# Tortoise Investment Management, LLC: Form 13F holdings

An institutional investment manager in WHITE PLAINS, NY. SEC CIK 1599511.

- Quarter ended: 2026-06-30
- Filed: 2026-08-07
- Reported value: $1.34bn
- Positions: 255 (255 lines in the filing's table; lines for the same security and option type are added together here)
- Compared with: the 13F for the quarter ended 2026-03-31
- Filing: https://www.sec.gov/Archives/edgar/data/1599511/000159951126000003/

## Holdings

As filed, largest first. Reported value is what the manager stated at the quarter end (Jun 30, 2026), in US dollars; it is filing data, not a price. Weight is the share of the total reported value.

| Issuer | Class | Reported value | Weight | Shares | Put or call | Change on the quarter before |
| --- | --- | ---: | ---: | ---: | --- | --- |
| ISHARES TR | CORE S&P500 ETF | $107.0m | 8.0% | 142,937 |  | Reduced −2,363 |
| ISHARES TR | 0-5 YR TIPS ETF | $92.0m | 6.9% | 900,987 |  | Added +60,756 |
| AMERICAN CENTY ETF TR | US EQT ETF | $53.2m | 4.0% | 415,640 |  | Added +23,353 |
| J P MORGAN EXCHANGE TRADED F | MORTGAGE BACKED | $35.7m | 2.7% | 705,007 |  | Added +89,768 |
| J P MORGAN EXCHANGE TRADED F | MUNICIPAL ETF | $33.6m | 2.5% | 664,214 |  | Added +73,075 |
| [BLACKROCK MUN TARGET TERM TR (BTT)](/companies/btt.md) | COM SHS BEN IN | $32.3m | 2.4% | 1,420,474 |  | Added +19,322 |
| VANGUARD SCOTTSDALE FDS | LONG TERM TREAS | $27.4m | 2.0% | 495,847 |  | Added +57,195 |
| ISHARES TR | 0-3 MTH TREASURY | $26.5m | 2.0% | 262,915 |  | Reduced −25,835 |
| SCHWAB STRATEGIC TR | US TIPS ETF | $25.9m | 1.9% | 978,659 |  | Added +48,996 |
| SIMPLIFY EXCHANGE TRADED FUN | MBS ETF | $25.9m | 1.9% | 527,409 |  | Added +12,171 |
| ISHARES INC | CORE MSCI EMKT | $24.5m | 1.8% | 295,482 |  | Reduced −11,048 |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | $21.7m | 1.6% | 737,656 |  | Reduced −8,238 |
| DIMENSIONAL ETF TRUST | US CORE EQT MKT | $20.9m | 1.6% | 404,352 |  | Added +3,228 |
| VANGUARD INDEX FDS | VALUE ETF | $19.7m | 1.5% | 90,620 |  | Added +1,526 |
| ISHARES TR | CORE S&P TTL STK | $19.1m | 1.4% | 116,376 |  | Added +1,033 |
| ISHARES TR | RUS 1000 ETF | $19.0m | 1.4% | 46,519 |  | Reduced −444 |
| VANGUARD SCOTTSDALE FDS | INTER TERM TREAS | $18.8m | 1.4% | 319,219 |  | Added +35,748 |
| [STATE STR SPDR S&P 500 ETF T (SPY)](/companies/spy.md) | TR UNIT | $18.0m | 1.3% | 24,069 |  | Reduced −318 |
| EA SERIES TRUST | ALPHA ARCH 1-3 | $17.8m | 1.3% | 152,407 |  | Added +7,591 |
| SCHWAB STRATEGIC TR | INTL SCEQT ETF | $17.6m | 1.3% | 365,315 |  | Added +4,688 |
| SPDR INDEX SHS FDS | ST PORT MARK ETF | $17.4m | 1.3% | 336,148 |  | Reduced −695 |
| SPDR SERIES TRUST | ST STR P500ETF | $16.7m | 1.2% | 190,204 |  | Reduced −5,220 |
| VANGUARD INSTL INDEX FD | 0 3 MO TR BI ETF | $15.6m | 1.2% | 205,882 |  | Added +180 |
| [APPLE INC (AAPL)](/companies/aapl.md) | COM | $14.9m | 1.1% | 51,606 |  | Added +780 |
| ISHARES TR | CORE MSCI EAFE | $14.7m | 1.1% | 152,455 |  | Reduced −3,075 |
| VANGUARD INDEX FDS | TOTAL STK MKT | $14.3m | 1.1% | 38,756 |  | Reduced −541 |
| SPDR INDEX SHS FDS | ST STR PO EX ETF | $14.3m | 1.1% | 284,576 |  | Added +7,664 |
| ISHARES TR | CORE S&P SCP ETF | $14.3m | 1.1% | 96,204 |  | Reduced −2,815 |
| DIMENSIONAL ETF TRUST | EMGR CRE EQT MNG | $14.2m | 1.1% | 354,317 |  | Added +2,983 |
| DOUBLELINE ETF TRUST | COMMERCIAL REAL | $14.2m | 1.1% | 273,990 |  | Added +2,199 |
| SPDR SERIES TRUST | ST STR SP600 SML | $13.6m | 1.0% | 235,466 |  | Added +14,060 |
| ANGEL OAK FUNDS TRUST | INCOME ETF | $13.5m | 1.0% | 651,023 |  | Reduced −11,620 |
| SCHWAB STRATEGIC TR | US REIT ETF | $13.5m | 1.0% | 570,742 |  | Added +9,435 |
| DIMENSIONAL ETF TRUST | US COR EQU 2 ETF | $13.3m | 1.0% | 300,547 |  | Added +4,427 |
| AMERICAN CENTY ETF TR | AVA MAR SMA ETF | $12.8m | 1.0% | 184,695 |  | Added +3,989 |
| DIMENSIONAL ETF TRUST | INTL CORE EQT MK | $12.8m | 1.0% | 310,076 |  | Added +1,501 |
| INVESCO EXCH TRADED FD TR II | TAXABLE MUN BD | $12.5m | 0.9% | 464,700 |  | Added +36,222 |
| VANGUARD INDEX FDS | LARGE CAP ETF | $11.9m | 0.9% | 34,519 |  | Added +202 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | $11.8m | 0.9% | 165,461 |  | Reduced −5,098 |
| AMERICAN CENTY ETF TR | AVANTIS EMGMKT | $11.7m | 0.9% | 121,127 |  | Reduced −2,228 |
| DIMENSIONAL ETF TRUST | US SMALL CAP ETF | $11.3m | 0.8% | 292,404 |  | Added +2,390 |
| VANECK ETF TRUST | LONG MUNI ETF | $11.3m | 0.8% | 634,387 |  | Added +37,530 |
| ISHARES TR | CORE S&P US VLU | $11.0m | 0.8% | 100,080 |  | Reduced −1,234 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | $10.8m | 0.8% | 181,484 |  | Reduced −4,294 |
| DIMENSIONAL ETF TRUST | INTERNATNAL VAL | $9.8m | 0.7% | 181,496 |  | Added +804 |
| [BERKSHIRE HATHAWAY INC DEL (BRK-B)](/companies/brk-b.md) | CL B NEW | $9.1m | 0.7% | 18,159 |  | Added +476 |
| SCHWAB STRATEGIC TR | US SML CAP ETF | $9.0m | 0.7% | 249,627 |  | Reduced −4,492 |
| AMERICAN CENTY ETF TR | US SML CP VALU | $8.9m | 0.7% | 71,494 |  | Reduced −1,441 |
| DIMENSIONAL ETF TRUST | US EQUI MARK ETF | $8.6m | 0.6% | 105,284 |  | Added +8,033 |
| DIMENSIONAL ETF TRUST | EMERGING MKTS VA | $8.5m | 0.6% | 199,815 |  | Reduced −4,123 |
| WISDOMTREE TR | EMG MKTS SMCAP | $8.3m | 0.6% | 128,217 |  | Reduced −2,923 |
| DIMENSIONAL ETF TRUST | US HIGH PROF ETF | $7.5m | 0.6% | 180,837 |  | Added +8,686 |
| AMERICAN CENTY ETF TR | INTERNATIONAL LR | $7.4m | 0.5% | 95,289 |  | Added +3,999 |
| [NUVEEN AMT-FREE MUN VALUE FD (NUW)](/companies/nuw.md) | COM | $7.3m | 0.5% | 511,065 |  | Reduced −14,042 |
| AMERICAN CENTY ETF TR | AVAN TOTA EQ ETF | $6.7m | 0.5% | 123,076 |  | Reduced −2,400 |
| [PROGRESSIVE CORP (PGR)](/companies/pgr.md) | COM | $6.5m | 0.5% | 29,699 |  | Added +31 |
| DIMENSIONAL ETF TRUST | US SMALL CAP ETF | $6.5m | 0.5% | 78,776 |  | Reduced −121 |
| INVESCO EXCH TRADED FD TR II | NATL AMT MUNI | $6.2m | 0.5% | 265,440 |  | Reduced −2,396 |
| ISHARES TR | S&P 500 VAL ETF | $6.2m | 0.5% | 27,450 |  | Reduced −396 |
| PIMCO ETF TR | MUNI INCOME OPP | $5.8m | 0.4% | 126,080 |  | Added +16,190 |
| [NUVEEN SELECT MAT MUN FD (NIM)](/companies/nim.md) | SH BEN INT | $5.4m | 0.4% | 570,254 |  | Reduced −940 |
| AB ACTIVE ETFS INC | NEW YO INTER ETF | $5.1m | 0.4% | 201,018 |  | New +201,018 |
| [STATE STR SPDR DOW JONES IND (DIA)](/companies/dia.md) | UT SER 1 | $4.9m | 0.4% | 9,340 |  | Reduced −27 |
| AMERICAN CENTY ETF TR | INTL SMCP VLU | $4.8m | 0.4% | 46,832 |  | Reduced −543 |
| VANGUARD INTL EQUITY INDEX F | FTSE SMCAP ETF | $4.8m | 0.4% | 30,905 |  | Reduced −942 |
| [NUVEEN N Y MUN VALUE FD (NNY)](/companies/nny.md) | COM | $4.7m | 0.4% | 538,148 |  | Reduced −11,500 |
| VANGUARD INDEX FDS | SM CP VAL ETF | $4.7m | 0.3% | 19,299 |  | Reduced −1,134 |
| ISHARES TR | CORE MSCI TOTAL | $4.7m | 0.3% | 49,007 |  | Reduced −3,630 |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | $4.4m | 0.3% | 6,419 |  | Added +1 |
| AMERICAN CENTY ETF TR | EMERGING MKT VAL | $4.4m | 0.3% | 67,181 |  | Reduced −562 |
| VANGUARD INDEX FDS | SMALL CP ETF | $4.4m | 0.3% | 14,367 |  | Added +650 |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | $4.2m | 0.3% | 145,287 |  | Reduced −1,044 |
| AMERICAN CENTY ETF TR | INTL EQT ETF | $3.9m | 0.3% | 43,312 |  | Added +1,500 |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | $3.9m | 0.3% | 139,138 |  | Added +181 |
| ISHARES TR | MSCI USA QLT FCT | $3.8m | 0.3% | 17,324 |  | Reduced −475 |
| [TERAWULF INC (WULF)](/companies/wulf.md) | COM | $3.8m | 0.3% | 153,225 |  | Added +4 |
| SPDR INDEX SHS FDS | ST MARKE CAP ETF | $3.7m | 0.3% | 49,974 |  | Reduced −1,489 |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | $3.7m | 0.3% | 43,984 |  | Reduced −265 |
| J P MORGAN EXCHANGE TRADED F | INCOME ETF | $3.7m | 0.3% | 79,732 |  | Added +74,232 |
| PIMCO ETF TR | 15+ YR US TIPS | $3.6m | 0.3% | 71,497 |  | Added +9,800 |
| ISHARES TR | SP SMCP600VL ETF | $3.6m | 0.3% | 26,352 |  | Reduced −48 |
| [MICROSOFT CORP (MSFT)](/companies/msft.md) | COM | $3.6m | 0.3% | 9,549 |  | Added +51 |
| SPDR SERIES TRUST | ST STR SP600SM C | $3.5m | 0.3% | 32,052 |  | Reduced −200 |
| DIMENSIONAL ETF TRUST | INTL HIGH PROFIT | $3.4m | 0.3% | 98,742 |  | Reduced −3,598 |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | $3.3m | 0.2% | 65,548 |  | Reduced −1,031 |
| AMERICAN CENTY ETF TR | US LARGE CAP VLU | $3.3m | 0.2% | 36,038 |  | Added +1,687 |
| AMERICAN CENTY ETF TR | CORE MUNI FXD IN | $3.2m | 0.2% | 68,554 |  | Added +4,924 |
| SCHWAB STRATEGIC TR | US LCAP VA ETF | $2.9m | 0.2% | 83,088 |  | Reduced −1,629 |
| SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | $2.8m | 0.2% | 77,970 |  | Added +50 |
| PUTNAM ETF TRUST | FRANKLIN NY MUNI | $2.8m | 0.2% | 354,245 |  | Added +75,340 |
| VANGUARD NY TAX FREE FDS | TAX EXEMPT BD | $2.6m | 0.2% | 25,410 |  | Reduced −1,387 |
| ISHARES TR | 20 YR TR BD ETF | $2.6m | 0.2% | 30,520 |  | Reduced −13,589 |
| VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | $2.6m | 0.2% | 44,895 |  | Reduced −15,179 |
| ISHARES TR | S&P 100 ETF | $2.5m | 0.2% | 6,917 |  | Unchanged |
| [JPMORGAN CHASE & CO (JPM)](/companies/jpm.md) | COM | $2.5m | 0.2% | 7,492 |  | Added +146 |
| [NVIDIA CORPORATION (NVDA)](/companies/nvda.md) | COM | $2.4m | 0.2% | 11,950 |  | Added +2,516 |
| SCHWAB STRATEGIC TR | INT-TRM U.S TRES | $2.4m | 0.2% | 95,958 |  | Added +31,016 |
| VANGUARD WORLD FD | ESG US STK ETF | $2.3m | 0.2% | 17,083 |  | Reduced −443 |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHT MUNCPL | $2.0m | 0.2% | 40,000 |  | Reduced −10,000 |
| INVESCO QQQ TR | UNIT SER 1 | $2.0m | 0.1% | 2,674 |  | Added +99 |
| ISHARES TR | CORE S&P MCP ETF | $1.9m | 0.1% | 25,069 |  | Reduced −725 |
| DIMENSIONAL ETF TRUST | EMERGING MKTS HI | $1.9m | 0.1% | 44,835 |  | Reduced −1,300 |
| [LIGHTBRIDGE CORP (LTBR)](/companies/ltbr.md) | COM | $1.9m | 0.1% | 215,937 |  | Unchanged |
| FIDELITY COVINGTON TRUST | MSCI RL EST ETF | $1.8m | 0.1% | 62,874 |  | Added +4,350 |
| SPDR SERIES TRUST | ST LON TREAS ETF | $1.8m | 0.1% | 69,051 |  | Added +2,899 |
| ISHARES TR | RUSSELL 2000 ETF | $1.8m | 0.1% | 5,872 |  | Unchanged |
| VANGUARD INDEX FDS | REAL ESTATE ETF | $1.7m | 0.1% | 17,474 |  | Added +263 |
| [ALPHABET INC (GOOGL)](/companies/googl.md) | CAP STK CL A | $1.6m | 0.1% | 4,544 |  | Added +197 |
| INVESCO EXCH TRADED FD TR II | NY AMT FRE MUN | $1.6m | 0.1% | 70,547 |  | Added +7,955 |
| DIMENSIONAL ETF TRUST | INTL SMALL CAP V | $1.6m | 0.1% | 39,525 |  | Added +584 |
| [ELI LILLY & CO (LLY)](/companies/lly.md) | COM | $1.6m | 0.1% | 1,314 |  | Added +82 |
| ISHARES TR | RUS 1000 GRW ETF | $1.5m | 0.1% | 12,172 |  | Added +9,129 |
| VANGUARD STAR FDS | VG TL INTL STK F | $1.5m | 0.1% | 17,501 |  | Reduced −47 |
| [AMAZON COM INC (AMZN)](/companies/amzn.md) | COM | $1.5m | 0.1% | 6,243 |  | Added +599 |
| VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | $1.5m | 0.1% | 9,425 |  | Reduced −398 |
| DIMENSIONAL ETF TRUST | INTL SMALL CAP E | $1.4m | 0.1% | 40,921 |  | Added +597 |
| [ALPHABET INC (GOOGL)](/companies/googl.md) | CAP STK CL C | $1.4m | 0.1% | 3,986 |  | Added +428 |
| [COSTCO WHOLESALE CORPORATION (COST)](/companies/cost.md) | COM | $1.4m | 0.1% | 1,444 |  | Added +14 |
| ISHARES TR | MSCI EAFE ETF | $1.3m | <0.1% | 12,844 |  | Reduced −1,725 |
| DIMENSIONAL ETF TRUST | WORLD EX US CORE | $1.3m | <0.1% | 35,243 |  | Unchanged |
| SCHWAB STRATEGIC TR | SHT TM US TRES | $1.3m | <0.1% | 53,279 |  | Reduced −22,848 |
| ISHARES TR | MSCI EMG MKT ETF | $1.3m | <0.1% | 18,436 |  | Reduced −1,770 |
| INVESCO EXCHANGE TRADED FD T | S&P500 QUALITY | $1.2m | <0.1% | 13,846 |  | Unchanged |
| ISHARES TR | EAFE SML CP ETF | $1.2m | <0.1% | 15,081 |  | Reduced −471 |
| AMERICAN CENTY ETF TR | AVAN U S QUA ETF | $1.2m | <0.1% | 18,500 |  | Unchanged |
| [HOME DEPOT INC (HD)](/companies/hd.md) | COM | $1.2m | <0.1% | 3,407 |  | Added +38 |
| DIMENSIONAL ETF TRUST | INFLATION PROTE | $1.2m | <0.1% | 28,642 |  | Added +1,700 |
| AMERICAN CENTY ETF TR | AVAN US SMAL ETF | $1.2m | <0.1% | 15,723 |  | Reduced −220 |
| VANGUARD MALVERN FDS | STRM INFPROIDX | $1.1m | <0.1% | 22,485 |  | Added +1,100 |
| SPDR SERIES TRUST | ST STR PR SP1500 | $1.1m | <0.1% | 12,250 |  | Added +1,000 |
| VANGUARD SCOTTSDALE FDS | VNG RUS3000IDX | $1.1m | <0.1% | 3,300 |  | Unchanged |
| ISHARES INC | MSCI EMERG MRKT | $1.0m | <0.1% | 13,885 |  | Reduced −885 |
| WISDOMTREE TR | INTL SMCAP DIV | $1.0m | <0.1% | 11,954 |  | Reduced −630 |
| DOUBLELINE ETF TRUST | MORTGAGE ETF | $949.2k | <0.1% | 19,336 |  | Reduced −12,517 |
| [BROADCOM INC (AVGO)](/companies/avgo.md) | COM | $892.7k | <0.1% | 2,363 |  | Added +416 |
| ISHARES U S ETF TR | SHOR MAT MUN ETF | $856.5k | <0.1% | 17,000 |  | Unchanged |
| DIMENSIONAL ETF TRUST | US SUSTAINABILTY | $792.7k | <0.1% | 17,000 |  | Reduced −220 |
| ISHARES TR | S&P 500 GRWT ETF | $787.6k | <0.1% | 5,726 |  | Added +2 |
| PIMCO ETF TR | INTER MUN BD ACT | $772.7k | <0.1% | 14,690 |  | Reduced −1,200 |
| J P MORGAN EXCHANGE TRADED F | EQUITY AND OPTN | $761.7k | <0.1% | 13,399 |  | New +13,399 |
| [DNP SELECT INCOME FD INC (DNP)](/companies/dnp.md) | COM | $760.4k | <0.1% | 70,472 |  | Added +1,462 |
| [HEICO CORP NEW (HEI)](/companies/hei.md) | CL A | $752.9k | <0.1% | 2,919 |  | Unchanged |
| DIMENSIONAL ETF TRUST | US LARG VALU ETF | $743.6k | <0.1% | 18,807 |  | Unchanged |
| [INTERNATIONAL BUSINESS MACHS (IBM)](/companies/ibm.md) | COM | $717.0k | <0.1% | 2,550 |  | Reduced −45 |
| [GOLDMAN SACHS GROUP INC (GS)](/companies/gs.md) | COM | $716.4k | <0.1% | 708 |  | Added +7 |
| [CISCO SYS INC (CSCO)](/companies/csco.md) | COM | $708.3k | <0.1% | 6,030 |  | Added +187 |
| ISHARES INC | ESG AWR MSCI EM | $703.3k | <0.1% | 12,859 |  | Reduced −1,013 |
| VANGUARD SCOTTSDALE FDS | MTG-BKD SECS ETF | $678.2k | <0.1% | 14,489 |  | Reduced −345 |
| [UNION PAC CORP (UNP)](/companies/unp.md) | COM | $671.3k | <0.1% | 2,468 |  | Added +32 |
| VANGUARD INDEX FDS | EXTEND MKT ETF | $667.7k | <0.1% | 2,712 |  | Unchanged |
| EXXON MOBIL CORP | COM | $656.7k | <0.1% | 4,804 |  | Added +532 |
| DIMENSIONAL ETF TRUST | EMERGING MKTS CO | $648.5k | <0.1% | 15,956 |  | Added +3 |
| ISHARES TR | NATIONAL MUN ETF | $640.0k | <0.1% | 5,947 |  | Reduced −2,319 |
| [TESLA INC (TSLA)](/companies/tsla.md) | COM | $635.5k | <0.1% | 1,511 |  | Added +95 |
| FRANKLIN TEMPLETON ETF TR | FRANKLIN DYN MUN | $629.3k | <0.1% | 25,000 |  | Added +2,600 |
| DIMENSIONAL ETF TRUST | US REAL ESTA ETF | $629.1k | <0.1% | 24,047 |  | Added +5,500 |
| [META PLATFORMS INC (META)](/companies/meta.md) | CL A | $616.5k | <0.1% | 1,095 |  | Added +62 |
| [PARKER-HANNIFIN CORP (PH)](/companies/ph.md) | COM | $615.4k | <0.1% | 629 |  | Added +38 |
| ISHARES TR | EXPND TEC SC ETF | $601.0k | <0.1% | 3,674 |  | Unchanged |
| SPDR INDEX SHS FDS | ST STR MSCI EMRG | $585.6k | <0.1% | 10,814 |  | Reduced −400 |
| ISHARES TR | MICRO-CAP ETF | $571.9k | <0.1% | 2,859 |  | Reduced −110 |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | $567.8k | <0.1% | 7,288 |  | Added +129 |
| ISHARES TR | MBS ETF | $567.6k | <0.1% | 6,005 |  | Reduced −484 |
| [EMERSON ELEC CO (EMR)](/companies/emr.md) | COM | $560.6k | <0.1% | 3,916 |  | Added +196 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | $547.1k | <0.1% | 2,312 |  | Reduced −62 |
| ISHARES TR | RUS 1000 VAL ETF | $545.7k | <0.1% | 2,251 |  | Unchanged |
| [GE AEROSPACE (GE)](/companies/ge.md) | COM NEW | $534.8k | <0.1% | 1,431 |  | Added +62 |
| NEBIUS GROUP N.V. | SHS CLASS A | $528.8k | <0.1% | 1,915 |  | New +1,915 |
| [PEPSICO INC (PEP)](/companies/pep.md) | COM | $526.1k | <0.1% | 3,885 |  | Added +32 |
| JANUS DETROIT STR TR | HENDERSON MTG | $523.0k | <0.1% | 11,625 |  | New +11,625 |
| SPDR SERIES TRUST | ST NUVE HIGH ETF | $520.1k | <0.1% | 20,445 |  | Added +90 |
| [CATERPILLAR INC (CAT)](/companies/cat.md) | COM | $516.5k | <0.1% | 485 |  | Added +20 |
| VANGUARD WORLD FD | ESG INTL STK ETF | $492.7k | <0.1% | 5,984 |  | Added +23 |
| ISHARES TR | ESG AWARE MSCI | $487.7k | <0.1% | 8,720 |  | Reduced −800 |
| AMERICAN CENTY ETF TR | AVAN RE INTL ETF | $484.9k | <0.1% | 6,070 |  | Unchanged |
| [JOHNSON & JOHNSON (JNJ)](/companies/jnj.md) | COM | $480.0k | <0.1% | 1,890 |  | Reduced −278 |
| [AMERICAN EXPRESS CO (AXP)](/companies/axp.md) | COM | $475.9k | <0.1% | 1,407 |  | Added +94 |
| [ADVANCED MICRO DEVICES INC (AMD)](/companies/amd.md) | COM | $473.4k | <0.1% | 815 |  | New +815 |
| [REDDIT INC (RDDT)](/companies/rddt.md) | CL A | $472.5k | <0.1% | 2,722 |  | Added +16 |
| AMERICAN CENTY ETF TR | AVANTIS RESPON U | $470.9k | <0.1% | 5,320 |  | Unchanged |
| [AXSOME THERAPEUTICS INC. (AXSM)](/companies/axsm.md) | COM | $461.4k | <0.1% | 1,885 |  | Added +6 |
| DIMENSIONAL ETF TRUST | CALIF MUN BD ETF | $461.2k | <0.1% | 9,190 |  | Added +2,600 |
| [GE VERNOVA INC (GEV)](/companies/gev.md) | COM | $459.5k | <0.1% | 391 |  | Added +6 |
| [ISHARES GOLD TR (IAU)](/companies/iau.md) | ISHARES NEW | $453.3k | <0.1% | 6,003 |  | Unchanged |
| ISHARES TR | ESG MSCI USA ETF | $449.8k | <0.1% | 6,477 |  | Reduced −450 |
| SELECT SECTOR SPDR TR | ST STR TECHN ETF | $449.1k | <0.1% | 2,357 |  | Reduced −60 |
| [MERCK & CO INC (MRK)](/companies/mrk.md) | COM | $444.9k | <0.1% | 3,462 |  | Reduced −5 |
| [MUELLER INDS INC (MLI)](/companies/mli.md) | COM | $427.6k | <0.1% | 3,478 |  | Added +1 |
| [COLGATE PALMOLIVE CO (CL)](/companies/cl.md) | COM | $406.9k | <0.1% | 4,438 |  | Added +55 |
| SPDR SERIES TRUST | ST STR NUVEE ETF | $394.2k | <0.1% | 8,607 |  | Reduced −2,400 |
| [APPLIED MATLS INC (AMAT)](/companies/amat.md) | COM | $386.8k | <0.1% | 535 |  | New +535 |
| [VISA INC (V)](/companies/v.md) | COM CL A | $372.9k | <0.1% | 1,087 |  | Added +73 |
| [RTX CORPORATION (RTX)](/companies/rtx.md) | COM | $371.6k | <0.1% | 1,959 |  | Added +34 |
| ISHARES TR | CORE MSCI INTL | $364.9k | <0.1% | 4,100 |  | Added +1,100 |
| [PROCTER & GAMBLE CO (PG)](/companies/pg.md) | COM | $361.1k | <0.1% | 2,462 |  | Reduced −111 |
| [CHEVRON CORPORATION (CVX)](/companies/cvx.md) | COM | $353.8k | <0.1% | 2,134 |  | Added +74 |
| ISHARES TR | TRUST ISHARE 0-1 | $349.8k | <0.1% | 3,170 |  | Reduced −690 |
| [SPDR GOLD TR (GLD)](/companies/gld.md) | GOLD SHS | $337.8k | <0.1% | 917 |  | Reduced −405 |
| [PRICE T ROWE GROUP INC (TROW)](/companies/trow.md) | COM | $333.7k | <0.1% | 2,935 |  | Added +27 |
| ISHARES TR | MSCI ACWI EX US | $332.6k | <0.1% | 4,370 |  | Reduced −400 |
| SCHWAB STRATEGIC TR | FUNDAMENTAL INTL | $326.9k | <0.1% | 6,196 |  | Unchanged |
| [TRAVELERS COMPANIES INC (TRV)](/companies/trv.md) | COM | $320.2k | <0.1% | 970 |  | Added +6 |
| VANGUARD INDEX FDS | MID CAP ETF | $319.1k | <0.1% | 3,961 |  | Added +2,971 |
| [BATH & BODY WORKS INC (BBWI)](/companies/bbwi.md) | COM | $309.9k | <0.1% | 13,400 |  | Reduced −400 |
| ISHARES TR | ESG AW MSCI EAFE | $308.0k | <0.1% | 2,996 |  | Unchanged |
| ISHARES TR | ESG AWR MSCI USA | $304.8k | <0.1% | 1,862 |  | Unchanged |
| AMERICAN CENTY ETF TR | REAL ESTATE ETF | $303.7k | <0.1% | 6,410 |  | Reduced −2,000 |
| NUSHARES ETF TR | NUVEEN ESG LRGVL | $300.7k | <0.1% | 6,015 |  | Unchanged |
| SPDR SERIES TRUST | ST STR SP500FF | $295.4k | <0.1% | 4,835 |  | Unchanged |
| ISHARES TR | RUS MID CAP ETF | $292.1k | <0.1% | 2,648 |  | Unchanged |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | $290.4k | <0.1% | 5,141 |  | Reduced −2,430 |
| [AMPHENOL CORP (APH)](/companies/aph.md) | CL A | $287.8k | <0.1% | 1,632 |  | New +1,632 |
| [ABBVIE INC (ABBV)](/companies/abbv.md) | COM | $284.0k | <0.1% | 1,128 |  | Added +80 |
| [MCDONALDS CORP (MCD)](/companies/mcd.md) | COM | $279.6k | <0.1% | 1,034 |  | Reduced −9 |
| [EASTERN BANKSHARES INC (EBC)](/companies/ebc.md) | COM | $277.5k | <0.1% | 12,478 |  | Unchanged |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | $275.3k | <0.1% | 1,294 |  | Added +154 |
| EATON CORP PLC | SHS | $273.8k | <0.1% | 643 |  | New +643 |
| VANGUARD WORLD FD | INF TECH ETF | $272.6k | <0.1% | 2,281 |  | New +2,281 |
| ISHARES TR | CORE S&P US GWT | $270.5k | <0.1% | 1,438 |  | Unchanged |
| [TEXAS INSTRS INC (TXN)](/companies/txn.md) | COM | $270.1k | <0.1% | 906 |  | New +906 |
| SSGA ACTIVE ETF TR | ST STR BL LN ETF | $265.1k | <0.1% | 6,580 |  | Unchanged |
| [METTLER TOLEDO INTERNATIONAL (MTD)](/companies/mtd.md) | COM | $261.9k | <0.1% | 205 |  | Reduced −5 |
| [PHILIP MORRIS INTL INC (PM)](/companies/pm.md) | COM | $260.8k | <0.1% | 1,441 |  | Added +50 |
| [PALANTIR TECHNOLOGIES INC (PLTR)](/companies/pltr.md) | CL A | $254.5k | <0.1% | 2,181 |  | Added +80 |
| [CVS HEALTH CORP (CVS)](/companies/cvs.md) | COM | $253.6k | <0.1% | 2,451 |  | New +2,451 |
| VANECK ETF TRUST | SHRT HGH YLD MUN | $253.4k | <0.1% | 11,065 |  | Unchanged |
| VANGUARD WORLD FD | UTILITIES ETF | $249.6k | <0.1% | 1,275 |  | Unchanged |
| [KINDER MORGAN INC DEL (KMI)](/companies/kmi.md) | COM | $246.2k | <0.1% | 7,702 |  | Reduced −1,585 |
| ISHARES INC | JP MORGAN EM ETF | $244.0k | <0.1% | 5,750 |  | Unchanged |
| VANGUARD CALIF TAX FREE FDS | TAX EXEMPT BD FD | $243.5k | <0.1% | 2,420 |  | Reduced −2,802 |
| [MICRON TECHNOLOGY INC (MU)](/companies/mu.md) | COM | $237.8k | <0.1% | 206 |  | New +206 |
| [MARATHON PETE CORP (MPC)](/companies/mpc.md) | COM | $236.3k | <0.1% | 924 |  | Added +14 |
| ISHARES TR | CRE U S REIT ETF | $236.2k | <0.1% | 3,555 |  | New +3,555 |
| [YUM BRANDS INC (YUM)](/companies/yum.md) | COM | $235.7k | <0.1% | 1,475 |  | Reduced −9 |
| [BANK OF AMER CORP (BAC)](/companies/bac.md) | COM | $235.6k | <0.1% | 4,134 |  | New +4,134 |
| AB ACTIVE ETFS INC | CALIF INTER ETF | $223.9k | <0.1% | 8,900 |  | New +8,900 |
| ISHARES TR | HDG MSCI EAFE | $223.7k | <0.1% | 4,767 |  | Unchanged |
| VANGUARD WORLD FD | CONSUM DIS ETF | $223.3k | <0.1% | 563 |  | Unchanged |
| WISDOMTREE TR | JAPN HEDGE EQT | $220.4k | <0.1% | 1,270 |  | Reduced −575 |
| ISHARES TR | SELECT DIVID ETF | $217.9k | <0.1% | 1,394 |  | Unchanged |
| [HUNTINGTON BANCSHARES INC (HBAN)](/companies/hban.md) | COM | $215.4k | <0.1% | 12,147 |  | New +12,147 |
| [BOEING CO (BA)](/companies/ba.md) | COM | $209.8k | <0.1% | 969 |  | New +969 |
| [ISHARES BITCOIN TRUST ETF (IBIT)](/companies/ibit.md) | SHS BEN INT | $207.6k | <0.1% | 6,237 |  | Added +15 |
| [HARTFORD INSURANCE GROUP INC (HIG)](/companies/hig.md) | COM | $207.6k | <0.1% | 1,566 |  | Reduced −2 |
| ISHARES TR | MSCI USA MIN ETF | $207.1k | <0.1% | 2,147 |  | New +2,147 |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | $201.8k | <0.1% | 2,749 |  | New +2,749 |
| WISDOMTREE TR | FLOATNG RAT TREA | $201.4k | <0.1% | 4,000 |  | Unchanged |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | $201.0k | <0.1% | 6,338 |  | Reduced −457 |
| PIMCO CALIF MUN INCOME FD | COM | $124.4k | <0.1% | 13,864 |  | New +13,864 |
| [EMPIRE ST RLTY OP L P (ESBA)](/companies/esba.md) | UNIT LTD PRTNSP | $104.9k | <0.1% | 18,897 |  | Unchanged |
| [HYPERFINE INC (HYPR)](/companies/hypr.md) | COM CL A | $97.2k | <0.1% | 72,000 |  | Unchanged |
| [NUVATION BIO INC (NUVB)](/companies/nuvb.md) | COM CL A | $78.1k | <0.1% | 13,752 |  | Unchanged |
| [STATE STR SPDR S&P 500 ETF T (SPY)](/companies/spy.md) | TR UNIT | $44.9k | <0.1% | 21,800 | Put | Reduced −1,298,200 |
| [APPLE INC (AAPL)](/companies/aapl.md) | COM | $2.5k | <0.1% | 1,500 | Put | New +1,500 |
| [AXSOME THERAPEUTICS INC. (AXSM)](/companies/axsm.md) | COM | $680 | <0.1% | 800 | Put | Reduced −79,200 |

## Sold out

Held at the end of the quarter before and not reported this quarter.

| Issuer | Class | Reported value | Weight | Shares | Put or call | Change on the quarter before |
| --- | --- | ---: | ---: | ---: | --- | --- |
| [AT&T INC (T)](/companies/t.md) | COM | $0 | 0.0% | 0 |  | Sold out −9,808 |
| [ENTERPRISE PRODS PARTNERS L (EPD)](/companies/epd.md) | COM | $0 | 0.0% | 0 |  | Sold out −5,300 |
| HONEYWELL INTL INC | COM | $0 | 0.0% | 0 |  | Sold out −1,108 |
| [INVITATION HOMES INC (INVH)](/companies/invh.md) | COM | $0 | 0.0% | 0 |  | Sold out −122 |
| [INVITATION HOMES INC (INVH)](/companies/invh.md) | COM | $0 | 0.0% | 0 | Call | Sold out −20,000 |
| ISHARES TR | GL TIMB FORE ETF | $0 | 0.0% | 0 |  | Sold out −2,900 |
| J P MORGAN EXCHANGE TRADED F | SHORT DURA CORE | $0 | 0.0% | 0 |  | Sold out −5,695 |
| [MOBILEYE GLOBAL INC (MBLY)](/companies/mbly.md) | COMMON CLASS A | $0 | 0.0% | 0 | Call | Sold out −30,000 |
| [NASDAQ INC (NDAQ)](/companies/ndaq.md) | COM | $0 | 0.0% | 0 | Call | Sold out −10,000 |
| [NASDAQ INC (NDAQ)](/companies/ndaq.md) | COM | $0 | 0.0% | 0 |  | Sold out −153 |
| [QXO INC (QXO)](/companies/qxo.md) | COM NEW | $0 | 0.0% | 0 |  | Sold out −237 |
| [QXO INC (QXO)](/companies/qxo.md) | COM NEW | $0 | 0.0% | 0 | Call | Sold out −20,000 |
| SELECT SECTOR SPDR TR | STATE STREET FIN | $0 | 0.0% | 0 |  | Sold out −4,347 |
| [SOFI TECHNOLOGIES INC (SOFI)](/companies/sofi.md) | COM | $0 | 0.0% | 0 | Call | Sold out −50,000 |
| [SOFI TECHNOLOGIES INC (SOFI)](/companies/sofi.md) | COM | $0 | 0.0% | 0 |  | Sold out −5,527 |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | $0 | 0.0% | 0 |  | Sold out −5,030 |
| [VERIZON COMMUNICATIONS INC (VZ)](/companies/vz.md) | COM | $0 | 0.0% | 0 |  | Sold out −4,036 |
| [ZEBRA TECHNOLOGIES CORPORATI (ZBRA)](/companies/zbra.md) | CL A | $0 | 0.0% | 0 |  | Sold out −957 |

Source: SEC EDGAR, Form 13F-HR, accession 0001599511-26-000003. Last ingested by Listed: Oct 22, 2026, 05:26 ET. No prices; not investment advice.