# Shaker Financial Services, LLC: Form 13F holdings

An institutional investment manager in Arlington, VA. SEC CIK 1511794.

- Quarter ended: 2026-06-30
- Filed: 2026-07-15
- Reported value: $319.2m
- Positions: 148 (148 lines in the filing's table; lines for the same security and option type are added together here)
- Compared with: the 13F for the quarter ended 2026-03-31
- Filing: https://www.sec.gov/Archives/edgar/data/1511794/000117266126002630/

## Holdings

As filed, largest first. Reported value is what the manager stated at the quarter end (Jun 30, 2026), in US dollars; it is filing data, not a price. Weight is the share of the total reported value.

| Issuer | Class | Reported value | Weight | Shares | Put or call | Change on the quarter before |
| --- | --- | ---: | ---: | ---: | --- | --- |
| [GABELLI EQUITY TR INC (GAB)](/companies/gab.md) | COM | $11.7m | 3.7% | 2,073,169 |  | New +2,073,169 |
| [ROYCE SMALL CAP TRUST INC (RVT)](/companies/rvt.md) | COM | $11.2m | 3.5% | 605,745 |  | Added +467,234 |
| [LIBERTY ALL STAR EQUITY FD (USA)](/companies/usa.md) | SH BEN INT | $9.6m | 3.0% | 1,646,776 |  | Added +698,253 |
| [SPECIAL OPPORTUNITIES FD INC (SPE)](/companies/spe.md) | COM | $9.0m | 2.8% | 664,992 |  | Added +292,949 |
| [NUVEEN CORE EQUITY ALPHA FD (JCE)](/companies/jce.md) | COM | $8.7m | 2.7% | 519,128 |  | Reduced −96,536 |
| [LIBERTY ALL-STAR GROWTH FD I (ASG)](/companies/asg.md) | COM | $8.4m | 2.6% | 1,527,646 |  | Reduced −306,161 |
| [FIRST TR ENHANCED EQUITY (FFA)](/companies/ffa.md) | COM | $7.4m | 2.3% | 328,741 |  | Reduced −6,114 |
| SOURCE CAPITAL | COM SHS OF BEN I | $7.1m | 2.2% | 153,966 |  | Added +123,761 |
| [EATON VANCE TAX MNGED BUY WR (ETB)](/companies/etb.md) | COM | $6.8m | 2.1% | 437,829 |  | Reduced −30,779 |
| [EATON VANCE ENHANCED EQUITY (EOI)](/companies/eoi.md) | COM | $6.1m | 1.9% | 309,881 |  | New +309,881 |
| [EUROPEAN EQUITY FD INC (EEA)](/companies/eea.md) | COM | $5.5m | 1.7% | 500,778 |  | Reduced −7,539 |
| [SRH TOTAL RETURN FUND INC (STEW)](/companies/stew.md) | COM | $5.3m | 1.7% | 298,716 |  | Added +12,228 |
| [EATON VANCE ENHANCED EQUITY (EOS)](/companies/eos.md) | COM | $5.3m | 1.6% | 238,696 |  | Reduced −36,976 |
| LMP CAP & INCOME FD INC | COM | $5.2m | 1.6% | 333,414 |  | New +333,414 |
| [GENERAL AMERN INVS CO INC (GAM)](/companies/gam.md) | COM | $5.2m | 1.6% | 81,300 |  | Added +74,613 |
| NUVEEN S&P 500 DYNAMIC OVERW | COM | $5.0m | 1.6% | 257,328 |  | Reduced −149,994 |
| [SABA CAPITAL INCOME & OPPORT (SABA)](/companies/saba.md) | COM NEW | $4.9m | 1.5% | 590,213 |  | Added +9,841 |
| GABELLI DIVID & INCOME TR | COM | $4.8m | 1.5% | 164,020 |  | Added +110,159 |
| [TAIWAN FD INC (TWN)](/companies/twn.md) | COM | $4.3m | 1.3% | 44,603 |  | Reduced −378 |
| [ROYCE MICRO-CAP TR INC (RMT)](/companies/rmt.md) | COM | $4.2m | 1.3% | 287,837 |  | Reduced −108,531 |
| [PGIM GLOBAL HIGH YIELD FD FO (GHY)](/companies/ghy.md) | COM | $4.1m | 1.3% | 335,881 |  | Reduced −19,031 |
| [DOUBLELINE INCOME SOLUTIONS (DSL)](/companies/dsl.md) | COM | $3.9m | 1.2% | 355,669 |  | Reduced −28,283 |
| [HIGHLAND GLOBAL ALLOCATION F (HGLB)](/companies/hglb.md) | COM | $3.9m | 1.2% | 520,207 |  | Added +329,650 |
| ALLSPRING INCOME OPPORTUNIT | INC OPPTY FD | $3.9m | 1.2% | 595,858 |  | Added +28,263 |
| [BLACKROCK LTD DURATION INCOM (BLW)](/companies/blw.md) | COM SHS | $3.8m | 1.2% | 301,450 |  | Added +188,687 |
| [BRANDYWINEGBL GBL INCM OPP F (BWG)](/companies/bwg.md) | COM | $3.8m | 1.2% | 473,763 |  | Added +77,768 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | $3.7m | 1.2% | 52,403 |  | New +52,403 |
| [CALAMOS GBL DYN INCOME FUND (CHW)](/companies/chw.md) | COM | $3.7m | 1.2% | 412,262 |  | Reduced −51,344 |
| [WESTERN ASSET HIGH YIELD OPP (HYI)](/companies/hyi.md) | COM | $3.5m | 1.1% | 329,087 |  | Added +55,528 |
| PIMCO GLOBAL STOCKPLUS INCOM | COM | $3.4m | 1.1% | 388,461 |  | Added +159,613 |
| [CALAMOS STRATEGIC TOTAL RETU (CSQ)](/companies/csq.md) | COM SH BEN INT | $3.4m | 1.1% | 163,703 |  | Reduced −448,880 |
| [PIMCO INCOME STRATEGY FD II (PFN)](/companies/pfn.md) | COM | $3.3m | 1.0% | 464,551 |  | Added +88,921 |
| [ALLSPRING MULTI SECTOR INCOM (ERC)](/companies/erc.md) | COM | $3.3m | 1.0% | 354,984 |  | Reduced −13,065 |
| [ABERDEEN MULTI-MARKET INCOME (MMT)](/companies/mmt.md) | SH BEN INT | $3.3m | 1.0% | 746,733 |  | New +746,733 |
| [STATE STR SPDR S&P 500 ETF T (SPY)](/companies/spy.md) | TR UNIT | $3.2m | 1.0% | 4,290 |  | Reduced −419 |
| [MORGAN STANLEY EMKT DBT FD I (MSD)](/companies/msd.md) | COM | $3.2m | 1.0% | 428,074 |  | Added +124,460 |
| [WESTERN ASSET GBL HIGH INC F (EHI)](/companies/ehi.md) | COM | $3.1m | 1.0% | 527,904 |  | Added +134,277 |
| [DOUBLELINE OPPORTUNISTIC CR (DBL)](/companies/dbl.md) | COM | $3.0m | 0.9% | 210,544 |  | Added +195,812 |
| ALLIANCEBERNSTEIN GLOBAL HIG | COM | $3.0m | 0.9% | 286,994 |  | Added +83,846 |
| VOYA ASIA PAC HIGH DIV EQT I | COM | $2.9m | 0.9% | 308,151 |  | Added +58,198 |
| [EATON VANCE TAX-ADVANTAGED G (ETO)](/companies/eto.md) | COM | $2.8m | 0.9% | 92,148 |  | Reduced −58,921 |
| [BARINGS GLOBAL SHORT DURATIO (BGH)](/companies/bgh.md) | COM | $2.7m | 0.8% | 188,748 |  | Reduced −32,510 |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | $2.6m | 0.8% | 3,808 |  | Added +1,781 |
| [ROYCE GLOBAL TRUST INC (RGT)](/companies/rgt.md) | COM | $2.6m | 0.8% | 182,508 |  | Reduced −13,523 |
| [EATON VANCE TAX-MANAGED GLOB (ETW)](/companies/etw.md) | COM | $2.5m | 0.8% | 259,227 |  | Added +62,007 |
| [CALAMOS GLOBAL TOTAL RETURN (CGO)](/companies/cgo.md) | COM SH BEN INT | $2.4m | 0.8% | 177,106 |  | Reduced −39,788 |
| [CALAMOS LNG SHR EQT DYNAMIC (CPZ)](/companies/cpz.md) | COM | $2.4m | 0.8% | 184,023 |  | Added +60,065 |
| [XAI MADISON EQUITY PREMIUM I (MCN)](/companies/mcn.md) | COM | $2.4m | 0.7% | 425,590 |  | Reduced −148,096 |
| [PIMCO INCOME STRATEGY FD (PFL)](/companies/pfl.md) | COM | $2.3m | 0.7% | 295,080 |  | Added +251,849 |
| [WESTERN ASSET HIGH INCOME OP (HIO)](/companies/hio.md) | COM | $2.3m | 0.7% | 642,498 |  | Added +129,524 |
| [TOTAL RETURN SECURITIES FUND (SWZ)](/companies/swz.md) | COM | $2.3m | 0.7% | 393,170 |  | Added +70,775 |
| EATON VANCE TAX-MANAGED DIVE | COM | $2.3m | 0.7% | 158,702 |  | Reduced −209,837 |
| [ABRDN INCOME CREDIT STRATEGI (ACP)](/companies/acp.md) | COM | $2.3m | 0.7% | 441,267 |  | Added +114,956 |
| [BLACKROCK ENHANCED EQUITY DI (BDJ)](/companies/bdj.md) | COM | $2.3m | 0.7% | 238,938 |  | Added +28,403 |
| [DOUBLELINE YIELD OPPORTUNITI (DLY)](/companies/dly.md) | COM | $2.2m | 0.7% | 157,923 |  | Reduced −36,709 |
| EATON VANCE LIMITED DURATION | COM | $2.2m | 0.7% | 232,722 |  | Reduced −56,651 |
| [CREDIT SUISSE ASSET MGMT (CIK)](/companies/cik.md) | COM | $2.2m | 0.7% | 867,755 |  | Added +582,569 |
| CALAMOS CONV & HIGH INCOME F | COM SHS | $2.1m | 0.7% | 157,254 |  | Added +74,638 |
| [PGIM HIGH YIELD BOND FUND IN (ISD)](/companies/isd.md) | COM | $2.1m | 0.7% | 160,858 |  | Added +141,815 |
| [EATON VANCE TX ADV GLBL DIV (ETG)](/companies/etg.md) | COM | $2.1m | 0.7% | 89,127 |  | Reduced −308,956 |
| [VOYA GLBL ADV & PREM OPP FD (IGA)](/companies/iga.md) | COM | $2.1m | 0.6% | 208,936 |  | Added +28,348 |
| [TEMPLETON EMERGING MKTS INCO (TEI)](/companies/tei.md) | COM | $2.0m | 0.6% | 300,664 |  | Added +149,790 |
| [COHEN & STEERS SELECT PFD & (PSF)](/companies/psf.md) | COM | $2.0m | 0.6% | 98,818 |  | Added +21,024 |
| [TEMPLETON DRAGON FD INC (TDF)](/companies/tdf.md) | COM | $2.0m | 0.6% | 181,701 |  | Added +3,651 |
| [KKR INCOME OPPORTUNITIES FD (KIO)](/companies/kio.md) | COM | $2.0m | 0.6% | 175,575 |  | Reduced −140,063 |
| BLACKROCK ENHANCED GLOBAL | COM | $1.9m | 0.6% | 157,824 |  | Reduced −60,836 |
| [COHEN & STEERS TAX ADVAN PFD (PTA)](/companies/pta.md) | COM | $1.9m | 0.6% | 97,919 |  | Reduced −48,270 |
| [HANCOCK JOHN INVS TR (JHI)](/companies/jhi.md) | COM | $1.7m | 0.5% | 131,272 |  | Added +9,694 |
| [EATON VANCE RISK-MANAGED DIV (ETJ)](/companies/etj.md) | COM | $1.7m | 0.5% | 206,902 |  | Reduced −40,518 |
| [VIRTUS GLOBAL MULTI-SECTOR I (VGI)](/companies/vgi.md) | COM | $1.6m | 0.5% | 214,646 |  | Added +15,079 |
| [FRANKLIN LTD DURATION INCOME (FTF)](/companies/ftf.md) | COM | $1.6m | 0.5% | 271,335 |  | Reduced −187,557 |
| [ABRDN EMERGING MARKETS EX CH (AEF)](/companies/aef.md) | COM | $1.6m | 0.5% | 163,459 |  | Added +6,000 |
| [WESTERN ASSET HIGH INCOM FD (HIX)](/companies/hix.md) | COM | $1.6m | 0.5% | 392,761 |  | Added +92,366 |
| [CENTRAL SECS CORP (CET)](/companies/cet.md) | COM | $1.4m | 0.4% | 26,884 |  | Added +1,765 |
| [NUVEEN NASDAQ 100 DYNAMIC OV (QQQX)](/companies/qqqx.md) | COM SHS | $1.4m | 0.4% | 45,069 |  | New +45,069 |
| [ABRDN HEALTHCARE OPPORTUNITI (THQ)](/companies/thq.md) | SHS | $1.3m | 0.4% | 70,493 |  | Added +37,893 |
| [KOREA FD INC (KF)](/companies/kf.md) | COM NEW | $1.3m | 0.4% | 17,500 |  | Unchanged |
| [ARES DYNAMIC CR ALLOCATION F (ARDC)](/companies/ardc.md) | COM | $1.3m | 0.4% | 103,541 |  | Reduced −227,697 |
| [CLOUGH GLOBAL OPPORTUNITIES (GLO)](/companies/glo.md) | SH BEN INT | $1.3m | 0.4% | 208,507 |  | Added +131,241 |
| [SPROTT FOCUS TR INC (FUND)](/companies/fund.md) | COM | $1.2m | 0.4% | 126,728 |  | Reduced −76,480 |
| NEUBERGER R/EST SECS INC FD | COM | $1.2m | 0.4% | 381,877 |  | Reduced −7,733 |
| [PIMCO DYNAMIC INCOME OPRNTS (PDO)](/companies/pdo.md) | COM BEN SHS | $1.1m | 0.4% | 85,176 |  | Reduced −43,354 |
| [JAPAN SMALLER CAPITALIZATION (JOF)](/companies/jof.md) | COM | $1.1m | 0.3% | 93,079 |  | Added +3,000 |
| [CALAMOS DYNAMIC CONV & INCOM (CCD)](/companies/ccd.md) | COM | $1.0m | 0.3% | 39,424 |  | New +39,424 |
| [BLACKROCK MULTI SECTOR INC T (BIT)](/companies/bit.md) | COM | $1.0m | 0.3% | 80,816 |  | Reduced −56,638 |
| [PERSHING SQUARE USA LTD (PSUS)](/companies/psus.md) | COM SHS | $1.0m | 0.3% | 26,880 |  | New +26,880 |
| [PIMCO HIGH INCOME FD (PHK)](/companies/phk.md) | COM SHS | $944.9k | 0.3% | 200,104 |  | Reduced −37,921 |
| [MEXICO EQUITY & INCOME FD (MXE)](/companies/mxe.md) | COM | $910.4k | 0.3% | 69,997 |  | Reduced −5,516 |
| [PGIM SHORT DUR HIG YLD OPP F (SDHY)](/companies/sdhy.md) | COM | $899.5k | 0.3% | 54,881 |  | Added +8,586 |
| [HANCOCK JOHN FINL OPPTYS (BTO)](/companies/bto.md) | SH BEN INT NEW | $897.0k | 0.3% | 22,755 |  | New +22,755 |
| MORGAN STANLEY CHINA A SH FD | COM | $884.3k | 0.3% | 42,030 |  | New +42,030 |
| EATON VANCE TAX-MANAGED GLOB | COM | $859.3k | 0.3% | 87,594 |  | Reduced −120,366 |
| [COLUMBIA SELIGM PREM TECH GR (STK)](/companies/stk.md) | COM | $850.3k | 0.3% | 15,785 |  | Reduced −85,123 |
| BLACKROCK ENHANCED INTL DIV | COM BENE INTER | $830.3k | 0.3% | 144,643 |  | Added +27,317 |
| [COHEN & STEERS LTD DURATION (LDP)](/companies/ldp.md) | COM | $774.7k | 0.2% | 36,611 |  | Reduced −56,326 |
| [NUVEEN GLOBAL HIGH INCOME FD (JGH)](/companies/jgh.md) | SHS | $762.6k | 0.2% | 59,775 |  | Reduced −148,786 |
| [COHEN & STEERS QUALITY INCOM (RQI)](/companies/rqi.md) | COM | $753.3k | 0.2% | 61,196 |  | New +61,196 |
| [WSTRN AST GLBL CORP OPP FD I (GDO)](/companies/gdo.md) | COM | $742.9k | 0.2% | 69,235 |  | Reduced −50,808 |
| [PUTNAM MASTER INTER INCOME T (PIM)](/companies/pim.md) | SH BEN INT | $709.8k | 0.2% | 219,756 |  | New +219,756 |
| EATON VANCE SHORT DURATION D | COM | $689.3k | 0.2% | 63,944 |  | Reduced −60,369 |
| [NUVEEN PFD & INCOME OPPORTUN (JPC)](/companies/jpc.md) | COM | $689.3k | 0.2% | 87,000 |  | New +87,000 |
| [PUTNAM PREMIER INCOME TR (PPT)](/companies/ppt.md) | SH BEN INT | $672.8k | 0.2% | 192,783 |  | New +192,783 |
| [CLOUGH GLOBAL DIVID & INCOME (GLV)](/companies/glv.md) | COM | $660.5k | 0.2% | 99,473 |  | Added +62,156 |
| [PIMCO CORPORATE & INCM STRG (PCN)](/companies/pcn.md) | COM | $610.0k | 0.2% | 50,569 |  | New +50,569 |
| [ELLSWORTH GROWTH & INCOME FD (ECF)](/companies/ecf.md) | COM | $603.7k | 0.2% | 45,699 |  | Added +22,268 |
| [GABELLI CONV & INC SECS FD I (GCV)](/companies/gcv.md) | COM | $566.0k | 0.2% | 120,933 |  | New +120,933 |
| [ALLSPRING UTILITIES AND HIGH (ERH)](/companies/erh.md) | WF UTILITIES INC | $550.5k | 0.2% | 45,205 |  | New +45,205 |
| [HANCOCK JOHN PREM DIVID FD (PDT)](/companies/pdt.md) | COM SH BEN INT | $509.2k | 0.2% | 39,317 |  | Reduced −84,034 |
| [SABA CAPITAL INCOME & OPRNT (BRW)](/companies/brw.md) | SHS NEW | $498.1k | 0.2% | 75,815 |  | New +75,815 |
| [INVESCO HIGH INCOME TR II (VLT)](/companies/vlt.md) | COM | $498.0k | 0.2% | 47,881 |  | Reduced −4,969 |
| [FIRST TR INTER DURATN PFD & (FPF)](/companies/fpf.md) | COM | $476.2k | 0.1% | 26,210 |  | Reduced −41,800 |
| [BROOKFIELD REAL ASSETS INCOM (RA)](/companies/ra.md) | SHS BEN INT | $472.2k | 0.1% | 36,660 |  | Added +3,763 |
| [BLACKROCK CORPOR HI YLD FD I (HYT)](/companies/hyt.md) | COM | $451.5k | 0.1% | 52,744 |  | New +52,744 |
| [FLAHERTY & CRUMRINE DYNAMIC (DFP)](/companies/dfp.md) | SHS | $427.2k | 0.1% | 20,669 |  | New +20,669 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | $426.5k | 0.1% | 7,145 |  | New +7,145 |
| [INVESCO SR INCOME TR (VVR)](/companies/vvr.md) | COM | $405.6k | 0.1% | 135,189 |  | New +135,189 |
| INVESCO QQQ TR | UNIT SER 1 | $404.7k | 0.1% | 549 |  | Reduced −33 |
| [BANCROFT FD LTD (BCV)](/companies/bcv.md) | COM | $393.3k | 0.1% | 15,132 |  | Reduced −89 |
| [ADVENT CONV & INCOME FD (AVK)](/companies/avk.md) | COM | $392.7k | 0.1% | 29,979 |  | Reduced −6,451 |
| VANGUARD SCOTTSDALE FDS | VNG RUS2000IDX | $381.2k | 0.1% | 3,140 |  | Added +511 |
| [ANGEL OAK FINL STRATEGIES IN (FINS)](/companies/fins.md) | COM BEN INT | $374.3k | 0.1% | 29,245 |  | Added +17,291 |
| [RIVERNORTH DOUBLELINE STRATE (OPP)](/companies/opp.md) | COM | $373.6k | 0.1% | 48,388 |  | Reduced −71,323 |
| [EATON VANCE FLOATING RATE IN (EFT)](/companies/eft.md) | COM | $365.6k | 0.1% | 33,856 |  | Reduced −20,031 |
| VIRTUS EQUITY & CONV INCM FD | COM | $360.5k | 0.1% | 13,421 |  | Reduced −31,938 |
| MFS INTER INCOME TR | SH BEN INT | $350.8k | 0.1% | 142,034 |  | Reduced −214,800 |
| [MEXICO FD INC (MXF)](/companies/mxf.md) | COM | $319.0k | <0.1% | 14,588 |  | Reduced −5,500 |
| [JOHN HANCOCK DIVERSIFIED INC (HEQ)](/companies/heq.md) | COM | $291.9k | <0.1% | 25,429 |  | Reduced −2,552 |
| [EATON VANCE SR INCOME TR (EVF)](/companies/evf.md) | SH BEN INT | $285.4k | <0.1% | 57,309 |  | Added +9,000 |
| [WESTERN ASSET DIVERSIFIED IN (WDI)](/companies/wdi.md) | COM SHS BEN INT | $265.6k | <0.1% | 19,584 |  | Reduced −131,882 |
| VANGUARD STAR FDS | VG TL INTL STK F | $255.7k | <0.1% | 2,992 |  | New +2,992 |
| [ALLSPRING GLOBAL DIVIDEND OP (EOD)](/companies/eod.md) | COM | $244.8k | <0.1% | 37,495 |  | Reduced −21,696 |
| [VIRTUS DIVIDEND INTEREST & P (NFJ)](/companies/nfj.md) | COM | $228.2k | <0.1% | 15,025 |  | Reduced −141,502 |
| [ABRDN LIFE SCIENCES INVESTOR (HQL)](/companies/hql.md) | SH BEN INT | $220.6k | <0.1% | 11,026 |  | Reduced −63,191 |
| [ABRDN WORLD HEALTHCARE FUND (THW)](/companies/thw.md) | BEN INT SHS | $215.5k | <0.1% | 16,080 |  | New +16,080 |
| [VIRTUS DIVERSIFIED INCM & CO (ACV)](/companies/acv.md) | COM | $208.4k | <0.1% | 7,355 |  | New +7,355 |
| VOYA EMERGING MKTS HIGH DIVI | COM | $203.8k | <0.1% | 26,129 |  | Added +14,091 |
| [FRANKLIN UNVL TR (FT)](/companies/ft.md) | SH BEN INT | $200.6k | <0.1% | 24,870 |  | Reduced −23,064 |
| [NUVEEN REAL ESTATE INCOME FD (JRS)](/companies/jrs.md) | COM | $192.8k | <0.1% | 22,364 |  | Reduced −10,000 |
| [VIRTUS CONVERTIBLE & INCOME (NCV)](/companies/ncv.md) | COM NEW | $188.4k | <0.1% | 10,712 |  | Reduced −3,872 |
| COHEN & STEERS CLOSED-END | COM | $175.0k | <0.1% | 12,607 |  | Reduced −3,610 |
| [NUVEEN FLOATING RATE INCOME (JFR)](/companies/jfr.md) | COM | $167.6k | <0.1% | 21,631 |  | Reduced −24,369 |
| NUVEEN CR STRATEGIES INCOME | COM SHS | $147.3k | <0.1% | 30,000 |  | Reduced −50,725 |
| [NEW GERMANY FD INC (GF)](/companies/gf.md) | COM | $140.2k | <0.1% | 12,235 |  | Reduced −105,488 |
| [BLACKROCK CR ALLOCATION (BTZ)](/companies/btz.md) | COM | $134.4k | <0.1% | 13,149 |  | Reduced −62,990 |
| VOYA GLBL EQTY DIV & PREM OP | COM | $125.0k | <0.1% | 20,355 |  | Reduced −76,597 |
| [PRINCIPAL REAL ESTATE INCOME (PGZ)](/companies/pgz.md) | SHS BEN INT | $114.7k | <0.1% | 11,146 |  | Reduced −31,480 |
| CLOUGH GLOBAL EQUITY FD | COM | $104.0k | <0.1% | 12,070 |  | Reduced −35,909 |
| [BNY MELLON HIGH YIELD STRATE (DHF)](/companies/dhf.md) | SH BEN INT | $71.5k | <0.1% | 29,535 |  | Reduced −60,541 |

## Sold out

Held at the end of the quarter before and not reported this quarter.

| Issuer | Class | Reported value | Weight | Shares | Put or call | Change on the quarter before |
| --- | --- | ---: | ---: | ---: | --- | --- |
| [ABRDN GLOBAL INFRA INCOME FU (ASGI)](/companies/asgi.md) | COM SHS BEN INT | $0 | 0.0% | 0 |  | Sold out −22,800 |
| [ABRDN HEALTHCARE INVESTORS (HQH)](/companies/hqh.md) | SH BEN INT | $0 | 0.0% | 0 |  | Sold out −16,260 |
| ABRDN TOTAL DYNAMIC DIVIDEND | COM SH BEN INT | $0 | 0.0% | 0 |  | Sold out −447,870 |
| [BLACKROCK ESG CAP ALLC TERM (ECAT)](/companies/ecat.md) | SHS BEN INT | $0 | 0.0% | 0 |  | Sold out −68,329 |
| BLACKROCK FLOATING RATE INCO | COM | $0 | 0.0% | 0 |  | Sold out −40,271 |
| [BLACKROCK HEALTH SCIENCES TE (BMEZ)](/companies/bmez.md) | COM SHS | $0 | 0.0% | 0 |  | Sold out −46,212 |
| [BLACKROCK TECH AND PRIVATE E (BTX)](/companies/btx.md) | SHS BEN INT | $0 | 0.0% | 0 |  | Sold out −138,908 |
| [BLACKROCK UTILS INFRASTRUCTU (BUI)](/companies/bui.md) | COM | $0 | 0.0% | 0 |  | Sold out −9,000 |
| [COHEN & STEERS INFRASTRUCTUR (UTF)](/companies/utf.md) | COM | $0 | 0.0% | 0 |  | Sold out −65,899 |
| EATON VANCE TAX ADVT DIV INC | COM | $0 | 0.0% | 0 |  | Sold out −62,331 |
| [EATON VANCE TAX-MANAGED BUY- (ETV)](/companies/etv.md) | COM | $0 | 0.0% | 0 |  | Sold out −21,325 |
| [FIRST TR HIGH YIELD OPPRT 20 (FTHY)](/companies/fthy.md) | COM | $0 | 0.0% | 0 |  | Sold out −13,793 |
| LAZARD GLOBAL TOTAL RETURN & | COM | $0 | 0.0% | 0 |  | Sold out −39,300 |
| MFS CHARTER INCOME TR | SH BEN INT | $0 | 0.0% | 0 |  | Sold out −533,655 |
| [NEUBERGER NEXT GENERATION (NBXG)](/companies/nbxg.md) | COMMON STOCK | $0 | 0.0% | 0 |  | Sold out −86,744 |
| [NUVEEN CORE PLUS IMPACT FUND (NPCT)](/companies/npct.md) | COM BEN INT | $0 | 0.0% | 0 |  | Sold out −200,442 |
| [NUVEEN MULTI ASSET INCOME FU (NMAI)](/companies/nmai.md) | COM | $0 | 0.0% | 0 |  | Sold out −42,232 |
| [RIVERNORTH OPPORTUNITIES FD (RIV)](/companies/riv.md) | COM | $0 | 0.0% | 0 |  | Sold out −61,335 |
| [THORNBURG INCM BUILDER OPP T (TBLD)](/companies/tbld.md) | COM | $0 | 0.0% | 0 |  | Sold out −11,623 |
| [TRI CONTL CORP (TY)](/companies/ty.md) | COM | $0 | 0.0% | 0 |  | Sold out −93,663 |
| [VIRTUS ARTIFICIAL INTELLIGEN (AIO)](/companies/aio.md) | COM | $0 | 0.0% | 0 |  | Sold out −111,789 |
| [WESTERN ASSET INVESTMENT GRA (PAI)](/companies/pai.md) | COM | $0 | 0.0% | 0 |  | Sold out −35,534 |

Source: SEC EDGAR, Form 13F-HR, accession 0001172661-26-002630. Last ingested by Listed: Oct 22, 2026, 05:26 ET. No prices; not investment advice.