# PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.: Form 13F holdings

An institutional investment manager in EDINA, MN. SEC CIK 1238990.

- Quarter ended: 2026-06-30
- Filed: 2026-08-14
- Reported value: $2.02bn
- Positions: 164 (164 lines in the filing's table; lines for the same security and option type are added together here)
- Compared with: the 13F for the quarter ended 2026-03-31
- Filing: https://www.sec.gov/Archives/edgar/data/1238990/000139834426014516/

## Holdings

As filed, largest first. Reported value is what the manager stated at the quarter end (Jun 30, 2026), in US dollars; it is filing data, not a price. Weight is the share of the total reported value.

| Issuer | Class | Reported value | Weight | Shares | Put or call | Change on the quarter before |
| --- | --- | ---: | ---: | ---: | --- | --- |
| [STONEX GROUP INC (SNEX)](/companies/snex.md) | COM | $82.2m | 4.1% | 694,090 |  | Reduced −249,489 |
| [ARCOSA INC (ACA)](/companies/aca.md) | COM | $50.5m | 2.5% | 347,540 |  | Reduced −14,786 |
| [UNIVERSAL TECHNICAL INST INC (UTI)](/companies/uti.md) | COM | $46.9m | 2.3% | 1,096,078 |  | Added +19,212 |
| [LAUREATE ED INC (LAUR)](/companies/laur.md) | COMMON STOCK | $45.0m | 2.2% | 1,240,072 |  | Added +67,191 |
| [A10 NETWORKS INC (ATEN)](/companies/aten.md) | COM | $44.4m | 2.2% | 1,188,747 |  | Reduced −271,163 |
| [MARVELL TECHNOLOGY INC (MRVL)](/companies/mrvl.md) | COM | $42.0m | 2.1% | 140,873 |  | Added +736 |
| [ENOVA INTL INC (ENVA)](/companies/enva.md) | COM | $39.1m | 1.9% | 162,629 |  | Added +9,157 |
| [RADNET INC (RDNT)](/companies/rdnt.md) | COM | $39.1m | 1.9% | 633,272 |  | Added +37,992 |
| [ALPHABET INC (GOOGL)](/companies/googl.md) | CAP STK CL A | $38.5m | 1.9% | 107,628 |  | Added +335 |
| [LIQUIDITY SVCS INC (LQDT)](/companies/lqdt.md) | COM | $37.3m | 1.8% | 954,735 |  | Added +34,341 |
| [TRIMAS CORP (TRS)](/companies/trs.md) | COM NEW | $36.4m | 1.8% | 807,292 |  | Added +562,573 |
| SIRIUSPOINT LTD | COM | $36.0m | 1.8% | 1,501,976 |  | Added +86,447 |
| [DOUGLAS DYNAMICS INC (PLOW)](/companies/plow.md) | COM | $35.6m | 1.8% | 659,319 |  | Added +37,474 |
| ROYALTY PHARMA PLC | SHS CLASS A | $33.5m | 1.7% | 597,938 |  | Reduced −679 |
| [PRICESMART INC (PSMT)](/companies/psmt.md) | COM | $33.5m | 1.7% | 171,348 |  | Added +9,155 |
| [CAVCO INDS INC DEL (CVCO)](/companies/cvco.md) | COM | $33.1m | 1.6% | 53,930 |  | Added +2,939 |
| [LENDINGTREE INC (TREE)](/companies/tree.md) | COM | $32.1m | 1.6% | 725,675 |  | Added +78,637 |
| [GREEN BRICK PARTNERS INC (GRBK)](/companies/grbk.md) | COM | $30.4m | 1.5% | 380,387 |  | Added +22,046 |
| [FIRST INTST BANCSYSTEM INC (FIBK)](/companies/fibk.md) | COM | $30.0m | 1.5% | 778,006 |  | Added +42,587 |
| [SELECT WATER SOLUTIONS INC (WTTR)](/companies/wttr.md) | CL A COM | $28.7m | 1.4% | 1,435,415 |  | Reduced −93,480 |
| GLOBAL SHIP LEASE INC | COM CL A | $28.6m | 1.4% | 761,080 |  | Added +43,007 |
| [JEFFERSON CAPITAL INC (JCAP)](/companies/jcap.md) | COM | $28.2m | 1.4% | 1,446,818 |  | Added +330,933 |
| [NPK INTERNATIONAL INC (NPKI)](/companies/npki.md) | COM SHS | $27.7m | 1.4% | 1,738,857 |  | Reduced −79,933 |
| [VITESSE ENERGY INC (VTS)](/companies/vts.md) | COMMON STOCK | $25.0m | 1.2% | 1,586,924 |  | Added +253,204 |
| [ST JOE CO (JOE)](/companies/joe.md) | COM | $23.6m | 1.2% | 376,859 |  | New +376,859 |
| [I3 VERTICALS INC (IIIV)](/companies/iiiv.md) | COM CL A | $23.5m | 1.2% | 1,099,486 |  | Added +66,880 |
| [TIDEWATER INC NEW (TDW)](/companies/tdw.md) | COM | $22.8m | 1.1% | 342,356 |  | Reduced −5,557 |
| [ADDUS HOMECARE CORP (ADUS)](/companies/adus.md) | COM | $20.9m | 1.0% | 208,135 |  | Added +14,245 |
| [BLUELINX HLDGS INC (BXC)](/companies/bxc.md) | COM NEW | $20.8m | 1.0% | 336,308 |  | Added +14,434 |
| [SPROUTS FMRS MKT INC (SFM)](/companies/sfm.md) | COM | $20.8m | 1.0% | 245,608 |  | Added +27,993 |
| [ARTISAN PARTNERS ASSET MGMT (APAM)](/companies/apam.md) | CL A | $20.5m | 1.0% | 594,780 |  | Added +43,444 |
| [PAR PAC HOLDINGS INC (PARR)](/companies/parr.md) | COM NEW | $19.4m | 1.0% | 345,115 |  | Reduced −32,093 |
| [VIANT TECHNOLOGY INC (DSP)](/companies/dsp.md) | COM CL A | $19.0m | 0.9% | 1,501,487 |  | Added +154,324 |
| [COHEN & STEERS INC (CNS)](/companies/cns.md) | COM | $18.3m | 0.9% | 240,160 |  | New +240,160 |
| [LEGALZOOM COM INC (LZ)](/companies/lz.md) | COM | $17.5m | 0.9% | 2,850,501 |  | Added +161,231 |
| [RENTOKIL INITIAL PLC (RTO)](/companies/rto.md) | SPONSORED ADR | $17.3m | 0.9% | 603,739 |  | Added +2,826 |
| [PAYSIGN INC (PAYS)](/companies/pays.md) | COM | $17.0m | 0.8% | 2,073,580 |  | Added +15,370 |
| [BRIGHTVIEW HLDGS INC (BV)](/companies/bv.md) | COM | $16.8m | 0.8% | 1,184,042 |  | Added +67,211 |
| [AGILYSYS INC (AGYS)](/companies/agys.md) | COM | $16.6m | 0.8% | 159,080 |  | Added +96,370 |
| [IQVIA HLDGS INC (IQV)](/companies/iqv.md) | COM | $16.2m | 0.8% | 84,013 |  | Reduced −4,477 |
| [MICROSOFT CORP (MSFT)](/companies/msft.md) | COM | $16.1m | 0.8% | 43,112 |  | Added +108 |
| [HILLMAN SOLUTIONS CORP (HLMN)](/companies/hlmn.md) | COM | $15.9m | 0.8% | 1,880,839 |  | Added +106,730 |
| [MERCADOLIBRE INC (MELI)](/companies/meli.md) | COM | $15.8m | 0.8% | 9,288 |  | Reduced −80 |
| [BERKSHIRE HATHAWAY INC DEL (BRK-B)](/companies/brk-b.md) | CL B NEW | $15.6m | 0.8% | 31,198 |  | Added +68 |
| [CSW INDUSTRIALS INC (CSW)](/companies/csw.md) | COM | $15.1m | 0.7% | 54,288 |  | Added +3,301 |
| [MADDEN STEVEN LTD (SHOO)](/companies/shoo.md) | COM | $15.1m | 0.7% | 357,620 |  | Added +20,565 |
| AMRIZE LTD | SHS | $15.0m | 0.7% | 280,902 |  | Added +122,676 |
| [KKR & CO INC (KKR)](/companies/kkr.md) | COM | $14.9m | 0.7% | 161,910 |  | Added +296 |
| [JPMORGAN CHASE & CO (JPM)](/companies/jpm.md) | COM | $14.6m | 0.7% | 44,647 |  | Added +195 |
| [PIMCO DYNAMIC INCOME STRATEG (PDX)](/companies/pdx.md) | COM SHS BEN INT | $14.6m | 0.7% | 701,289 |  | Reduced −151,036 |
| [ALEXANDERS INC (ALX)](/companies/alx.md) | COM | $14.2m | 0.7% | 51,409 |  | Added +30,994 |
| BUNGE GLOBAL SA | COM SHS | $14.0m | 0.7% | 131,519 |  | Reduced −50,687 |
| [THERMO FISHER SCIENTIFIC INC (TMO)](/companies/tmo.md) | COM | $13.6m | 0.7% | 27,170 |  | Reduced −155 |
| [FIRST TR HIGH YIELD OPPRT 20 (FTHY)](/companies/fthy.md) | COM | $13.2m | 0.7% | 966,836 |  | Added +80,091 |
| [MATCH GROUP INC NEW (MTCH)](/companies/mtch.md) | COM | $13.2m | 0.7% | 346,382 |  | Reduced −33,590 |
| [BRIGHTSPIRE CAPITAL INC (BRSP)](/companies/brsp.md) | COM CL A | $13.1m | 0.6% | 2,395,950 |  | Added +86,176 |
| [CLIMB GLOBAL SOLUTIONS INC (CLMB)](/companies/clmb.md) | COM | $12.8m | 0.6% | 551,910 |  | Added +245 |
| [SEA LTD (SE)](/companies/se.md) | SPONSORD ADS | $12.7m | 0.6% | 132,705 |  | Reduced −181 |
| [RF INDS LTD (RFIL)](/companies/rfil.md) | COM PAR $0.01 | $12.5m | 0.6% | 588,115 |  | Reduced −234,685 |
| [ALAMO GROUP INC (ALG)](/companies/alg.md) | COM | $12.4m | 0.6% | 75,589 |  | Added +4,652 |
| [EOG RES INC (EOG)](/companies/eog.md) | COM | $11.7m | 0.6% | 90,539 |  | Added +211 |
| [SALESFORCE INC (CRM)](/companies/crm.md) | COM | $11.7m | 0.6% | 74,875 |  | New +74,875 |
| [APOLLO GLOBAL MGMT INC (APO)](/companies/apo.md) | COM | $11.6m | 0.6% | 98,139 |  | Added +304 |
| [LEGACY HOUSING CORP (LEGH)](/companies/legh.md) | COM | $11.2m | 0.6% | 427,665 |  | Unchanged |
| [UNITEDHEALTH GROUP INC (UNH)](/companies/unh.md) | COM | $11.2m | 0.6% | 27,021 |  | Added +65 |
| [TARGET CORP (TGT)](/companies/tgt.md) | COM | $11.2m | 0.6% | 85,963 |  | Added +178 |
| [DISNEY WALT CO (DIS)](/companies/dis.md) | COM | $11.2m | 0.6% | 116,186 |  | Added +71 |
| [CLEARFIELD INC (CLFD)](/companies/clfd.md) | COM | $11.0m | 0.5% | 277,610 |  | Reduced −12,000 |
| [KINDER MORGAN INC DEL (KMI)](/companies/kmi.md) | COM | $10.6m | 0.5% | 331,678 |  | Added +721 |
| [PIEDMONT REALTY TRUST INC (PDM)](/companies/pdm.md) | COM CL A | $10.6m | 0.5% | 1,153,153 |  | Added +603,140 |
| [AMERICAN PUB ED INC (APEI)](/companies/apei.md) | COM | $10.5m | 0.5% | 195,000 |  | Unchanged |
| [INNOVATIVE SOLUTIONS & SUPPO (IA)](/companies/ia.md) | COM | $10.3m | 0.5% | 569,963 |  | Added +51,345 |
| [WASTE MGMT INC DEL (WM)](/companies/wm.md) | COM | $10.2m | 0.5% | 45,755 |  | Added +63 |
| [LINCOLN EDL SVCS CORP (LINC)](/companies/linc.md) | COM | $10.0m | 0.5% | 200,550 |  | Reduced −51,600 |
| [CARRIAGE SVCS INC (CSV)](/companies/csv.md) | COM | $9.6m | 0.5% | 249,404 |  | Reduced −14,346 |
| [NORTHRIM BANCORP INC (NRIM)](/companies/nrim.md) | COM | $9.5m | 0.5% | 342,960 |  | Added +16,550 |
| [TACTILE SYS TECHNOLOGY INC (TCMD)](/companies/tcmd.md) | COM | $9.4m | 0.5% | 315,000 |  | Added +15,000 |
| [ARHAUS INC (ARHS)](/companies/arhs.md) | COM CL A | $9.4m | 0.5% | 1,110,755 |  | Reduced −4,910 |
| [ELECTROMED INC (ELMD)](/companies/elmd.md) | COM | $9.2m | 0.5% | 218,520 |  | Reduced −6,000 |
| [BRIDGEWATER BANCSHARES INC (BWB)](/companies/bwb.md) | COM | $9.1m | 0.5% | 434,660 |  | Unchanged |
| [ELEVANCE HEALTH INC FORMERLY (ELV)](/companies/elv.md) | COM | $9.0m | 0.4% | 23,223 |  | Reduced −6 |
| [AMERICAN COASTAL INS CORP (ACIC)](/companies/acic.md) | COM | $9.0m | 0.4% | 808,705 |  | Unchanged |
| [BUILDERS FIRSTSOURCE INC (BLDR)](/companies/bldr.md) | COM | $9.0m | 0.4% | 100,211 |  | Reduced −28,327 |
| [ULTA BEAUTY INC (ULTA)](/companies/ulta.md) | COM | $8.9m | 0.4% | 19,723 |  | Added +50 |
| [DEERE & CO (DE)](/companies/de.md) | COM | $8.8m | 0.4% | 13,825 |  | Added +15 |
| [ORACLE CORP (ORCL)](/companies/orcl.md) | COM | $8.8m | 0.4% | 59,742 |  | Added +125 |
| [NVE CORP (NVEC)](/companies/nvec.md) | COM NEW | $8.5m | 0.4% | 81,215 |  | Reduced −22,354 |
| [REPUBLIC SVCS INC (RSG)](/companies/rsg.md) | COM | $8.2m | 0.4% | 38,646 |  | Reduced −3,415 |
| [BLACKSTONE MORTGAGE TRUST IN (BXMT)](/companies/bxmt.md) | COM CL A | $8.1m | 0.4% | 476,188 |  | Reduced −7,436 |
| [INFUSYSTEM HLDGS INC (INFU)](/companies/infu.md) | COM | $8.1m | 0.4% | 834,750 |  | Reduced −3,175 |
| [CASS INFORMATION SYS INC (CASS)](/companies/cass.md) | COM | $8.0m | 0.4% | 156,527 |  | Added +43,467 |
| [MIMEDX GROUP INC (MDXG)](/companies/mdxg.md) | COM | $7.9m | 0.4% | 2,058,089 |  | Added +38,371 |
| [ARES CAPITAL CORP (ARCC)](/companies/arcc.md) | COM | $7.9m | 0.4% | 425,878 |  | Added +34,531 |
| [MILLER INDS INC TENN (MLR)](/companies/mlr.md) | COM NEW | $7.8m | 0.4% | 153,070 |  | Added +42,593 |
| [ROYCE MICRO-CAP TR INC (RMT)](/companies/rmt.md) | COM | $7.7m | 0.4% | 522,665 |  | Reduced −23,000 |
| [TRANSCAT INC (TRNS)](/companies/trns.md) | COM | $7.4m | 0.4% | 80,087 |  | Added +15,312 |
| [NATURES SUNSHINE PRODS INC (NATR)](/companies/natr.md) | COM | $7.4m | 0.4% | 340,000 |  | Unchanged |
| [IDAHO STRATEGIC RESOURCES (IDR)](/companies/idr.md) | COM NEW | $7.3m | 0.4% | 222,220 |  | Added +15,000 |
| BOEING CO | DEP CONV PFD A | $7.0m | 0.3% | 104,145 |  | Reduced −1,695 |
| [SS&C TECH HLDGS (SSNC)](/companies/ssnc.md) | COM | $6.9m | 0.3% | 111,173 |  | Reduced −37,582 |
| [FLEXSTEEL INDS INC (FLXS)](/companies/flxs.md) | COM | $6.8m | 0.3% | 91,525 |  | Unchanged |
| [SMARTRENT INC (SMRT)](/companies/smrt.md) | COM CL A | $6.3m | 0.3% | 5,292,880 |  | Added +260,000 |
| [FIRST WESTN FINL INC (MYFW)](/companies/myfw.md) | COM | $6.3m | 0.3% | 195,000 |  | Reduced −53,195 |
| [VIEMED HEALTHCARE INC (VMD)](/companies/vmd.md) | COM | $6.1m | 0.3% | 533,466 |  | Reduced −3,895 |
| [UFP TECHNOLOGIES INC (UFPT)](/companies/ufpt.md) | COM | $6.0m | 0.3% | 22,700 |  | Unchanged |
| [RESEARCH SOLUTIONS INC (RSSS)](/companies/rsss.md) | COM | $5.9m | 0.3% | 2,552,455 |  | Unchanged |
| [DUKE ENERGY CORP NEW (DUK)](/companies/duk.md) | COM NEW | $5.9m | 0.3% | 46,677 |  | Reduced −920 |
| [GRAHAM CORP (GHM)](/companies/ghm.md) | COM | $5.5m | 0.3% | 44,605 |  | Reduced −12,533 |
| [HACKETT GROUP INC (HCKT)](/companies/hckt.md) | COM | $5.1m | 0.3% | 474,707 |  | Added +28,907 |
| [CIVEO CORP CDA (CVEO)](/companies/cveo.md) | COM NEW | $5.1m | 0.3% | 145,000 |  | Reduced −13,260 |
| [HEARTLAND EXPRESS INC (HTLD)](/companies/htld.md) | COM | $5.0m | 0.2% | 331,765 |  | Added +1,000 |
| [OPTEX SYS HLDGS INC (OPXS)](/companies/opxs.md) | COM NEW | $4.8m | 0.2% | 339,740 |  | Added +16,265 |
| [LSI INDS INC OHIO (LYTS)](/companies/lyts.md) | COM | $4.5m | 0.2% | 167,579 |  | New +167,579 |
| [OXFORD INDS INC (OXM)](/companies/oxm.md) | COM | $4.3m | 0.2% | 122,447 |  | Reduced −993 |
| [RCM TECHNOLOGIES INC (RCMT)](/companies/rcmt.md) | COM NEW | $4.1m | 0.2% | 145,180 |  | Reduced −8,331 |
| [PLUMAS BANCORP (PLBC)](/companies/plbc.md) | COM | $3.8m | 0.2% | 65,528 |  | Reduced −3,747 |
| [JOURNEY MED CORP (DERM)](/companies/derm.md) | COM | $3.8m | 0.2% | 536,000 |  | New +536,000 |
| [KEWAUNEE SCIENTIFIC CORP (KEQU)](/companies/kequ.md) | COM | $3.7m | 0.2% | 105,545 |  | Added +4,843 |
| ALPS ETF TR | ALERIAN MLP | $3.6m | 0.2% | 68,913 |  | Reduced −978 |
| WHIRLPOOL CORP | 8.5 DEP SR A CNV | $3.5m | 0.2% | 99,335 |  | Reduced −920 |
| KKR & CO INC | 6.25 CON SER D | $3.4m | 0.2% | 85,775 |  | Reduced −1,035 |
| [SILVERCREST ASSET MGMT GROUP (SAMG)](/companies/samg.md) | CL A | $3.3m | 0.2% | 325,921 |  | Added +80,890 |
| [KARAT PACKAGING INC (KRT)](/companies/krt.md) | COM | $3.3m | 0.2% | 98,320 |  | Added +29,205 |
| QXO INC | 5.50 DEP PFD | $3.2m | 0.2% | 65,060 |  | Reduced −1,255 |
| [PRO-DEX INC COLO (PDEX)](/companies/pdex.md) | COM NEW | $3.1m | 0.2% | 52,735 |  | Reduced −9,000 |
| [EPSILON ENERGY LTD (EPSN)](/companies/epsn.md) | COM | $2.7m | 0.1% | 506,880 |  | Added +30,000 |
| [MAMAS CREATIONS INC (MAMA)](/companies/mama.md) | COM | $2.7m | 0.1% | 150,000 |  | Reduced −15,000 |
| [FIRSTSUN CAP BANCORP (FSUN)](/companies/fsun.md) | COM | $2.5m | 0.1% | 64,332 |  | New +64,332 |
| [HERITAGE GLOBAL INC (HGBL)](/companies/hgbl.md) | COM | $2.4m | 0.1% | 2,021,458 |  | Reduced −222,690 |
| ISHARES TR | RUSSELL 3000 ETF | $2.4m | 0.1% | 5,566 |  | Added +79 |
| [HCI GROUP INC (HCI)](/companies/hci.md) | COM | $2.1m | 0.1% | 12,000 |  | Unchanged |
| [SAN JUAN BASIN RTY TR (SJT)](/companies/sjt.md) | UNIT BEN INT | $2.1m | 0.1% | 641,414 |  | Reduced −297,811 |
| [IRADIMED CORP (IRMD)](/companies/irmd.md) | COM | $1.9m | <0.1% | 20,000 |  | Added +3,000 |
| [OMEGA FLEX INC (OFLX)](/companies/oflx.md) | COM | $1.9m | <0.1% | 60,515 |  | Added +17,015 |
| [TAYLOR DEVICES INC (TAYD)](/companies/tayd.md) | COM | $1.9m | <0.1% | 32,300 |  | Unchanged |
| NORTHEAST BK PORTLAND ME | COM | $1.9m | <0.1% | 14,000 |  | Reduced −740 |
| [PARK DENTAL PARTNERS INC (PARK)](/companies/park.md) | COM | $1.4m | <0.1% | 67,020 |  | New +67,020 |
| [ACRES COMMERCIAL REALTY CORP (ACR)](/companies/acr.md) | COM NEW | $1.3m | <0.1% | 72,265 |  | New +72,265 |
| [LEGACY ED INC (LGCY)](/companies/lgcy.md) | COM | $1.2m | <0.1% | 100,000 |  | Reduced −85,000 |
| [AMERIPRISE FINL INC (AMP)](/companies/amp.md) | COM | $1.2m | <0.1% | 2,507 |  | Added +17 |
| [ACCESS NEWSWIRE INC (ACCS)](/companies/accs.md) | COM NEW | $981.2k | <0.1% | 150,950 |  | Reduced −1,460 |
| [MOUNT LOGAN CAP INC (MLCI)](/companies/mlci.md) | COM | $635.0k | <0.1% | 184,592 |  | Reduced −34,312 |
| TALKSPACE INC | COM | $419.5k | <0.1% | 80,674 |  | Reduced −368,956 |
| ARCOS DORADOS HLDGS INC | SHS CLASS -A - | $381.2k | <0.1% | 47,295 |  | Added +29,540 |
| [PDF SOLUTIONS INC (PDFS)](/companies/pdfs.md) | COM | $366.3k | <0.1% | 5,175 |  | Reduced −1,305 |
| [MINIMED GROUP INC (MMED)](/companies/mmed.md) | COM | $292.3k | <0.1% | 19,550 |  | New +19,550 |
| [TALEN ENERGY CORP (TLN)](/companies/tln.md) | COM | $272.8k | <0.1% | 710 |  | Reduced −40 |
| [KNOWLES CORP (KN)](/companies/kn.md) | COM | $248.1k | <0.1% | 5,980 |  | New +5,980 |
| [BLACKROCK TECH AND PRIVATE E (BTX)](/companies/btx.md) | SHS BEN INT | $224.9k | <0.1% | 24,905 |  | Unchanged |
| [CHEMED CORP NEW (CHE)](/companies/che.md) | COM | $218.9k | <0.1% | 470 |  | New +470 |
| [LAMAR ADVERTISING CO (LAMR)](/companies/lamr.md) | CL A | $203.6k | <0.1% | 1,305 |  | Reduced −315 |
| [TFS FINL CORP (TFSL)](/companies/tfsl.md) | COM | $195.3k | <0.1% | 11,020 |  | Unchanged |
| [WESTERN ASSET DIVERSIFIED IN (WDI)](/companies/wdi.md) | COM SHS BEN INT | $160.8k | <0.1% | 11,855 |  | Unchanged |
| [CION INVT CORP (CION)](/companies/cion.md) | COM | $117.9k | <0.1% | 18,920 |  | Added +4,075 |
| ISHARES TR | MICRO-CAP ETF | $79.6k | <0.1% | 398 |  | Unchanged |
| ISHARES TR | RUSSELL 2000 ETF | $55.6k | <0.1% | 185 |  | Unchanged |
| ISHARES TR | CORE S&P500 ETF | $44.2k | <0.1% | 59 |  | Added +17 |
| ISHARES TR | CORE US AGGBD ET | $29.7k | <0.1% | 300 |  | Unchanged |
| ISHARES TR | CORE S&P SCP ETF | $24.3k | <0.1% | 164 |  | Added +12 |
| ISHARES TR | S&P 500 GRWT ETF | $20.1k | <0.1% | 146 |  | Reduced −36 |
| ISHARES TR | IBOXX HI YD ETF | $15.4k | <0.1% | 192 |  | Added +24 |
| ISHARES TR | CORE MSCI EAFE | $10.7k | <0.1% | 111 |  | Added +7 |
| ISHARES TR | IBOXX INV CP ETF | $10.5k | <0.1% | 96 |  | Added +13 |
| ISHARES TR | CORE MSCI TOTAL | $4.0k | <0.1% | 42 |  | New +42 |

## Sold out

Held at the end of the quarter before and not reported this quarter.

| Issuer | Class | Reported value | Weight | Shares | Put or call | Change on the quarter before |
| --- | --- | ---: | ---: | ---: | --- | --- |
| AVANOS MED INC | COM | $0 | 0.0% | 0 |  | Sold out −437,085 |
| [BCP INVESTMENT CORPORATION (BCIC)](/companies/bcic.md) | COM NEW | $0 | 0.0% | 0 |  | Sold out −117,950 |
| FIRST FNDTN INC | COM | $0 | 0.0% | 0 |  | Sold out −400,000 |
| [GRAND CANYON ED INC (LOPE)](/companies/lope.md) | COM | $0 | 0.0% | 0 |  | Sold out −1,200 |
| GREENLIGHT CAP RE LTD | CLASS A | $0 | 0.0% | 0 |  | Sold out −79,827 |
| ISHARES TR | ESG OPTIMIZED | $0 | 0.0% | 0 |  | Sold out −190 |
| [JOHNSON & JOHNSON (JNJ)](/companies/jnj.md) | COM | $0 | 0.0% | 0 |  | Sold out −37,380 |
| ORACLE CORP | 6.5 DEP CUM SR D | $0 | 0.0% | 0 |  | Sold out −83,465 |
| SILA REALTY TRUST INC | COMMON STOCK | $0 | 0.0% | 0 |  | Sold out −1,347,510 |
| TELADOC HEALTH INC | NOTE 1.250% 6/0 | $0 | 0.0% | 0 |  | Sold out −30,000 |
| [VERRA MOBILITY CORP (VRRM)](/companies/vrrm.md) | CL A COM STK | $0 | 0.0% | 0 |  | Sold out −1,147,170 |

Source: SEC EDGAR, Form 13F-HR, accession 0001398344-26-014516. Last ingested by Listed: Oct 22, 2026, 05:26 ET. No prices; not investment advice.