# ALETHEA CAPITAL MANAGEMENT, LLC: Form 13F holdings

An institutional investment manager in MERCER ISLAND, WA. SEC CIK 1549408.

- Quarter ended: 2026-06-30
- Filed: 2026-08-14
- Reported value: $241.4m
- Positions: 41 (41 lines in the filing's table; lines for the same security and option type are added together here)
- Compared with: the 13F for the quarter ended 2026-03-31
- Filing: https://www.sec.gov/Archives/edgar/data/1549408/000154940826000003/

## Holdings

As filed, largest first. Reported value is what the manager stated at the quarter end (Jun 30, 2026), in US dollars; it is filing data, not a price. Weight is the share of the total reported value.

| Issuer | Class | Reported value | Weight | Shares | Put or call | Change on the quarter before |
| --- | --- | ---: | ---: | ---: | --- | --- |
| [AXSOME THERAPEUTICS INC. (AXSM)](/companies/axsm.md) | COM | $158.8m | 65.8% | 648,756 |  | Reduced −358 |
| SPDR SERIES TRUST | ST STR BLO 1 ETF | $29.7m | 12.3% | 324,526 |  | Reduced −315,512 |
| [KURA ONCOLOGY INC (KURA)](/companies/kura.md) | COM | $23.8m | 9.9% | 2,167,938 |  | Added +638,569 |
| [IMMUNEERING CORP (IMRX)](/companies/imrx.md) | CLASS A COM | $2.4m | 1.0% | 472,935 |  | Added +450,000 |
| ISHARES TR | 20 YR TR BD ETF | $1.8m | 0.8% | 21,276 |  | Reduced −1,555 |
| [TEMPUS AI INC (TEM)](/companies/tem.md) | CL A | $1.8m | 0.8% | 31,554 |  | Unchanged |
| [VIATRIS INC (VTRS)](/companies/vtrs.md) | COM | $1.2m | 0.5% | 78,384 |  | New +78,384 |
| [PHILIP MORRIS INTL INC (PM)](/companies/pm.md) | COM | $1.2m | 0.5% | 6,834 |  | New +6,834 |
| [AUTOMATIC DATA PROCESSING IN (ADP)](/companies/adp.md) | COM | $1.2m | 0.5% | 5,502 |  | New +5,502 |
| [WILLIAMS COS INC (WMB)](/companies/wmb.md) | COM | $1.1m | 0.5% | 15,301 |  | New +15,301 |
| [DARDEN RESTAURANTS INC (DRI)](/companies/dri.md) | COM | $1.1m | 0.5% | 5,424 |  | New +5,424 |
| [BRISTOL-MYERS SQUIBB CO (BMY)](/companies/bmy.md) | COM | $1.1m | 0.5% | 18,892 |  | New +18,892 |
| [CONSOLIDATED EDISON INC (ED)](/companies/ed.md) | COM | $1.1m | 0.4% | 9,767 |  | New +9,767 |
| [CHEVRON CORPORATION (CVX)](/companies/cvx.md) | COM | $971.4k | 0.4% | 5,860 |  | New +5,860 |
| [COMCAST CORP NEW (CMCSA)](/companies/cmcsa.md) | CL A | $939.8k | 0.4% | 38,283 |  | New +38,283 |
| [EVERSOURCE ENERGY (ES)](/companies/es.md) | COM | $933.4k | 0.4% | 12,915 |  | New +12,915 |
| [WEYERHAEUSER CO (WY)](/companies/wy.md) | COM NEW | $912.1k | 0.4% | 38,100 |  | New +38,100 |
| [LOCKHEED MARTIN CORP (LMT)](/companies/lmt.md) | COM | $905.8k | 0.4% | 1,778 |  | New +1,778 |
| [AT&T INC (T)](/companies/t.md) | COM | $893.1k | 0.4% | 43,146 |  | New +43,146 |
| [CONSTELLATION BRANDS INC (STZ)](/companies/stz.md) | CL A | $846.8k | 0.4% | 6,088 |  | New +6,088 |
| [BROADRIDGE FINL SOLUTIONS IN (BR)](/companies/br.md) | COM | $839.8k | 0.3% | 6,132 |  | New +6,132 |
| [PNC FINL SVCS GROUP INC (PNC)](/companies/pnc.md) | COM | $801.2k | 0.3% | 3,254 |  | New +3,254 |
| [HORMEL FOODS CORP (HRL)](/companies/hrl.md) | COM | $703.5k | 0.3% | 28,344 |  | New +28,344 |
| EXXON MOBIL CORP | COM | $601.6k | 0.2% | 4,400 |  | New +4,400 |
| [ATRIUM THERAPEUTICS INC (RNA)](/companies/rna.md) | COM | $588.5k | 0.2% | 43,758 |  | Unchanged |
| [SYSCO CORP (SYY)](/companies/syy.md) | COM | $581.9k | 0.2% | 6,962 |  | New +6,962 |
| [WELLS FARGO & CO (WFC)](/companies/wfc.md) | COM | $498.3k | 0.2% | 6,030 |  | Unchanged |
| ONEOK INC NEW | COM | $464.3k | 0.2% | 5,340 |  | New +5,340 |
| BUNGE GLOBAL SA | COM SHS | $429.9k | 0.2% | 4,028 |  | New +4,028 |
| WISDOMTREE TR | EUROPE HEDGED EQ | $408.4k | 0.2% | 7,165 |  | Reduced −265 |
| [MOSAIC CO (MOS)](/companies/mos.md) | COM | $395.7k | 0.2% | 18,672 |  | New +18,672 |
| [HERSHEY CO (HSY)](/companies/hsy.md) | COM | $353.7k | 0.1% | 2,016 |  | New +2,016 |
| [EXPAND ENERGY CORPORATION (EXE)](/companies/exe.md) | COM | $330.9k | 0.1% | 3,629 |  | New +3,629 |
| [AMERICAN WTR WKS CO INC NEW (AWK)](/companies/awk.md) | COM | $288.8k | 0.1% | 2,195 |  | New +2,195 |
| [ENCORE CAP GROUP INC (ECPG)](/companies/ecpg.md) | COM | $256.5k | 0.1% | 2,750 |  | New +2,750 |
| [MICROCHIP TECHNOLOGY INC. (MCHP)](/companies/mchp.md) | COM | $251.3k | 0.1% | 2,756 |  | New +2,756 |
| ACCENTURE PLC IRELAND | SHS CLASS A | $234.1k | <0.1% | 1,881 |  | New +1,881 |
| [SMUCKER J M CO (SJM)](/companies/sjm.md) | COM NEW | $219.9k | <0.1% | 1,955 |  | New +1,955 |
| [GRAPHIC PACKAGING HLDG CO (GPK)](/companies/gpk.md) | COM | $172.6k | <0.1% | 16,330 |  | Unchanged |
| [TREKOR METALS LTD (TGB)](/companies/tgb.md) | COM | $68.8k | <0.1% | 10,000 |  | New +10,000 |
| OPEN LENDING CORP | COM | $37.3k | <0.1% | 12,000 |  | Unchanged |

## Sold out

Held at the end of the quarter before and not reported this quarter.

| Issuer | Class | Reported value | Weight | Shares | Put or call | Change on the quarter before |
| --- | --- | ---: | ---: | ---: | --- | --- |
| [STATE STR SPDR S&P 500 ETF T (SPY)](/companies/spy.md) | TR UNIT | $0 | 0.0% | 0 | Put | Sold out −13,500 |
| [STATE STR SPDR S&P 500 ETF T (SPY)](/companies/spy.md) | TR UNIT | $0 | 0.0% | 0 |  | Sold out −190 |
| TASEKO MINES LTD | COM | $0 | 0.0% | 0 |  | Sold out −10,000 |

Source: SEC EDGAR, Form 13F-HR, accession 0001549408-26-000003. Last ingested by Listed: Oct 22, 2026, 05:26 ET. No prices; not investment advice.