# Focused Wealth Management, Inc: Form 13F holdings

An institutional investment manager in Newburgh, NY. SEC CIK 1586052.

- Quarter ended: 2026-06-30
- Filed: 2026-08-07
- Reported value: $1.15bn
- Positions: 266 (266 lines in the filing's table; lines for the same security and option type are added together here)
- Compared with: the 13F for the quarter ended 2026-03-31
- Filing: https://www.sec.gov/Archives/edgar/data/1586052/000208585326000947/

## Holdings

As filed, largest first. Reported value is what the manager stated at the quarter end (Jun 30, 2026), in US dollars; it is filing data, not a price. Weight is the share of the total reported value.

| Issuer | Class | Reported value | Weight | Shares | Put or call | Change on the quarter before |
| --- | --- | ---: | ---: | ---: | --- | --- |
| SPDR SERIES TRUST | ST STR P500GRW | $182.2m | 15.8% | 1,531,390 |  | Added +28,949 |
| VANGUARD INDEX FDS | VALUE ETF | $156.8m | 13.6% | 719,710 |  | Added +22,919 |
| INVESCO QQQ TR | UNIT SER 1 | $138.7m | 12.1% | 188,384 |  | Added +2,229 |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | $53.7m | 4.7% | 649,173 |  | Added +69,242 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | $35.2m | 3.1% | 590,250 |  | Added +17,112 |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | $34.2m | 3.0% | 216,445 |  | Added +3,487 |
| [APPLE INC (AAPL)](/companies/aapl.md) | COM | $33.2m | 2.9% | 114,902 |  | Added +839 |
| VANGUARD WHITEHALL FDS | INTL DVD ETF | $21.8m | 1.9% | 233,837 |  | Added +1,337 |
| [ALPHABET INC (GOOGL)](/companies/googl.md) | CAP STK CL A | $18.5m | 1.6% | 51,658 |  | Added +3,121 |
| [NVIDIA CORPORATION (NVDA)](/companies/nvda.md) | COM | $18.4m | 1.6% | 92,033 |  | Added +5,199 |
| VANGUARD INDEX FDS | SMALL CP ETF | $18.1m | 1.6% | 59,868 |  | Added +1,795 |
| SELECT SECTOR SPDR TR | ST STR FINL ETF | $17.0m | 1.5% | 317,863 |  | Added +12,049 |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | $16.2m | 1.4% | 221,292 |  | Added +22,952 |
| JANUS DETROIT STR TR | HENDERSON MTG | $15.6m | 1.4% | 347,476 |  | Added +38,391 |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | $15.3m | 1.3% | 72,073 |  | Added +273 |
| ISHARES TR | 0-3 MTH TREASURY | $15.2m | 1.3% | 151,154 |  | Reduced −35,378 |
| VANGUARD WORLD FD | MEGA GRWTH IND | $15.0m | 1.3% | 170,372 |  | Added +136,181 |
| BLACKROCK ETF TRUST II | ISH HIG MUN ETF | $14.6m | 1.3% | 293,487 |  | New +293,487 |
| VANGUARD WORLD FD | INF TECH ETF | $14.2m | 1.2% | 118,825 |  | Added +103,852 |
| ISHARES INC | MSCI EMRG CHN | $14.1m | 1.2% | 137,931 |  | Added +2,664 |
| ISHARES TR | EXPANDED TECH | $14.0m | 1.2% | 154,098 |  | Added +1,787 |
| [AMAZON COM INC (AMZN)](/companies/amzn.md) | COM | $12.8m | 1.1% | 53,869 |  | Added +798 |
| [TESLA INC (TSLA)](/companies/tsla.md) | COM | $11.5m | 1.0% | 27,234 |  | Added +706 |
| [MICROSOFT CORP (MSFT)](/companies/msft.md) | COM | $8.5m | 0.7% | 22,779 |  | Added +1,954 |
| [META PLATFORMS INC (META)](/companies/meta.md) | CL A | $7.1m | 0.6% | 12,681 |  | Added +160 |
| [CITIGROUP INC (C)](/companies/c.md) | COM NEW | $7.0m | 0.6% | 50,339 |  | Added +451 |
| [CATERPILLAR INC (CAT)](/companies/cat.md) | COM | $6.8m | 0.6% | 6,432 |  | Reduced −1,086 |
| [BLACKSTONE INC (BX)](/companies/bx.md) | COM | $6.7m | 0.6% | 56,944 |  | Added +1,144 |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000VAL | $6.2m | 0.5% | 58,227 |  | Reduced −382 |
| EATON VANCE TAX-MANAGED GLOB | COM | $5.9m | 0.5% | 600,489 |  | Added +1,955 |
| [INTERNATIONAL BUSINESS MACHS (IBM)](/companies/ibm.md) | COM | $5.7m | 0.5% | 20,433 |  | Added +5,491 |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | $5.6m | 0.5% | 98,934 |  | Added +827 |
| [BERKSHIRE HATHAWAY INC DEL (BRK-B)](/companies/brk-b.md) | CL B NEW | $5.6m | 0.5% | 11,102 |  | Added +499 |
| [BANK OF AMER CORP (BAC)](/companies/bac.md) | COM | $5.3m | 0.5% | 93,466 |  | Reduced −1,028 |
| [JPMORGAN CHASE & CO (JPM)](/companies/jpm.md) | COM | $5.2m | 0.5% | 15,973 |  | Added +488 |
| GOLDMAN SACHS ETF TR | S&P 500 PREMIUM | $5.1m | 0.4% | 91,610 |  | Added +337 |
| [GOLDMAN SACHS GROUP INC (GS)](/companies/gs.md) | COM | $4.7m | 0.4% | 4,669 |  | Reduced −1,025 |
| [ALPHABET INC (GOOGL)](/companies/googl.md) | CAP STK CL C | $4.7m | 0.4% | 13,301 |  | Added +2,452 |
| [INTEL CORP (INTC)](/companies/intc.md) | COM | $4.3m | 0.4% | 30,878 |  | Reduced −3,750 |
| FIDELITY COMWLTH TR | NASDAQ COMPSIT | $4.1m | 0.4% | 39,718 |  | Reduced −850 |
| ISHARES TR | 7-10 YR TRSY BD | $4.1m | 0.4% | 43,305 |  | Added +2,606 |
| [GE AEROSPACE (GE)](/companies/ge.md) | COM NEW | $4.1m | 0.4% | 10,880 |  | Reduced −229 |
| VANGUARD ADMIRAL FDS INC | 500 GRTH IDX F | $4.0m | 0.3% | 48,531 |  | Added +40,417 |
| [UNITEDHEALTH GROUP INC (UNH)](/companies/unh.md) | COM | $3.6m | 0.3% | 8,640 |  | Added +466 |
| EXXON MOBIL CORP | COM | $3.5m | 0.3% | 25,606 |  | Added +757 |
| [WALMART INC (WMT)](/companies/wmt.md) | COM | $3.3m | 0.3% | 29,114 |  | Added +359 |
| [GE VERNOVA INC (GEV)](/companies/gev.md) | COM | $3.2m | 0.3% | 2,701 |  | Added +34 |
| [CONSTELLATION ENERGY CORP (CEG)](/companies/ceg.md) | COM | $2.9m | 0.3% | 11,877 |  | Reduced −381 |
| [PFIZER INC (PFE)](/companies/pfe.md) | COM | $2.9m | 0.3% | 119,833 |  | Added +4,575 |
| [ALTRIA GROUP INC (MO)](/companies/mo.md) | COM | $2.7m | 0.2% | 37,381 |  | Added +3,077 |
| [ELI LILLY & CO (LLY)](/companies/lly.md) | COM | $2.6m | 0.2% | 2,178 |  | Added +556 |
| [APPLE INC (AAPL)](/companies/aapl.md) | COM | $2.5m | 0.2% | 8,800 | Call | Added +7,300 |
| [STARWOOD PPTY TR INC (STWD)](/companies/stwd.md) | COM | $2.5m | 0.2% | 152,624 |  | Reduced −4,507 |
| [BROADCOM INC (AVGO)](/companies/avgo.md) | COM | $2.5m | 0.2% | 6,523 |  | Added +400 |
| [ABBVIE INC (ABBV)](/companies/abbv.md) | COM | $2.4m | 0.2% | 9,724 |  | Added +362 |
| [APPLIED MATLS INC (AMAT)](/companies/amat.md) | COM | $2.4m | 0.2% | 3,275 |  | Reduced −163 |
| [KINDER MORGAN INC DEL (KMI)](/companies/kmi.md) | COM | $2.3m | 0.2% | 73,426 |  | Added +2,674 |
| [JOHNSON & JOHNSON (JNJ)](/companies/jnj.md) | COM | $2.3m | 0.2% | 8,891 |  | Added +1,427 |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | $2.1m | 0.2% | 3,086 |  | Added +56 |
| PROTHENA CORP PLC | SHS | $2.0m | 0.2% | 207,445 |  | Added +42 |
| [BLACKROCK MUNIYIELD N Y QUAL (MYN)](/companies/myn.md) | COM | $1.9m | 0.2% | 185,795 |  | Added +691 |
| [MARVELL TECHNOLOGY INC (MRVL)](/companies/mrvl.md) | COM | $1.9m | 0.2% | 6,298 |  | Added +155 |
| [NUCOR CORP (NUE)](/companies/nue.md) | COM | $1.9m | 0.2% | 8,413 |  | Reduced −516 |
| ISHARES TR | MSCI USA MMENTM | $1.8m | 0.2% | 5,382 |  | Reduced −13 |
| [MICRON TECHNOLOGY INC (MU)](/companies/mu.md) | COM | $1.7m | 0.2% | 1,500 | Call | Added +900 |
| [GOLUB CAP BDC INC (GBDC)](/companies/gbdc.md) | COM | $1.6m | 0.1% | 125,391 |  | Reduced −6,403 |
| VANGUARD INDEX FDS | TOTAL STK MKT | $1.6m | 0.1% | 4,314 |  | Added +3 |
| ISHARES TR | CORE S&P500 ETF | $1.5m | 0.1% | 2,010 |  | Added +33 |
| J P MORGAN EXCHANGE TRADED F | NASDAQ EQT PREM | $1.5m | 0.1% | 24,214 |  | Added +1,299 |
| ISHARES TR | S&P 500 GRWT ETF | $1.5m | 0.1% | 10,548 |  | Added +212 |
| [VISA INC (V)](/companies/v.md) | COM CL A | $1.4m | 0.1% | 4,000 | Call | New +4,000 |
| [3M CO (MMM)](/companies/mmm.md) | COM | $1.4m | 0.1% | 8,446 |  | Added +85 |
| [ROYCE SMALL CAP TRUST INC (RVT)](/companies/rvt.md) | COM | $1.4m | 0.1% | 73,461 |  | Added +1,997 |
| [VISA INC (V)](/companies/v.md) | COM CL A | $1.3m | 0.1% | 3,859 |  | Added +321 |
| [ELI LILLY & CO (LLY)](/companies/lly.md) | COM | $1.3m | 0.1% | 1,100 | Call | New +1,100 |
| [COSTCO WHOLESALE CORPORATION (COST)](/companies/cost.md) | COM | $1.3m | 0.1% | 1,393 |  | Added +131 |
| [CISCO SYS INC (CSCO)](/companies/csco.md) | COM | $1.3m | 0.1% | 10,878 |  | Added +356 |
| [AT&T INC (T)](/companies/t.md) | COM | $1.2m | 0.1% | 59,543 |  | Added +4,081 |
| [AMERICAN HEALTHCARE REIT INC (AHR)](/companies/ahr.md) | COM SHS | $1.2m | 0.1% | 23,489 |  | Added +993 |
| [PALO ALTO NETWORKS INC (PANW)](/companies/panw.md) | COM | $1.2m | 0.1% | 3,563 |  | Added +33 |
| SPDR SERIES TRUST | ST STR BLO 1 ETF | $1.2m | 0.1% | 13,136 |  | Reduced −710 |
| VANGUARD INDEX FDS | GROWTH ETF | $1.2m | 0.1% | 13,859 |  | Added +11,527 |
| [PALANTIR TECHNOLOGIES INC (PLTR)](/companies/pltr.md) | CL A | $1.2m | 0.1% | 10,170 |  | Reduced −201 |
| VANGUARD WORLD FD | HEALTH CAR ETF | $1.2m | 0.1% | 3,865 |  | Reduced −47 |
| [DISNEY WALT CO (DIS)](/companies/dis.md) | COM | $1.1m | <0.1% | 11,771 |  | Added +224 |
| [CORNING INC (GLW)](/companies/glw.md) | COM | $1.1m | <0.1% | 4,335 |  | Added +37 |
| [CITIGROUP INC (C)](/companies/c.md) | COM NEW | $1.1m | <0.1% | 7,800 | Call | Added +5,000 |
| [PHILIP MORRIS INTL INC (PM)](/companies/pm.md) | COM | $1.1m | <0.1% | 5,868 |  | Added +2,188 |
| [COREWEAVE INC (CRWV)](/companies/crwv.md) | COM CL A | $1.1m | <0.1% | 10,638 |  | Added +461 |
| [KOPIN CORP (KOPN)](/companies/kopn.md) | COM | $1.0m | <0.1% | 229,065 |  | Added +17,080 |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | $1.0m | <0.1% | 31,973 |  | Reduced −16,121 |
| [MERCK & CO INC (MRK)](/companies/mrk.md) | COM | $1.0m | <0.1% | 7,826 |  | Added +626 |
| [WELLS FARGO & CO (WFC)](/companies/wfc.md) | COM | $964.8k | <0.1% | 11,675 |  | Added +2,050 |
| [STATE STR SPDR S&P 500 ETF T (SPY)](/companies/spy.md) | TR UNIT | $930.1k | <0.1% | 1,246 |  | Reduced −1 |
| [TERADYNE INC (TER)](/companies/ter.md) | COM | $917.8k | <0.1% | 1,897 |  | Added +166 |
| [BOEING CO (BA)](/companies/ba.md) | COM | $909.6k | <0.1% | 4,202 |  | Added +376 |
| [ADVANCED MICRO DEVICES INC (AMD)](/companies/amd.md) | COM | $898.1k | <0.1% | 1,546 |  | Added +115 |
| [PROCTER & GAMBLE CO (PG)](/companies/pg.md) | COM | $824.6k | <0.1% | 5,623 |  | Added +2,202 |
| [BANCO SANTANDER SA (SAN)](/companies/san.md) | ADR | $814.0k | <0.1% | 58,986 |  | Unchanged |
| [NEXTERA ENERGY INC (NEE)](/companies/nee.md) | COM | $807.2k | <0.1% | 9,197 |  | Added +565 |
| [SHOPIFY INC (SHOP)](/companies/shop.md) | CL A SUB VTG SHS | $786.5k | <0.1% | 6,888 |  | Added +1,650 |
| [SOLITARIO RESOURCES CORP (XPL)](/companies/xpl.md) | COM | $741.0k | <0.1% | 984,900 |  | Added +222,000 |
| [CROWDSTRIKE HLDGS INC (CRWD)](/companies/crwd.md) | CL A | $734.1k | <0.1% | 962 |  | Reduced −51 |
| EATON CORP PLC | SHS | $728.7k | <0.1% | 1,710 |  | Reduced −1,461 |
| [VERIZON COMMUNICATIONS INC (VZ)](/companies/vz.md) | COM | $699.3k | <0.1% | 16,516 |  | Added +1,236 |
| VANGUARD INSTL INDEX FD | 0 3 MO TR BI ETF | $688.6k | <0.1% | 9,099 |  | Reduced −179 |
| LINDE PLC | SHS | $685.4k | <0.1% | 1,321 |  | Added +81 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | $684.0k | <0.1% | 9,600 |  | Added +3 |
| [TESLA INC (TSLA)](/companies/tsla.md) | COM | $673.0k | <0.1% | 1,600 | Call | Added +1,100 |
| [INTEL CORP (INTC)](/companies/intc.md) | COM | $656.3k | <0.1% | 4,700 | Call | Added +1,300 |
| NUVEEN S&P 500 DYNAMIC OVERW | COM | $653.7k | <0.1% | 35,071 |  | Unchanged |
| [MICRON TECHNOLOGY INC (MU)](/companies/mu.md) | COM | $652.3k | <0.1% | 565 |  | Added +249 |
| [SCHWAB CHARLES CORP (SCHW)](/companies/schw.md) | COM | $646.0k | <0.1% | 7,000 | Call | New +7,000 |
| [FREEPORT MCMORAN INC (FCX)](/companies/fcx.md) | CL B | $645.4k | <0.1% | 10,263 |  | Added +3,992 |
| [ORACLE CORP (ORCL)](/companies/orcl.md) | COM | $642.1k | <0.1% | 4,381 |  | Added +157 |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | $639.2k | <0.1% | 18,890 |  | Added +57 |
| [SUPER MICRO COMPUTER INC (SMCI)](/companies/smci.md) | COM NEW | $631.5k | <0.1% | 21,531 |  | Added +286 |
| [HOME DEPOT INC (HD)](/companies/hd.md) | COM | $630.9k | <0.1% | 1,789 |  | Added +150 |
| [REALTY INCOME CORP (O)](/companies/o.md) | COM | $627.0k | <0.1% | 10,119 |  | Added +2,108 |
| [KULICKE & SOFFA INDS INC (KLIC)](/companies/klic.md) | COM | $592.0k | <0.1% | 4,425 |  | Added +22 |
| [OKLO INC (OKLO)](/companies/oklo.md) | COM CL A | $590.3k | <0.1% | 11,281 |  | Added +7,202 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | $576.1k | <0.1% | 2,435 |  | Added +56 |
| ISHARES INC | CORE MSCI EMKT | $574.1k | <0.1% | 6,930 |  | Reduced −88 |
| [SNOWFLAKE INC (SNOW)](/companies/snow.md) | COM SHS | $560.9k | <0.1% | 2,204 |  | Added +602 |
| ISHARES TR | IBONDS 27 TRM TS | $559.1k | <0.1% | 24,992 |  | Added +1,668 |
| [DUKE ENERGY CORP NEW (DUK)](/companies/duk.md) | COM NEW | $555.1k | <0.1% | 4,386 |  | Added +110 |
| SPDR SERIES TRUST | ST STR SP500DIV | $551.6k | <0.1% | 11,561 |  | Added +22 |
| [ALBEMARLE CORP (ALB)](/companies/alb.md) | COM | $540.1k | <0.1% | 4,000 | Call | New +4,000 |
| VANGUARD WORLD FD | FINANCIALS ETF | $529.4k | <0.1% | 4,023 |  | Reduced −99 |
| [NETFLIX INC. (NFLX)](/companies/nflx.md) | COM | $524.9k | <0.1% | 7,351 |  | Added +159 |
| [AMAZON COM INC (AMZN)](/companies/amzn.md) | COM | $524.3k | <0.1% | 2,200 | Call | Reduced −800 |
| [PROLOGIS INC. (PLD)](/companies/pld.md) | COM | $522.9k | <0.1% | 3,860 |  | Added +7 |
| [UNION PAC CORP (UNP)](/companies/unp.md) | COM | $521.8k | <0.1% | 1,918 |  | Added +88 |
| [HONEYWELL INTL INC (HON)](/companies/hon.md) | COM | $510.0k | <0.1% | 2,278 |  | New +2,278 |
| [HONEYWELL AEROSPACE INC (HONA)](/companies/hona.md) | COM | $503.6k | <0.1% | 2,278 |  | New +2,278 |
| [BERKSHIRE HATHAWAY INC DEL (BRK-B)](/companies/brk-b.md) | CL B NEW | $500.4k | <0.1% | 1,000 | Call | New +1,000 |
| [KIMBERLY-CLARK CORP (KMB)](/companies/kmb.md) | COM | $493.1k | <0.1% | 4,492 |  | Added +505 |
| [CHEVRON CORPORATION (CVX)](/companies/cvx.md) | COM | $485.4k | <0.1% | 2,928 |  | Added +673 |
| [CONSOLIDATED EDISON INC (ED)](/companies/ed.md) | COM | $484.3k | <0.1% | 4,378 |  | Added +589 |
| SEAGATE TECHNOLOGY HLDNGS PL | ORD SHS | $480.0k | <0.1% | 497 |  | New +497 |
| [MARVELL TECHNOLOGY INC (MRVL)](/companies/mrvl.md) | COM | $476.6k | <0.1% | 1,600 | Call | New +1,600 |
| ISHARES TR | S&P 100 ETF | $471.6k | <0.1% | 1,289 |  | Reduced −45 |
| [TRAVELERS COMPANIES INC (TRV)](/companies/trv.md) | COM | $470.2k | <0.1% | 1,424 |  | Added +304 |
| PGIM ETF TR | PGIM ULTRA SH BD | $466.0k | <0.1% | 9,405 |  | Added +98 |
| SCHWAB STRATEGIC TR | US SML CAP ETF | $443.9k | <0.1% | 12,286 |  | Reduced −162 |
| VANGUARD INDEX FDS | MID CAP ETF | $442.4k | <0.1% | 5,491 |  | Added +4,118 |
| AON PLC | SHS CL A | $441.8k | <0.1% | 1,332 |  | Added +88 |
| SELECT SECTOR SPDR TR | ST STR TECHN ETF | $440.3k | <0.1% | 2,311 |  | Reduced −5 |
| [BRISTOL-MYERS SQUIBB CO (BMY)](/companies/bmy.md) | COM | $437.0k | <0.1% | 7,585 |  | Added +2,142 |
| [AFLAC INC (AFL)](/companies/afl.md) | COM | $427.0k | <0.1% | 3,642 |  | New +3,642 |
| [ALPHABET INC (GOOGL)](/companies/googl.md) | CAP STK CL C | $424.0k | <0.1% | 1,200 | Call | New +1,200 |
| [ROKU INC (ROKU)](/companies/roku.md) | COM CL A | $415.4k | <0.1% | 3,007 |  | Reduced −1,530 |
| [OWENS CORNING NEW (OC)](/companies/oc.md) | COM | $413.3k | <0.1% | 2,600 | Put | New +2,600 |
| NUSHARES ETF TR | NUVEEN ESG LRGCP | $408.7k | <0.1% | 3,491 |  | Added +1,192 |
| [WELLTOWER INC (WELL)](/companies/well.md) | COM | $407.2k | <0.1% | 1,794 |  | Added +269 |
| [DELTA AIR LINES INC (DAL)](/companies/dal.md) | COM NEW | $405.5k | <0.1% | 4,329 |  | Added +246 |
| [US BANCORP (USB)](/companies/usb.md) | COM NEW | $397.6k | <0.1% | 6,582 |  | Added +1,586 |
| [PFIZER INC (PFE)](/companies/pfe.md) | COM | $392.5k | <0.1% | 16,300 | Call | New +16,300 |
| SELECT SECTOR SPDR TR | ST STR CARE ETF | $390.9k | <0.1% | 2,464 |  | Reduced −180 |
| SPDR SERIES TRUST | ST STR CONV ETF | $389.9k | <0.1% | 3,616 |  | Reduced −9 |
| [PEPSICO INC (PEP)](/companies/pep.md) | COM | $384.4k | <0.1% | 2,839 |  | Added +475 |
| [KIMBERLY-CLARK CORP (KMB)](/companies/kmb.md) | COM | $384.2k | <0.1% | 3,500 | Call | Added +1,700 |
| [EDISON INTL (EIX)](/companies/eix.md) | COM | $364.6k | <0.1% | 4,898 |  | Added +695 |
| [NBT BANCORP INC (NBTB)](/companies/nbtb.md) | COM | $363.3k | <0.1% | 7,359 |  | Added +70 |
| [MCDONALDS CORP (MCD)](/companies/mcd.md) | COM | $356.7k | <0.1% | 1,320 |  | Added +335 |
| ONEOK INC NEW | COM | $356.1k | <0.1% | 4,095 |  | Added +221 |
| VANECK ETF TRUST | HIGH YLD MUNIETF | $351.8k | <0.1% | 6,829 |  | Added +21 |
| [CLOUDFLARE INC (NET)](/companies/net.md) | CL A COM | $349.3k | <0.1% | 1,424 |  | Added +215 |
| [TAIWAN SEMICONDUCTOR MANUFAC (TSM)](/companies/tsm.md) | SPONSORED ADS | $335.3k | <0.1% | 702 |  | Reduced −2 |
| SPDR SERIES TRUST | ST STR P500VAL | $335.2k | <0.1% | 5,514 |  | Reduced −593 |
| [KRAFT HEINZ CO (KHC)](/companies/khc.md) | COM | $328.1k | <0.1% | 13,891 |  | New +13,891 |
| [TWILIO INC (TWLO)](/companies/twlo.md) | CL A | $321.9k | <0.1% | 1,560 |  | New +1,560 |
| [ROBINHOOD MKTS INC (HOOD)](/companies/hood.md) | COM CL A | $320.9k | <0.1% | 3,200 | Call | Added +2,000 |
| [DUCOMMUN INC DEL (DCO)](/companies/dco.md) | COM | $320.0k | <0.1% | 1,728 |  | Unchanged |
| [KLA CORP (KLAC)](/companies/klac.md) | COM NEW | $318.3k | <0.1% | 1,055 |  | New +1,055 |
| [AMERICAN WTR WKS CO INC NEW (AWK)](/companies/awk.md) | COM | $314.8k | <0.1% | 2,393 |  | Added +17 |
| [WARBY PARKER INC (WRBY)](/companies/wrby.md) | CL A COM | $308.0k | <0.1% | 10,150 |  | New +10,150 |
| [COCA COLA CO (KO)](/companies/ko.md) | COM | $304.6k | <0.1% | 3,748 |  | New +3,748 |
| [POWELL INDS INC (POWL)](/companies/powl.md) | COM | $303.5k | <0.1% | 1,060 |  | New +1,060 |
| [TRUIST FINL CORP (TFC)](/companies/tfc.md) | COM | $301.5k | <0.1% | 6,051 |  | New +6,051 |
| [LOWES COS INC (LOW)](/companies/low.md) | COM | $301.2k | <0.1% | 1,366 |  | Added +402 |
| NUSHARES ETF TR | NUVEEN ESG LRGVL | $300.6k | <0.1% | 6,014 |  | New +6,014 |
| SPDR SERIES TRUST | ST STR PR SP1500 | $299.1k | <0.1% | 3,294 |  | Reduced −182 |
| [RTX CORPORATION (RTX)](/companies/rtx.md) | COM | $294.4k | <0.1% | 1,552 |  | Added +268 |
| [PROCTER & GAMBLE CO (PG)](/companies/pg.md) | COM | $293.3k | <0.1% | 2,000 | Call | New +2,000 |
| SCHWAB STRATEGIC TR | US LCAP VA ETF | $293.1k | <0.1% | 8,419 |  | Added +38 |
| [ISHARES GOLD TR (IAU)](/companies/iau.md) | ISHARES NEW | $292.4k | <0.1% | 3,873 |  | Added +28 |
| [STRYKER CORPORATION (SYK)](/companies/syk.md) | COM | $291.8k | <0.1% | 927 |  | Reduced −48 |
| [MONDELEZ INTL INC (MDLZ)](/companies/mdlz.md) | CL A | $291.7k | <0.1% | 5,044 |  | New +5,044 |
| [OCCIDENTAL PETE CORP (OXY)](/companies/oxy.md) | COM | $291.4k | <0.1% | 6,000 | Call | New +6,000 |
| [VALERO ENERGY CORP (VLO)](/companies/vlo.md) | COM | $290.4k | <0.1% | 1,115 |  | New +1,115 |
| [ROBINHOOD MKTS INC (HOOD)](/companies/hood.md) | COM CL A | $286.4k | <0.1% | 2,856 |  | Added +182 |
| [THE CIGNA GROUP (CI)](/companies/ci.md) | COM | $282.8k | <0.1% | 1,026 |  | Added +33 |
| [ILLINOIS TOOL WKS INC (ITW)](/companies/itw.md) | COM | $282.6k | <0.1% | 1,045 |  | New +1,045 |
| [NUVEEN TAXABLE MUNICPAL INM (NBB)](/companies/nbb.md) | COM | $282.5k | <0.1% | 17,905 |  | Reduced −599 |
| [APPLIED OPTOELECTRONICS INC (AAOI)](/companies/aaoi.md) | COM | $281.5k | <0.1% | 1,900 | Call | New +1,900 |
| [INTERNATIONAL BUSINESS MACHS (IBM)](/companies/ibm.md) | COM | $281.2k | <0.1% | 1,000 | Call | New +1,000 |
| [ARCHER AVIATION INC (ACHR)](/companies/achr.md) | COM CL A | $276.2k | <0.1% | 58,394 |  | Added +16,027 |
| [3M CO (MMM)](/companies/mmm.md) | COM | $275.2k | <0.1% | 1,700 | Call | Reduced −1,700 |
| [SPDR GOLD TR (GLD)](/companies/gld.md) | GOLD SHS | $273.4k | <0.1% | 742 |  | Reduced −37 |
| PIMCO ETF TR | ACTIVE BD ETF | $270.1k | <0.1% | 2,929 |  | Added +21 |
| ISHARES TR | RUS 1000 GRW ETF | $264.4k | <0.1% | 2,130 |  | Added +1,597 |
| ISHARES TR | CORE S&P MCP ETF | $259.5k | <0.1% | 3,365 |  | Reduced −7 |
| [CUMMINS INC (CMI)](/companies/cmi.md) | COM | $258.9k | <0.1% | 363 |  | New +363 |
| [FREEPORT MCMORAN INC (FCX)](/companies/fcx.md) | CL B | $251.6k | <0.1% | 4,000 | Call | Reduced −2,000 |
| ISHARES TR | NATIONAL MUN ETF | $250.4k | <0.1% | 2,327 |  | Added +9 |
| [BANK OF NY MELLON CORP (BNY)](/companies/bny.md) | COM | $249.2k | <0.1% | 1,723 |  | New +1,723 |
| SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | $246.2k | <0.1% | 6,789 |  | Reduced −1,813 |
| [CAMECO CORP (CCJ)](/companies/ccj.md) | COM | $245.8k | <0.1% | 1,700 | Put | New +1,700 |
| [PRUDENTIAL FINL INC (PRU)](/companies/pru.md) | COM | $244.2k | <0.1% | 2,262 |  | New +2,262 |
| [WP CAREY INC (WPC)](/companies/wpc.md) | COM | $242.6k | <0.1% | 3,393 |  | New +3,393 |
| [AMPHENOL CORP (APH)](/companies/aph.md) | CL A | $242.0k | <0.1% | 1,372 |  | Added +172 |
| [AIRBNB INC (ABNB)](/companies/abnb.md) | COM CL A | $238.7k | <0.1% | 1,668 |  | Added +853 |
| [LAM RESEARCH CORP (LRCX)](/companies/lrcx.md) | COM NEW | $235.4k | <0.1% | 543 |  | New +543 |
| [S&P GLOBAL INC (SPGI)](/companies/spgi.md) | COM | $235.2k | <0.1% | 578 |  | New +578 |
| [WESTERN DIGITAL CORP (WDC)](/companies/wdc.md) | COM | $231.9k | <0.1% | 363 |  | New +363 |
| [EXELON CORP (EXC)](/companies/exc.md) | COM | $228.9k | <0.1% | 4,910 |  | New +4,910 |
| [DATADOG INC (DDOG)](/companies/ddog.md) | CL A COM | $226.8k | <0.1% | 871 |  | New +871 |
| [DIGITALOCEAN HLDGS INC (DOCN)](/companies/docn.md) | COM | $226.6k | <0.1% | 1,443 |  | New +1,443 |
| [COMFORT SYS USA INC (FIX)](/companies/fix.md) | COM | $226.0k | <0.1% | 114 |  | New +114 |
| [GILEAD SCIENCES INC (GILD)](/companies/gild.md) | COM | $225.3k | <0.1% | 1,784 |  | New +1,784 |
| [HONEYWELL INTL INC (HON)](/companies/hon.md) | COM | $223.9k | <0.1% | 1,000 | Put | New +1,000 |
| ASML HLDG NV | N Y REGISTRY SHS | $218.9k | <0.1% | 110 |  | New +110 |
| INVESCO EXCH TRADED FD TR II | ESG NASDAQ 100 | $218.7k | <0.1% | 4,269 |  | New +4,269 |
| [OCCIDENTAL PETE CORP (OXY)](/companies/oxy.md) | COM | $217.4k | <0.1% | 4,477 |  | New +4,477 |
| [THERMO FISHER SCIENTIFIC INC (TMO)](/companies/tmo.md) | COM | $214.8k | <0.1% | 428 |  | Added +5 |
| [GE HEALTHCARE TECHNOLOGIES I (GEHC)](/companies/gehc.md) | COMMON STOCK | $213.6k | <0.1% | 3,337 |  | Added +432 |
| [UBER TECHNOLOGIES INC (UBER)](/companies/uber.md) | COM | $211.6k | <0.1% | 2,932 |  | New +2,932 |
| [CAPITAL ONE FINL CORP (COF)](/companies/cof.md) | COM | $211.4k | <0.1% | 1,054 |  | New +1,054 |
| [M & T BK CORP (MTB)](/companies/mtb.md) | COM | $210.7k | <0.1% | 885 |  | Reduced −127 |
| [MARSH & MCLENNAN COS INC (MRSH)](/companies/mrsh.md) | COM | $210.6k | <0.1% | 1,264 |  | New +1,264 |
| [FORD MTR CO (F)](/companies/f.md) | COM | $208.5k | <0.1% | 15,002 |  | Added +1,657 |
| [EVERSOURCE ENERGY (ES)](/companies/es.md) | COM | $207.8k | <0.1% | 2,875 |  | New +2,875 |
| [ROKU INC (ROKU)](/companies/roku.md) | COM CL A | $207.2k | <0.1% | 1,500 | Call | New +1,500 |
| [DEERE & CO (DE)](/companies/de.md) | COM | $207.1k | <0.1% | 327 |  | New +327 |
| [CVS HEALTH CORP (CVS)](/companies/cvs.md) | COM | $206.8k | <0.1% | 1,999 |  | New +1,999 |
| DIMENSIONAL ETF TRUST | US EQUI MARK ETF | $204.9k | <0.1% | 2,501 |  | New +2,501 |
| MEDTRONIC PLC | SHS | $200.4k | <0.1% | 2,562 |  | New +2,562 |
| [WELLS FARGO & CO (WFC)](/companies/wfc.md) | COM | $198.3k | <0.1% | 2,400 | Call | New +2,400 |
| [EATON VANCE TAX-MANAGED BUY- (ETV)](/companies/etv.md) | COM | $187.7k | <0.1% | 12,615 |  | Added +78 |
| [DIAMONDBACK ENERGY INC (FANG)](/companies/fang.md) | COM | $175.8k | <0.1% | 1,000 | Call | New +1,000 |
| RHINEBECK BANCORP INC | COM | $173.1k | <0.1% | 10,000 |  | Unchanged |
| [EMERSON ELEC CO (EMR)](/companies/emr.md) | COM | $171.8k | <0.1% | 1,200 | Put | New +1,200 |
| [BLACKROCK TAX MUNICPAL BD TR (BBN)](/companies/bbn.md) | SHS | $165.7k | <0.1% | 10,249 |  | Reduced −802,162 |
| [BROADCOM INC (AVGO)](/companies/avgo.md) | COM | $151.1k | <0.1% | 400 | Put | New +400 |
| [QUALCOMM INC (QCOM)](/companies/qcom.md) | COM | $142.6k | <0.1% | 772 |  | New +772 |
| [SOUTHERN COPPER CORP (SCCO)](/companies/scco.md) | COM | $122.0k | <0.1% | 700 | Call | New +700 |
| [PURECYCLE TECHNOLOGIES INC (PCT)](/companies/pct.md) | COM | $121.7k | <0.1% | 15,005 |  | Unchanged |
| [COREWEAVE INC (CRWV)](/companies/crwv.md) | COM CL A | $119.4k | <0.1% | 1,200 | Call | Reduced −1,300 |
| [SHOPIFY INC (SHOP)](/companies/shop.md) | CL A SUB VTG SHS | $114.2k | <0.1% | 1,000 | Call | New +1,000 |
| [BLACKROCK CORPOR HI YLD FD I (HYT)](/companies/hyt.md) | COM | $97.1k | <0.1% | 11,340 |  | Added +60 |
| [SOUTHERN COPPER CORP (SCCO)](/companies/scco.md) | COM | $96.9k | <0.1% | 556 |  | New +556 |
| [KRAFT HEINZ CO (KHC)](/companies/khc.md) | COM | $94.5k | <0.1% | 4,000 | Call | New +4,000 |
| [QUALCOMM INC (QCOM)](/companies/qcom.md) | COM | $92.4k | <0.1% | 500 | Put | New +500 |
| [CAMECO CORP (CCJ)](/companies/ccj.md) | COM | $81.3k | <0.1% | 798 |  | New +798 |
| [EOS ENERGY ENTERPRISES INC (EOSE)](/companies/eose.md) | COM CL A | $78.2k | <0.1% | 13,307 |  | Added +39 |
| [OWENS CORNING NEW (OC)](/companies/oc.md) | COM | $67.1k | <0.1% | 422 |  | New +422 |
| [DIAMONDBACK ENERGY INC (FANG)](/companies/fang.md) | COM | $55.2k | <0.1% | 314 |  | New +314 |
| [EMERSON ELEC CO (EMR)](/companies/emr.md) | COM | $53.9k | <0.1% | 377 |  | New +377 |
| [TERADYNE INC (TER)](/companies/ter.md) | COM | $48.4k | <0.1% | 100 | Put | Unchanged |
| [TERADYNE INC (TER)](/companies/ter.md) | COM | $48.4k | <0.1% | 100 | Call | Unchanged |
| [SCHWAB CHARLES CORP (SCHW)](/companies/schw.md) | COM | $46.8k | <0.1% | 507 |  | New +507 |
| [WARBY PARKER INC (WRBY)](/companies/wrby.md) | CL A COM | $45.5k | <0.1% | 1,500 | Call | New +1,500 |
| [ALBEMARLE CORP (ALB)](/companies/alb.md) | COM | $31.0k | <0.1% | 230 |  | New +230 |
| CURIS INC | COM | $26.1k | <0.1% | 50,049 |  | Reduced −59,697 |
| [APPLIED OPTOELECTRONICS INC (AAOI)](/companies/aaoi.md) | COM | $2.1k | <0.1% | 14 |  | New +14 |

## Sold out

Held at the end of the quarter before and not reported this quarter.

| Issuer | Class | Reported value | Weight | Shares | Put or call | Change on the quarter before |
| --- | --- | ---: | ---: | ---: | --- | --- |
| [AIRBNB INC (ABNB)](/companies/abnb.md) | COM CL A | $0 | 0.0% | 0 | Put | Sold out −1,600 |
| [ALIBABA GROUP HLDG LTD (BABA)](/companies/baba.md) | SPONSORED ADS | $0 | 0.0% | 0 |  | Sold out −1,761 |
| [AMPHENOL CORP (APH)](/companies/aph.md) | CL A | $0 | 0.0% | 0 | Put | Sold out −800 |
| [ARCHER DANIELS MIDLAND CO (ADM)](/companies/adm.md) | COM | $0 | 0.0% | 0 |  | Sold out −5,412 |
| [ARISTA NETWORKS INC (ANET)](/companies/anet.md) | COM SHS | $0 | 0.0% | 0 |  | Sold out −3,323 |
| [BOEING CO (BA)](/companies/ba.md) | COM | $0 | 0.0% | 0 | Call | Sold out −3,600 |
| [CAPRICOR THERAPEUTICS INC (CAPR)](/companies/capr.md) | COM NEW | $0 | 0.0% | 0 |  | Sold out −6,681 |
| [CROWDSTRIKE HLDGS INC (CRWD)](/companies/crwd.md) | CL A | $0 | 0.0% | 0 | Call | Sold out −500 |
| DIREXION SHARES ETF TRUST | DLY AMZN BULL 2X | $0 | 0.0% | 0 |  | Sold out −20,606 |
| [FASTLY INC (FSLY)](/companies/fsly.md) | CL A | $0 | 0.0% | 0 |  | Sold out −7,677 |
| HONEYWELL INTL INC | COM | $0 | 0.0% | 0 |  | Sold out −8,676 |
| [INTUITIVE SURGICAL INC (ISRG)](/companies/isrg.md) | COM NEW | $0 | 0.0% | 0 |  | Sold out −453 |
| INVESCO QQQ TR | UNIT SER 1 | $0 | 0.0% | 0 | Call | Sold out −1,200 |
| [ISHARES SILVER TR (SLV)](/companies/slv.md) | ISHARES | $0 | 0.0% | 0 |  | Sold out −3,370 |
| [KEYCORP (KEY)](/companies/key.md) | COM | $0 | 0.0% | 0 | Put | Sold out −9,000 |
| [KEYCORP (KEY)](/companies/key.md) | COM | $0 | 0.0% | 0 |  | Sold out −3,492 |
| [NETFLIX INC. (NFLX)](/companies/nflx.md) | COM | $0 | 0.0% | 0 | Call | Sold out −1,500 |
| [PALANTIR TECHNOLOGIES INC (PLTR)](/companies/pltr.md) | CL A | $0 | 0.0% | 0 | Call | Sold out −2,400 |
| [PINTEREST INC (PINS)](/companies/pins.md) | CL A | $0 | 0.0% | 0 |  | Sold out −10,350 |
| [REGENERON PHARMACEUTICALS (REGN)](/companies/regn.md) | COM | $0 | 0.0% | 0 |  | Sold out −384 |
| [REGIONS FINANCIAL CORP NEW (RF)](/companies/rf.md) | COM | $0 | 0.0% | 0 | Put | Sold out −7,000 |
| [REGIONS FINANCIAL CORP NEW (RF)](/companies/rf.md) | COM | $0 | 0.0% | 0 |  | Sold out −2,000 |
| [ROCKET LAB CORP (RKLB)](/companies/rklb.md) | COM | $0 | 0.0% | 0 | Call | Sold out −1,400 |
| [ROCKET LAB CORP (RKLB)](/companies/rklb.md) | COM | $0 | 0.0% | 0 |  | Sold out −3,283 |
| [ROCKWELL AUTOMATION INC (ROK)](/companies/rok.md) | COM | $0 | 0.0% | 0 | Put | Sold out −700 |
| [ROCKWELL AUTOMATION INC (ROK)](/companies/rok.md) | COM | $0 | 0.0% | 0 |  | Sold out −2 |
| [SALESFORCE INC (CRM)](/companies/crm.md) | COM | $0 | 0.0% | 0 |  | Sold out −1,126 |
| [SONO TEK CORP (SOTK)](/companies/sotk.md) | COM | $0 | 0.0% | 0 |  | Sold out −12,855 |
| [TKO GROUP HOLDINGS INC (TKO)](/companies/tko.md) | CL A | $0 | 0.0% | 0 |  | Sold out −19 |
| [TKO GROUP HOLDINGS INC (TKO)](/companies/tko.md) | CL A | $0 | 0.0% | 0 | Put | Sold out −1,100 |
| [TOLL BROTHERS INC (TOL)](/companies/tol.md) | COM | $0 | 0.0% | 0 | Put | Sold out −1,600 |
| [TOLL BROTHERS INC (TOL)](/companies/tol.md) | COM | $0 | 0.0% | 0 |  | Sold out −47 |
| [UNITED PARCEL SVCS INC (UPS)](/companies/ups.md) | CL B | $0 | 0.0% | 0 |  | Sold out −294 |
| [UNITED PARCEL SVCS INC (UPS)](/companies/ups.md) | CL B | $0 | 0.0% | 0 | Put | Sold out −2,500 |
| [WELLS FARGO & CO (WFC)](/companies/wfc.md) | COM | $0 | 0.0% | 0 | Put | Sold out −2,500 |

Source: SEC EDGAR, Form 13F-HR, accession 0002085853-26-000947. Last ingested by Listed: Oct 22, 2026, 05:26 ET. No prices; not investment advice.