTECH CORP (SMTC)](/companies/smtc.md) | COM | $315.6k | 0.2% | 1,950 |  | New +1,950 |
| [LAM RESEARCH CORP (LRCX)](/companies/lrcx.md) | COM NEW | $312.0k | 0.2% | 720 |  | New +720 |
| [ROCKET COS INC (RKT)](/companies/rkt.md) | COM CL A | $301.6k | 0.2% | 19,150 |  | Added +3,050 |
| INVESCO QQQ TR | UNIT SER 1 | $296.0k | 0.2% | 402 |  | New +402 |
| [BERKSHIRE HATHAWAY INC DEL (BRK-B)](/companies/brk-b.md) | CL B NEW | $291.2k | 0.2% | 582 |  | New +582 |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000VAL | $288.5k | 0.2% | 2,713 |  | Unchanged |
| SPDR SERIES TRUST | SPDR S&P 500 ESG | $283.0k | 0.2% | 3,880 |  | Unchanged |
| [HOWMET AEROSPACE INC (HWM)](/companies/hwm.md) | COM | $282.3k | 0.2% | 1,050 |  | New +1,050 |
| FIRST TR EXCHANGE TRADED FD | RBA INDL ETF | $281.2k | 0.2% | 2,110 |  | New +2,110 |
| [SOUTHWEST AIRLS CO (LUV)](/companies/luv.md) | COM | $280.1k | 0.2% | 5,447 |  | Reduced −599 |
| [VISTRA CORP (VST)](/companies/vst.md) | COM | $277.6k | 0.2% | 1,750 |  | New +1,750 |
| SSGA ACTIVE ETF TR | ST STR REAL ETF | $276.3k | 0.2% | 8,005 |  | Reduced −1,097 |
| [ABRDN SILVER ETF TRUST (SIVR)](/companies/sivr.md) | PHYSCL SILVR SHS | $265.6k | 0.2% | 4,725 |  | Unchanged |
| [UNITED STS LIME & MINERALS I (USLM)](/companies/uslm.md) | COM | $264.3k | 0.2% | 2,525 |  | Added +950 |
| [NOKIA CORP (NOK)](/companies/nok.md) | SPONSORED ADR | $264.3k | 0.2% | 19,900 |  | New +19,900 |
| [REDDIT INC (RDDT)](/companies/rddt.md) | CL A | $260.4k | 0.2% | 1,500 |  | New +1,500 |
| SELECT SECTOR SPDR TR | ST STR STAPL ETF | $256.7k | 0.2% | 3,090 |  | Reduced −1,759 |
| [SNAP INC (SNAP)](/companies/snap.md) | CL A | $256.0k | 0.2% | 57,660 |  | New +57,660 |
| [BIODESIX INC (BDSX)](/companies/bdsx.md) | COM | $255.9k | 0.2% | 11,350 |  | Reduced −400 |
| SSGA ACTIVE ETF TR | ST STR TOTAL ETF | $252.6k | 0.2% | 6,400 |  | Added +1,150 |
| [STATE STR SPDR S&P MIDCAP 40 (MDY)](/companies/mdy.md) | UTSER1 S&PDCRP | $249.0k | 0.1% | 354 |  | Reduced −30 |
| [DELTA AIR LINES INC (DAL)](/companies/dal.md) | COM NEW | $248.2k | 0.1% | 2,650 |  | New +2,650 |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | $246.8k | 0.1% | 1,249 |  | Unchanged |
| [ISHARES BITCOIN TRUST ETF (IBIT)](/companies/ibit.md) | SHS BEN INT | $240.8k | 0.1% | 7,426 |  | New +7,426 |
| SHARKNINJA INC | COM SHS | $239.8k | 0.1% | 1,575 |  | New +1,575 |
| [WELLS FARGO & CO (WFC)](/companies/wfc.md) | COM | $239.0k | 0.1% | 2,892 |  | Unchanged |
| [CASEYS GEN STORES INC (CASY)](/companies/casy.md) | COM | $236.1k | 0.1% | 297 |  | Unchanged |
| EXXON MOBIL CORP | COM | $229.8k | 0.1% | 1,681 |  | Unchanged |
| [BWX TECHNOLOGIES INC (BWXT)](/companies/bwxt.md) | COM | $223.8k | 0.1% | 1,150 |  | Unchanged |
| [D-WAVE QUANTUM INC (QBTS)](/companies/qbts.md) | COM | $220.7k | 0.1% | 9,200 |  | New +9,200 |
| [BIMERGEN ENERGY CORP (BESS)](/companies/bess.md) | COM NEW | $220.4k | 0.1% | 54,150 |  | New +54,150 |
| ISHARES INC | CORE MSCI EMKT | $217.6k | 0.1% | 2,627 |  | New +2,627 |
| [DELL TECHNOLOGIES INC (DELL)](/companies/dell.md) | CL C | $214.0k | 0.1% | 496 |  | New +496 |
| CRH PLC | ORD | $211.3k | 0.1% | 1,975 |  | New +1,975 |
| [VELO3D INC (VELO)](/companies/velo.md) | COM NEW | $208.8k | 0.1% | 11,900 |  | New +11,900 |
| [LEE ENTERPRISES INC (LEE)](/companies/lee.md) | COM | $208.1k | 0.1% | 23,225 |  | New +23,225 |
| [CAREDX INC (CDNA)](/companies/cdna.md) | COM | $208.1k | 0.1% | 7,300 |  | New +7,300 |
| [RTX CORPORATION (RTX)](/companies/rtx.md) | COM | $205.3k | 0.1% | 1,082 |  | New +1,082 |
| [LANTRONIX INC (LTRX)](/companies/ltrx.md) | COM NEW | $203.9k | 0.1% | 34,670 |  | Added +15,720 |
| [VERTIV HOLDINGS CO (VRT)](/companies/vrt.md) | COM CL A | $200.9k | 0.1% | 600 |  | New +600 |
| [ENERGY TRANSFER L P (ET)](/companies/et.md) | COM UT LTD PTN | $191.2k | 0.1% | 10,000 |  | Reduced −100 |
| [FUEL TECH INC (FTEK)](/companies/ftek.md) | COM | $189.6k | 0.1% | 85,800 |  | New +85,800 |
| [PLUG PWR INC (PLUG)](/companies/plug.md) | COM NEW | $184.5k | 0.1% | 68,144 |  | New +68,144 |
| [CLEANSPARK INC (CLSK)](/companies/clsk.md) | COM NEW | $173.7k | 0.1% | 11,935 |  | New +11,935 |
| [BROOKDALE SR LIVING INC (BKD)](/companies/bkd.md) | COM | $170.6k | 0.1% | 10,600 |  | New +10,600 |
| [TRAVELZOO (TZOO)](/companies/tzoo.md) | COM NEW | $169.9k | 0.1% | 14,550 |  | Unchanged |
| [VISTANCE NETWORKS INC (VISN)](/companies/visn.md) | COM | $139.3k | <0.1% | 10,900 |  | Added +150 |
| [SATELLOGIC INC (SATL)](/companies/satl.md) | COM CL A | $134.4k | <0.1% | 23,500 |  | Reduced −30,825 |
| [AVITA MEDICAL INC (RCEL)](/companies/rcel.md) | COM | $128.4k | <0.1% | 31,090 |  | Reduced −7,960 |
| JOBY AVIATION INC | COMMON STOCK | $120.4k | <0.1% | 13,500 |  | New +13,500 |
| [UNITED STATES ANTIMONY CORP (UAMY)](/companies/uamy.md) | COM | $100.0k | <0.1% | 13,775 |  | Reduced −1,550 |
| [DATA I O CORP (DAIO)](/companies/daio.md) | COM | $92.7k | <0.1% | 23,533 |  | New +23,533 |
| [CERVOMED INC (CRVO)](/companies/crvo.md) | COM | $92.2k | <0.1% | 29,750 |  | Added +19,750 |
| [INDIE SEMICONDUCTOR INC (INDI)](/companies/indi.md) | CLASS A COM | $73.3k | <0.1% | 15,866 |  | New +15,866 |
| [1 800 FLOWERS COM INC (FLWS)](/companies/flws.md) | CL A | $71.3k | <0.1% | 20,500 |  | New +20,500 |
| [VUZIX CORP (VUZI)](/companies/vuzi.md) | COM NEW | $66.7k | <0.1% | 23,000 |  | Added +2,000 |
| [AIB DATA CENTERS INC (AIB)](/companies/aib.md) | COM | $59.4k | <0.1% | 28,000 |  | New +28,000 |
| [PRIME MEDICINE INC (PRME)](/companies/prme.md) | COM | $53.8k | <0.1% | 14,590 |  | Reduced −2,650 |
| [CINEVERSE CORP (CNVS)](/companies/cnvs.md) | COM CL A | $52.4k | <0.1% | 17,650 |  | Reduced −6,500 |
| [STEREOTAXIS INC (STXS)](/companies/stxs.md) | COM NEW | $48.2k | <0.1% | 27,999 |  | Reduced −2,000 |
| VISIONWAVE HOLDINGS INC | COM | $47.1k | <0.1% | 10,959 |  | New +10,959 |
| NERDY INC | CL A COM | $36.6k | <0.1% | 40,000 |  | Reduced −41,000 |
| [JELD-WEN HLDG INC (JELD)](/companies/jeld.md) | COM | $33.4k | <0.1% | 22,250 |  | Added +6,000 |
| [HERTZ GLOBAL HLDGS INC (HTZ)](/companies/htz.md) | COM NEW | $22.6k | <0.1% | 10,000 |  | New +10,000 |
| [NORTHERN DYNASTY MINERALS LT (NAK)](/companies/nak.md) | COM NEW | $19.2k | <0.1% | 10,000 |  | New +10,000 |
| [BIG SKY INDL INC (BSIN)](/companies/bsin.md) | COM | $18.7k | <0.1% | 17,001 |  | Reduced −63,776 |
| [IRIDEX CORP (IRIX)](/companies/irix.md) | COM | $17.7k | <0.1% | 15,444 |  | Reduced −32,000 |

## Sold out

Held at the end of the quarter before and not reported this quarter.

| Issuer | Class | Reported value | Weight | Shares | Put or call | Change on the quarter before |
| --- | --- | ---: | ---: | ---: | --- | --- |
| [ADTRAN HOLDINGS INC (ADTN)](/companies/adtn.md) | COM | $0 | 0.0% | 0 |  | Sold out −11,865 |
| [AMPLITECH GROUP INC (AMPG)](/companies/ampg.md) | COM NEW | $0 | 0.0% | 0 |  | Sold out −12,000 |
| [APPLIED OPTOELECTRONICS INC (AAOI)](/companies/aaoi.md) | COM | $0 | 0.0% | 0 |  | Sold out −3,659 |
| CAMBIUM NETWORKS CORP | SHS | $0 | 0.0% | 0 |  | Sold out −13,500 |
| [CPI AEROSTRUCTURES INC (CVU)](/companies/cvu.md) | COM NEW | $0 | 0.0% | 0 |  | Sold out −31,375 |
| [FIREFLY AEROSPACE INC (FLY)](/companies/fly.md) | COM | $0 | 0.0% | 0 |  | Sold out −7,735 |
| [FLOTEK INDUSTRIES INC (FTK)](/companies/ftk.md) | COM NEW | $0 | 0.0% | 0 |  | Sold out −16,050 |
| GILAT SATELLITE NETWORKS LTD | SHS NEW | $0 | 0.0% | 0 |  | Sold out −33,815 |
| GLOBAL X FDS | ARTIFICIAL ETF | $0 | 0.0% | 0 |  | Sold out −4,900 |
| GLOBAL X FDS | DEFENSE TECH ETF | $0 | 0.0% | 0 |  | Sold out −6,031 |
| INDONESIA ENERGY CORP LTD | ORD SHS | $0 | 0.0% | 0 |  | Sold out −15,300 |
| ISHARES INC | MSCI GBL GOLD MN | $0 | 0.0% | 0 |  | Sold out −5,050 |
| ISHARES TR | RUSSELL 2000 ETF | $0 | 0.0% | 0 |  | Sold out −835 |
| [NETFLIX INC. (NFLX)](/companies/nflx.md) | COM | $0 | 0.0% | 0 |  | Sold out −4,720 |
| [NORTHROP GRUMMAN CORP (NOC)](/companies/noc.md) | COM | $0 | 0.0% | 0 |  | Sold out −361 |
| [PERMA-PIPE INTL HLDGS INC (PPIH)](/companies/ppih.md) | COM | $0 | 0.0% | 0 |  | Sold out −12,305 |
| [PLANET LABS PBC (PL)](/companies/pl.md) | COM CL A | $0 | 0.0% | 0 |  | Sold out −23,050 |
| [REPOSITRAK INC (TRAK)](/companies/trak.md) | COM NEW | $0 | 0.0% | 0 |  | Sold out −11,600 |
| [ROCKY MTN CHOCOLATE FACTORY (RMCF)](/companies/rmcf.md) | COM | $0 | 0.0% | 0 |  | Sold out −95,555 |
| SELECT SECTOR SPDR TR | STATE STREET HEA | $0 | 0.0% | 0 |  | Sold out −2,014 |
| SPDR SERIES TRUST | STATE STREET SPD | $0 | 0.0% | 0 |  | Sold out −2,001 |
| [TJX COS INC NEW (TJX)](/companies/tjx.md) | COM | $0 | 0.0% | 0 |  | Sold out −6,115 |
| TRANSOCEAN LTD | REGISTERED SHS | $0 | 0.0% | 0 |  | Sold out −27,950 |
| [VIASAT INC (VSAT)](/companies/vsat.md) | COM | $0 | 0.0% | 0 |  | Sold out −5,250 |
| [YORK SPACE SYSTEMS INC (YSS)](/companies/yss.md) | COM | $0 | 0.0% | 0 |  | Sold out −10,350 |

Source: SEC EDGAR, Form 13F-HR, accession 0001017284-26-000007. Last ingested by Listed: Oct 22, 2026, 05:26 ET. No prices; not investment advice.