# AWM Investment Company, Inc.: Form 13F holdings

An institutional investment manager in NEW YORK, NY. SEC CIK 1535264.

- Quarter ended: 2026-06-30
- Filed: 2026-08-14
- Reported value: $1.15bn
- Positions: 106 (106 lines in the filing's table; lines for the same security and option type are added together here)
- Compared with: the 13F for the quarter ended 2026-03-31
- Filing: https://www.sec.gov/Archives/edgar/data/1535264/000153526426000051/

## Holdings

As filed, largest first. Reported value is what the manager stated at the quarter end (Jun 30, 2026), in US dollars; it is filing data, not a price. Weight is the share of the total reported value.

| Issuer | Class | Reported value | Weight | Shares | Put or call | Change on the quarter before |
| --- | --- | ---: | ---: | ---: | --- | --- |
| [nLight, Inc. (LASR)](/companies/lasr.md) | COM | $65.4m | 5.7% | 939,011 |  | Reduced −84,728 |
| [Vicor Corporation (VICR)](/companies/vicr.md) | COM | $56.6m | 4.9% | 148,981 |  | Reduced −139,199 |
| [908 Devices, Inc. (MASS)](/companies/mass.md) | COM | $42.5m | 3.7% | 4,879,773 |  | Reduced −320,151 |
| [LightPath Technologies, Inc. (LPTH)](/companies/lpth.md) | COM | $41.5m | 3.6% | 2,537,522 |  | Added +499,912 |
| [American Superconductor Corp (AMSC)](/companies/amsc.md) | COM | $39.5m | 3.4% | 951,604 |  | Added +150,000 |
| [CEVA, Inc. (CEVA)](/companies/ceva.md) | COM | $37.7m | 3.3% | 799,806 |  | Reduced −65,000 |
| [Butterfly Network, Inc. (BFLY)](/companies/bfly.md) | COM | $37.3m | 3.2% | 4,430,593 |  | Unchanged |
| [Definium Therapeutics, Inc. (DFTX)](/companies/dftx.md) | COM | $36.9m | 3.2% | 784,800 |  | Reduced −292,093 |
| [Aehr Test Systems (AEHR)](/companies/aehr.md) | COM | $36.0m | 3.1% | 374,808 |  | Reduced −1,219,163 |
| [Kopin Corporation (KOPN)](/companies/kopn.md) | COM | $35.9m | 3.1% | 8,024,062 |  | Reduced −3,790,750 |
| [BlackSky Technology, Inc. (BKSY)](/companies/bksy.md) | COM | $33.5m | 2.9% | 1,200,000 |  | Reduced −525,610 |
| [Boost Run, Inc. (BRUN)](/companies/brun.md) | COM | $31.6m | 2.7% | 813,739 |  | New +813,739 |
| [Impinj, Inc. (PI)](/companies/pi.md) | COM | $29.7m | 2.6% | 207,018 |  | Unchanged |
| [Aerovironment, Inc. (AVAV)](/companies/avav.md) | COM | $24.3m | 2.1% | 146,908 |  | Added +16,250 |
| [Velo3D, Inc. (VELO)](/companies/velo.md) | COM | $23.2m | 2.0% | 1,322,066 |  | Reduced −656,216 |
| [Backblaze, Inc. (BLZE)](/companies/blze.md) | COM | $22.2m | 1.9% | 1,400,166 |  | Unchanged |
| [The RealReal, Inc. (REAL)](/companies/real.md) | COM | $21.3m | 1.8% | 1,803,647 |  | Added +319,800 |
| [Universal Technical Institute, (UTI)](/companies/uti.md) | COM | $20.9m | 1.8% | 489,098 |  | Unchanged |
| Talkspace, Inc. | COM | $19.9m | 1.7% | 3,826,892 |  | Unchanged |
| [Arlo Technologies, Inc. (ARLO)](/companies/arlo.md) | COM | $19.8m | 1.7% | 1,466,009 |  | Added +200,900 |
| [Everspin Technology, Inc. (MRAM)](/companies/mram.md) | COM | $18.1m | 1.6% | 750,000 |  | Reduced −1,327,241 |
| [Insight Molecular Diagnostic I (IMDX)](/companies/imdx.md) | COM | $16.7m | 1.5% | 2,836,692 |  | Added +30,436 |
| [Amtech Systems, Inc. (ASYS)](/companies/asys.md) | COM | $15.9m | 1.4% | 690,000 |  | New +690,000 |
| [Strata Critical Medical, Inc. (SRTA)](/companies/srta.md) | COM | $14.9m | 1.3% | 2,821,468 |  | Unchanged |
| [PowerFleet, Inc. (AIOT)](/companies/aiot.md) | COM | $14.7m | 1.3% | 3,840,463 |  | Reduced −861,043 |
| Gilat Satellite Networks, Ltd. | COM | $13.8m | 1.2% | 1,036,181 |  | Reduced −1,266,586 |
| RADCOM, Ltd. (Israel) | COM | $13.4m | 1.2% | 951,796 |  | Reduced −39,465 |
| [Fennec Pharmaceuticals, Inc. (FENC)](/companies/fenc.md) | COM | $12.5m | 1.1% | 1,160,296 |  | Added +440,161 |
| [Galaxy Digital, Inc.-Class A (GLXY)](/companies/glxy.md) | COM | $12.2m | 1.1% | 447,000 |  | Added +2,000 |
| [Alpha Cognition, Inc.(Canada) (ACOG)](/companies/acog.md) | COM | $12.1m | 1.0% | 1,672,168 |  | Unchanged |
| [Brazil Potash Corp. (GRO)](/companies/gro.md) | COM | $10.8m | 0.9% | 5,000,000 |  | Added +2,771,400 |
| [Palvella Therapeutics, Inc. (PVLA)](/companies/pvla.md) | COM | $10.6m | 0.9% | 69,416 |  | Unchanged |
| [The Lovesac Company (LOVE)](/companies/love.md) | COM | $10.2m | 0.9% | 610,402 |  | Added +110,400 |
| [Ouster, Inc. (OUST)](/companies/oust.md) | COM | $9.8m | 0.9% | 157,435 |  | Reduced −28,565 |
| [ASP Isotopes, Inc. (ASPI)](/companies/aspi.md) | COM | $9.8m | 0.9% | 1,581,490 |  | Reduced −543,006 |
| Sophia Genetics S.A.   (Switze | COM | $9.8m | 0.9% | 1,700,000 |  | New +1,700,000 |
| [Genasys, Inc. (F4) (GNSS)](/companies/gnss.md) | COM | $9.6m | 0.8% | 5,649,544 |  | Unchanged |
| [Red Cat Holdings, Inc. (RCAT)](/companies/rcat.md) | COM | $9.3m | 0.8% | 874,460 |  | Added +500,000 |
| [Abeona Therapeutics, Inc. (ABEO)](/companies/abeo.md) | COM | $9.2m | 0.8% | 1,486,130 |  | Added +683,000 |
| Schmid Group, N.V. (Germany) | COM | $8.7m | 0.8% | 1,388,976 |  | New +1,388,976 |
| [Natural Gas Services Group, In (NGS)](/companies/ngs.md) | COM | $8.2m | 0.7% | 189,732 |  | Reduced −25,044 |
| Spruce Biosciences, Inc. | COM | $7.9m | 0.7% | 146,988 |  | New +146,988 |
| [Tigo Energy, Inc. (TYGO)](/companies/tygo.md) | COM | $7.8m | 0.7% | 3,347,933 |  | Added +1,197,003 |
| [Citi Trends, Inc. (CTRN)](/companies/ctrn.md) | COM | $7.8m | 0.7% | 134,127 |  | Reduced −32,000 |
| [Spire Global Inc. (SPIR)](/companies/spir.md) | COM | $7.7m | 0.7% | 413,522 |  | Reduced −15,291 |
| [Lantronix, Inc. (LTRX)](/companies/ltrx.md) | COM | $7.3m | 0.6% | 1,250,000 |  | New +1,250,000 |
| [Ideal Power, Inc. (IPWR)](/companies/ipwr.md) | COM | $7.2m | 0.6% | 1,346,244 |  | Added +149,395 |
| [Owlet, Inc. (OWLT)](/companies/owlt.md) | COM | $7.0m | 0.6% | 1,225,353 |  | Reduced −753,117 |
| [Elmet Group Co. (ELMT)](/companies/elmt.md) | COM | $6.8m | 0.6% | 344,853 |  | New +344,853 |
| [Mayville Engineering Company, (MEC)](/companies/mec.md) | COM | $6.7m | 0.6% | 180,000 |  | New +180,000 |
| [Lifeway Foods, Inc. (LWAY)](/companies/lway.md) | COM | $6.7m | 0.6% | 223,000 |  | New +223,000 |
| [Paysign, Inc. (PAYS)](/companies/pays.md) | COM | $6.6m | 0.6% | 800,965 |  | Added +415,000 |
| [Progyny, Inc. (PGNY)](/companies/pgny.md) | COM | $6.3m | 0.6% | 220,000 |  | Unchanged |
| [Destination XL Group, Inc. (DXLG)](/companies/dxlg.md) | COM | $6.3m | 0.5% | 9,399,297 |  | Unchanged |
| [Nextdoor Holdings, Inc. (NXDR)](/companies/nxdr.md) | COM | $6.0m | 0.5% | 2,655,204 |  | Added +501,366 |
| [Rani Therapeutics Holdings, In (RANI)](/companies/rani.md) | COM | $5.7m | 0.5% | 7,500,000 |  | Added +1,000,000 |
| Allot Ltd. (Israel) | COM | $5.5m | 0.5% | 624,700 |  | Unchanged |
| [Reservoir Media, Inc. (RSVR)](/companies/rsvr.md) | COM | $5.4m | 0.5% | 545,453 |  | Reduced −6,141 |
| [NeoVolta, Inc. (NEOV)](/companies/neov.md) | COM | $5.2m | 0.4% | 1,645,557 |  | New +1,645,557 |
| Gambling.com Group Ltd. | COM | $5.1m | 0.4% | 2,667,343 |  | Added +180,866 |
| Forte Biosciences, Inc. | COM | $4.7m | 0.4% | 222,500 |  | Added +22,500 |
| [GrowGeneration Corp. (GRWG)](/companies/grwg.md) | COM | $4.6m | 0.4% | 3,098,410 |  | Reduced −282,374 |
| Arbe Robotics, Ltd.(Israel) | COM | $4.6m | 0.4% | 5,506,444 |  | Reduced −395,453 |
| [SANUWAVE Health, Inc. (SNWV)](/companies/snwv.md) | COM | $4.5m | 0.4% | 454,550 |  | Unchanged |
| [OrthoPediatrics Corporation (KIDS)](/companies/kids.md) | COM | $4.5m | 0.4% | 237,169 |  | Unchanged |
| [5E Advanced Materials, Inc. (FEAM)](/companies/feam.md) | COM | $4.3m | 0.4% | 3,126,384 |  | Reduced −123,616 |
| [Eledon Pharmaceuticals, Inc. (ELDN)](/companies/eldn.md) | COM | $4.3m | 0.4% | 1,100,000 |  | Unchanged |
| [Aura Biosciences, Inc. (AURA)](/companies/aura.md) | COM | $4.2m | 0.4% | 591,285 |  | New +591,285 |
| [Ooma, Inc. (OOMA)](/companies/ooma.md) | COM | $3.3m | 0.3% | 173,820 |  | Reduced −237,288 |
| Crinetics Pharmaceuticals, Inc | COM | $3.2m | 0.3% | 85,000 |  | Reduced −15,000 |
| [OPKO Health, Inc. (OPK)](/companies/opk.md) | COM | $3.2m | 0.3% | 2,110,000 |  | Added +10,000 |
| [Aeluma, Inc. (ALMU)](/companies/almu.md) | COM | $2.9m | 0.3% | 131,404 |  | Reduced −68,596 |
| [American Public Education, Inc (APEI)](/companies/apei.md) | COM | $2.9m | 0.2% | 53,500 |  | Unchanged |
| [Hippo Holdings, Inc. (HIPO)](/companies/hipo.md) | COM | $2.8m | 0.2% | 100,000 |  | Unchanged |
| [Faeth Therapeutics, Inc. (FTH)](/companies/fth.md) | COM | $2.8m | 0.2% | 111,343 |  | New +111,343 |
| [Nkarta, Inc. (NKTX)](/companies/nktx.md) | COM | $2.6m | 0.2% | 906,000 |  | Unchanged |
| [Xtant Medical Holdings, Inc. (XTNT)](/companies/xtnt.md) | COM | $2.5m | 0.2% | 5,976,910 |  | Unchanged |
| [Benitec Biopharma, Inc. (BNTC)](/companies/bntc.md) | COM | $2.5m | 0.2% | 187,977 |  | Unchanged |
| [argenx SE - ADR  (Netherlands) (ARGX)](/companies/argx.md) | COM | $2.3m | 0.2% | 2,500 |  | Reduced −1,250 |
| [Alto Neuroscience, Inc. (ANRO)](/companies/anro.md) | COM | $2.1m | 0.2% | 80,000 |  | Reduced −90,000 |
| [Liberty Defense Holdings, Ltd. (DETX)](/companies/detx.md) | COM | $2.1m | 0.2% | 514,300 |  | New +514,300 |
| [Modular Medical, Inc. (MODD)](/companies/modd.md) | COM | $2.0m | 0.2% | 441,095 |  | Added +74,429 |
| [Aquestive Therapeutics, Inc. (AQST)](/companies/aqst.md) | COM | $2.0m | 0.2% | 475,400 |  | Added +205,000 |
| [Abacus Life, Inc. (ABX)](/companies/abx.md) | COM | $1.9m | 0.2% | 177,772 |  | Unchanged |
| [Black Diamond Therapeutics, In (BDTX)](/companies/bdtx.md) | COM | $1.9m | 0.2% | 1,000,000 |  | Added +475,000 |
| [DHI Group, Inc. (DHX)](/companies/dhx.md) | COM | $1.8m | 0.2% | 497,698 |  | Unchanged |
| [Angel Studios,Inc. (ANGX)](/companies/angx.md) | COM | $1.7m | 0.1% | 458,379 |  | New +458,379 |
| [SUNation Energy, Inc. (Restric (SUNE)](/companies/sune.md) | COM | $1.6m | 0.1% | 820,000 |  | New +820,000 |
| [SAB Biotherapeutics, Inc. (SABS)](/companies/sabs.md) | COM | $1.5m | 0.1% | 375,000 |  | Reduced −25,000 |
| [Nektar Therapeutics (NKTR)](/companies/nktr.md) | COM | $1.5m | 0.1% | 20,925 |  | Added +925 |
| [Atrium Therapeutics, Inc. (RNA)](/companies/rna.md) | COM | $1.4m | 0.1% | 107,500 |  | Added +57,500 |
| [Satellos Bioscience, Inc. (Can (MSLE)](/companies/msle.md) | COM | $1.4m | 0.1% | 180,000 |  | New +180,000 |
| [OptimizeRx Corporation (OPRX)](/companies/oprx.md) | COM | $1.4m | 0.1% | 240,421 |  | Added +10,000 |
| [Aytu BioPharma, Inc. (AYTU)](/companies/aytu.md) | COM | $1.3m | 0.1% | 619,574 |  | Unchanged |
| [Anteris Technologies Global Co (AVR)](/companies/avr.md) | COM | $1.1m | <0.1% | 115,000 |  | Unchanged |
| [PepGen, Inc. (PEPG)](/companies/pepg.md) | COM | $1.1m | <0.1% | 600,000 |  | Reduced −1,230,925 |
| [Cryoport, Inc. (CYRX)](/companies/cyrx.md) | COM | $959.4k | <0.1% | 61,111 |  | Unchanged |
| [Opus Genetics, Inc. (IRD)](/companies/ird.md) | COM | $955.9k | <0.1% | 232,590 |  | New +232,590 |
| Satellos Bioscience, Inc. (Can | COM | $938.8k | <0.1% | 125,000 |  | Reduced −90,000 |
| [Creative Realities, Inc. (CREX)](/companies/crex.md) | COM | $826.0k | <0.1% | 200,000 |  | New +200,000 |
| [Flotek Industries, Inc. (FTK)](/companies/ftk.md) | COM | $705.6k | <0.1% | 30,000 |  | New +30,000 |
| [Sagimet Biosciences, Inc. (SGMT)](/companies/sgmt.md) | COM | $618.4k | <0.1% | 80,000 |  | New +80,000 |
| [CytomX Therapeutics, Inc. (CTMX)](/companies/ctmx.md) | COM | $562.5k | <0.1% | 150,000 |  | Unchanged |
| [Stablex Technologies, Inc. (FABC)](/companies/fabc.md) | COM | $535.0k | <0.1% | 145,000 |  | New +145,000 |
| [Sera Prognostics, Inc. (SERA)](/companies/sera.md) | COM | $377.4k | <0.1% | 207,382 |  | Unchanged |
| [DiaMedica Therapeutics, Inc. (DMAC)](/companies/dmac.md) | COM | $253.4k | <0.1% | 36,000 |  | Unchanged |

## Sold out

Held at the end of the quarter before and not reported this quarter.

| Issuer | Class | Reported value | Weight | Shares | Put or call | Change on the quarter before |
| --- | --- | ---: | ---: | ---: | --- | --- |
| [Aviat Networks, Inc. (AVNW)](/companies/avnw.md) | COM | $0 | 0.0% | 0 |  | Sold out −165,723 |
| [Beeline Holdings, Inc. (BLNE)](/companies/blne.md) | COM | $0 | 0.0% | 0 |  | Sold out −1,848,641 |
| [Century Casinos, Inc. (CNTY)](/companies/cnty.md) | COM | $0 | 0.0% | 0 |  | Sold out −639,834 |
| [Gaia, Inc. (GAIA)](/companies/gaia.md) | COM | $0 | 0.0% | 0 |  | Sold out −1,252,090 |
| [InfuSystem Holdings, Inc. (INFU)](/companies/infu.md) | COM | $0 | 0.0% | 0 |  | Sold out −201,077 |
| [LSI Industries, Inc. (LYTS)](/companies/lyts.md) | COM | $0 | 0.0% | 0 |  | Sold out −176,097 |
| MaxCyte, Inc. | COM | $0 | 0.0% | 0 |  | Sold out −500,000 |
| MDxHealth, SA    (Belgium) | COM | $0 | 0.0% | 0 |  | Sold out −5,221,282 |
| [NextCure, Inc. (NXTC)](/companies/nxtc.md) | COM | $0 | 0.0% | 0 |  | Sold out −117,371 |
| The Real Brokerage, Inc.(Canad | COM | $0 | 0.0% | 0 |  | Sold out −2,255,940 |
| [TriSalus Life Sciences, Inc. (TLSI)](/companies/tlsi.md) | COM | $0 | 0.0% | 0 |  | Sold out −2,079,105 |
| [Ultra Clean Holdings, Inc. (UCTT)](/companies/uctt.md) | COM | $0 | 0.0% | 0 |  | Sold out −11,442 |
| Willow Lane Acquisition Corp. | COM | $0 | 0.0% | 0 |  | Sold out −779,299 |

Source: SEC EDGAR, Form 13F-HR, accession 0001535264-26-000051. Last ingested by Listed: Oct 22, 2026, 05:26 ET. No prices; not investment advice.