# Bulldog Investors, LLP: Form 13F holdings

An institutional investment manager in SADDLE BROOK, NJ. SEC CIK 1504304.

- Quarter ended: 2026-06-30
- Filed: 2026-08-14
- Reported value: $454.7m
- Positions: 225 (228 lines in the filing's table; lines for the same security and option type are added together here)
- Compared with: the 13F for the quarter ended 2026-03-31
- Filing: https://www.sec.gov/Archives/edgar/data/1504304/000139834426014636/

## Holdings

As filed, largest first. Reported value is what the manager stated at the quarter end (Jun 30, 2026), in US dollars; it is filing data, not a price. Weight is the share of the total reported value.

| Issuer | Class | Reported value | Weight | Shares | Put or call | Change on the quarter before |
| --- | --- | ---: | ---: | ---: | --- | --- |
| [SRH TOTAL RETURN FUND INC (STEW)](/companies/stew.md) | COM | $24.1m | 5.3% | 1,347,582 |  | Added +60,000 |
| [CENTRAL SECS CORP (CET)](/companies/cet.md) | COM | $23.5m | 5.2% | 447,259 |  | Added +50,792 |
| [NEUBERGER NEXT GENERATION (NBXG)](/companies/nbxg.md) | COMMON STOCK | $19.4m | 4.3% | 1,171,931 |  | Added +2,200 |
| [GENERAL AMERN INVS CO INC (GAM)](/companies/gam.md) | COM | $18.9m | 4.2% | 296,450 |  | Unchanged |
| [BNY MELLON STRATEGIC MUN BD (DSM)](/companies/dsm.md) | COM | $18.9m | 4.1% | 3,065,475 |  | Reduced −308,467 |
| [TEJON RANCH CO (TRC)](/companies/trc.md) | COM | $14.8m | 3.3% | 793,449 |  | Added +914 |
| [TEXAS PACIFIC LAND CORPORATI (TPL)](/companies/tpl.md) | COM | $14.4m | 3.2% | 33,000 |  | Added +1,000 |
| [BNY MELLON STRATEGIC MUNS IN (LEO)](/companies/leo.md) | COM | $9.8m | 2.1% | 1,510,131 |  | Reduced −66,240 |
| [CION INVT CORP (CION)](/companies/cion.md) | COM | $9.6m | 2.1% | 1,538,071 |  | Unchanged |
| GABELLI DIVID & INCOME TR | COM | $8.8m | 1.9% | 299,458 |  | Reduced −433 |
| [STRATUS PPTYS INC (STRS)](/companies/strs.md) | COM NEW | $8.2m | 1.8% | 286,545 |  | New +286,545 |
| [BLUE OWL TECHNOLOGY FIN CORP (OTF)](/companies/otf.md) | COMMON STOCK | $8.2m | 1.8% | 792,777 |  | Added +116,916 |
| [ALEXANDERS INC (ALX)](/companies/alx.md) | COM | $7.7m | 1.7% | 28,000 |  | Unchanged |
| [BERKSHIRE HATHAWAY INC DEL (BRK-B)](/companies/brk-b.md) | CL A | $7.5m | 1.6% | 10 |  | Unchanged |
| [VILLAGE SUPER MKT INC (VLGEA)](/companies/vlgea.md) | CL A NEW | $7.2m | 1.6% | 170,515 |  | Unchanged |
| CHUBB LIMITED | COM | $7.2m | 1.6% | 21,000 |  | Added +7,000 |
| VOYA EMERGING MKTS HIGH DIVI | COM | $6.9m | 1.5% | 881,453 |  | Reduced −100,985 |
| DYNAMIX CORP | SHS CL A | $6.4m | 1.4% | 589,698 |  | New +589,698 |
| [JOHN HANCOCK DIVERSIFIED INC (HEQ)](/companies/heq.md) | COM | $6.3m | 1.4% | 550,968 |  | Reduced −7,323 |
| [NEW GERMANY FD INC (GF)](/companies/gf.md) | COM | $6.1m | 1.3% | 532,074 |  | Unchanged |
| [BLUEROCK PVT REAL ESTATE FD (BPRE)](/companies/bpre.md) | COM | $5.8m | 1.3% | 445,794 |  | Added +72,775 |
| [RUNWAY GROWTH FINANCE CORP (RWAY)](/companies/rway.md) | COM | $5.7m | 1.3% | 1,019,054 |  | Reduced −181,075 |
| [XAI FLOATING RATE & ALTER IN (XFLT)](/companies/xflt.md) | COM SHS BENF INT | $5.6m | 1.2% | 316,500 |  | Added +129,570 |
| [NORWOOD FINANCIAL CORP (NWFL)](/companies/nwfl.md) | COM | $5.5m | 1.2% | 170,000 |  | Unchanged |
| [CLOUGH GLOBAL OPPORTUNITIES (GLO)](/companies/glo.md) | SH BEN INT | $5.4m | 1.2% | 877,416 |  | Added +258,415 |
| [DUFF & PHELPS UTLITY AND INF (DPG)](/companies/dpg.md) | COM | $4.9m | 1.1% | 327,384 |  | Added +151,254 |
| [CRESCENT CAP BDC INC (CCAP)](/companies/ccap.md) | COM | $4.8m | 1.0% | 437,177 |  | Reduced −19,778 |
| COLLECTIVE ACQUISITION CORP | SHS CL A | $4.5m | 1.0% | 429,640 |  | Added +179,935 |
| [BNY MELLON MUN BD INFRASTRUC (DMB)](/companies/dmb.md) | COM SHS | $4.4m | 1.0% | 400,343 |  | Reduced −120,406 |
| VOYA ASIA PAC HIGH DIV EQT I | COM | $4.0m | 0.9% | 436,588 |  | Reduced −4,672 |
| RRE VENTURES ACQUISITION COR | UNIT 04/22/2031 | $4.0m | 0.9% | 402,898 |  | New +402,898 |
| ALDABRA 4 LQDTY OPP VEH INC | CL A ORD SHS | $3.7m | 0.8% | 367,266 |  | New +367,266 |
| NUVEEN S&P 500 DYNAMIC OVERW | COM | $3.5m | 0.8% | 187,572 |  | Added +62,157 |
| M EVO GBL ACQUISITION CORP I | ORD SHS CL A | $3.5m | 0.8% | 352,348 |  | Added +146,318 |
| [GDL FD (GDL)](/companies/gdl.md) | COM SH BEN IT | $3.5m | 0.8% | 409,748 |  | Unchanged |
| OYSTER ENTERPRISES II ACQUIS | ORD SHS CL A | $3.3m | 0.7% | 320,436 |  | Reduced −4,000 |
| FORTRESS VALUE ACQU CORP V | ORD SHS CL A | $3.3m | 0.7% | 322,058 |  | Added +111,217 |
| [BLUE OWL CAPITAL CORPORATION (OBDC)](/companies/obdc.md) | COM | $3.2m | 0.7% | 298,369 |  | Reduced −40,000 |
| INSIGHT DIGITAL PARTNERS II | CL A ORD | $3.2m | 0.7% | 321,542 |  | Reduced −1,546 |
| BOLD EAGLE ACQUISITION CORP | CL A | $3.2m | 0.7% | 302,033 |  | Added +47 |
| BAIN CAP GSS INVT CORP | ORD CL A | $3.2m | 0.7% | 306,885 |  | Reduced −1,356 |
| [NUVEEN CHURCHILL DIRECT LEND (NCDL)](/companies/ncdl.md) | COM SHS | $3.1m | 0.7% | 251,034 |  | Added +26,212 |
| [HORIZON TECHNOLOGY FIN CORP (HRZN)](/companies/hrzn.md) | COM | $3.1m | 0.7% | 658,617 |  | New +658,617 |
| DAEDALUS SPL ACQUISITION COR | USD CL A ORD SHS | $3.0m | 0.7% | 299,388 |  | Added +279,420 |
| [ELLSWORTH GROWTH & INCOME FD (ECF)](/companies/ecf.md) | COM | $3.0m | 0.7% | 228,134 |  | Reduced −479 |
| [ELME COMMUNITIES (ELME)](/companies/elme.md) | SH BEN INT | $3.0m | 0.7% | 2,000,000 |  | Unchanged |
| [BARINGS BDC INC (BBDC)](/companies/bbdc.md) | COM | $2.9m | 0.6% | 336,401 |  | Added +1,497 |
| [BCP INVESTMENT CORPORATION (BCIC)](/companies/bcic.md) | COM NEW | $2.8m | 0.6% | 378,412 |  | Unchanged |
| [EAGLE POINT INCOME COMPANY I (EIC)](/companies/eic.md) | COM | $2.8m | 0.6% | 273,529 |  | Added +55,929 |
| [ROYCE MICRO-CAP TR INC (RMT)](/companies/rmt.md) | COM | $2.7m | 0.6% | 181,964 |  | New +181,964 |
| [BNY MELLON HIGH YIELD STRATE (DHF)](/companies/dhf.md) | SH BEN INT | $2.6m | 0.6% | 1,093,928 |  | Added +806,939 |
| [PROGRESSIVE CORP (PGR)](/companies/pgr.md) | COM | $2.6m | 0.6% | 12,000 |  | Added +1,000 |
| LIGHTWAVE ACQUISITION CORP | USD CL A ORD SHS | $2.6m | 0.6% | 255,661 |  | Reduced −1,525 |
| ONEIM ACQUISITION CORP | ORD SHS CL A | $2.5m | 0.5% | 245,385 |  | Added +14,320 |
| VENDOME ACQUISITION CORP I | COM CL A | $2.4m | 0.5% | 235,640 |  | Reduced −1,752 |
| SILVER PEGASUS ACQUISITION C | SHS CL A | $2.4m | 0.5% | 233,749 |  | Reduced −2,210 |
| YORKVILLE INTL CAP CORP | UNIT 06/05/2031 | $2.4m | 0.5% | 237,248 |  | New +237,248 |
| [CANNAE HLDGS INC (CNNE)](/companies/cnne.md) | COM | $2.3m | 0.5% | 156,978 |  | Reduced −145,074 |
| WEN ACQUISITION CORP | COM CL A | $2.2m | 0.5% | 218,562 |  | Unchanged |
| HIGHVIEW MERGER CORP | ORD SH CL A | $2.2m | 0.5% | 219,965 |  | Unchanged |
| [JAPAN SMALLER CAPITALIZATION (JOF)](/companies/jof.md) | COM | $2.2m | 0.5% | 187,557 |  | Added +83,376 |
| MCKINLEY ACQUISITION CORP | SHS CL A | $2.2m | 0.5% | 216,921 |  | Added +16,921 |
| WILLOW LANE ACQUISITION CRP | UNIT 01/27/2031 | $2.1m | 0.5% | 200,079 |  | Reduced −123,381 |
| JACKSON ACQUISITION CO II | COM SHS CL A | $2.0m | 0.4% | 192,029 |  | Reduced −216,731 |
| [BLACKSTONE LONG SHORT CR INC (BGX)](/companies/bgx.md) | COM SHS BN INT | $2.0m | 0.4% | 185,505 |  | New +185,505 |
| NEWHOLD INVTS CORP IV | UNIT 04/14/2031 | $2.0m | 0.4% | 194,785 |  | New +194,785 |
| KENSINGTON CAP ACQUISITION | UNIT 99/99/9999 | $1.9m | 0.4% | 184,330 |  | Reduced −166,690 |
| TALON CAP CORP | ORD SHS CL A | $1.7m | 0.4% | 169,247 |  | Unchanged |
| EQV VENTURES AC CORP. II | ORD SHS CL A | $1.7m | 0.4% | 166,545 |  | Unchanged |
| KENSINGTON CAP ACQUISITION | UNIT 99/99/9999 | $1.6m | 0.4% | 163,252 |  | New +163,252 |
| HENNESSY CAP INVTS CORP VIII | ORD CL A | $1.6m | 0.4% | 163,963 |  | New +163,963 |
| [NEXPOINT DIVERSIFIED REL ET (NXDT)](/companies/nxdt.md) | COM NEW | $1.6m | 0.3% | 300,011 |  | Added +6,894 |
| CREDIT SUISSE HIGH YIELD CRE | SH BEN INT | $1.5m | 0.3% | 863,300 |  | New +863,300 |
| HCM IV ACQUISITION CORP | ORD USD CL A | $1.5m | 0.3% | 150,000 |  | New +150,000 |
| BLACK SPADE ACQUISITION III | USD CL A ORD SHS | $1.5m | 0.3% | 149,997 |  | New +149,997 |
| FG IMPERII ACQUISITION CORP | ORD SHS CL A | $1.5m | 0.3% | 150,000 |  | New +150,000 |
| LEGATO MERGER CORP IV | ORD SHS | $1.5m | 0.3% | 149,997 |  | New +149,997 |
| [APARTMENT INVT & MGMT CO (AIV)](/companies/aiv.md) | CL A | $1.5m | 0.3% | 500,000 |  | New +500,000 |
| [MEXICO EQUITY & INCOME FD (MXE)](/companies/mxe.md) | COM | $1.3m | 0.3% | 101,158 |  | Unchanged |
| AI INFRASTRUCTURE ACQUISI | ORD SHS CL A | $1.3m | 0.3% | 128,588 |  | Reduced −10,897 |
| GORES HOLDINGS XI INC | UNIT 06/24/2031 | $1.3m | 0.3% | 128,992 |  | New +128,992 |
| [ABERDEEN MUN INCOME FD (MFM)](/companies/mfm.md) | SH BEN INT | $1.3m | 0.3% | 230,382 |  | New +230,382 |
| SPRING VY ACQUISITION CORP I | ORD SHS CL A | $1.3m | 0.3% | 126,692 |  | Reduced −3,168 |
| HENNESSY CAP INVTS CORP VIII | UNIT 02/02/2031 | $1.3m | 0.3% | 124,876 |  | Reduced −164,969 |
| D BORAL ACQUISITION I CORP | ORD SHS CL A | $1.2m | 0.3% | 125,000 |  | New +125,000 |
| FUTURECORP SPACE ACQUISITION | UNIT 99/99/9999 | $1.2m | 0.3% | 121,375 |  | New +121,375 |
| WILLOW LANE ACQUISITION CRP | USD CL A ORD SHS | $1.2m | 0.3% | 119,704 |  | New +119,704 |
| M3-BRIGADE ACQUISITION VI CO | ORD SHS CL A | $1.2m | 0.3% | 115,237 |  | Added +15,237 |
| IRENIC ACQUISITION CORP | UNIT 04/10/2031 | $1.0m | 0.2% | 102,502 |  | New +102,502 |
| CAL REDWOOD ACQUISITION CORP | COM CL A | $1.0m | 0.2% | 100,000 |  | Unchanged |
| [BANCROFT FD LTD (BCV)](/companies/bcv.md) | COM | $1.0m | 0.2% | 39,448 |  | Unchanged |
| FIGX CAP ACQUISITION CORP. | USD CL A ORD SHS | $1.0m | 0.2% | 100,090 |  | Unchanged |
| VIKING ACQUISITION CORP I | ORD CL A | $1.0m | 0.2% | 100,000 |  | Reduced −100,000 |
| UNITED ACQUISITION CORP I | UNIT 99/99/9999 | $1.0m | 0.2% | 100,000 |  | Unchanged |
| EVOLUTION GLOBAL ACQUISITION | USD CL A ORD SHS | $1.0m | 0.2% | 101,640 |  | Reduced −1,252 |
| COLUMBUS CIRCLE CAP CORP II | USD CL A ORD SHS | $1.0m | 0.2% | 99,898 |  | New +99,898 |
| MESHFLOW ACQUISITION CORP | USD CL A ORD SHS | $1.0m | 0.2% | 99,996 |  | New +99,996 |
| QUANTUM LEAP ACQUISITION COR | CL A ORD SHS | $993.0k | 0.2% | 100,000 |  | New +100,000 |
| JENA ACQUISITION CORP II | USD CL A ORD SHS | $974.4k | 0.2% | 94,050 |  | Reduced −1,300 |
| [FEDERATED HERMES PREM MUNI I (FMN)](/companies/fmn.md) | COM | $973.4k | 0.2% | 84,716 |  | Added +50,534 |
| [DESTRA MULTI-ALTERNATIVE FD (DMA)](/companies/dma.md) | COMMON SHARES | $943.3k | 0.2% | 126,112 |  | Unchanged |
| SOCIAL COMM PARTNERS CORP | UNIT 11/24/2030 | $912.2k | 0.2% | 88,992 |  | Unchanged |
| [HOWARD HUGHES HOLDINGS INC (HHH)](/companies/hhh.md) | COM | $857.9k | 0.2% | 12,000 |  | Unchanged |
| INFLECTION PT ACQUISIT CORP | CL A ORD SHS | $823.7k | 0.2% | 79,808 |  | New +79,808 |
| [PHENIXFIN CORP (PFX)](/companies/pfx.md) | COM | $817.9k | 0.2% | 19,218 |  | Unchanged |
| TITAN ACQUISITION CORP | CL A | $780.8k | 0.2% | 75,000 |  | Reduced −75,000 |
| SPRING VY ACQUISITION CORP I | UNIT 01/22/2031 | $775.5k | 0.2% | 75,000 |  | Reduced −30 |
| BLEICHROEDER ACQUISITI CORP | USD CL A ORD SHS | $774.0k | 0.2% | 75,000 |  | Reduced −82,833 |
| AMPERCAP ACQUISITION CO | UNIT 05/22/2031 | $753.0k | 0.2% | 75,000 |  | New +75,000 |
| BITCOIN INFRASTRUCTURE ACQUI | USD CL A ORD SHS | $749.6k | 0.2% | 75,000 |  | Unchanged |
| ALPEX ACQUISITION CORP | UNIT 06/05/2031 | $748.4k | 0.2% | 74,589 |  | New +74,589 |
| ILLUMINATION ACQUISITIO CORP | ORD SHS CL A | $742.5k | 0.2% | 74,997 |  | New +74,997 |
| SAFEGUARD ACQUISITION CORP | CL A ORD SHS | $714.8k | 0.2% | 71,052 |  | New +71,052 |
| METALS ACQUISITION CORP II | UNIT 99/99/9999 | $700.8k | 0.2% | 64,000 |  | Unchanged |
| [INVESTCORP CR MGMT BDC INC (ICMB)](/companies/icmb.md) | COM | $698.2k | 0.2% | 596,780 |  | Unchanged |
| TEXAS VENTURES ACQUISITION I | UNIT 06/15/2031 | $675.9k | 0.1% | 67,500 |  | New +67,500 |
| ARES ACQUISITION CORP III | UNIT 99/99/9999 | $670.7k | 0.1% | 66,792 |  | New +66,792 |
| BTC DEV CORP | ORD SHS CL A | $663.0k | 0.1% | 65,840 |  | Reduced −1,220 |
| ARCHIMEDES TECH SPAC PTNRS I | ORD SHS | $645.6k | 0.1% | 64,500 |  | New +64,500 |
| GIGCAPITAL9 CORP | CL A | $634.8k | 0.1% | 63,915 |  | New +63,915 |
| CRANE HBR ACQUISITION CORP I | ORD SHS CL A | $602.1k | 0.1% | 59,435 |  | Reduced −1,250 |
| ALDEL FINL II INC | CL A | $583.4k | 0.1% | 54,580 |  | Reduced −2,360 |
| [LIBERTY ALL-STAR GROWTH FD I (ASG)](/companies/asg.md) | COM | $571.1k | 0.1% | 104,407 |  | New +104,407 |
| NEWHOLD INVT CORP III | ORD SHS CL A | $544.5k | 0.1% | 50,000 |  | Reduced −50,000 |
| RANGE CAP ACQUISITION CORP I | CL A ORD SHS | $530.9k | 0.1% | 52,605 |  | Added +17,500 |
| PROEM ACQUISITION CORP I | UNIT 01/29/2031 | $504.0k | 0.1% | 50,000 |  | Unchanged |
| DYNAMIX CORP III | USD CL A ORD SHS | $499.5k | 0.1% | 50,000 |  | Unchanged |
| ART TECHNOLOGY ACQUISITION C | USD CL A ORD SHS | $496.5k | 0.1% | 50,000 |  | New +50,000 |
| REPUBLIC DIGITAL ACQUISITION | USD CL A ORD SHS | $478.0k | 0.1% | 46,318 |  | Reduced −1,046 |
| [GYRODYNE LLC (GYRO)](/companies/gyro.md) | COM | $373.8k | <0.1% | 60,000 |  | Unchanged |
| BLUE ACQUISITION CORP. | RIGHT 06/11/2030 | $369.9k | <0.1% | 474,177 |  | Reduced −1,506 |
| CANTOR EQUITY PARTNERS VI IN | CL A ORD SHS | $362.9k | <0.1% | 35,000 |  | Unchanged |
| GIGCAPITAL9 CORP | UNIT 12/01/2030 | $329.1k | <0.1% | 32,231 |  | Reduced −66,164 |
| RRE VENTURES ACQUISITION COR | CL A ORD SHS | $307.7k | <0.1% | 31,114 |  | New +31,114 |
| FUTURECREST ACQUISITION CORP | CL A ORD SHS | $257.5k | <0.1% | 24,996 |  | New +24,996 |
| JAB ACQUISITION CORP I | UNIT 06/05/2031 | $251.0k | <0.1% | 25,000 |  | New +25,000 |
| [TOTAL RETURN SECURITIES FUND (SWZ)](/companies/swz.md) | COM | $239.6k | <0.1% | 40,334 |  | Added +547 |
| COHEN CIRCLE ACQUISIT CORP I | SHS CL A | $203.3k | <0.1% | 19,737 |  | Reduced −1,509 |
| CAMBRIDGE ACQUISITION CORP | UNIT 01/30/2031 | $196.9k | <0.1% | 19,729 |  | Reduced −1,833 |
| TEXAS VENTURES ACQUISITION I | USD CL A ORD SHS | $184.3k | <0.1% | 17,500 |  | New +17,500 |
| OAKTREE ACQUISITION CORP III | SHS CL A | $144.4k | <0.1% | 13,500 |  | Unchanged |
| OTG ACQUISITION CORP. I | UNIT 09/05/2030 | $143.8k | <0.1% | 13,938 |  | Reduced −1,312 |
| COLLECTIVE ACQUISITION CORP | \*W EXP 04/04/203 | $134.7k | <0.1% | 347,754 |  | Added +159,960 |
| NEWHOLD INVTS CORP IV | CL A ORD SH | $103.2k | <0.1% | 10,215 |  | New +10,215 |
| 1RT ACQUISITION CORP. | USD CL A ORD SHS | $102.5k | <0.1% | 10,000 |  | New +10,000 |
| TRIBECA STRATEGIC ACQUISITIO | UNIT 05/22/2031 | $99.5k | <0.1% | 10,000 |  | New +10,000 |
| [BLACKROCK TECH AND PRIVATE E (BTX)](/companies/btx.md) | SHS BEN INT | $90.3k | <0.1% | 10,000 |  | New +10,000 |
| ROMAN DBDR ACQUISITION CORP | \*W EXP 10/31/203 | $83.1k | <0.1% | 337,810 |  | Reduced −706 |
| [HIGHLAND OPPS & INCOME FD (HFRO)](/companies/hfro.md) | HIGHLAND INCOME | $76.4k | <0.1% | 10,715 |  | Unchanged |
| [HIGH INCOME SECS FD (PCF)](/companies/pcf.md) | SHS BEN INT | $76.4k | <0.1% | 13,961 |  | Unchanged |
| RANGE CAP ACQUISITION CORP | RIGHT 99/99/9999 | $69.2k | <0.1% | 247,271 |  | Reduced −7,417 |
| M EVO GBL ACQUISITION CORP I | \*W EXP 02/18/203 | $67.0k | <0.1% | 176,174 |  | Added +73,159 |
| SILVER PEGASUS ACQUISITION C | RIGHT 06/26/2030 | $58.6k | <0.1% | 234,449 |  | Reduced −1,510 |
| ALDABRA 4 LQDTY OPP VEH INC | \*W EXP 12/23/203 | $58.3k | <0.1% | 122,422 |  | New +122,422 |
| INFLECTION PT ACQUISIT CORP | \*W EXP 03/03/203 | $55.4k | <0.1% | 29,946 |  | New +29,946 |
| SIM ACQUISITION CORP. I | \*W EXP 06/01/203 | $51.6k | <0.1% | 206,141 |  | Reduced −1,189 |
| [CN HEALTHY FOOD TECH GROUP C (UCFI)](/companies/ucfi.md) | COM | $50.2k | <0.1% | 10,919 |  | New +10,919 |
| FACT II ACQUISITION CORP | \*W EXP 11/26/203 | $49.6k | <0.1% | 82,697 |  | Reduced −3,602 |
| KENSINGTON CAP ACQUISITION | \*W EXP 99/99/999 | $47.9k | <0.1% | 40,813 |  | New +40,813 |
| INSIGHT DIGITAL PARTNERS II | \*W EXP 10/28/203 | $42.3k | <0.1% | 162,673 |  | Reduced −1,758 |
| M3BRIGADE ACQUISITION V CORP | \*W EXP 99/99/999 | $41.9k | <0.1% | 113,334 |  | Reduced −20,800 |
| MCKINLEY ACQUISITION CORP | RIGHT 07/25/2030 | $41.2k | <0.1% | 216,921 |  | Added +16,921 |
| GIGCAPITAL8 CORP | RIGHT 09/30/2030 | $40.1k | <0.1% | 154,896 |  | Reduced −2,420 |
| TALON CAP CORP | \*W EXP 08/27/203 | $40.1k | <0.1% | 56,414 |  | Unchanged |
| DAEDALUS SPL ACQUISITION COR | \*W EXP 11/24/203 | $39.3k | <0.1% | 74,847 |  | New +74,847 |
| HIGHVIEW MERGER CORP | \*W EXP 07/24/203 | $38.5k | <0.1% | 109,980 |  | Unchanged |
| CENTURION ACQUISITION CORP | \*W EXP 05/31/203 | $38.3k | <0.1% | 165,654 |  | Reduced −623 |
| LIGHTWAVE ACQUISITION CORP | \*W EXP 06/06/203 | $37.7k | <0.1% | 127,827 |  | Reduced −766 |
| CAYSON ACQUISITION CORP | RIGHT 99/99/9999 | $34.5k | <0.1% | 145,000 |  | Unchanged |
| OYSTER ENTERPRISES II ACQUIS | RIGHT 05/22/2030 | $33.9k | <0.1% | 308,189 |  | Reduced −1,500 |
| VENDOME ACQUISITION CORP I | \*W EXP 07/03/202 | $32.8k | <0.1% | 117,763 |  | Reduced −970 |
| SPRING VY ACQUISITION CORP I | \*W EXP 01/22/203 | $30.0k | <0.1% | 31,673 |  | Reduced −792 |
| AI INFRASTRUCTURE ACQUISI | RIGHT 99/99/9999 | $29.0k | <0.1% | 135,534 |  | New +135,534 |
| BOLD EAGLE ACQUISITION CORP | RIGHT 10/11/2029 | $29.0k | <0.1% | 100,000 |  | Unchanged |
| EQV VENTURES AC CORP. II | \*W EXP 06/30/203 | $27.1k | <0.1% | 68,504 |  | Unchanged |
| SIZZLE ACQUISITION CORP. II | RIGHT 04/02/2030 | $26.6k | <0.1% | 160,050 |  | Reduced −4,284 |
| HENNESSY CAP INVTS CORP VIII | RIGHT 02/02/2031 | $26.4k | <0.1% | 163,963 |  | New +163,963 |
| SOULPOWER ACQUISITION CORP | RIGHT 99/99/9999 | $26.4k | <0.1% | 226,359 |  | Reduced −103,136 |
| WILLOW LANE ACQUISITION CRP | \*W EXP 12/31/203 | $26.0k | <0.1% | 29,926 |  | New +29,926 |
| D BORAL ACQUISITION I CORP | \*W EXP 01/30/203 | $23.8k | <0.1% | 62,500 |  | New +62,500 |
| CAL REDWOOD ACQUISITION CORP | RIGHT 05/15/2030 | $23.0k | <0.1% | 100,000 |  | Unchanged |
| LEGATO MERGER CORP IV | \*W EXP 99/99/999 | $23.0k | <0.1% | 49,999 |  | New +49,999 |
| TITAN ACQUISITION CORP | \*W EXP 05/16/203 | $22.8k | <0.1% | 35,000 |  | Reduced −40,000 |
| LIONHEART HOLDINGS | \*W EXP 06/07/203 | $21.4k | <0.1% | 57,716 |  | Reduced −177,326 |
| SC II ACQUISITION CORP | RIGHT 11/26/2030 | $21.0k | <0.1% | 124,510 |  | Reduced −3,194 |
| JACKSON ACQUISITION CO II | RIGHT 99/99/9999 | $20.6k | <0.1% | 145,548 |  | Reduced −2,373 |
| VIKING ACQUISITION CORP I | \*W EXP 11/03/203 | $20.4k | <0.1% | 22,666 |  | Reduced −44,000 |
| HCM IV ACQUISITION CORP | \*W EXP 01/20/203 | $20.3k | <0.1% | 37,500 |  | New +37,500 |
| SAFEGUARD ACQUISITION CORP | \*W EXP 99/99/999 | $20.1k | <0.1% | 36,621 |  | New +36,621 |
| CSLM DIGITA ASSET ACQ CORP I | \*W EXP 08/28/203 | $20.1k | <0.1% | 100,000 |  | Unchanged |
| EVOLUTION GLOBAL ACQUISITION | \*W EXP 10/22/203 | $20.1k | <0.1% | 50,820 |  | Reduced −626 |
| BLACK SPADE ACQUISITION III | \*W EXP 99/99/999 | $20.0k | <0.1% | 49,999 |  | New +49,999 |
| INDIGO ACQUISITION CORP | RIGHT 04/02/2027 | $19.6k | <0.1% | 176,505 |  | Reduced −1,974 |
| FG IMPERII ACQUISITION CORP | \*W EXP 10/14/203 | $18.7k | <0.1% | 75,000 |  | New +75,000 |
| FIFTH ERA ACQUISITION CORP I | RIGHT 02/21/2030 | $18.5k | <0.1% | 67,980 |  | Unchanged |
| EGH ACQUISITION CORP. | RIGHT 99/99/9999 | $18.0k | <0.1% | 50,000 |  | Unchanged |
| GIGCAPITAL9 CORP | RIGHT 12/01/2030 | $16.9k | <0.1% | 64,115 |  | New +64,115 |
| LAUNCH TWO ACQUISITION CORP. | \*W EXP 10/09/202 | $16.3k | <0.1% | 47,884 |  | Reduced −976 |
| M3-BRIGADE ACQUISITION VI CO | \*W EXP 08/18/203 | $15.4k | <0.1% | 38,411 |  | Added +5,079 |
| [HADRON ENERGY INC (HDRN)](/companies/hdrn.md) | \*W EXP 05/22/203 | $14.4k | <0.1% | 89,285 |  | New +89,285 |
| FIGX CAP ACQUISITION CORP. | \*W EXP 06/17/203 | $14.0k | <0.1% | 50,045 |  | Unchanged |
| INFLECTION POINT ACQU CORP V | RIGHT 99/99/9999 | $13.6k | <0.1% | 19,430 |  | Reduced −1,270 |
| CRANE HBR ACQUISITION CORP I | RIGHT 12/09/2030 | $13.4k | <0.1% | 59,435 |  | Reduced −1,250 |
| GRAF GLOBAL CORP | \*W EXP 05/31/203 | $13.3k | <0.1% | 35,000 |  | Reduced −79,003 |
| QUANTUM LEAP ACQUISITION COR | \*W EXP 03/11/202 | $13.0k | <0.1% | 100,000 |  | New +100,000 |
| EUREKA ACQUISITION CORP | RIGHT 07/03/2026 | $12.8k | <0.1% | 51,000 |  | Unchanged |
| WEN ACQUISITION CORP | \*W EXP 99/99/999 | $12.4k | <0.1% | 35,000 |  | Unchanged |
| ILLUMINATION ACQUISITIO CORP | \*W EXP 12/23/203 | $12.0k | <0.1% | 24,999 |  | New +24,999 |
| MESHFLOW ACQUISITION CORP | \*W EXP 11/20/203 | $11.9k | <0.1% | 38,296 |  | New +38,296 |
| BITCOIN INFRASTRUCTURE ACQUI | \*W EXP 11/06/203 | $11.9k | <0.1% | 37,500 |  | Unchanged |
| FLAG SHIP ACQUISITION CORP | RIGHT 03/31/2026 | $11.7k | <0.1% | 167,816 |  | Reduced −107,184 |
| ARCHIMEDES TECH SPAC PTNRS I | \*W EXP 01/23/203 | $11.3k | <0.1% | 15,000 |  | New +15,000 |
| BLUE WTR ACQUISITION CORP. I | \*W EXP 05/23/203 | $9.9k | <0.1% | 27,164 |  | Unchanged |
| SILVERBOX CORP IV | \*W EXP 08/19/202 | $9.0k | <0.1% | 57,285 |  | Reduced −785 |
| REPUBLIC DIGITAL ACQUISITION | \*W EXP 05/01/203 | $8.3k | <0.1% | 23,155 |  | Reduced −523 |
| ALDEL FINL II INC | \*W EXP 09/26/203 | $8.2k | <0.1% | 27,290 |  | Reduced −1,180 |
| DYNAMIX CORP III | \*W EXP 10/10/203 | $6.9k | <0.1% | 25,000 |  | Unchanged |
| APEX TREAS CORP | \*W EXP 10/07/203 | $6.5k | <0.1% | 21,500 |  | Unchanged |
| RANGE CAP ACQUISITION CORP I | \*W EXP 09/29/203 | $6.0k | <0.1% | 17,549 |  | Unchanged |
| BTC DEV CORP | \*W EXP 09/11/203 | $5.8k | <0.1% | 16,460 |  | Reduced −305 |
| ART TECHNOLOGY ACQUISITION C | \*W EXP 12/19/203 | $4.9k | <0.1% | 12,500 |  | New +12,500 |
| [CN HEALTHY FOOD TECH GROUP C (UCFI)](/companies/ucfi.md) | \*W EXP 09/30/203 | $4.3k | <0.1% | 56,769 |  | New +56,769 |
| COPLEY ACQUISITION CORP | \*W EXP 99/99/999 | $4.3k | <0.1% | 50,000 |  | Unchanged |
| GLOBA TERRA ACQUISITION COR | RIGHT 06/17/2030 | $1.3k | <0.1% | 18,109 |  | Unchanged |
| GLOBA TERRA ACQUISITION COR | \*W EXP 06/17/203 | $1.1k | <0.1% | 13,579 |  | Unchanged |

## Sold out

Held at the end of the quarter before and not reported this quarter.

| Issuer | Class | Reported value | Weight | Shares | Put or call | Change on the quarter before |
| --- | --- | ---: | ---: | ---: | --- | --- |
| ALDABRA 4 LQDTY OPP VEH INC | UNIT 12/23/2030 | $0 | 0.0% | 0 |  | Sold out −368,046 |
| ANDRETTI ACQUISITION CORP II | \*W EXP 06/01/203 | $0 | 0.0% | 0 |  | Sold out −123,742 |
| ARCHIMEDES TECH SPAC PTNRS I | UNIT 01/23/2031 | $0 | 0.0% | 0 |  | Sold out −67,500 |
| ART TECHNOLOGY ACQUISITION C | UNIT 12/19/2030 | $0 | 0.0% | 0 |  | Sold out −50,000 |
| BERTO ACQUISITION CORP | \*W EXP 05/01/203 | $0 | 0.0% | 0 |  | Sold out −32,757 |
| BHAV ACQUISITION CORP | UNIT 03/18/2031 | $0 | 0.0% | 0 |  | Sold out −10,000 |
| BLACK SPADE ACQUISITION III | UNIT 99/99/9999 | $0 | 0.0% | 0 |  | Sold out −150,000 |
| BLEICHROEDER ACQUISITI CORP | UNIT 12/23/2030 | $0 | 0.0% | 0 |  | Sold out −93,158 |
| BLEICHROEDER ACQUISITI CORP | \*W EXP 12/23/203 | $0 | 0.0% | 0 |  | Sold out −49,832 |
| BLUE WTR ACQUISITION CORP IV | UNIT 99/99/9999 | $0 | 0.0% | 0 |  | Sold out −10,000 |
| [CARLYLE CREDIT INCOME FUND (CCIF)](/companies/ccif.md) | SHS BEN INT | $0 | 0.0% | 0 |  | Sold out −219,660 |
| CHAMPIONSGATE ACQUISITION CO | RIGHT 05/14/2030 | $0 | 0.0% | 0 |  | Sold out −100,000 |
| CHAMPIONSGATE ACQUISITION CO | SHS CL A | $0 | 0.0% | 0 |  | Sold out −100,000 |
| CHURCHILL CAPITAL CORP IX | \*W EXP 03/31/203 | $0 | 0.0% | 0 |  | Sold out −24,711 |
| CLOUGH GLOBAL EQUITY FD | COM | $0 | 0.0% | 0 |  | Sold out −171,906 |
| [COHEN & STEERS INFRASTRUCTUR (UTF)](/companies/utf.md) | COM | $0 | 0.0% | 0 |  | Sold out −10,744 |
| COLUMBUS CIRCLE CAP CORP II | UNIT 02/11/2031 | $0 | 0.0% | 0 |  | Sold out −149,900 |
| COPLEY ACQUISITION CORP | ORD SHS CL A | $0 | 0.0% | 0 |  | Sold out −100,000 |
| DAEDALUS SPL ACQUISITION COR | UNIT 11/10/2030 | $0 | 0.0% | 0 |  | Sold out −281,901 |
| D BORAL ACQUISITION I CORP | UNIT 01/30/2031 | $0 | 0.0% | 0 |  | Sold out −125,000 |
| D. BORAL ARC ACQ I CORP. | \*W EXP 07/23/203 | $0 | 0.0% | 0 |  | Sold out −65,795 |
| DRUGS MADE IN AMER ACQUTN CO | RIGHT 10/15/2029 | $0 | 0.0% | 0 |  | Sold out −43,364 |
| FG IMPERII ACQUISITION CORP | UNIT 10/14/2030 | $0 | 0.0% | 0 |  | Sold out −150,000 |
| FIFTH ERA ACQUISITION CORP I | ORD SHS CL A | $0 | 0.0% | 0 |  | Sold out −50,953 |
| [FS KKR CAP CORP (FSK)](/companies/fsk.md) | COM | $0 | 0.0% | 0 |  | Sold out −505,688 |
| FUTURECREST ACQUISITION CORP | UNIT 99/99/9999 | $0 | 0.0% | 0 |  | Sold out −25,000 |
| GIGCAPITAL7 CORP | \*W EXP 08/29/202 | $0 | 0.0% | 0 |  | Sold out −305,185 |
| GIGCAPITAL8 CORP | ORD CL A | $0 | 0.0% | 0 |  | Sold out −154,893 |
| GRAF GLOBAL CORP | ORD SHS CL A | $0 | 0.0% | 0 |  | Sold out −100,000 |
| HCM IV ACQUISITION CORP | UNIT 01/20/2031 | $0 | 0.0% | 0 |  | Sold out −150,000 |
| ILLUMINATION ACQUISITIO CORP | UNIT 12/23/2031 | $0 | 0.0% | 0 |  | Sold out −75,000 |
| INDIGO ACQUISITION CORP | ORD SHS | $0 | 0.0% | 0 |  | Sold out −175,036 |
| INFLECTION PT ACQUISIT CORP | UNIT 03/03/2031 | $0 | 0.0% | 0 |  | Sold out −157,500 |
| LEGATO MERGER CORP III | \*W EXP 05/08/203 | $0 | 0.0% | 0 |  | Sold out −61,199 |
| LEGATO MERGER CORP IV | UNIT 99/99/9999 | $0 | 0.0% | 0 |  | Sold out −150,000 |
| M3-BRIGADE ACQUISITION VI CO | UNIT 08/18/2030 | $0 | 0.0% | 0 |  | Sold out −15,240 |
| MCKINLEY ACQUISITION CORP | UNIT 07/25/2030 | $0 | 0.0% | 0 |  | Sold out −16,921 |
| MESHFLOW ACQUISITION CORP | UNIT 11/19/2030 | $0 | 0.0% | 0 |  | Sold out −253,272 |
| M EVO GBL ACQUISITION CORP I | UNIT 01/23/2031 | $0 | 0.0% | 0 |  | Sold out −150,022 |
| MFS HIGH INCOME MUN TR | SH BEN INT | $0 | 0.0% | 0 |  | Sold out −449,633 |
| MFS HIGH YIELD MUN TR | SH BEN INT | $0 | 0.0% | 0 |  | Sold out −3,531,732 |
| MFS INVT GRADE MUN TR | SH BEN INT | $0 | 0.0% | 0 |  | Sold out −1,184,498 |
| MONROE CAP CORP | COM | $0 | 0.0% | 0 |  | Sold out −966,788 |
| NEWHOLD INVT CORP III | \*W EXP 01/30/203 | $0 | 0.0% | 0 |  | Sold out −50,000 |
| [OFS CAP CORP (OFS)](/companies/ofs.md) | COM | $0 | 0.0% | 0 |  | Sold out −57,639 |
| PONO CAP FOUR INC | UNIT 03/11/2031 | $0 | 0.0% | 0 |  | Sold out −24,757 |
| QDRO ACQUISITION CORP | UNIT 01/28/2031 | $0 | 0.0% | 0 |  | Sold out −25,000 |
| RANGE CAP ACQUISITION CORP | ORD SHS | $0 | 0.0% | 0 |  | Sold out −100,000 |
| SAFEGUARD ACQUISITION CORP | UNIT 99/99/9999 | $0 | 0.0% | 0 |  | Sold out −74,804 |
| SC II ACQUISITION CORP | ORD SHS CLASS A | $0 | 0.0% | 0 |  | Sold out −127,704 |
| SIM ACQUISITION CORP. I | SHS CL A | $0 | 0.0% | 0 |  | Sold out −200,000 |
| SPRING VY ACQUISITION CORP I | SHS CL A | $0 | 0.0% | 0 |  | Sold out −207,313 |
| SPRING VY ACQUISITION CORP I | \*W EXP 09/04/203 | $0 | 0.0% | 0 |  | Sold out −63,913 |
| TAVIA ACQUISITION CORP | SHS | $0 | 0.0% | 0 |  | Sold out −100,000 |
| TAVIA ACQUISITION CORP | RIGHT 11/26/2029 | $0 | 0.0% | 0 |  | Sold out −66,704 |
| TRAILBLAZER ACQUISITION CORP | UNIT 08/21/2030 | $0 | 0.0% | 0 |  | Sold out −10,000 |
| VOYAGER ACQUISITION CORP | \*W EXP 05/16/203 | $0 | 0.0% | 0 |  | Sold out −150,000 |
| YHN ACQUISITION I LTD | RIGHT 08/15/2029 | $0 | 0.0% | 0 |  | Sold out −30,576 |

Source: SEC EDGAR, Form 13F-HR, accession 0001398344-26-014636. Last ingested by Listed: Oct 22, 2026, 05:26 ET. No prices; not investment advice.