# RWC Asset Management LLP: Form 13F holdings

An institutional investment manager in LONDON. SEC CIK 1520478.

- Quarter ended: 2026-06-30
- Filed: 2026-07-27
- Reported value: $2.64bn
- Positions: 160 (160 lines in the filing's table; lines for the same security and option type are added together here)
- Compared with: the 13F for the quarter ended 2026-03-31
- Filing: https://www.sec.gov/Archives/edgar/data/1520478/000139834426012809/

## Holdings

As filed, largest first. Reported value is what the manager stated at the quarter end (Jun 30, 2026), in US dollars; it is filing data, not a price. Weight is the share of the total reported value.

| Issuer | Class | Reported value | Weight | Shares | Put or call | Change on the quarter before |
| --- | --- | ---: | ---: | ---: | --- | --- |
| [MACYS INC (M)](/companies/m.md) | COM | $210.6m | 8.0% | 8,942,844 |  | Reduced −2,331,557 |
| [SMUCKER J M CO (SJM)](/companies/sjm.md) | COM NEW | $175.0m | 6.6% | 1,555,311 |  | New +1,555,311 |
| [KRAFT HEINZ CO (KHC)](/companies/khc.md) | COM | $165.3m | 6.3% | 6,998,616 |  | Added +2,150,796 |
| [COMCAST CORP NEW (CMCSA)](/companies/cmcsa.md) | CL A | $163.2m | 6.2% | 6,646,575 |  | Added +589,023 |
| [HP INC (HPQ)](/companies/hpq.md) | COM | $142.0m | 5.4% | 6,471,380 |  | Added +244,046 |
| [EXELON CORP (EXC)](/companies/exc.md) | COM | $74.3m | 2.8% | 1,592,781 |  | Reduced −45,071 |
| [BAXTER INTL INC (BAX)](/companies/bax.md) | COM | $71.0m | 2.7% | 3,329,168 |  | Added +251,599 |
| [JOHNSON & JOHNSON (JNJ)](/companies/jnj.md) | COM | $66.6m | 2.5% | 262,139 |  | Added +4,984 |
| [OMNICOM GROUP INC (OMC)](/companies/omc.md) | COM | $57.9m | 2.2% | 795,132 |  | Added +72,271 |
| [VISTA ENERGY S.A.B. DE C.V. (VIST)](/companies/vist.md) | SPONSORED ADS | $51.4m | 1.9% | 805,548 |  | Added +205,248 |
| [SOCIEDAD QUIMICA Y MINERA DE (SQM)](/companies/sqm.md) | SPON ADR SER B | $47.6m | 1.8% | 643,447 |  | Reduced −313,188 |
| [SYSCO CORP (SYY)](/companies/syy.md) | COM | $43.5m | 1.6% | 520,035 |  | Added +9,996 |
| [GRUPO FINANCIERO GALICIA S.A (GGAL)](/companies/ggal.md) | SPONSORED ADR | $42.7m | 1.6% | 853,445 |  | Added +105,569 |
| [PETROLEO BRASILEIRO S A (PBR)](/companies/pbr.md) | SPONSORED ADR | $42.5m | 1.6% | 2,630,124 |  | Added +2,586 |
| [KEURIG DR PEPPER INC (KDP)](/companies/kdp.md) | COM | $40.9m | 1.5% | 1,249,198 |  | Added +23,832 |
| [GOLD FIELDS LTD (GFI)](/companies/gfi.md) | SPONSORED ADR | $38.0m | 1.4% | 1,131,408 |  | Reduced −200,963 |
| [AMBEV SA (ABEV)](/companies/abev.md) | SPONSORED ADR | $33.1m | 1.3% | 10,547,747 |  | Added +208,838 |
| [CMS ENERGY CORP (CMS)](/companies/cms.md) | COM | $33.1m | 1.3% | 432,884 |  | Added +8,575 |
| [PAYCHEX INC (PAYX)](/companies/payx.md) | COM | $32.4m | 1.2% | 329,670 |  | Added +6,254 |
| [AMERICAN TOWER CORP (AMT)](/companies/amt.md) | COM | $32.4m | 1.2% | 197,806 |  | Added +3,787 |
| [PHILIP MORRIS INTL INC (PM)](/companies/pm.md) | COM | $32.2m | 1.2% | 177,837 |  | Added +3,522 |
| [YPF SOCIEDAD ANONIMA (YPF)](/companies/ypf.md) | SPON ADR CL D | $30.0m | 1.1% | 660,589 |  | Added +583,384 |
| [NEXTERA ENERGY INC (NEE)](/companies/nee.md) | COM | $30.0m | 1.1% | 341,499 |  | Reduced −23,859 |
| [DOMINION ENERGY INC (D)](/companies/d.md) | COM | $28.7m | 1.1% | 419,724 |  | Reduced −22,584 |
| [MERCK & CO INC (MRK)](/companies/mrk.md) | COM | $26.9m | 1.0% | 209,086 |  | Added +3,996 |
| [WILLIAMS COS INC (WMB)](/companies/wmb.md) | COM | $26.2m | 1.0% | 352,000 |  | Added +31,023 |
| [BRIXMOR PPTY GROUP INC (BRX)](/companies/brx.md) | COM | $26.1m | 1.0% | 826,470 |  | Added +15,496 |
| [PG&E CORP (PCG)](/companies/pcg.md) | COM | $23.6m | 0.9% | 1,402,347 |  | Added +505,678 |
| TE CONNECTIVITY PLC | ORD SHS | $23.5m | 0.9% | 116,476 |  | Added +35,034 |
| [PUBLIC SVC ENTERPRISE GROUP (PEG)](/companies/peg.md) | COM | $23.2m | 0.9% | 285,918 |  | Added +7,536 |
| [PEPSICO INC (PEP)](/companies/pep.md) | COM | $23.1m | 0.9% | 170,924 |  | Added +3,243 |
| [VALE S A (VALE)](/companies/vale.md) | SPONSORED ADS | $22.6m | 0.9% | 1,500,372 |  | Reduced −684,698 |
| [LOMA NEGRA C I A S A MTN 14 (LOMA)](/companies/loma.md) | SPONSORED ADS | $22.5m | 0.9% | 1,965,612 |  | Unchanged |
| [FEDERAL RLTY INVT TR NEW (FRT)](/companies/frt.md) | SH BEN INT NEW | $21.6m | 0.8% | 175,377 |  | Added +3,290 |
| [EMBRAER S.A. (EMBJ)](/companies/embj.md) | SPONSORED ADS | $21.5m | 0.8% | 336,491 |  | Added +4,031 |
| [CONSTELLATION ENERGY CORP (CEG)](/companies/ceg.md) | COM | $20.0m | 0.8% | 80,723 |  | Reduced −28,509 |
| [TAIWAN SEMICONDUCTOR MANUFAC (TSM)](/companies/tsm.md) | SPONSORED ADS | $19.3m | 0.7% | 40,381 |  | Added +7,453 |
| [MERCADOLIBRE INC (MELI)](/companies/meli.md) | COM | $18.7m | 0.7% | 11,009 |  | Added +165 |
| [OWENS CORNING NEW (OC)](/companies/oc.md) | COM | $18.3m | 0.7% | 115,381 |  | Added +28,302 |
| [CLEARWAY ENERGY INC (CWEN)](/companies/cwen.md) | CL C | $17.2m | 0.7% | 502,780 |  | Added +23,824 |
| [DELTA AIR LINES INC (DAL)](/companies/dal.md) | COM NEW | $17.0m | 0.6% | 182,031 |  | Reduced −46,327 |
| [TELECOM ARGENTINA SA (TEO)](/companies/teo.md) | SPON ADR REP B | $16.7m | 0.6% | 1,283,341 |  | Added +308 |
| [VERSANT MEDIA GROUP INC (VSNT)](/companies/vsnt.md) | COM CL A | $16.5m | 0.6% | 458,188 |  | Added +41,689 |
| [TALEN ENERGY CORP (TLN)](/companies/tln.md) | COM | $16.1m | 0.6% | 41,994 |  | Added +16,476 |
| [HUBBELL INC (HUBB)](/companies/hubb.md) | COM | $15.9m | 0.6% | 30,338 |  | Reduced −1,821 |
| [LEAR CORP (LEA)](/companies/lea.md) | COM NEW | $15.8m | 0.6% | 117,819 |  | Reduced −519,762 |
| [SYNCHRONY FINANCIAL (SYF)](/companies/syf.md) | COM | $15.3m | 0.6% | 201,568 |  | Added +18,447 |
| [FERVO ENERGY CO (FRVO)](/companies/frvo.md) | CL A COM | $15.0m | 0.6% | 512,863 |  | New +512,863 |
| FIRSTENERGY CORP | NOTE 3.875% 1/1 | $14.4m | 0.5% | $12,915,000 principal |  | New +12,915,000 |
| [DEVON ENERGY CORP NEW (DVN)](/companies/dvn.md) | COM | $14.0m | 0.5% | 339,820 |  | Reduced −48,478 |
| AKAMAI TECHNOLOGIES INC | NOTE 0.375% 9/0 | $13.6m | 0.5% | $11,345,000 principal |  | New +11,345,000 |
| [ALGONQUIN POWER & UTILITIES (AQN)](/companies/aqn.md) | COM | $13.6m | 0.5% | 2,317,719 |  | Added +86,219 |
| [CHORD ENERGY CORPORATION (CHRD)](/companies/chrd.md) | COM NEW | $13.4m | 0.5% | 117,533 |  | Added +10,716 |
| [TECK RESOURCES LTD (TECK)](/companies/teck.md) | CL B | $11.1m | 0.4% | 186,597 |  | Reduced −3,523 |
| [GRUPO SUPERVIELLE S.A. (SUPV)](/companies/supv.md) | SPONSORED ADR | $10.7m | 0.4% | 1,112,069 |  | Unchanged |
| [XCEL ENERGY INC (XEL)](/companies/xel.md) | COM | $10.6m | 0.4% | 132,305 |  | Reduced −2,260 |
| [ORMAT TECHNOLOGIES INC (ORA)](/companies/ora.md) | COM | $10.6m | 0.4% | 97,289 |  | Reduced −2,144 |
| WEC ENERGY GROUP INC | NOTE 4.375% 6/0 | $10.5m | 0.4% | $8,465,000 principal |  | Reduced −335,000 |
| [SOUTHERN CO (SO)](/companies/so.md) | COM | $10.3m | 0.4% | 107,737 |  | Reduced −1,615 |
| [INFOSYS LTD (INFY)](/companies/infy.md) | SPONSORED ADR | $10.0m | 0.4% | 957,414 |  | New +957,414 |
| UBER TECHNOLOGIES INC | NOTE 0.875%12/0 | $10.0m | 0.4% | $8,365,000 principal |  | Added +168,000 |
| JD.COM INC | NOTE 0.250% 6/0 | $9.8m | 0.4% | $10,007,000 principal |  | Reduced −518,000 |
| [EPAM SYS INC (EPAM)](/companies/epam.md) | COM | $9.2m | 0.3% | 116,095 |  | Unchanged |
| [VISTRA CORP (VST)](/companies/vst.md) | COM | $8.9m | 0.3% | 56,366 |  | Reduced −924 |
| [AVISTA CORP (AVA)](/companies/ava.md) | COM | $8.9m | 0.3% | 216,488 |  | Reduced −38,883 |
| GAMESTOP CORP | NOTE  4/0 | $8.8m | 0.3% | $8,630,000 principal |  | New +8,630,000 |
| [AMERICAN ELEC PWR CO INC (AEP)](/companies/aep.md) | COM | $8.7m | 0.3% | 63,520 |  | Reduced −905 |
| [EVERSOURCE ENERGY (ES)](/companies/es.md) | COM | $8.1m | 0.3% | 112,645 |  | Reduced −1,895 |
| SOUTHERN CO | NOTE 4.500% 6/1 | $8.0m | 0.3% | $7,225,000 principal |  | Added +125,000 |
| CMS ENERGY CORP | NOTE 3.375% 5/0 | $8.0m | 0.3% | $7,147,000 principal |  | Added +527,000 |
| WEC ENERGY GROUP INC | NOTE 3.375% 6/0 | $7.9m | 0.3% | $7,540,000 principal |  | New +7,540,000 |
| [DTE ENERGY CO (DTE)](/companies/dte.md) | COM | $7.7m | 0.3% | 50,366 |  | Reduced −844 |
| RIVIAN AUTOMOTIVE INC | NOTE 4.625% 3/1 | $7.7m | 0.3% | $6,471,000 principal |  | Reduced −351,000 |
| [ALIBABA GROUP HLDG LTD (BABA)](/companies/baba.md) | SPONSORED ADS | $7.6m | 0.3% | 78,744 |  | Reduced −2,259 |
| UBER TECHNOLOGIES INC | NOTE  5/1 | $7.4m | 0.3% | $6,377,000 principal |  | New +6,377,000 |
| [AES CORP (AES)](/companies/aes.md) | COM | $6.8m | 0.3% | 464,123 |  | Reduced −6,718 |
| [AMEREN CORP (AEE)](/companies/aee.md) | COM | $6.7m | 0.3% | 59,601 |  | Reduced −708 |
| [SUNRUN INC (RUN)](/companies/run.md) | COM | $6.7m | 0.3% | 497,268 |  | Added +81,706 |
| SNOWFLAKE INC | NOTE 10/0 | $6.6m | 0.2% | $3,955,000 principal |  | New +3,955,000 |
| ALLIANT ENERGY CORP | NOTE 3.250% 5/3 | $6.5m | 0.2% | $5,928,000 principal |  | New +5,928,000 |
| COINBASE GLOBAL INC | NOTE 0.250% 4/0 | $6.3m | 0.2% | $7,019,000 principal |  | Reduced −1,146,000 |
| GLOBAL PMTS INC | NOTE 1.500% 3/0 | $6.1m | 0.2% | $6,807,000 principal |  | Added +82,000 |
| [JACKSON FINANCIAL INC (JXN)](/companies/jxn.md) | COM CL A | $6.0m | 0.2% | 58,510 |  | Added +5,289 |
| CLOUDFLARE INC | NOTE  8/1 | $5.8m | 0.2% | $4,494,000 principal |  | Reduced −1,604,000 |
| SOUTHERN CO | NOTE 3.250% 6/1 | $5.8m | 0.2% | $5,730,000 principal |  | New +5,730,000 |
| NEXTERA ENERGY CAP HLDGS INC | NOTE 3.000% 3/0 | $5.7m | 0.2% | $4,354,000 principal |  | Reduced −260,000 |
| ALIBABA GROUP HLDG LTD | NOTE 0.500% 6/0 | $5.4m | 0.2% | $4,550,000 principal |  | New +4,550,000 |
| DOORDASH INC | NOTE  5/1 | $5.3m | 0.2% | $5,422,000 principal |  | New +5,422,000 |
| [AMERICAN WTR WKS CO INC NEW (AWK)](/companies/awk.md) | COM | $5.2m | 0.2% | 39,883 |  | Reduced −101 |
| PPL CAP FDG INC | NOTE 2.875% 3/1 | $5.1m | 0.2% | $4,500,000 principal |  | Unchanged |
| [ALLIANT ENERGY CORP (LNT)](/companies/lnt.md) | COM | $5.1m | 0.2% | 66,509 |  | Reduced −869 |
| ETSY INC | NOTE 0.125%10/0 | $4.6m | 0.2% | $4,526,000 principal |  | Added +3,356,000 |
| [WASTE MGMT INC DEL (WM)](/companies/wm.md) | COM | $4.5m | 0.2% | 20,236 |  | Added +321 |
| LIVE NATION ENTERTAINMENT IN | NOTE 2.875% 1/1 | $4.5m | 0.2% | $3,740,000 principal |  | Added +80,000 |
| CENTERPOINT ENERGY INC | NOTE 4.250% 8/1 | $4.3m | 0.2% | $3,553,000 principal |  | Reduced −1,207,000 |
| ON SEMICONDUCTOR CORP | NOTE 0.500% 3/0 | $4.2m | 0.2% | $3,469,000 principal |  | New +3,469,000 |
| PG&E CORP | NOTE 4.250%12/0 | $4.2m | 0.2% | $4,055,000 principal |  | Added +65,000 |
| TRIP COM GROUP LTD | NOTE 0.750% 6/1 | $3.7m | 0.1% | $3,730,000 principal |  | Added +257,000 |
| PINNACLE WEST CAP CORP | NOTE 4.750% 6/1 | $3.6m | 0.1% | $3,003,000 principal |  | Added +513,000 |
| [VEON LTD (VEON)](/companies/veon.md) | SPONSORED ADS | $3.6m | 0.1% | 68,207 |  | Added +30,167 |
| BRIDGEBIO PHARMA INC | NOTE 2.250% 2/0 | $3.5m | 0.1% | $3,115,000 principal |  | Reduced −176,000 |
| SITIME CORP | NOTE  6/1 | $3.3m | 0.1% | $3,007,000 principal |  | New +3,007,000 |
| [HIGHLANDER SILVER CORP (HSLV)](/companies/hslv.md) | COM | $3.1m | 0.1% | 669,956 |  | Reduced −22,378 |
| NUTANIX INC | NOTE 0.250%10/0 | $2.9m | 0.1% | $2,570,000 principal |  | Added +943,000 |
| SUPER MICRO COMPUTER INC | NOTE  6/1 | $2.7m | 0.1% | $3,103,000 principal |  | New +3,103,000 |
| [IRSA INVERSIONES Y REP S A (IRS)](/companies/irs.md) | SPON GDS ECH 10 | $2.4m | <0.1% | 155,815 |  | Unchanged |
| CYBERARK SOFTWARE LTD | NOTE  6/1 | $2.3m | <0.1% | $1,400,000 principal |  | New +1,400,000 |
| [GRUPO AEROMEXICO SAB DE CV (AERO)](/companies/aero.md) | SPONSORED ADS | $2.2m | <0.1% | 124,350 |  | Unchanged |
| ITRON INC | NOTE 1.375% 7/1 | $2.2m | <0.1% | $2,223,000 principal |  | Added +1,133,000 |
| PARSONS CORP DEL | NOTE 2.625% 3/0 | $2.2m | <0.1% | $2,223,000 principal |  | Reduced −1,774,000 |
| LYFT INC | NOTE 0.625% 3/0 | $2.0m | <0.1% | $1,955,000 principal |  | Added +143,000 |
| CORPORACION AMER ARPTS S A | COM | $1.9m | <0.1% | 75,387 |  | Unchanged |
| [KANZHUN LIMITED (BZ)](/companies/bz.md) | SPONSORED ADS | $1.8m | <0.1% | 142,786 |  | Reduced −713,368 |
| MERIT MED SYS INC | NOTE 3.000% 2/0 | $1.6m | <0.1% | $1,515,000 principal |  | New +1,515,000 |
| REVOLUTION MEDICINES INC | NOTE 0.500% 5/0 | $1.6m | <0.1% | $1,277,000 principal |  | New +1,277,000 |
| LANTHEUS HLDGS INC | NOTE 2.625%12/1 | $1.6m | <0.1% | $1,088,000 principal |  | Reduced −377,000 |
| DATADOG INC | NOTE 12/0 | $1.6m | <0.1% | $1,104,000 principal |  | Reduced −1,412,000 |
| ARROWHEAD PHARMACEUTICALS IN | NOTE  1/1 | $1.6m | <0.1% | $1,307,000 principal |  | Reduced −72,000 |
| IRHYTHM HOLDINGS INC | NOTE 1.500% 9/0 | $1.5m | <0.1% | $1,402,000 principal |  | Reduced −71,000 |
| TRAVERE THERAPEUTICS INC | NOTE 0.500% 5/1 | $1.5m | <0.1% | $1,281,000 principal |  | New +1,281,000 |
| ETSY INC | NOTE 1.000% 6/1 | $1.5m | <0.1% | $1,255,000 principal |  | New +1,255,000 |
| UNITY SOFTWARE INC | NOTE  3/1 | $1.5m | <0.1% | $1,306,000 principal |  | New +1,306,000 |
| GUARDANT HEALTH INC | NOTE 11/1 | $1.5m | <0.1% | $1,175,000 principal |  | Reduced −82,000 |
| FLUOR CORP | NOTE 1.125% 8/1 | $1.4m | <0.1% | $1,088,000 principal |  | Reduced −77,000 |
| ALPHABET INC | DEP SHS RP1/20 A | $1.2m | <0.1% | 23,000 |  | New +23,000 |
| TETRA TECH INC NEW | DBCV 2.250% 8/1 | $1.1m | <0.1% | $1,089,000 principal |  | Added +19,000 |
| JOBY AVIATION INC | NOTE 0.750% 2/1 | $1.1m | <0.1% | $1,256,000 principal |  | Reduced −20,000 |
| AEROVIRONMENT INC | NOTE  7/1 | $1.1m | <0.1% | $1,200,000 principal |  | Unchanged |
| LIBERTY MEDIA CORP DEL | NOTE 2.250% 8/1 | $1.1m | <0.1% | $923,000 principal |  | Reduced −35,000 |
| NORTHERN OIL & GAS INC | NOTE 3.625% 4/1 | $1.0m | <0.1% | $1,060,000 principal |  | Unchanged |
| [VERIZON COMMUNICATIONS INC (VZ)](/companies/vz.md) | COM | $940.4k | <0.1% | 22,211 |  | Reduced −254 |
| [WATTS WATER TECHNOLOGIES INC (WTS)](/companies/wts.md) | CL A | $873.7k | <0.1% | 2,232 |  | Unchanged |
| [COMPANHIA DE SANEAMENTO BASI (SBS)](/companies/sbs.md) | SPONSORED ADR | $857.6k | <0.1% | 148,380 |  | Added +118,211 |
| [REPUBLIC SVCS INC (RSG)](/companies/rsg.md) | COM | $845.1k | <0.1% | 3,966 |  | Added +84 |
| SUPER MICRO COMPUTER INC | NOTE 2.250% 7/1 | $789.6k | <0.1% | $807,000 principal |  | New +807,000 |
| [PLANET LABS PBC (PL)](/companies/pl.md) | COM CL A | $737.7k | <0.1% | 22,267 |  | Reduced −4,340 |
| [CLEAN HARBORS INC (CLH)](/companies/clh.md) | COM | $694.0k | <0.1% | 2,323 |  | Added +86 |
| [ECOLAB INC (ECL)](/companies/ecl.md) | COM | $676.7k | <0.1% | 2,429 |  | Added +235 |
| [VALMONT INDS INC (VMI)](/companies/vmi.md) | COM | $644.6k | <0.1% | 1,116 |  | Added +185 |
| [MUELLER WTR PRODS INC (MWA)](/companies/mwa.md) | COM SER A | $581.5k | <0.1% | 22,513 |  | Unchanged |
| [ADVANCED DRAIN SYS INC DEL (WMS)](/companies/wms.md) | COM | $565.5k | <0.1% | 3,603 |  | Added +369 |
| [ITRON INC (ITRI)](/companies/itri.md) | COM | $541.9k | <0.1% | 6,263 |  | Unchanged |
| [DEERE & CO (DE)](/companies/de.md) | COM | $529.7k | <0.1% | 835 |  | Added +85 |
| [BALL CORP (BALL)](/companies/ball.md) | COM | $495.7k | <0.1% | 7,944 |  | Added +911 |
| [TRIMBLE INC (TRMB)](/companies/trmb.md) | COM | $485.9k | <0.1% | 9,493 |  | Unchanged |
| [XYLEM INC (XYL)](/companies/xyl.md) | COM | $466.8k | <0.1% | 3,949 |  | Reduced −1,476 |
| [VERALTO CORP (VLTO)](/companies/vlto.md) | COM SHS | $458.7k | <0.1% | 5,172 |  | New +5,172 |
| STRATEGY INC | NOTE 0.625% 9/1 | $429.4k | <0.1% | $415,000 principal |  | Reduced −5,553,000 |
| GAMESTOP CORP | NOTE  6/1 | $418.9k | <0.1% | $415,000 principal |  | New +415,000 |
| CLOUDFLARE INC | NOTE  6/1 | $396.0k | <0.1% | $312,000 principal |  | New +312,000 |
| [TETRA TECH INC NEW (TTEK)](/companies/ttek.md) | COM | $354.0k | <0.1% | 12,253 |  | Unchanged |
| [KOSMOS ENERGY LTD (KOS)](/companies/kos.md) | COM | $312.6k | <0.1% | 148,128 |  | Reduced −144,385 |
| HALOZYME THERAPEUTICS INC | NOTE 1.000% 8/1 | $294.7k | <0.1% | $201,000 principal |  | New +201,000 |
| [BADGER METER INC (BMI)](/companies/bmi.md) | COM | $286.1k | <0.1% | 1,928 |  | Added +166 |
| [AECOM (ACM)](/companies/acm.md) | COM | $284.0k | <0.1% | 4,069 |  | Unchanged |
| [PACKAGING CORP AMER (PKG)](/companies/pkg.md) | COM | $250.7k | <0.1% | 1,052 |  | Unchanged |
| RIVIAN AUTOMOTIVE INC | NOTE 3.625%10/1 | $244.0k | <0.1% | $228,000 principal |  | New +228,000 |
| [SM ENERGY COMPANY (SM)](/companies/sm.md) | COM | $237.1k | <0.1% | 9,086 |  | Added +641 |
| [KADANT INC (KAI)](/companies/kai.md) | COM | $234.4k | <0.1% | 746 |  | Unchanged |
| [COPART INC (CPRT)](/companies/cprt.md) | COM | $208.2k | <0.1% | 7,386 |  | Unchanged |

## Sold out

Held at the end of the quarter before and not reported this quarter.

| Issuer | Class | Reported value | Weight | Shares | Put or call | Change on the quarter before |
| --- | --- | ---: | ---: | ---: | --- | --- |
| [ABBOTT LABORATORIES (ABT)](/companies/abt.md) | COM | $0 | 0.0% | 0 |  | Sold out −2,238 |
| [ABBVIE INC (ABBV)](/companies/abbv.md) | COM | $0 | 0.0% | 0 |  | Sold out −3,126 |
| AFFIRM HLDGS INC | NOTE 0.750%12/1 | $0 | 0.0% | $0 principal |  | Sold out −1,206,000 |
| AKAMAI TECHNOLOGIES INC | NOTE 1.125% 2/1 | $0 | 0.0% | $0 principal |  | Sold out −17,142,000 |
| AMERICAN WTR CAP CORP | NOTE 3.625% 6/1 | $0 | 0.0% | $0 principal |  | Sold out −8,350,000 |
| [BOSTON SCIENTIFIC CORP (BSX)](/companies/bsx.md) | COM | $0 | 0.0% | 0 |  | Sold out −3,592 |
| [CG ONCOLOGY INC (CGON)](/companies/cgon.md) | COM | $0 | 0.0% | 0 |  | Sold out −3,295 |
| COINBASE GLOBAL INC | NOTE 0.500% 6/0 | $0 | 0.0% | $0 principal |  | Sold out −1,255,000 |
| [DIANTHUS THERAPEUTICS INC (DNTH)](/companies/dnth.md) | COM | $0 | 0.0% | 0 |  | Sold out −4,646 |
| [ELI LILLY & CO (LLY)](/companies/lly.md) | COM | $0 | 0.0% | 0 |  | Sold out −772 |
| [EYEPOINT INC (EYPT)](/companies/eypt.md) | COM NEW | $0 | 0.0% | 0 |  | Sold out −17,652 |
| [GLAUKOS CORP (GKOS)](/companies/gkos.md) | COM | $0 | 0.0% | 0 |  | Sold out −2,197 |
| [GUARDANT HEALTH INC (GH)](/companies/gh.md) | COM | $0 | 0.0% | 0 |  | Sold out −3,866 |
| [HCA HEALTHCARE INC (HCA)](/companies/hca.md) | COM | $0 | 0.0% | 0 |  | Sold out −479 |
| [IQVIA HLDGS INC (IQV)](/companies/iqv.md) | COM | $0 | 0.0% | 0 |  | Sold out −1,266 |
| JAZZ INVESTMENTS I LTD | NOTE 3.125% 9/1 | $0 | 0.0% | $0 principal |  | Sold out −3,100,000 |
| JAZZ INVESTMENTS I LTD | NOTE 2.000% 6/1 | $0 | 0.0% | $0 principal |  | Sold out −200,000 |
| JETBLUE AIRWAYS CORP | NOTE 2.500% 9/0 | $0 | 0.0% | $0 principal |  | Sold out −356,000 |
| LEGGETT & PLATT INC | COM | $0 | 0.0% | 0 |  | Sold out −10,246 |
| [MIRUM PHARMACEUTICALS INC (MIRM)](/companies/mirm.md) | COM | $0 | 0.0% | 0 |  | Sold out −2,341 |
| [MOLSON COORS BEVERAGE CO (TAP)](/companies/tap.md) | CL B | $0 | 0.0% | 0 |  | Sold out −1,182,587 |
| ON SEMICONDUCTOR CORP | NOTE  5/0 | $0 | 0.0% | $0 principal |  | Sold out −2,643,000 |
| RIOT PLATFORMS INC | NOTE 0.750% 1/1 | $0 | 0.0% | $0 principal |  | Sold out −1,170,000 |
| [SCHOLAR ROCK HLDG CORP (SRRK)](/companies/srrk.md) | COM | $0 | 0.0% | 0 |  | Sold out −4,504 |
| [SI BONE INC (SIBN)](/companies/sibn.md) | COM | $0 | 0.0% | 0 |  | Sold out −14,710 |
| SOLARIS ENERGY INFRAS INC | NOTE 0.250%10/0 | $0 | 0.0% | $0 principal |  | Sold out −1,486,000 |
| [SPYRE THERAPEUTICS INC (SYRE)](/companies/syre.md) | COM NEW | $0 | 0.0% | 0 |  | Sold out −8,166 |
| [STANTEC INC (STN)](/companies/stn.md) | COM | $0 | 0.0% | 0 |  | Sold out −2,472 |
| SUNOPTA INC | COM | $0 | 0.0% | 0 |  | Sold out −47,163 |
| SYNAPTICS INC | NOTE 0.750%12/0 | $0 | 0.0% | $0 principal |  | Sold out −1,251,000 |
| [THERMO FISHER SCIENTIFIC INC (TMO)](/companies/tmo.md) | COM | $0 | 0.0% | 0 |  | Sold out −718 |
| [UNITEDHEALTH GROUP INC (UNH)](/companies/unh.md) | COM | $0 | 0.0% | 0 |  | Sold out −856 |

Source: SEC EDGAR, Form 13F-HR, accession 0001398344-26-012809. Last ingested by Listed: Oct 22, 2026, 05:26 ET. No prices; not investment advice.