# BASSWOOD CAPITAL MANAGEMENT, L.L.C.: Form 13F holdings

An institutional investment manager in NEW YORK, NY. SEC CIK 1085393.

- Quarter ended: 2026-06-30
- Filed: 2026-08-14
- Reported value: $2.51bn
- Positions: 111 (111 lines in the filing's table; lines for the same security and option type are added together here)
- Compared with: the 13F for the quarter ended 2026-03-31
- Filing: https://www.sec.gov/Archives/edgar/data/1085393/000140508626000596/

## Holdings

As filed, largest first. Reported value is what the manager stated at the quarter end (Jun 30, 2026), in US dollars; it is filing data, not a price. Weight is the share of the total reported value.

| Issuer | Class | Reported value | Weight | Shares | Put or call | Change on the quarter before |
| --- | --- | ---: | ---: | ---: | --- | --- |
| [JPMORGAN CHASE & CO (JPM)](/companies/jpm.md) | COM | $153.7m | 6.1% | 469,496 |  | Unchanged |
| [BANK OF AMER CORP (BAC)](/companies/bac.md) | COM | $119.9m | 4.8% | 2,103,476 |  | Added +250,769 |
| ISHARES TR | 20 YR TR BD ETF | $114.6m | 4.6% | 1,326,300 | Call | Unchanged |
| WEBSTER FINL CORP | COM | $92.9m | 3.7% | 1,215,997 |  | Unchanged |
| [US BANCORP (USB)](/companies/usb.md) | COM NEW | $80.7m | 3.2% | 1,336,628 |  | Unchanged |
| [DIME COML BANCSHARES INC (DCOM)](/companies/dcom.md) | COM | $79.1m | 3.1% | 1,946,016 |  | Reduced −75,288 |
| [MORGAN STANLEY (MS)](/companies/ms.md) | COM NEW | $77.2m | 3.1% | 369,259 |  | Unchanged |
| [ROCKET COS INC (RKT)](/companies/rkt.md) | COM CL A | $73.9m | 2.9% | 4,694,791 |  | Added +786,216 |
| [CAPITAL ONE FINL CORP (COF)](/companies/cof.md) | COM | $51.8m | 2.1% | 257,969 |  | Added +59,438 |
| [ONEMAIN HLDGS INC (OMF)](/companies/omf.md) | COM | $51.6m | 2.1% | 847,066 |  | Reduced −25,378 |
| [FIRST CTZNS BANCSHARES INC D (FCNCA)](/companies/fcnca.md) | CL A | $48.0m | 1.9% | 23,056 |  | Unchanged |
| [POPULAR INC (BPOP)](/companies/bpop.md) | COM NEW | $47.9m | 1.9% | 291,757 |  | Reduced −26,944 |
| [TOLL BROTHERS INC (TOL)](/companies/tol.md) | COM | $46.8m | 1.9% | 284,288 |  | Unchanged |
| [OLD NATL BANCORP IND (ONB)](/companies/onb.md) | COM | $46.1m | 1.8% | 1,780,471 |  | Reduced −28,864 |
| [WELLS FARGO & CO (WFC)](/companies/wfc.md) | COM | $45.9m | 1.8% | 555,428 |  | Added +291,745 |
| [SYNCHRONY FINANCIAL (SYF)](/companies/syf.md) | COM | $45.7m | 1.8% | 601,368 |  | Added +233,262 |
| [ESQUIRE FINL HLDGS INC (ESQ)](/companies/esq.md) | COM | $44.0m | 1.8% | 369,416 |  | Added +100,689 |
| [PINNACLE FINL PARTNERS INC (PNFP)](/companies/pnfp.md) | COM | $41.4m | 1.6% | 410,638 |  | Reduced −45,456 |
| [REGIONAL MGMT CORP (RM)](/companies/rm.md) | COM | $35.2m | 1.4% | 855,425 |  | Added +34,748 |
| SPDR SERIES TRUST | ST STR SP REGBNK | $31.9m | 1.3% | 426,500 | Put | Added +85,000 |
| [KEYCORP (KEY)](/companies/key.md) | COM | $31.2m | 1.2% | 1,353,117 |  | Reduced −66,432 |
| [STATE STR SPDR S&P MIDCAP 40 (MDY)](/companies/mdy.md) | UTSER1 S&PDCRP | $30.8m | 1.2% | 43,800 | Put | Added +12,800 |
| INVESCO LTD | SHS | $30.8m | 1.2% | 1,167,259 |  | Reduced −37,026 |
| [ZIONS BANCORPORATION NATL AS (ZION)](/companies/zion.md) | COM | $29.4m | 1.2% | 425,137 |  | Reduced −953 |
| [SIMMONS FIRST NATL CORP (SFNC)](/companies/sfnc.md) | CL A $1 PAR | $29.1m | 1.2% | 1,285,307 |  | Reduced −166,458 |
| [VICTORY CAP HLDGS INC DEL (VCTR)](/companies/vctr.md) | COM CL A | $28.5m | 1.1% | 338,957 |  | Unchanged |
| [SOUTHSTATE BK CORP (SSB)](/companies/ssb.md) | COM | $28.1m | 1.1% | 281,031 |  | Added +173,847 |
| TAYLOR MORRISON HOME CORP | COM | $27.7m | 1.1% | 386,436 |  | Reduced −53,087 |
| [ALLY FINL INC (ALLY)](/companies/ally.md) | COM | $27.5m | 1.1% | 597,680 |  | Added +24,525 |
| [BANNER CORP (BANR)](/companies/banr.md) | COM NEW | $27.3m | 1.1% | 411,033 |  | Added +2,169 |
| [STATE STR SPDR S&P MIDCAP 40 (MDY)](/companies/mdy.md) | UTSER1 S&PDCRP | $26.8m | 1.1% | 38,082 |  | New +38,082 |
| [CITIZENS FINL GROUP INC (CFG)](/companies/cfg.md) | COM | $26.7m | 1.1% | 380,337 |  | Reduced −155,872 |
| [BANK HAWAII CORP (BOH)](/companies/boh.md) | COM | $26.4m | 1.1% | 324,499 |  | Added +7,834 |
| [HUNTINGTON BANCSHARES INC (HBAN)](/companies/hban.md) | COM | $26.4m | 1.0% | 1,486,699 |  | Added +851,533 |
| [CENTRAL PAC FINL CORP (CPF)](/companies/cpf.md) | COM NEW | $25.6m | 1.0% | 670,238 |  | Reduced −61,295 |
| [F N B CORP (FNB)](/companies/fnb.md) | COM | $24.1m | 1.0% | 1,262,019 |  | Reduced −626,985 |
| [SCHWAB CHARLES CORP (SCHW)](/companies/schw.md) | COM | $23.2m | 0.9% | 250,998 |  | Reduced −218,703 |
| [BLACKROCK INC (BLK)](/companies/blk.md) | COM | $23.1m | 0.9% | 24,046 |  | Added +3,126 |
| [LAZARD INC (LAZ)](/companies/laz.md) | COM | $22.9m | 0.9% | 546,216 |  | Reduced −38,172 |
| [M/I HOMES INC (MHO)](/companies/mho.md) | COM | $21.9m | 0.9% | 136,364 |  | Reduced −742 |
| [COMMUNITY FINANCIAL SYSTEM I (CBU)](/companies/cbu.md) | COM | $21.5m | 0.9% | 321,017 |  | New +321,017 |
| [ORIGIN BANCORP INC (OBK)](/companies/obk.md) | COM | $21.4m | 0.9% | 418,193 |  | Added +14,238 |
| [METROPOLITAN BK HLDG CORP (MCB)](/companies/mcb.md) | COM | $20.8m | 0.8% | 210,367 |  | Unchanged |
| [UMB FINL CORP (UMBF)](/companies/umbf.md) | COM | $20.6m | 0.8% | 144,257 |  | New +144,257 |
| [HERITAGE FINL CORP WASH (HFWA)](/companies/hfwa.md) | COM | $20.4m | 0.8% | 689,010 |  | Reduced −9,894 |
| [PULTE GROUP INC (PHM)](/companies/phm.md) | COM | $18.6m | 0.7% | 135,730 |  | Unchanged |
| [HANCOCK WHITNEY CORPORATION (HWC)](/companies/hwc.md) | COM | $17.5m | 0.7% | 234,722 |  | Added +114,740 |
| [VALLEY NATL BANCORP (VLY)](/companies/vly.md) | COM | $17.3m | 0.7% | 1,182,206 |  | Unchanged |
| [BREAD FINANCIAL HOLDINGS INC (BFH)](/companies/bfh.md) | COM | $17.2m | 0.7% | 158,693 |  | Unchanged |
| [PENNYMAC FINL SVCS INC NEW (PFSI)](/companies/pfsi.md) | COM | $16.8m | 0.7% | 192,334 |  | Reduced −269,018 |
| [RAYMOND JAMES FINL INC (RJF)](/companies/rjf.md) | COM | $16.5m | 0.7% | 108,544 |  | Reduced −95,361 |
| [EQUITABLE HLDGS INC (EQH)](/companies/eqh.md) | COM | $15.9m | 0.6% | 361,690 |  | Added +110,180 |
| [FIDELITY NATL FINL INC (FNF)](/companies/fnf.md) | COM SHS | $15.8m | 0.6% | 334,183 |  | Unchanged |
| [FIFTH THIRD BANCORP (FITB)](/companies/fitb.md) | COM | $14.7m | 0.6% | 261,521 |  | Unchanged |
| [PROGRESSIVE CORP (PGR)](/companies/pgr.md) | COM | $14.5m | 0.6% | 66,458 |  | Added +11,693 |
| [CBIZ INC (CBZ)](/companies/cbz.md) | COM | $14.5m | 0.6% | 451,259 |  | Added +246,597 |
| [PNC FINL SVCS GROUP INC (PNC)](/companies/pnc.md) | COM | $13.8m | 0.6% | 56,169 |  | Reduced −54,080 |
| [PEAPACK-GLADSTONE FINL CORP (PGC)](/companies/pgc.md) | COM | $13.8m | 0.5% | 291,105 |  | Added +95,585 |
| [MERCHANTS BANCORP IND (MBIN)](/companies/mbin.md) | COM | $13.7m | 0.5% | 273,747 |  | Unchanged |
| [CAMDEN NATL CORP (CAC)](/companies/cac.md) | COM | $13.4m | 0.5% | 247,699 |  | Unchanged |
| [SOUTH PLAINS FINANCIAL INC (SPFI)](/companies/spfi.md) | COM | $13.4m | 0.5% | 311,615 |  | Added +235,527 |
| CUSHMAN AND WAKEFIELD LTD | COMMON SHARES | $13.4m | 0.5% | 998,750 |  | Reduced −48,742 |
| [AMERANT BANCORP INC (AMTB)](/companies/amtb.md) | CL A | $12.7m | 0.5% | 497,159 |  | New +497,159 |
| [PERELLA WEINBERG PARTNERS (PWP)](/companies/pwp.md) | CLASS A COM | $12.6m | 0.5% | 788,737 |  | Unchanged |
| [BANC OF CALIFORNIA INC (BANC)](/companies/banc.md) | COM | $11.8m | 0.5% | 576,403 |  | Added +325,201 |
| [AFFILIATED MANAGERS GROUP (AMG)](/companies/amg.md) | COM | $11.7m | 0.5% | 34,501 |  | Added +22,197 |
| [INDEPENDENT BK CORP MASS (INDB)](/companies/indb.md) | COM | $11.5m | 0.5% | 137,646 |  | Unchanged |
| [EASTERN BANKSHARES INC (EBC)](/companies/ebc.md) | COM | $11.2m | 0.4% | 502,120 |  | Reduced −413,318 |
| [STATE STR CORP (STT)](/companies/stt.md) | COM | $11.1m | 0.4% | 65,396 |  | Reduced −5,369 |
| [WESTERN ALLIANCE BANCORP (WAL)](/companies/wal.md) | COM | $10.9m | 0.4% | 133,164 |  | Unchanged |
| [UNITED BANKSHARES INC WEST V (UBSI)](/companies/ubsi.md) | COM | $10.7m | 0.4% | 233,034 |  | Unchanged |
| [VOYA FINANCIAL INC (VOYA)](/companies/voya.md) | COM | $10.5m | 0.4% | 116,511 |  | Reduced −91,193 |
| [PROVIDENT FINL SVCS INC (PFS)](/companies/pfs.md) | COM | $9.8m | 0.4% | 414,090 |  | Unchanged |
| [LENNAR CORP (LEN)](/companies/len.md) | CL A | $9.0m | 0.4% | 98,937 |  | Added +12,936 |
| [USCB FINANCIAL HOLDINGS INC (USCB)](/companies/uscb.md) | CLASS A COM | $8.9m | 0.4% | 436,892 |  | Unchanged |
| [SMARTFINANCIAL INC (SMBK)](/companies/smbk.md) | COM NEW | $8.5m | 0.3% | 180,329 |  | Added +10,589 |
| ISHARES TR | 20 YR TR BD ETF | $8.3m | 0.3% | 96,154 |  | Unchanged |
| [ATLANTIC UN BANKSHARES CORP (AUB)](/companies/aub.md) | COM | $8.1m | 0.3% | 190,680 |  | Unchanged |
| [FIRST BANCORP N C (FBNC)](/companies/fbnc.md) | COM | $7.9m | 0.3% | 123,266 |  | Unchanged |
| [SIERRA BANCORP (BSRR)](/companies/bsrr.md) | COM | $7.5m | 0.3% | 184,089 |  | Added +44,413 |
| [MVB FINL CORP (MVBF)](/companies/mvbf.md) | COM | $7.5m | 0.3% | 257,731 |  | Added +140,615 |
| [TRICO BANCSHARES (TCBK)](/companies/tcbk.md) | COM | $7.4m | 0.3% | 137,981 |  | Unchanged |
| [FLAGSTAR BANK NATIONAL ASSOC (FLG)](/companies/flg.md) | COM NEW | $7.3m | 0.3% | 491,956 |  | Unchanged |
| [STIFEL FINL CORP (SF)](/companies/sf.md) | COM | $7.3m | 0.3% | 104,316 |  | New +104,316 |
| [SHORE BANCSHARES INC (SHBI)](/companies/shbi.md) | COM | $6.9m | 0.3% | 299,231 |  | New +299,231 |
| [WASHINGTON TR BANCORP INC (WASH)](/companies/wash.md) | COM | $6.7m | 0.3% | 183,998 |  | New +183,998 |
| [HOME BANCSHARES INC (HOMB)](/companies/homb.md) | COM | $4.8m | 0.2% | 166,538 |  | Unchanged |
| [CARTER BANKSHARES INC (CARE)](/companies/care.md) | COM NEW | $4.5m | 0.2% | 131,609 |  | Reduced −96,106 |
| NORTHEAST BK PORTLAND ME | COM | $4.1m | 0.2% | 31,107 |  | Unchanged |
| [TRUIST FINL CORP (TFC)](/companies/tfc.md) | COM | $3.8m | 0.2% | 76,311 |  | Reduced −116,120 |
| [PRINCETON BANCORP INC (BPRN)](/companies/bprn.md) | COM | $3.7m | 0.1% | 97,529 |  | Added +5,841 |
| [FIRST BUSEY CORP (BUSE)](/companies/buse.md) | COM NEW | $3.5m | 0.1% | 117,192 |  | Unchanged |
| [M & T BK CORP (MTB)](/companies/mtb.md) | COM | $3.2m | 0.1% | 13,360 |  | Unchanged |
| [APOLLO GLOBAL MGMT INC (APO)](/companies/apo.md) | COM | $3.0m | 0.1% | 25,343 |  | Unchanged |
| [CITIGROUP INC (C)](/companies/c.md) | COM NEW | $2.8m | 0.1% | 19,920 |  | Unchanged |
| [MOELIS & CO (MC)](/companies/mc.md) | CL A | $2.5m | <0.1% | 38,242 |  | Reduced −22,726 |
| [HAPPEN INC (HAPN)](/companies/hapn.md) | COM NEW | $2.3m | <0.1% | 111,309 |  | Unchanged |
| [WESBANCO INC (WSBC)](/companies/wsbc.md) | COM | $2.3m | <0.1% | 58,859 |  | Unchanged |
| [NATIONAL BK HLDGS CORP (NBHC)](/companies/nbhc.md) | CL A | $2.1m | <0.1% | 46,956 |  | New +46,956 |
| [EAST WEST BANCORP INC (EWBC)](/companies/ewbc.md) | COM | $2.0m | <0.1% | 15,249 |  | Unchanged |
| [ALERUS FINL CORP (ALRS)](/companies/alrs.md) | COM | $1.9m | <0.1% | 60,240 |  | Unchanged |
| [KB HOME (KBH)](/companies/kbh.md) | COM | $1.8m | <0.1% | 29,532 |  | Unchanged |
| [FB FINL CORP (FBK)](/companies/fbk.md) | COM | $1.8m | <0.1% | 33,216 |  | New +33,216 |
| [WORLD ACCEP CORPORATION (WRLD)](/companies/wrld.md) | COM | $1.8m | <0.1% | 8,186 |  | New +8,186 |
| [LPL FINL HLDGS INC (LPLA)](/companies/lpla.md) | COM | $822.8k | <0.1% | 2,921 |  | Reduced −27,285 |
| [EAGLE BANCORPORATION INC (EGBN)](/companies/egbn.md) | COM | $605.4k | <0.1% | 21,325 |  | Unchanged |
| [CENTURY COMMUNITIES INC (CCS)](/companies/ccs.md) | COM | $533.4k | <0.1% | 7,444 |  | Unchanged |
| [F&G ANNUITIES & LIFE INC (FG)](/companies/fg.md) | COMMON STOCK | $533.2k | <0.1% | 20,051 |  | Unchanged |
| [SEACOAST BKG CORP FLA (SBCF)](/companies/sbcf.md) | COM NEW | $211.9k | <0.1% | 6,374 |  | Unchanged |
| [CATALYST BANCORP INC (CLST)](/companies/clst.md) | COMMON STOCK | $185.7k | <0.1% | 11,246 |  | Unchanged |
| [UWM HOLDINGS CORPORATION (UWMC)](/companies/uwmc.md) | COM CL A | $49.0k | <0.1% | 21,405 |  | Reduced −457,040 |

## Sold out

Held at the end of the quarter before and not reported this quarter.

| Issuer | Class | Reported value | Weight | Shares | Put or call | Change on the quarter before |
| --- | --- | ---: | ---: | ---: | --- | --- |
| [AMERIPRISE FINL INC (AMP)](/companies/amp.md) | COM | $0 | 0.0% | 0 |  | Sold out −29,254 |
| BURFORD CAPITAL LIMITED | ORD SHS | $0 | 0.0% | 0 |  | Sold out −118,200 |
| [CHEMUNG FINL CORP (CHMG)](/companies/chmg.md) | COM | $0 | 0.0% | 0 |  | Sold out −27,103 |
| [COMMERCE BANCSHARES INC (CBSH)](/companies/cbsh.md) | COM | $0 | 0.0% | 0 |  | Sold out −292,802 |
| [COREBRIDGE FINL INC (CRBG)](/companies/crbg.md) | COM | $0 | 0.0% | 0 |  | Sold out −320,391 |
| [JONES LANG LASALLE INC (JLL)](/companies/jll.md) | COM | $0 | 0.0% | 0 |  | Sold out −10,388 |
| [KKR & CO INC (KKR)](/companies/kkr.md) | COM | $0 | 0.0% | 0 |  | Sold out −25,666 |

Source: SEC EDGAR, Form 13F-HR, accession 0001405086-26-000596. Last ingested by Listed: Oct 22, 2026, 05:26 ET. No prices; not investment advice.