# Yakira Capital Management, Inc.: Form 13F holdings

An institutional investment manager in Westport, CT. SEC CIK 1584639.

- Quarter ended: 2026-06-30
- Filed: 2026-08-13
- Reported value: $351.0m
- Positions: 202 (202 lines in the filing's table; lines for the same security and option type are added together here)
- Compared with: the 13F for the quarter ended 2026-03-31
- Filing: https://www.sec.gov/Archives/edgar/data/1584639/000142050626001553/

## Holdings

As filed, largest first. Reported value is what the manager stated at the quarter end (Jun 30, 2026), in US dollars; it is filing data, not a price. Weight is the share of the total reported value.

| Issuer | Class | Reported value | Weight | Shares | Put or call | Change on the quarter before |
| --- | --- | ---: | ---: | ---: | --- | --- |
| GIGCAPITAL9 CORP | UNIT 12/01/2030 | $22.2m | 6.3% | 2,178,000 |  | Unchanged |
| [BLACKROCK CORPOR HI YLD FD I (HYT)](/companies/hyt.md) | COM | $19.8m | 5.6% | 2,309,433 |  | Reduced −1,251,555 |
| TOPBUILD COR | COM | $15.7m | 4.5% | 36,908 |  | New +36,908 |
| SPACSPHERE ACQUISITION CORP | UNIT 02/06/2031 | $15.2m | 4.3% | 1,485,000 |  | Unchanged |
| [KENVUE INC (KVUE)](/companies/kvue.md) | COM | $12.2m | 3.5% | 639,341 |  | Added +410,657 |
| [PENUMBRA INC (PEN)](/companies/pen.md) | COM | $11.4m | 3.3% | 36,200 | Put | New +36,200 |
| ELECTRONIC ARTS INC | COM | $9.6m | 2.7% | 46,904 |  | Reduced −3,000 |
| GIGCAPITAL8 CORP | ORD CL A | $9.4m | 2.7% | 938,377 |  | Unchanged |
| CHART INDS INC | COM | $8.9m | 2.5% | 42,825 |  | Reduced −10,800 |
| JANUS HENDERSON GROUP PLC | ORD SHS | $8.5m | 2.4% | 163,476 |  | Added +85,476 |
| [PEOPLE INC (PPLI)](/companies/ppli.md) | COM NEW | $7.8m | 2.2% | 168,410 |  | Reduced −47,488 |
| [NORFOLK SOUTHN CORP (NSC)](/companies/nsc.md) | COM | $7.6m | 2.2% | 24,251 |  | Added +1,500 |
| WEBSTER FINL CORP | COM | $6.8m | 1.9% | 88,502 |  | Reduced −21,000 |
| [NCR ATLEOS CORPORATION (NATL)](/companies/natl.md) | COM SHS | $6.7m | 1.9% | 153,605 |  | New +153,605 |
| [ALLIED GOLD CORP (AAUC)](/companies/aauc.md) | COM NEW | $6.0m | 1.7% | 254,810 |  | Added +59,100 |
| [BOSTON SCIENTIFIC CORP (BSX)](/companies/bsx.md) | COM | $6.0m | 1.7% | 140,165 |  | New +140,165 |
| SKYWATER TECHNOLOGY INC | COM | $5.0m | 1.4% | 142,740 |  | Added +94,740 |
| GLOBA TERRA ACQUISITION COR | UNIT 99/99/9999 | $5.0m | 1.4% | 474,985 |  | Unchanged |
| [NATHANS FAMOUS INC (NATH)](/companies/nath.md) | COM | $4.5m | 1.3% | 43,924 |  | New +43,924 |
| SC II ACQUISITION CORP | UNIT 11/06/2030 | $4.4m | 1.2% | 428,479 |  | Unchanged |
| LAUNCH TWO ACQUISITION CORP. | ORD SHS CL A | $4.2m | 1.2% | 396,227 |  | Unchanged |
| APOGEE ACQUISITION CORP | UNIT 03/27/2031 | $4.1m | 1.2% | 400,000 |  | New +400,000 |
| WEST ENCLAVE MERGER CORP | UNIT 99/99/9999 | $3.8m | 1.1% | 374,300 |  | New +374,300 |
| [CORNERSTONE TOTAL RETURN FD (CRF)](/companies/crf.md) | COM | $3.7m | 1.1% | 518,315 |  | Added +13,155 |
| LIBERTY BROADBAND CORP | COM SER A | $3.2m | 0.9% | 96,844 |  | Unchanged |
| WARNER BROS DISCOVERY INC | COM SER A | $3.1m | 0.9% | 117,800 |  | Added +13,850 |
| [NUVEEN GLOBAL HIGH INCOME FD (JGH)](/companies/jgh.md) | SHS | $3.1m | 0.9% | 243,532 |  | Reduced −246,260 |
| ALPEX ACQUISITION CORP | UNIT 06/05/2031 | $3.0m | 0.9% | 300,000 |  | New +300,000 |
| WHITE PEARL ACQUISITION CORP | ORD SHS CL A | $3.0m | 0.9% | 299,901 |  | New +299,901 |
| [SERITAGE GROWTH PPTYS (SRG)](/companies/srg.md) | CL A | $3.0m | 0.9% | 1,142,042 |  | Added +124,436 |
| PONO CAP FOUR INC | UNIT 03/11/2031 | $2.8m | 0.8% | 275,000 |  | Unchanged |
| [BRIGHTHOUSE FINL INC (BHF)](/companies/bhf.md) | COM | $2.7m | 0.8% | 43,265 |  | Reduced −6,000 |
| [RIVERNORTH OPPORTUNITIES FD (RIV)](/companies/riv.md) | COM | $2.7m | 0.8% | 232,717 |  | Reduced −34,489 |
| [TORTOISE ENERGY INFRSTRCTR C (TYG)](/companies/tyg.md) | COM | $2.7m | 0.8% | 61,881 |  | New +61,881 |
| [LIBERTY LIVE HOLDINGS INC (LLYVA)](/companies/llyva.md) | COM SER A | $2.5m | 0.7% | 24,388 |  | Unchanged |
| [CORNERSTONE STRATEGIC INVEST (CLM)](/companies/clm.md) | COM | $2.4m | 0.7% | 311,396 |  | Added +4,684 |
| AFFINITY BANCSHARES INC | COM | $2.3m | 0.7% | 101,753 |  | Added +25,459 |
| [ELME COMMUNITIES (ELME)](/companies/elme.md) | SH BEN INT | $2.3m | 0.6% | 1,536,103 |  | Added +621,063 |
| AVALONBAY CMNTYS INC | COM | $2.2m | 0.6% | 11,658 |  | New +11,658 |
| COLOMBIER ACQUISITION CORP I | UNIT 99/99/9999 | $2.1m | 0.6% | 200,000 |  | Unchanged |
| VALARIS LTD | CL A | $2.0m | 0.6% | 28,217 |  | Added +21,816 |
| [ORGANON & CO (OGN)](/companies/ogn.md) | COMMON STOCK | $2.0m | 0.6% | 148,939 |  | New +148,939 |
| [ATRIUM THERAPEUTICS INC (RNA)](/companies/rna.md) | COM | $1.8m | 0.5% | 133,047 |  | Added +6,402 |
| JAB ACQUISITION CORP I | UNIT 06/05/2031 | $1.8m | 0.5% | 175,000 |  | New +175,000 |
| ESPERION THERAPEUTICS INC NE | COM | $1.7m | 0.5% | 550,011 |  | New +550,011 |
| [COHEN & STEERS QUALITY INCOM (RQI)](/companies/rqi.md) | COM | $1.7m | 0.5% | 140,436 |  | New +140,436 |
| [INTERNATIONAL MONEY EXPRESS (IMXI)](/companies/imxi.md) | COM | $1.7m | 0.5% | 116,849 |  | Added +12,000 |
| NORTHFIELD BANCORP INC DEL | COM | $1.6m | 0.5% | 109,874 |  | Reduced −33,130 |
| DIGITALBRIDGE GROUP INC | CL A NEW | $1.6m | 0.5% | 102,560 |  | Added +78,160 |
| [HADRON ENERGY INC (HDRN)](/companies/hdrn.md) | COMMON STOCK | $1.6m | 0.5% | 796,218 |  | New +796,218 |
| NCS MULTISTAGE HLDGS INC | COM NEW | $1.6m | 0.5% | 35,853 |  | New +35,853 |
| JACKSON ACQUISITION CO II | COM SHS CL A | $1.6m | 0.4% | 147,541 |  | Unchanged |
| COHEN CIRCLE ACQUISIT CORP I | UNIT 07/01/2030 | $1.5m | 0.4% | 146,907 |  | Unchanged |
| SHREYA ACQUISITION GROUP | UNIT 99/99/9999 | $1.5m | 0.4% | 150,000 |  | New +150,000 |
| LAKESHORE ACQUISITION III CO | USD ORD SHS | $1.5m | 0.4% | 146,907 |  | New +146,907 |
| FUTURE MONEY ACQUISITION COR | UNIT 03/16/2031 | $1.5m | 0.4% | 150,000 |  | Unchanged |
| STARLINK AI ACQUISITION CORP | UNIT 99/99/9999 | $1.5m | 0.4% | 150,000 |  | New +150,000 |
| CLEARTHINK 1 ACQUISITION COR | UNIT 01/26/2031 | $1.5m | 0.4% | 150,000 |  | Unchanged |
| AMPERCAP ACQUISITION CO | UNIT 05/22/2031 | $1.5m | 0.4% | 150,000 |  | New +150,000 |
| FG IMPERII ACQUISITION CORP | UNIT 10/14/2030 | $1.5m | 0.4% | 150,000 |  | Unchanged |
| VANGUARD INDEX FDS | REAL ESTATE ETF | $1.5m | 0.4% | 15,598 |  | New +15,598 |
| NEW AMER ACQUISITION I CORP | UNIT 99/99/9999 | $1.5m | 0.4% | 143,706 |  | Unchanged |
| BREEZE ACQUISITION CORP II | ORD SHS | $1.5m | 0.4% | 150,000 |  | New +150,000 |
| APERTURE AC | USD CL A ORD SHS | $1.5m | 0.4% | 150,000 |  | New +150,000 |
| FIRST SEACOAST BANCORP INC | COM | $1.5m | 0.4% | 87,817 |  | New +87,817 |
| [IRON HORSE ACQUISIT II CORP (IRHO)](/companies/irho.md) | COM | $1.5m | 0.4% | 146,907 |  | New +146,907 |
| [NUVEEN REAL ASSET INCOME & G (JRI)](/companies/jri.md) | COM | $1.5m | 0.4% | 112,169 |  | Reduced −188,977 |
| XSOLLA SPAC 1 | UNIT 01/12/2031 | $1.4m | 0.4% | 140,000 |  | Unchanged |
| [VIRTUS TOTAL RETURN FD INC (ZTR)](/companies/ztr.md) | COM | $1.4m | 0.4% | 204,043 |  | Reduced −11,798 |
| [TRIPADVISOR INC (TRIP)](/companies/trip.md) | COM | $1.4m | 0.4% | 101,000 |  | New +101,000 |
| WEN ACQUISITION CORP | UNIT 05/16/2030 | $1.4m | 0.4% | 130,272 |  | Unchanged |
| NSTS BANCORP INC | COM | $1.3m | 0.4% | 93,634 |  | New +93,634 |
| EMMIS ACQUISITION CORP. | SHS CL A | $1.2m | 0.4% | 123,130 |  | Unchanged |
| [ROKU INC (ROKU)](/companies/roku.md) | COM CL A | $1.2m | 0.4% | 9,000 |  | New +9,000 |
| [LIVERAMP HLDGS INC (RAMP)](/companies/ramp.md) | COM | $1.2m | 0.4% | 33,000 |  | New +33,000 |
| RF ACQUISITION CORP III | UNIT 01/28/2031 | $1.1m | 0.3% | 115,000 |  | Unchanged |
| LMP CAP & INCOME FD INC | COM | $1.1m | 0.3% | 73,285 |  | Unchanged |
| IHS HOLDING LIMITED | ORD SHS | $1.1m | 0.3% | 133,842 |  | Added +24,200 |
| BLACK HAWK ACQUISITION CORP | USD CL A SHS | $1.1m | 0.3% | 88,749 |  | Unchanged |
| REPUBLIC DIGITAL ACQUISITION | UNIT 99/99/9999 | $1.0m | 0.3% | 97,938 |  | Unchanged |
| [APARTMENT INVT & MGMT CO (AIV)](/companies/aiv.md) | CL A | $1.0m | 0.3% | 345,657 |  | Unchanged |
| OCEAN CAP ACQUISITION CORP | UNIT 99/99/9999 | $1.0m | 0.3% | 100,000 |  | New +100,000 |
| [GABELLI EQUITY TR INC (GAB)](/companies/gab.md) | COM | $1.0m | 0.3% | 179,964 |  | Reduced −182,445 |
| PLUTONIAN ACQUISITION CORP I | UNIT 99/99/9999 | $1.0m | 0.3% | 100,000 |  | New +100,000 |
| K2 CAP ACQUISITION CORP | UNIT 01/22/2030 | $1.0m | 0.3% | 99,589 |  | Reduced −411 |
| CANTOR EQUITY PARTNERS VII I | CL A ORD SHS | $1.0m | 0.3% | 100,000 |  | New +100,000 |
| ALDABRA 4 LQDTY OPP VEH INC | UNIT 12/23/2030 | $1.0m | 0.3% | 100,000 |  | Unchanged |
| QDRO ACQUISITION CORP | UNIT 01/28/2031 | $1.0m | 0.3% | 100,000 |  | Unchanged |
| WILCO 63 CORP | UNIT 05/29/2031 | $995.0k | 0.3% | 100,000 |  | New +100,000 |
| CANTOR EQUITY PARTNERS I INC | SHS CL A | $989.6k | 0.3% | 93,183 |  | Unchanged |
| CREDIT SUISSE HIGH YIELD CRE | SH BEN INT | $980.5k | 0.3% | 550,828 |  | New +550,828 |
| LAUNCH ONE ACQUISITION CORP | UNIT 99/99/9999 | $928.5k | 0.3% | 84,906 |  | Reduced −14,151 |
| INFLECTION PT ACQUISIT CORP | CL A ORD SHS | $904.6k | 0.3% | 87,490 |  | New +87,490 |
| [ARCOSA INC (ACA)](/companies/aca.md) | COM | $871.7k | 0.2% | 6,000 |  | New +6,000 |
| [SABA CAPITAL INCOME & OPRNT (BRW)](/companies/brw.md) | SHS NEW | $840.3k | 0.2% | 127,896 |  | Unchanged |
| EUREKA ACQUISITION CORP | SHS CL A | $834.6k | 0.2% | 72,951 |  | Unchanged |
| SILVER PEGASUS ACQUISITION C | UNIT 06/26/2030 | $826.6k | 0.2% | 78,351 |  | Unchanged |
| APOGEE THERAPEUTICS INC | COM | $796.4k | 0.2% | 6,000 |  | New +6,000 |
| COLLECTIVE ACQUISITION CORP | UNIT 04/04/2030 | $787.6k | 0.2% | 73,454 |  | Unchanged |
| CANTOR EQUITY PARTNERS IV IN | SHS CL A | $763.9k | 0.2% | 73,454 |  | Unchanged |
| FIGX CAP ACQUISITION CORP. | UNIT 06/17/2030 | $759.5k | 0.2% | 73,454 |  | Unchanged |
| [TOTAL RETURN SECURITIES FUND (SWZ)](/companies/swz.md) | COM | $745.8k | 0.2% | 125,557 |  | Unchanged |
| MESHFLOW ACQUISITION CORP | UNIT 11/19/2030 | $745.6k | 0.2% | 73,454 |  | Unchanged |
| PEACE ACQUISITION CORP | UNIT 05/19/2031 | $676.4k | 0.2% | 64,794 |  | New +64,794 |
| STONEBRIDGE ACQUISITION II C | UNIT 09/09/2030 | $660.8k | 0.2% | 63,660 |  | Unchanged |
| AI INFRASTRUCTURE ACQUISI | UNIT 99/99/9999 | $660.2k | 0.2% | 63,660 |  | Unchanged |
| TRANSLATIONAL DEV ACQUISITIO | COM CL A | $641.4k | 0.2% | 60,000 |  | New +60,000 |
| AEON ACQUISITION I CORP | UNIT 01/30/2031 | $606.0k | 0.2% | 60,000 |  | New +60,000 |
| [RITHM PPTY TR INC (RPT)](/companies/rpt.md) | COM NEW SHS | $596.0k | 0.2% | 41,391 |  | Unchanged |
| [BLACKROCK MULTI SECTOR INC T (BIT)](/companies/bit.md) | COM | $593.1k | 0.2% | 47,371 |  | Reduced −125,057 |
| [LANDS END INC NEW (LE)](/companies/le.md) | COM | $557.3k | 0.2% | 53,174 |  | Reduced −48,637 |
| GRAF GLOBAL CORP | ORD SHS CL A | $535.1k | 0.2% | 49,500 |  | New +49,500 |
| INMODE LTD | SHS | $530.8k | 0.2% | 36,309 |  | Reduced −13,000 |
| [CANNAE HLDGS INC (CNNE)](/companies/cnne.md) | COM | $525.5k | 0.1% | 36,495 |  | Reduced −1,400 |
| [RIVERNORTH DOUBLELINE STRATE (OPP)](/companies/opp.md) | COM | $513.1k | 0.1% | 66,462 |  | Reduced −7,028 |
| CANTOR EQUITY PARTNERS V INC | SHS CL A S | $505.0k | 0.1% | 48,969 |  | Unchanged |
| OXLEY BRIDGE ACQ LTD | UNIT 06/17/2030 | $503.9k | 0.1% | 48,969 |  | Unchanged |
| ITHAX ACQUISITION CORP III | UNIT 11/17/2030 | $497.8k | 0.1% | 48,969 |  | Unchanged |
| QUANTUM LEAP ACQUISITION COR | CL A ORD SHS | $496.5k | 0.1% | 50,000 |  | New +50,000 |
| SILICON VY ACQUISITION CORP | CL A | $494.1k | 0.1% | 48,969 |  | New +48,969 |
| [STRATUS PPTYS INC (STRS)](/companies/strs.md) | COM NEW | $479.1k | 0.1% | 16,663 |  | New +16,663 |
| [LENSAR INC (LNSR)](/companies/lnsr.md) | COM | $475.6k | 0.1% | 83,288 |  | Unchanged |
| TRUBRIDGE INC | COM | $474.4k | 0.1% | 18,100 |  | New +18,100 |
| FIRST TR SR FLTG RATE INCOME | COM | $471.2k | 0.1% | 48,783 |  | Unchanged |
| [LISATA THERAPEUTICS INC (LSTA)](/companies/lsta.md) | COM | $471.1k | 0.1% | 138,561 |  | New +138,561 |
| BLUEPORT ACQUISITION LTD | UNIT 10/22/2030 | $460.7k | 0.1% | 44,553 |  | Unchanged |
| XOMA ROYALTY CORPORATION | COM NEW | $438.2k | 0.1% | 10,311 |  | New +10,311 |
| [BIO-TECHNE CORP (TECH)](/companies/tech.md) | COM | $423.9k | 0.1% | 6,000 |  | New +6,000 |
| [VISIONWAVE HOLDINGS INC (VWAV)](/companies/vwav.md) | \*W EXP 07/14/203 | $392.0k | 0.1% | 572,223 |  | Added +1,142 |
| [ABERDEEN MULTI-MARKET INCOME (MMT)](/companies/mmt.md) | SH BEN INT | $385.1k | 0.1% | 87,534 |  | Added +33,785 |
| [NUVEEN FLOATING RATE INCOME (JFR)](/companies/jfr.md) | COM | $363.4k | 0.1% | 47,378 |  | Reduced −30,400 |
| WINTERGREEN ACQUISITION CORP | UNIT 05/21/2030 | $345.5k | <0.1% | 32,711 |  | Unchanged |
| [BLACKROCK MUNIYIELD QUALITY (MYI)](/companies/myi.md) | COM | $305.6k | <0.1% | 27,511 |  | Reduced −1,151 |
| BURTECH ACQUISITION CORP II | UNIT 05/21/2031 | $274.8k | <0.1% | 27,400 |  | New +27,400 |
| INDIGO ACQUISITION CORP | UNIT 07/01/2030 | $270.2k | <0.1% | 26,211 |  | Reduced −100 |
| [VIRTUS DIVIDEND INTEREST & P (NFJ)](/companies/nfj.md) | COM | $265.4k | <0.1% | 17,471 |  | New +17,471 |
| CANTOR EQUITY PARTNERS VI IN | CL A ORD SHS | $259.3k | <0.1% | 25,000 |  | Unchanged |
| 1RT ACQUISITION CORP. | UNIT 06/26/2030 | $253.2k | <0.1% | 24,485 |  | Unchanged |
| PIONEER ACQUISITION I CORP | UNIT 06/16/2030 | $252.7k | <0.1% | 24,485 |  | Unchanged |
| GIGCAPITAL8 CORP | RIGHT 09/30/2030 | $244.0k | <0.1% | 938,377 |  | Unchanged |
| [GEN DIGITAL INC (GEN)](/companies/gen.md) | RIGHT 99/99/9999 | $227.9k | <0.1% | 180,167 |  | Added +24,495 |
| [HADRON ENERGY INC (HDRN)](/companies/hdrn.md) | \*W EXP 05/22/203 | $204.5k | <0.1% | 1,265,466 |  | New +1,265,466 |
| AA MISSION ACQUISITION CORP | UNIT 07/23/2032 | $203.3k | <0.1% | 19,588 |  | Unchanged |
| [MAGNACHIP SEMICONDUCTOR CORP (MX)](/companies/mx.md) | COM | $164.0k | <0.1% | 34,675 |  | Reduced −63,325 |
| LAUNCH ONE ACQUISITION CORP | SHS CLASS A | $153.4k | <0.1% | 14,151 |  | New +14,151 |
| [VISTANCE NETWORKS INC (VISN)](/companies/visn.md) | COM | $133.4k | <0.1% | 10,438 |  | Reduced −46,562 |
| [CN HEALTHY FOOD TECH GROUP C (UCFI)](/companies/ucfi.md) | COM | $114.3k | <0.1% | 20,741 |  | Unchanged |
| WHITE PEARL ACQUISITION CORP | RIGHT 09/10/2030 | $84.3k | <0.1% | 300,000 |  | New +300,000 |
| [DMC GLOBAL INC (BOOM)](/companies/boom.md) | COM | $76.7k | <0.1% | 13,200 |  | Unchanged |
| [FACTORIAL ENERGY INC (FAC)](/companies/fac.md) | \*W EXP 06/04/203 | $71.4k | <0.1% | 52,523 |  | New +52,523 |
| SCHMID GROUP N.V. | EURO SHS CL A | $70.6k | <0.1% | 11,283 |  | Unchanged |
| INFLECTION PT ACQUISIT CORP | \*W EXP 03/03/203 | $56.5k | <0.1% | 30,033 |  | New +30,033 |
| LAUNCH TWO ACQUISITION CORP. | \*W EXP 10/09/202 | $50.9k | <0.1% | 147,485 |  | Unchanged |
| [SBC MED GROUP HLDGS INC (SBC)](/companies/sbc.md) | \*W EXP 09/17/202 | $47.6k | <0.1% | 207,025 |  | Unchanged |
| [STABLECOINX INC (USDE)](/companies/usde.md) | \*W EXP 06/25/203 | $47.6k | <0.1% | 115,993 |  | New +115,993 |
| RF ACQUISITION CORP II | RIGHT 05/01/2026 | $43.0k | <0.1% | 429,704 |  | Unchanged |
| BREEZE ACQUISITION CORP II | RIGHT 03/03/2031 | $39.0k | <0.1% | 150,000 |  | New +150,000 |
| TRANSLATIONAL DEV ACQUISITIO | \*W EXP 12/18/202 | $34.2k | <0.1% | 24,000 |  | New +24,000 |
| AUSTRALIAN OILSEEDS HLDGS LT | SHS | $33.5k | <0.1% | 57,682 |  | Unchanged |
| LAKESHORE ACQUISITION III CO | RIGHT 08/01/2026 | $29.4k | <0.1% | 146,907 |  | New +146,907 |
| BLACK HAWK ACQUISITION CORP | RIGHT 06/20/2025 | $27.3k | <0.1% | 17,749 |  | Unchanged |
| EUREKA ACQUISITION CORP | RIGHT 07/03/2026 | $25.5k | <0.1% | 72,951 |  | Unchanged |
| APERTURE AC | RIGHT 05/06/2031 | $24.0k | <0.1% | 150,000 |  | New +150,000 |
| [IRON HORSE ACQUISIT II CORP (IRHO)](/companies/irho.md) | RIGHT 07/11/2030 | $23.6k | <0.1% | 146,907 |  | New +146,907 |
| [IB ACQUISITION CORP (IBAC)](/companies/ibac.md) | RIGHT 09/28/2026 | $22.7k | <0.1% | 197,531 |  | Unchanged |
| FLAG SHIP ACQUISITION CORP | RIGHT 03/31/2026 | $21.3k | <0.1% | 304,599 |  | Reduced −4,208 |
| EMMIS ACQUISITION CORP. | RIGHT 09/12/2030 | $18.5k | <0.1% | 123,130 |  | Unchanged |
| SILICON VY ACQUISITION CORP | \*W EXP 12/08/203 | $18.1k | <0.1% | 24,484 |  | New +24,484 |
| JACKSON ACQUISITION CO II | RIGHT 99/99/9999 | $16.5k | <0.1% | 118,033 |  | Unchanged |
| OIO GROUP | \*W EXP 08/02/202 | $16.5k | <0.1% | 294,545 |  | Unchanged |
| EON RESOURCES INC | \*W EXP 11/15/202 | $16.0k | <0.1% | 208,559 |  | Reduced −12,350 |
| [EINRIDE AB (ENRD)](/companies/enrd.md) | \*W EXP 06/08/203 | $14.8k | <0.1% | 24,691 |  | New +24,691 |
| [CN HEALTHY FOOD TECH GROUP C (UCFI)](/companies/ucfi.md) | \*W EXP 09/30/203 | $13.8k | <0.1% | 153,706 |  | Unchanged |
| [ALLIANCE ENTERTAINMENT HOLDI (AENT)](/companies/aent.md) | \*W EXP 02/11/202 | $13.0k | <0.1% | 30,164 |  | Unchanged |
| REAL MESSENGER CORP. | \*W EXP 11/19/202 | $12.5k | <0.1% | 348,080 |  | Unchanged |
| SIM ACQUISITION CORP. I | \*W EXP 06/01/203 | $12.4k | <0.1% | 49,180 |  | New +49,180 |
| SUNCAR TECHNOLOGY GROUP INC | \*W EXP 05/17/202 | $12.1k | <0.1% | 74,515 |  | Unchanged |
| [ONEMEDNET CORP (ONMD)](/companies/onmd.md) | \*W EXP 11/07/202 | $11.5k | <0.1% | 330,494 |  | Unchanged |
| [BOREALIS FOODS INC (BRLS)](/companies/brls.md) | \*W EXP 02/07/202 | $11.3k | <0.1% | 241,490 |  | Unchanged |
| VERAXA BIOTECH AG | \*W EXP 06/08/203 | $10.8k | <0.1% | 98,360 |  | New +98,360 |
| GRAF GLOBAL CORP | \*W EXP 05/31/203 | $9.4k | <0.1% | 24,749 |  | New +24,749 |
| [BLAIZE HLDGS INC (BZAI)](/companies/bzai.md) | \*W EXP 01/13/203 | $8.7k | <0.1% | 26,439 |  | Unchanged |
| SCAGE FUTURE | \*W EXP 05/15/203 | $8.4k | <0.1% | 205,118 |  | Unchanged |
| QUANTUM LEAP ACQUISITION COR | \*W EXP 03/11/202 | $6.5k | <0.1% | 50,000 |  | New +50,000 |
| AUSTRALIAN OILSEEDS HLDGS LT | \*W EXP 03/22/202 | $6.1k | <0.1% | 258,192 |  | Unchanged |
| GCL GLOBAL HLDGS LTD | \*W EXP 02/13/203 | $6.1k | <0.1% | 278,211 |  | Unchanged |
| [ESTRELLA IMMUNOPHARMA INC (ESLA)](/companies/esla.md) | \*W EXP 09/29/202 | $6.0k | <0.1% | 46,285 |  | Unchanged |
| KEEN VISION ACQUISITION CORP | \*W EXP 03/15/202 | $4.7k | <0.1% | 232,800 |  | Unchanged |
| [TEVOGEN BIO HLDGS INC (TVGN)](/companies/tvgn.md) | \*W EXP 02/14/202 | $3.7k | <0.1% | 65,128 |  | Unchanged |
| [FUSEMACHINES INC (FUSE)](/companies/fuse.md) | \*W EXP 10/22/203 | $3.5k | <0.1% | 58,269 |  | Unchanged |
| [MULTISENSOR AI HOLDINGS INC (MSAI)](/companies/msai.md) | \*W EXP 12/19/202 | $3.0k | <0.1% | 104,518 |  | Unchanged |
| COHEN & STEERS QUALITY INCOM | RIGHT 07/15/2026 | $3.0k | <0.1% | 198,798 |  | New +198,798 |
| BIG TREE CLOUD HLDGS LTD | \*W EXP 05/31/202 | $2.8k | <0.1% | 110,913 |  | Reduced −25,500 |
| [VSEE HEALTH INC (VSEE)](/companies/vsee.md) | \*W EXP 99/99/999 | $2.7k | <0.1% | 88,380 |  | Unchanged |
| ZOOZ STRATEGY LTD | \*W EXP 04/02/202 | $2.5k | <0.1% | 131,768 |  | Unchanged |
| K WAVE MEDIA LTD | \*W EXP 05/14/203 | $2.3k | <0.1% | 116,335 |  | Unchanged |
| EUDA HEALTH HOLDINGS LTD | \*W EXP 11/22/202 | $2.1k | <0.1% | 87,282 |  | Unchanged |
| [VERDE CLEAN FUELS INC (VGAS)](/companies/vgas.md) | \*W EXP 02/15/202 | $1.8k | <0.1% | 63,393 |  | Unchanged |
| HELPORT AI LTD | \*W EXP 03/31/202 | $1.6k | <0.1% | 49,726 |  | Unchanged |
| SOUTHLAND HLDGS INC | \*W EXP 02/14/202 | $1.3k | <0.1% | 51,436 |  | Unchanged |
| MKDWELL TECH INC | \*W EXP 06/10/202 | $1.2k | <0.1% | 99,801 |  | Unchanged |
| LIVEWIRE GROUP INC | \*W EXP 09/26/202 | $602 | <0.1% | 30,121 |  | Unchanged |

## Sold out

Held at the end of the quarter before and not reported this quarter.

| Issuer | Class | Reported value | Weight | Shares | Put or call | Change on the quarter before |
| --- | --- | ---: | ---: | ---: | --- | --- |
| ABOVE FOOD INGREDIENTS INC | \*W EXP 06/28/202 | $0 | 0.0% | 0 |  | Sold out −35,710 |
| [ABRDN ASIA PACIFIC INCOME FU (FAX)](/companies/fax.md) | COM NEW | $0 | 0.0% | 0 |  | Sold out −54,620 |
| [AES CORP (AES)](/companies/aes.md) | COM | $0 | 0.0% | 0 |  | Sold out −34,000 |
| AIR LEASE CORP | CL A | $0 | 0.0% | 0 |  | Sold out −59,805 |
| ALCHEMY INVTS ACQUISITN CORP | \*W EXP 11/30/202 | $0 | 0.0% | 0 |  | Sold out −24,691 |
| APELLIS PHARMACEUTICALS INC | COM | $0 | 0.0% | 0 |  | Sold out −6,000 |
| ARCELLX INC | COMMON STOCK | $0 | 0.0% | 0 |  | Sold out −24,000 |
| [AXCELIS TECHNOLOGIES INC (ACLS)](/companies/acls.md) | COM NEW | $0 | 0.0% | 0 |  | Sold out −22,619 |
| BITCOIN DEPOT INC | \*W EXP 06/30/202 | $0 | 0.0% | 0 |  | Sold out −69,002 |
| BLACKROCK UTILS INFRASTRUCTU | RIGHT 04/02/2026 | $0 | 0.0% | 0 |  | Sold out −224,927 |
| [BLACKROCK UTILS INFRASTRUCTU (BUI)](/companies/bui.md) | COM | $0 | 0.0% | 0 |  | Sold out −46,242 |
| BLUE FOUNDRY BANCORP | COM | $0 | 0.0% | 0 |  | Sold out −91,649 |
| CANTALOUPE INC | COM | $0 | 0.0% | 0 |  | Sold out −13,498 |
| CANTOR EQUITY PARTNERS III I | SHS CL A | $0 | 0.0% | 0 |  | Sold out −66,109 |
| CANTOR EQUITY PARTNERS II IN | CL A ORD SHS | $0 | 0.0% | 0 |  | Sold out −15,670 |
| CARTESIAN GROWTH CORP III | COM CL A | $0 | 0.0% | 0 |  | Sold out −205,449 |
| CARTESIAN GROWTH CORP III | \*W EXP 05/02/203 | $0 | 0.0% | 0 |  | Sold out −63,805 |
| CENTESSA PHARMACEUTICALS PLC | SPONSORED ADS | $0 | 0.0% | 0 |  | Sold out −24,000 |
| CLEARWATER ANALYTICS HLDGS I | CL A | $0 | 0.0% | 0 |  | Sold out −188,103 |
| [COHEN & STEERS INFRASTRUCTUR (UTF)](/companies/utf.md) | COM | $0 | 0.0% | 0 |  | Sold out −74,722 |
| DIAMOND HILL INVT GROUP INC | COM NEW | $0 | 0.0% | 0 |  | Sold out −31,972 |
| ESH ACQUISITION CORP | RIGHT 06/13/2028 | $0 | 0.0% | 0 |  | Sold out −217,970 |
| [EURONET WORLDWIDE INC (EEFT)](/companies/eeft.md) | COM | $0 | 0.0% | 0 |  | Sold out −4,191 |
| [EVOLUTION METALS & TECH CORP (EMAT)](/companies/emat.md) | COM | $0 | 0.0% | 0 |  | Sold out −14,296 |
| FIRST FNDTN INC | COM | $0 | 0.0% | 0 |  | Sold out −58,949 |
| FLUSHING FINL CORP | COM | $0 | 0.0% | 0 |  | Sold out −32,140 |
| GABELLI EQUITY TR INC | RIGHT 04/14/2026 | $0 | 0.0% | 0 |  | Sold out −3,543,234 |
| GIGCAPITAL7 CORP | \*W EXP 08/29/202 | $0 | 0.0% | 0 |  | Sold out −1,081,566 |
| GIGCAPITAL7 CORP | ORD SHS CL A | $0 | 0.0% | 0 |  | Sold out −637,885 |
| GOLDEN ENTMT INC | COM | $0 | 0.0% | 0 |  | Sold out −222,179 |
| GRAF GLOBAL CORP | UNIT 05/31/2032 | $0 | 0.0% | 0 |  | Sold out −49,500 |
| GREAT LAKES DREDGE & DOCK CO | COM | $0 | 0.0% | 0 |  | Sold out −18,222 |
| HAYMAKER ACQUISITION CORP IV | CLASS A | $0 | 0.0% | 0 |  | Sold out −29,400 |
| HAYMAKER ACQUISITION CORP IV | \*W EXP 05/31/202 | $0 | 0.0% | 0 |  | Sold out −15,000 |
| HOLOGIC INC | COM | $0 | 0.0% | 0 |  | Sold out −198,613 |
| INFLECTION PT ACQUISIT CORP | UNIT 03/03/2031 | $0 | 0.0% | 0 |  | Sold out −100,000 |
| [IRON HORSE ACQUISIT II CORP (IRHO)](/companies/irho.md) | UNIT 07/11/2030 | $0 | 0.0% | 0 |  | Sold out −146,907 |
| ISHARES TR | US INFRASTRUC | $0 | 0.0% | 0 |  | Sold out −20,543 |
| KEZAR LIFE SCIENCES INC | COM NEW | $0 | 0.0% | 0 |  | Sold out −24,000 |
| LAKESHORE ACQUISITION III CO | UNIT 99/99/9999 | $0 | 0.0% | 0 |  | Sold out −146,907 |
| LEGATO MERGER CORP III | UNIT 99/99/9999 | $0 | 0.0% | 0 |  | Sold out −49,383 |
| LINKBANCORP INC | COM | $0 | 0.0% | 0 |  | Sold out −137,292 |
| [MASTERBRAND INC (MBC)](/companies/mbc.md) | COMMON STOCK | $0 | 0.0% | 0 |  | Sold out −44,815 |
| MONROE CAP CORP | COM | $0 | 0.0% | 0 |  | Sold out −14,938 |
| [NEUBERGER HIGH YIELD ST FD I (NHS)](/companies/nhs.md) | COM | $0 | 0.0% | 0 |  | Sold out −104,209 |
| NEUBERGER HIGH YIELD ST FD I | RIGHT 04/15/2026 | $0 | 0.0% | 0 |  | Sold out −104,209 |
| NUVEEN NEW JERSEY | COM | $0 | 0.0% | 0 |  | Sold out −29,590 |
| NUVEEN PA INVT QUALITY MUN F | COM | $0 | 0.0% | 0 |  | Sold out −75,963 |
| [NXG NEXTGEN INFRASTR INCM FD (NXG)](/companies/nxg.md) | COM | $0 | 0.0% | 0 |  | Sold out −4,374 |
| ONESTREAM INC | CL A | $0 | 0.0% | 0 |  | Sold out −60,978 |
| [SCHOLASTIC CORP (SCHL)](/companies/schl.md) | COM | $0 | 0.0% | 0 |  | Sold out −9,179 |
| SCYNEXIS INC | COM NEW | $0 | 0.0% | 0 |  | Sold out −188,602 |
| SEALED AIR CORP NEW | COM | $0 | 0.0% | 0 |  | Sold out −178,224 |
| SILICON VY ACQUISITION CORP | UNIT 12/08/2030 | $0 | 0.0% | 0 |  | Sold out −48,969 |
| SIM ACQUISITION CORP. I | UNIT 06/17/2029 | $0 | 0.0% | 0 |  | Sold out −98,360 |
| [SUNOCOCORP LLC (SUNC)](/companies/sunc.md) | COM SHS LLC | $0 | 0.0% | 0 |  | Sold out −58,023 |
| THERMON GROUP HLDGS INC | COM | $0 | 0.0% | 0 |  | Sold out −38,096 |
| TRANSLATIONAL DEV ACQUISITIO | UNIT 99/99/9999 | $0 | 0.0% | 0 |  | Sold out −60,000 |
| TRI POINTE HOMES INC | COM | $0 | 0.0% | 0 |  | Sold out −33,000 |
| UNITED SEC BANCSHARES CALIF | COM | $0 | 0.0% | 0 |  | Sold out −60,411 |
| VOYAGER ACQUISITION CORP | \*W EXP 05/16/203 | $0 | 0.0% | 0 |  | Sold out −98,360 |
| VOYAGER ACQUISITION CORP | CL A | $0 | 0.0% | 0 |  | Sold out −196,721 |
| WHITE PEARL ACQUISITION CORP | UNIT 99/99/9999 | $0 | 0.0% | 0 |  | Sold out −300,000 |

Source: SEC EDGAR, Form 13F-HR, accession 0001420506-26-001553. Last ingested by Listed: Oct 22, 2026, 05:26 ET. No prices; not investment advice.