# DUMONT & BLAKE INVESTMENT ADVISORS LLC: Form 13F holdings

An institutional investment manager in PRINCETON, NJ. SEC CIK 1287618.

- Quarter ended: 2026-06-30
- Filed: 2026-08-07
- Reported value: $445.1m
- Positions: 204 (204 lines in the filing's table; lines for the same security and option type are added together here)
- Compared with: the 13F for the quarter ended 2026-03-31
- Filing: https://www.sec.gov/Archives/edgar/data/1287618/000128761826000003/

## Holdings

As filed, largest first. Reported value is what the manager stated at the quarter end (Jun 30, 2026), in US dollars; it is filing data, not a price. Weight is the share of the total reported value.

| Issuer | Class | Reported value | Weight | Shares | Put or call | Change on the quarter before |
| --- | --- | ---: | ---: | ---: | --- | --- |
| [SPDR S&P 500 ETF Trust (SPY)](/companies/spy.md) | IND | $40.3m | 9.1% | 54,001 |  | Reduced −376 |
| Invesco QQQ Trust Series 1 | IND | $24.8m | 5.6% | 33,624 |  | Reduced −493 |
| [Apple Inc (AAPL)](/companies/aapl.md) | COM | $19.3m | 4.3% | 66,855 |  | Reduced −3,425 |
| Invesco S&P 500 Equal Weight E | IND | $16.9m | 3.8% | 79,451 |  | Reduced −945 |
| [SPDR S&P MidCap 400 ETF Trust (MDY)](/companies/mdy.md) | IND | $12.2m | 2.7% | 17,394 |  | Reduced −191 |
| Schwab S&P 500 Index Fund | IND | $10.7m | 2.4% | 552,344 |  | Reduced −8,922 |
| [Microsoft Corp (MSFT)](/companies/msft.md) | COM | $10.3m | 2.3% | 27,487 |  | Reduced −1,422 |
| iShares DJ Select Dividend Ind | ETF | $9.2m | 2.1% | 58,830 |  | Reduced −2,856 |
| iShares Russell 2000 Index Fun | IND | $8.6m | 1.9% | 28,642 |  | Reduced −373 |
| [Alphabet Inc Cl A (GOOGL)](/companies/googl.md) | COM | $7.8m | 1.7% | 21,697 |  | Reduced −1,109 |
| iShares Russell Microcap Index | IND | $7.7m | 1.7% | 38,621 |  | Reduced −301 |
| Technology Select Sector SPDR | COM | $7.7m | 1.7% | 40,322 |  | Added +818 |
| iShares S&P 500 Growth | ETF | $6.9m | 1.6% | 50,187 |  | Reduced −574 |
| Vanguard High Dividend Yield E | ETF | $6.2m | 1.4% | 39,501 |  | Reduced −2,453 |
| [Alphabet Inc Cl C (GOOGL)](/companies/googl.md) | COM | $6.2m | 1.4% | 17,664 |  | Reduced −944 |
| iShares S&P Smallcap 600/BARRA | ETF | $6.0m | 1.3% | 33,603 |  | Reduced −179 |
| Seagate Technology PLC | COM | $6.0m | 1.3% | 6,196 |  | Reduced −425 |
| [Amazon.com Inc (AMZN)](/companies/amzn.md) | COM | $5.9m | 1.3% | 24,800 |  | Added +1,896 |
| [Corning Inc (GLW)](/companies/glw.md) | COM | $5.1m | 1.1% | 19,920 |  | Reduced −1,242 |
| Communication Services Sector | COM | $5.0m | 1.1% | 46,557 |  | Added +1,257 |
| [JP Morgan Chase & Co (JPM)](/companies/jpm.md) | COM | $4.6m | 1.0% | 13,998 |  | Reduced −859 |
| [Wal-Mart Stores Inc (WMT)](/companies/wmt.md) | COM | $4.6m | 1.0% | 40,379 |  | Reduced −2,252 |
| iShares MSCI EAFE Index | ETF | $4.5m | 1.0% | 43,336 |  | Added +674 |
| VanEck Semiconductor | COM | $4.2m | 0.9% | 6,355 |  | Reduced −36 |
| [Caterpillar Inc (CAT)](/companies/cat.md) | COM | $4.1m | 0.9% | 3,824 |  | Reduced −227 |
| Energy Select Sector SPDR ETF | COM | $3.9m | 0.9% | 74,139 |  | Reduced −1,660 |
| iShares S&P Midcap 400 Growth | ETF | $3.7m | 0.8% | 31,071 |  | Added +533 |
| Schwab Small-Cap Index Fund | IND | $3.6m | 0.8% | 73,962 |  | Reduced −1,000 |
| [Iron Mountain Inc (IRM)](/companies/irm.md) | COM | $3.5m | 0.8% | 27,503 |  | Reduced −701 |
| SPDR S&P Dividend ETF | ETF | $3.4m | 0.8% | 22,570 |  | Reduced −1,154 |
| BNY Mellon Midcap Index Fund | IND | $3.4m | 0.8% | 108,069 |  | Reduced −5,221 |
| [Johnson & Johnson (JNJ)](/companies/jnj.md) | COM | $3.3m | 0.7% | 12,838 |  | Reduced −578 |
| [Tapestry Inc (TPR)](/companies/tpr.md) | COM | $3.2m | 0.7% | 21,689 |  | Reduced −1,405 |
| [Cisco Systems Inc (CSCO)](/companies/csco.md) | COM | $3.2m | 0.7% | 26,985 |  | Reduced −1,575 |
| [BlackRock Inc New (BLK)](/companies/blk.md) | COM | $3.1m | 0.7% | 3,233 |  | Reduced −257 |
| [AbbVie Inc (ABBV)](/companies/abbv.md) | COM | $3.1m | 0.7% | 12,139 |  | Reduced −994 |
| Materials Select Sector SPDR E | COM | $3.0m | 0.7% | 58,646 |  | Reduced −1,730 |
| [Amgen Inc (AMGN)](/companies/amgn.md) | COM | $2.9m | 0.7% | 8,006 |  | Reduced −660 |
| Calamos Convertible & High Inc | CEF | $2.9m | 0.7% | 212,775 |  | Reduced −8,240 |
| [Advanced Micro Devices Inc (AMD)](/companies/amd.md) | COM | $2.9m | 0.6% | 4,963 |  | Reduced −280 |
| [Incyte Corp (INCY)](/companies/incy.md) | COM | $2.7m | 0.6% | 23,560 |  | Reduced −1,390 |
| iShares S&P Midcap 400/BARRA V | ETF | $2.6m | 0.6% | 17,720 |  | Added +425 |
| [Synchrony Financial (SYF)](/companies/syf.md) | COM | $2.6m | 0.6% | 33,992 |  | Reduced −1,850 |
| SPDR Portfolio S&P 500 High Di | ETF | $2.6m | 0.6% | 54,123 |  | Added +846 |
| [Interactive Brokers Group Cl A (IBKR)](/companies/ibkr.md) | COM | $2.6m | 0.6% | 29,467 |  | Reduced −1,990 |
| [Applied Materials (AMAT)](/companies/amat.md) | COM | $2.5m | 0.6% | 3,407 |  | Reduced −182 |
| Vanguard Telecommunication Ser | COM | $2.5m | 0.6% | 13,381 |  | Reduced −915 |
| iShares US Aerospace & Defense | COM | $2.4m | 0.5% | 10,070 |  | Added +173 |
| Invesco CEF Income Composite | CEF | $2.4m | 0.5% | 119,249 |  | Reduced −5,252 |
| Vanguard Utilities ETF | COM | $2.4m | 0.5% | 12,087 |  | Reduced −850 |
| iShares S&P 500 Value Index | ETF | $2.4m | 0.5% | 10,353 |  | Added +246 |
| [MetLife Inc (MET)](/companies/met.md) | COM | $2.3m | 0.5% | 27,273 |  | Reduced −2,266 |
| [Meta Platforms Inc (META)](/companies/meta.md) | COM | $2.3m | 0.5% | 4,096 |  | Reduced −106 |
| [Nvidia Corp (NVDA)](/companies/nvda.md) | COM | $2.3m | 0.5% | 11,459 |  | Reduced −20 |
| iShares S&P Preferred Stock In | CEF | $2.3m | 0.5% | 74,289 |  | Reduced −3,219 |
| Invesco Dynamic Pharmaceutical | COM | $2.2m | 0.5% | 18,231 |  | Added +197 |
| Goldman Sachs ActiveBeta U.S. | ETF | $2.1m | 0.5% | 15,144 |  | Added +109 |
| [Capital One Financial Corp (COF)](/companies/cof.md) | COM | $2.1m | 0.5% | 10,510 |  | Reduced −555 |
| [Goldman Sachs Group Inc (GS)](/companies/gs.md) | COM | $2.1m | 0.5% | 2,076 |  | Reduced −56 |
| [RTX Corp (RTX)](/companies/rtx.md) | COM | $2.0m | 0.5% | 10,694 |  | Reduced −459 |
| SPDR Blackstone Senior Loan ET | ETF | $2.0m | 0.5% | 49,908 |  | Added +878 |
| [International Business Machine (IBM)](/companies/ibm.md) | COM | $1.9m | 0.4% | 6,855 |  | Reduced −300 |
| [United Rentals Inc (URI)](/companies/uri.md) | COM | $1.9m | 0.4% | 1,697 |  | Reduced −108 |
| First Trust Dow Jones Internet | COM | $1.9m | 0.4% | 7,109 |  | Added +20 |
| [ExxonMobil Holdings Corporatio (XOM)](/companies/xom.md) | COM | $1.9m | 0.4% | 13,568 |  | New +13,568 |
| Amplify Cyber Security ETF | COM | $1.8m | 0.4% | 17,513 |  | Reduced −1,185 |
| [Texas Instruments Inc (TXN)](/companies/txn.md) | COM | $1.8m | 0.4% | 6,133 |  | Reduced −465 |
| [Old Republic Intl Corp (ORI)](/companies/ori.md) | COM | $1.8m | 0.4% | 43,935 |  | Reduced −4,404 |
| [PNC Financial Services Group I (PNC)](/companies/pnc.md) | COM | $1.8m | 0.4% | 7,209 |  | Reduced −317 |
| [Visa Inc (V)](/companies/v.md) | COM | $1.8m | 0.4% | 5,161 |  | Reduced −214 |
| [Walt Disney Co (DIS)](/companies/dis.md) | COM | $1.7m | 0.4% | 17,488 |  | Reduced −1,085 |
| SPDR Barclays Short-Term High | CEF | $1.7m | 0.4% | 66,028 |  | Reduced −3,796 |
| Global X US Infrastructure Dev | COM | $1.6m | 0.4% | 27,653 |  | Reduced −650 |
| [Oshkosh Corp (OSK)](/companies/osk.md) | COM | $1.6m | 0.4% | 10,385 |  | Reduced −710 |
| VanEck Morningstar Wide Moat E | ETF | $1.6m | 0.4% | 15,013 |  | Reduced −153 |
| [Procter & Gamble Co (PG)](/companies/pg.md) | COM | $1.5m | 0.3% | 10,546 |  | Reduced −305 |
| [General Motors Co (GM)](/companies/gm.md) | COM | $1.5m | 0.3% | 19,198 |  | Reduced −1,297 |
| [Abbott Laboratories (ABT)](/companies/abt.md) | COM | $1.5m | 0.3% | 16,287 |  | Added +5,540 |
| [Flowserve Corp (FLS)](/companies/fls.md) | COM | $1.5m | 0.3% | 19,885 |  | Added +1,120 |
| [Lowe's Cos Inc (LOW)](/companies/low.md) | COM | $1.5m | 0.3% | 6,663 |  | Added +2,050 |
| [CVS Health Corp (CVS)](/companies/cvs.md) | COM | $1.5m | 0.3% | 14,153 |  | Reduced −645 |
| [Veeco Instruments Inc (VECO)](/companies/veco.md) | COM | $1.3m | 0.3% | 17,210 |  | Reduced −10,220 |
| [Marsh & McLennan Cos (MRSH)](/companies/mrsh.md) | COM | $1.3m | 0.3% | 7,754 |  | Reduced −344 |
| [FedEx Corp (FDX)](/companies/fdx.md) | COM | $1.3m | 0.3% | 4,065 |  | Reduced −235 |
| [Oracle Corp (ORCL)](/companies/orcl.md) | COM | $1.3m | 0.3% | 8,665 |  | Reduced −440 |
| [IQVIA Holdings Inc (IQV)](/companies/iqv.md) | COM | $1.3m | 0.3% | 6,565 |  | Reduced −325 |
| [Owens Corning Inc (OC)](/companies/oc.md) | COM | $1.3m | 0.3% | 7,968 |  | Reduced −715 |
| [Sysco Corp (SYY)](/companies/syy.md) | COM | $1.2m | 0.3% | 13,807 |  | Reduced −1,615 |
| Industrial Select Sector SPDR | COM | $1.2m | 0.3% | 6,229 |  | Added +351 |
| [Starbucks Corp (SBUX)](/companies/sbux.md) | COM | $1.1m | 0.3% | 11,158 |  | Reduced −780 |
| [Costco Wholesale Corp (COST)](/companies/cost.md) | COM | $1.1m | 0.3% | 1,217 |  | Reduced −29 |
| [Pepsico Inc (PEP)](/companies/pep.md) | COM | $1.1m | 0.3% | 8,310 |  | Reduced −388 |
| [Boeing Co (BA)](/companies/ba.md) | COM | $1.1m | 0.3% | 5,183 |  | Reduced −290 |
| [SEI Investments Co (SEIC)](/companies/seic.md) | COM | $1.1m | 0.3% | 12,691 |  | Reduced −971 |
| iShares S&P Smallcap 600 Value | ETF | $1.1m | 0.2% | 7,995 |  | Added +81 |
| [Thermo Fisher Scientific Inc (TMO)](/companies/tmo.md) | COM | $1.1m | 0.2% | 2,159 |  | Reduced −122 |
| [Stryker Corp (SYK)](/companies/syk.md) | COM | $1.1m | 0.2% | 3,371 |  | Reduced −181 |
| [Citigroup Inc (C)](/companies/c.md) | COM | $1.0m | 0.2% | 7,334 |  | Reduced −315 |
| [3M Co (MMM)](/companies/mmm.md) | COM | $1.0m | 0.2% | 6,272 |  | Reduced −245 |
| [Charles Schwab Corp (SCHW)](/companies/schw.md) | COM | $1.0m | 0.2% | 10,987 |  | Reduced −462 |
| Invesco KBW Bank ETF | COM | $1.0m | 0.2% | 10,774 |  | Reduced −284 |
| Royal Caribbean Cruises | COM | $967.8k | 0.2% | 3,048 |  | Reduced −119 |
| [Qualcomm Inc (QCOM)](/companies/qcom.md) | COM | $965.9k | 0.2% | 5,227 |  | Reduced −269 |
| Invesco S&P 500 Eq Weight Finc | COM | $929.5k | 0.2% | 11,986 |  | Added +172 |
| Schwab US Mid-Cap Index | IND | $921.1k | 0.2% | 55,524 |  | Added +1,955 |
| SPDR S&P Intl Dividend ETF | ETF | $900.4k | 0.2% | 19,591 |  | Reduced −235 |
| [Wells Fargo & Co (WFC)](/companies/wfc.md) | COM | $899.4k | 0.2% | 10,884 |  | Reduced −543 |
| [ConocoPhillips (COP)](/companies/cop.md) | COM | $893.2k | 0.2% | 8,592 |  | Reduced −622 |
| Schwab U.S. Large-Cap Growth E | ETF | $884.2k | 0.2% | 26,128 |  | Added +17 |
| [Arista Networks Inc (ANET)](/companies/anet.md) | COM | $876.6k | 0.2% | 5,160 |  | New +5,160 |
| [Devon Energy Corporation (DVN)](/companies/dvn.md) | COM | $868.8k | 0.2% | 21,026 |  | Reduced −175 |
| Utilities Select Sector SPDR E | COM | $859.6k | 0.2% | 18,959 |  | Added +640 |
| Vectors Oil Services ETF | COM | $854.6k | 0.2% | 2,297 |  | Reduced −15 |
| iShares US Healthcare Provider | COM | $853.3k | 0.2% | 15,422 |  | Added +171 |
| [Cummins Inc (CMI)](/companies/cmi.md) | COM | $848.7k | 0.2% | 1,190 |  | Reduced −85 |
| [Schlumberger Ltd (SLB)](/companies/slb.md) | COM | $814.2k | 0.2% | 17,513 |  | Reduced −1,827 |
| [McDonald's Corp (MCD)](/companies/mcd.md) | COM | $814.0k | 0.2% | 3,011 |  | Reduced −220 |
| [Chipotle Mexican Grill Inc (CMG)](/companies/cmg.md) | COM | $802.2k | 0.2% | 23,595 |  | Reduced −1,270 |
| [Lockheed Martin Corp (LMT)](/companies/lmt.md) | COM | $775.9k | 0.2% | 1,523 |  | Reduced −229 |
| NXP Semiconductors NV | COM | $771.1k | 0.2% | 2,744 |  | Reduced −70 |
| [Ollie's Bargain Outlet Holding (OLLI)](/companies/olli.md) | COM | $769.0k | 0.2% | 10,002 |  | Added +3,811 |
| Eaton Corp PLC | COM | $750.4k | 0.2% | 1,761 |  | Reduced −175 |
| [SPDR Dow Jones Industrial Avg (DIA)](/companies/dia.md) | IND | $746.8k | 0.2% | 1,430 |  | Reduced −20 |
| [Unum Group (UNM)](/companies/unm.md) | COM | $685.5k | 0.2% | 7,668 |  | Reduced −400 |
| [Chevron Corp (CVX)](/companies/cvx.md) | COM | $649.1k | 0.1% | 3,916 |  | Reduced −309 |
| [ServiceNow Inc (NOW)](/companies/now.md) | COM | $646.2k | 0.1% | 6,509 |  | Reduced −171 |
| [Annaly Capital Management Inc (NLY)](/companies/nly.md) | CEF | $640.1k | 0.1% | 28,628 |  | Reduced −1,762 |
| [Adobe Systems Inc (ADBE)](/companies/adbe.md) | COM | $621.2k | 0.1% | 3,030 |  | Reduced −136 |
| Alerian MLP ETF | ETF | $620.2k | 0.1% | 11,962 |  | Reduced −366 |
| [Comcast Corp (CMCSA)](/companies/cmcsa.md) | COM | $617.5k | 0.1% | 25,152 |  | Reduced −1,815 |
| [Uber Technologies Inc (UBER)](/companies/uber.md) | COM | $607.4k | 0.1% | 8,418 |  | Reduced −375 |
| [Saleforce.Com Inc (CRM)](/companies/crm.md) | COM | $595.6k | 0.1% | 3,802 |  | Reduced −93 |
| Fidelity 500 Index | IND | $593.8k | 0.1% | 2,273 |  | Reduced −50 |
| Fidelity New Markets Income | CEF | $586.2k | 0.1% | 41,695 |  | Added +66 |
| [Otis Worldwide Corp (OTIS)](/companies/otis.md) | COM | $554.4k | 0.1% | 7,743 |  | Reduced −340 |
| [Gentex Corp (GNTX)](/companies/gntx.md) | COM | $538.4k | 0.1% | 21,307 |  | Reduced −965 |
| [Bank of New York Mellon Corp (BNY)](/companies/bny.md) | COM | $535.9k | 0.1% | 3,706 |  | Reduced −482 |
| [Northern Trust Corp (NTRS)](/companies/ntrs.md) | COM | $515.4k | 0.1% | 2,965 |  | Reduced −100 |
| BNY Mellon Small Cap Stock Ind | IND | $513.4k | 0.1% | 18,730 |  | Reduced −1,131 |
| [Figma Inc (FIG)](/companies/fig.md) | COM | $488.2k | 0.1% | 26,990 |  | Reduced −960 |
| [Analog Devices Inc (ADI)](/companies/adi.md) | COM | $488.1k | 0.1% | 1,229 |  | Reduced −80 |
| [Hewlett Packard Enterprise (HPE)](/companies/hpe.md) | COM | $463.1k | 0.1% | 10,267 |  | Reduced −3,717 |
| [Skyworks Solutions Inc (SWKS)](/companies/swks.md) | COM | $459.3k | 0.1% | 6,775 |  | Reduced −420 |
| [Verizon Communications Inc (VZ)](/companies/vz.md) | COM | $457.2k | 0.1% | 10,798 |  | Added +123 |
| Carnival Corp LTD | COM | $439.5k | <0.1% | 15,385 |  | New +15,385 |
| [Consolidated Edison Inc (ED)](/companies/ed.md) | COM | $436.0k | <0.1% | 3,941 |  | Reduced −95 |
| [Community Trust Bancorp Inc (CTBI)](/companies/ctbi.md) | COM | $431.6k | <0.1% | 5,964 |  | Reduced −288 |
| [Healthpeak Properties Inc (DOC)](/companies/doc.md) | COM | $425.7k | <0.1% | 19,893 |  | Reduced −206 |
| [Bristol-Myers Squibb Co (BMY)](/companies/bmy.md) | COM | $425.1k | <0.1% | 7,378 |  | Reduced −168 |
| [Archer Daniels Midland Co (ADM)](/companies/adm.md) | COM | $407.7k | <0.1% | 5,336 |  | Reduced −357 |
| [Carrier Global Corp (CARR)](/companies/carr.md) | COM | $392.8k | <0.1% | 5,355 |  | Reduced −205 |
| [Merck & Co Inc (MRK)](/companies/mrk.md) | COM | $391.0k | <0.1% | 3,043 |  | Reduced −60 |
| [Waste Management Inc (WM)](/companies/wm.md) | COM | $380.5k | <0.1% | 1,707 |  | Reduced −120 |
| iShares S&P Midcap 400 | IND | $363.8k | <0.1% | 4,718 |  | Reduced −24 |
| Matrix Advisors Value ETF | ETF | $361.7k | <0.1% | 2,672 |  | Unchanged |
| [Home Depot Inc (HD)](/companies/hd.md) | COM | $350.9k | <0.1% | 995 |  | Reduced −38 |
| [Ralph Lauren Corp (RL)](/companies/rl.md) | COM | $349.6k | <0.1% | 871 |  | Reduced −37 |
| [Darden Restaurants Inc (DRI)](/companies/dri.md) | COM | $340.1k | <0.1% | 1,651 |  | Reduced −4 |
| Vanguard Information Technolog | COM | $336.0k | <0.1% | 2,811 |  | Added +2,470 |
| [Calamos Convertible Opp & Inc (CHI)](/companies/chi.md) | CEF | $335.5k | <0.1% | 24,961 |  | Unchanged |
| [FedEx Freight Holding Company (FDXF)](/companies/fdxf.md) | COM | $295.9k | <0.1% | 1,959 |  | New +1,959 |
| [Tesla Motors Inc (TSLA)](/companies/tsla.md) | COM | $286.8k | <0.1% | 682 |  | Unchanged |
| [VICI Properties Inc (VICI)](/companies/vici.md) | COM | $286.3k | <0.1% | 10,783 |  | Reduced −15,870 |
| [American Electric Power Co Inc (AEP)](/companies/aep.md) | COM | $277.3k | <0.1% | 2,027 |  | Reduced −40 |
| [Micron Technology Inc (MU)](/companies/mu.md) | COM | $271.3k | <0.1% | 235 |  | New +235 |
| iShares S&P 500 Index Fund | IND | $270.2k | <0.1% | 361 |  | Reduced −15 |
| Schwab US Large-Cap ETF | ETF | $269.0k | <0.1% | 9,140 |  | Reduced −873 |
| [Occidental Petroleum Corp (OXY)](/companies/oxy.md) | COM | $269.0k | <0.1% | 5,538 |  | Reduced −500 |
| [Air Products & Chemicals Inc (APD)](/companies/apd.md) | COM | $266.2k | <0.1% | 908 |  | Reduced −90 |
| Health Care Select Sector SPDR | COM | $263.9k | <0.1% | 1,663 |  | New +1,663 |
| [Southern Co (SO)](/companies/so.md) | COM | $260.4k | <0.1% | 2,721 |  | New +2,721 |
| [Paypal Holdings Inc (PYPL)](/companies/pypl.md) | COM | $258.6k | <0.1% | 5,989 |  | Reduced −105 |
| [Targa Resources Corp (TRGP)](/companies/trgp.md) | COM | $253.0k | <0.1% | 944 |  | Added +22 |
| [Bank of America Corp (BAC)](/companies/bac.md) | COM | $251.9k | <0.1% | 4,421 |  | Reduced −335 |
| Fidelity Small Cap Index Premi | IND | $242.5k | <0.1% | 6,404 |  | Reduced −18 |
| [Cincinnati Financial Corp (CINF)](/companies/cinf.md) | COM | $240.1k | <0.1% | 1,297 |  | Reduced −58 |
| [Bank Ozk (OZK)](/companies/ozk.md) | COM | $238.3k | <0.1% | 4,575 |  | Reduced −180 |
| [Snap-On Inc (SNA)](/companies/sna.md) | COM | $236.6k | <0.1% | 588 |  | Reduced −23 |
| iShares IBOXX $ Investment Gra | ETF | $234.8k | <0.1% | 2,153 |  | Reduced −135 |
| Nuveen AMT-Free Municipal Inco | CEF | $231.4k | <0.1% | 19,710 |  | Added +157 |
| Fidelity Mid Cap Index | IND | $230.4k | <0.1% | 5,412 |  | New +5,412 |
| [Berkshire Hathaway Inc (BRK-B)](/companies/brk-b.md) | COM | $230.2k | <0.1% | 460 |  | Unchanged |
| Akre Focus ETF | ETF | $228.3k | <0.1% | 4,292 |  | Unchanged |
| [Broadcom Inc (AVGO)](/companies/avgo.md) | COM | $221.9k | <0.1% | 587 |  | New +587 |
| iShares IBOXX H/Y Corp Bond | CEF | $216.9k | <0.1% | 2,712 |  | Unchanged |
| [S&P Global Inc (SPGI)](/companies/spgi.md) | COM | $215.8k | <0.1% | 530 |  | Unchanged |
| [Eli Lilly & Co (LLY)](/companies/lly.md) | COM | $214.7k | <0.1% | 179 |  | New +179 |
| [Altria Group Inc (MO)](/companies/mo.md) | COM | $212.3k | <0.1% | 2,951 |  | New +2,951 |
| [American Express Co (AXP)](/companies/axp.md) | COM | $211.4k | <0.1% | 625 |  | New +625 |
| [Hyster-Yale Materials Handling (HY)](/companies/hy.md) | COM | $208.3k | <0.1% | 5,942 |  | Reduced −4,091 |
| [Valero Energy Corp (VLO)](/companies/vlo.md) | COM | $203.9k | <0.1% | 783 |  | Reduced −61 |
| [Pfizer Inc (PFE)](/companies/pfe.md) | COM | $200.1k | <0.1% | 8,310 |  | Reduced −72 |
| [Nuveen Municipal Value Fund (NUV)](/companies/nuv.md) | CE | $155.6k | <0.1% | 16,877 |  | Added +169 |
| [NewtekOne Inc (NEWT)](/companies/newt.md) | COM | $151.9k | <0.1% | 10,254 |  | Reduced −500 |
| [BlackRock MuniHoldings Fund In (MHD)](/companies/mhd.md) | CEF | $126.7k | <0.1% | 10,643 |  | Unchanged |
| [BlackRock MuniHoldings (MUJ)](/companies/muj.md) | CEF | $125.3k | <0.1% | 10,181 |  | Unchanged |
| [JetBlue Airways Corp (JBLU)](/companies/jblu.md) | COM | $108.9k | <0.1% | 19,000 |  | Reduced −1,000 |
| [MidCap Financial Investment Co (MFIC)](/companies/mfic.md) | CEF | $102.6k | <0.1% | 10,183 |  | New +10,183 |
| [Nuveen Floating Rate Income Fu (JFR)](/companies/jfr.md) | CE | $85.4k | <0.1% | 11,130 |  | New +11,130 |
| [Archer Aviation Inc (ACHR)](/companies/achr.md) | COM | $65.5k | <0.1% | 13,850 |  | Reduced −1,800 |
| [BNY Mellon High Yield Strategi (DHF)](/companies/dhf.md) | CEF | $47.4k | <0.1% | 19,586 |  | Unchanged |
| [Autolus Therapeutics PLC ADR (AUTL)](/companies/autl.md) | COM | $22.4k | <0.1% | 14,000 |  | Reduced −1,000 |
| [Tap Real Estate Technologies, (RWAX)](/companies/rwax.md) | COM | $4 | <0.1% | 20,000 |  | Unchanged |
| Airtech Inlt Group Reg Revoked | COM | $0 | 0.0% | 350,000 |  | Unchanged |

## Sold out

Held at the end of the quarter before and not reported this quarter.

| Issuer | Class | Reported value | Weight | Shares | Put or call | Change on the quarter before |
| --- | --- | ---: | ---: | ---: | --- | --- |
| Carnival Cruise Lines Inc Cl A | COM | $0 | 0.0% | 0 |  | Sold out −16,280 |
| [Church & Dwight (CHD)](/companies/chd.md) | COM | $0 | 0.0% | 0 |  | Sold out −6,047 |
| [CME Group Inc (CME)](/companies/cme.md) | COM | $0 | 0.0% | 0 |  | Sold out −797 |
| Exxon Mobil Corp | COM | $0 | 0.0% | 0 |  | Sold out −14,511 |
| [Illinois Tool Works Inc (ITW)](/companies/itw.md) | COM | $0 | 0.0% | 0 |  | Sold out −5,337 |
| [Kroger Co (KR)](/companies/kr.md) | COM | $0 | 0.0% | 0 |  | Sold out −3,017 |
| [L3 Harris Technologies Inc (LHX)](/companies/lhx.md) | COM | $0 | 0.0% | 0 |  | Sold out −583 |
| [National Fuel Gas Co (NFG)](/companies/nfg.md) | COM | $0 | 0.0% | 0 |  | Sold out −2,233 |
| [Netflix Inc (NFLX)](/companies/nflx.md) | COM | $0 | 0.0% | 0 |  | Sold out −2,650 |
| [Phillips 66 (PSX)](/companies/psx.md) | COM | $0 | 0.0% | 0 |  | Sold out −1,153 |
| SEI High Yield Bond | CEF | $0 | 0.0% | 0 |  | Sold out −11,008 |
| [Stanley Black & Decker Inc (SWK)](/companies/swk.md) | COM | $0 | 0.0% | 0 |  | Sold out −12,501 |

Source: SEC EDGAR, Form 13F-HR, accession 0001287618-26-000003. Last ingested by Listed: Oct 22, 2026, 05:26 ET. No prices; not investment advice.