# Matisse Capital: Form 13F holdings

An institutional investment manager in PORTLAND, OR. SEC CIK 1668256.

- Quarter ended: 2026-06-30
- Filed: 2026-08-12
- Reported value: $249.8m
- Positions: 158 (180 lines in the filing's table; lines for the same security and option type are added together here)
- Compared with: the 13F for the quarter ended 2026-03-31
- Filing: https://www.sec.gov/Archives/edgar/data/1668256/000166825626000004/

## Holdings

As filed, largest first. Reported value is what the manager stated at the quarter end (Jun 30, 2026), in US dollars; it is filing data, not a price. Weight is the share of the total reported value.

| Issuer | Class | Reported value | Weight | Shares | Put or call | Change on the quarter before |
| --- | --- | ---: | ---: | ---: | --- | --- |
| [APPLE INC (AAPL)](/companies/aapl.md) | COM | $10.4m | 4.2% | 35,994 |  | Reduced −29 |
| ISHARES TR | CORE DIV GRWTH | $8.5m | 3.4% | 111,661 |  | Added +54 |
| [LAM RESEARCH CORP (LRCX)](/companies/lrcx.md) | COM NEW | $7.9m | 3.1% | 18,130 |  | Reduced −1,000 |
| PIMCO CALIF MUN INCOME FD | COM | $7.6m | 3.0% | 848,717 |  | Reduced −17,696 |
| ASCENDIS PHARMA A/S | ORD SHS | $7.5m | 3.0% | 28,107 |  | New +28,107 |
| [TAIWAN FD INC (TWN)](/companies/twn.md) | COM | $6.7m | 2.7% | 69,437 |  | Reduced −14,563 |
| [FS CREDIT OPPORTUNITIES CORP (FSCO)](/companies/fsco.md) | COMMON STOCK | $6.2m | 2.5% | 1,245,000 |  | Added +111,000 |
| [KOREA FD INC (KF)](/companies/kf.md) | COM NEW | $6.2m | 2.5% | 82,265 |  | Unchanged |
| [XAI FLOATING RATE & ALTER IN (XFLT)](/companies/xflt.md) | COM SHS BENF INT | $6.1m | 2.4% | 346,096 |  | Added +2,000 |
| [FS SPECIALTY LENDING FD (FSSL)](/companies/fssl.md) | COM SH BEN INT | $5.8m | 2.3% | 519,000 |  | Added +66,800 |
| [MICROSOFT CORP (MSFT)](/companies/msft.md) | COM | $5.1m | 2.0% | 13,588 |  | Reduced −770 |
| [NEXPOINT DIVERSIFIED REL ET (NXDT)](/companies/nxdt.md) | COM NEW | $4.8m | 1.9% | 923,630 |  | Added +19,790 |
| [ALPHABET INC (GOOGL)](/companies/googl.md) | CAP STK CL A | $4.6m | 1.9% | 12,975 |  | Unchanged |
| [HIGHLAND OPPS & INCOME FD (HFRO)](/companies/hfro.md) | HIGHLAND INCOME | $4.4m | 1.8% | 617,000 |  | Unchanged |
| [PIMCO NEW YORK MUN FD II (PNI)](/companies/pni.md) | COM | $4.4m | 1.8% | 618,726 |  | Unchanged |
| [ROYCE GLOBAL TRUST INC (RGT)](/companies/rgt.md) | COM | $4.1m | 1.7% | 291,000 |  | Unchanged |
| [SRH TOTAL RETURN FUND INC (STEW)](/companies/stew.md) | COM | $4.0m | 1.6% | 226,000 |  | Added +10,000 |
| [HIGHLAND GLOBAL ALLOCATION F (HGLB)](/companies/hglb.md) | COM | $3.9m | 1.6% | 525,000 |  | Added +82,000 |
| [BLUEROCK PVT REAL ESTATE FD (BPRE)](/companies/bpre.md) | COM | $3.9m | 1.6% | 300,000 |  | Added +54,000 |
| [TEMPLETON DRAGON FD INC (TDF)](/companies/tdf.md) | COM | $3.7m | 1.5% | 341,875 |  | Reduced −125 |
| [TOTAL RETURN SECURITIES FUND (SWZ)](/companies/swz.md) | COM | $3.6m | 1.4% | 609,000 |  | Added +201,731 |
| VANGUARD INDEX FDS | SML CP GRW ETF | $3.5m | 1.4% | 9,554 |  | Unchanged |
| [CENTRAL SECS CORP (CET)](/companies/cet.md) | COM | $3.4m | 1.4% | 65,000 |  | Unchanged |
| [DESTRA MULTI-ALTERNATIVE FD (DMA)](/companies/dma.md) | COMMON SHARES | $3.4m | 1.4% | 455,000 |  | Added +43,000 |
| [MEXICO EQUITY & INCOME FD (MXE)](/companies/mxe.md) | COM | $3.1m | 1.2% | 237,827 |  | Unchanged |
| [GE VERNOVA INC (GEV)](/companies/gev.md) | COM | $3.1m | 1.2% | 2,613 |  | Unchanged |
| [AMAZON COM INC (AMZN)](/companies/amzn.md) | COM | $2.7m | 1.1% | 11,305 |  | Unchanged |
| VANGUARD INDEX FDS | SM CP VAL ETF | $2.6m | 1.0% | 10,652 |  | Unchanged |
| [MEXICO FD INC (MXF)](/companies/mxf.md) | COM | $2.3m | 0.9% | 105,493 |  | Reduced −99,507 |
| VANGUARD BD INDEX FDS | INTERMED TERM | $2.2m | 0.9% | 28,954 |  | Reduced −3,232 |
| [CLOUGH GLOBAL OPPORTUNITIES (GLO)](/companies/glo.md) | SH BEN INT | $2.2m | 0.9% | 356,008 |  | Reduced −100,539 |
| [NEUBERGER NEXT GENERATION (NBXG)](/companies/nbxg.md) | COMMON STOCK | $2.1m | 0.9% | 129,790 |  | Unchanged |
| MORGAN STANLEY CHINA A SH FD | COM | $2.1m | 0.8% | 98,526 |  | Reduced −79,574 |
| [EUROPEAN EQUITY FD INC (EEA)](/companies/eea.md) | COM | $2.1m | 0.8% | 188,070 |  | Unchanged |
| [ALPHABET INC (GOOGL)](/companies/googl.md) | CAP STK CL C | $2.1m | 0.8% | 5,840 |  | Reduced −300 |
| [WESTERN AST INFL LKD OPP & I (WIW)](/companies/wiw.md) | COM | $1.9m | 0.8% | 230,000 |  | Unchanged |
| [NUVEEN FLOATING RATE INCOME (JFR)](/companies/jfr.md) | COM | $1.9m | 0.8% | 250,000 |  | Unchanged |
| [INVESCO SR INCOME TR (VVR)](/companies/vvr.md) | COM | $1.9m | 0.7% | 620,000 |  | Added +20,000 |
| [BLACKSTONE LONG SHORT CR INC (BGX)](/companies/bgx.md) | COM SHS BN INT | $1.8m | 0.7% | 170,000 |  | Unchanged |
| NUVEEN CR STRATEGIES INCOME | COM SHS | $1.8m | 0.7% | 380,000 |  | Added +65,531 |
| [EATON VANCE SR INCOME TR (EVF)](/companies/evf.md) | SH BEN INT | $1.8m | 0.7% | 370,000 |  | Added +342,473 |
| [NVIDIA CORPORATION (NVDA)](/companies/nvda.md) | COM | $1.8m | 0.7% | 9,190 |  | Added +452 |
| ABRDN NATL MUN INCOME FD | SH BEN INT | $1.8m | 0.7% | 174,693 |  | Unchanged |
| [BERKSHIRE HATHAWAY INC DEL (BRK-B)](/companies/brk-b.md) | CL B NEW | $1.8m | 0.7% | 3,558 |  | Added +78 |
| [META PLATFORMS INC (META)](/companies/meta.md) | CL A | $1.8m | 0.7% | 3,147 |  | Unchanged |
| DIMENSIONAL ETF TRUST | INTL SMALL CAP V | $1.8m | 0.7% | 44,100 |  | Unchanged |
| [TAIWAN SEMICONDUCTOR MANUFAC (TSM)](/companies/tsm.md) | SPONSORED ADS | $1.7m | 0.7% | 3,635 |  | Unchanged |
| DIMENSIONAL ETF TRUST | EMERGING MKTS VA | $1.7m | 0.7% | 39,760 |  | Unchanged |
| EATON CORP PLC | SHS | $1.7m | 0.7% | 3,959 |  | Unchanged |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | $1.6m | 0.6% | 28,323 |  | Added +2,880 |
| [CLOUGH GLOBAL DIVID & INCOME (GLV)](/companies/glv.md) | COM | $1.6m | 0.6% | 240,785 |  | Unchanged |
| [JPMORGAN CHASE & CO (JPM)](/companies/jpm.md) | COM | $1.6m | 0.6% | 4,839 |  | Added +2 |
| ISHARES TR | MSCI EMG MKT ETF | $1.6m | 0.6% | 22,990 |  | Unchanged |
| EXXON MOBIL CORP | COM | $1.4m | 0.6% | 10,564 |  | Added +90 |
| JOHNSON CONTROLS INTERNATION | SHS | $1.4m | 0.6% | 9,705 |  | Unchanged |
| [SPROUTS FMRS MKT INC (SFM)](/companies/sfm.md) | COM | $1.4m | 0.6% | 16,442 |  | Added +300 |
| ISHARES TR | JPMORGAN USD EMG | $1.4m | 0.6% | 14,361 |  | Added +6 |
| [ANALOG DEVICES INC (ADI)](/companies/adi.md) | COM | $1.4m | 0.5% | 3,406 |  | Unchanged |
| [NETAPP INC (NTAP)](/companies/ntap.md) | COM | $1.3m | 0.5% | 8,699 |  | Unchanged |
| [INTEL CORP (INTC)](/companies/intc.md) | COM | $1.3m | 0.5% | 9,524 |  | Reduced −1,493 |
| [NEUBERGER MUN FD INC (NBH)](/companies/nbh.md) | COM | $1.3m | 0.5% | 123,161 |  | Reduced −12,739 |
| CREDIT SUISSE HIGH YIELD CRE | SH BEN INT | $1.3m | 0.5% | 728,498 |  | New +728,498 |
| [COSTCO WHOLESALE CORPORATION (COST)](/companies/cost.md) | COM | $1.3m | 0.5% | 1,369 |  | Added +96 |
| [BLOOM ENERGY CORP (BE)](/companies/be.md) | COM CL A | $1.3m | 0.5% | 4,200 |  | Added +1,500 |
| EXCHANGE TRADED CONCEPTS TRU | ROBO GLB ARTIF | $1.2m | 0.5% | 13,427 |  | Added +1,395 |
| [FEDERATED HERMES PREM MUNI I (FMN)](/companies/fmn.md) | COM | $1.2m | 0.5% | 105,041 |  | Reduced −23,774 |
| [WALMART INC (WMT)](/companies/wmt.md) | COM | $1.2m | 0.5% | 10,628 |  | Unchanged |
| [BRANDYWINEGBL GBL INCM OPP F (BWG)](/companies/bwg.md) | COM | $1.2m | 0.5% | 145,866 |  | Unchanged |
| MATTHEWS ASIA FDS | ASIA INNOV ACTIV | $1.1m | 0.4% | 18,505 |  | Added +4,058 |
| EATON VANCE SR FLTNG RTE TR | COM | $1.1m | 0.4% | 100,012 |  | New +100,012 |
| [SOFI TECHNOLOGIES INC (SOFI)](/companies/sofi.md) | COM | $1.1m | 0.4% | 58,563 |  | Added +12,336 |
| ISHARES TR | FUTU AI TECH ETF | $918.4k | 0.4% | 12,059 |  | Added +3,281 |
| [BLACKROCK INC (BLK)](/companies/blk.md) | COM | $903.9k | 0.4% | 940 |  | Unchanged |
| [AECOM (ACM)](/companies/acm.md) | COM | $880.2k | 0.4% | 12,611 |  | Unchanged |
| [FEDEX CORP (FDX)](/companies/fdx.md) | COM | $876.8k | 0.4% | 2,800 |  | Unchanged |
| [QUALCOMM INC (QCOM)](/companies/qcom.md) | COM | $873.5k | 0.3% | 4,727 |  | Unchanged |
| [BLACKROCK MUNIHLDNGS CALI (MUC)](/companies/muc.md) | COM | $862.9k | 0.3% | 78,518 |  | Reduced −82 |
| ISHARES TR | CORE MSCI INTL | $857.3k | 0.3% | 9,632 |  | Unchanged |
| [DEERE & CO (DE)](/companies/de.md) | COM | $811.3k | 0.3% | 1,279 |  | Unchanged |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | $800.0k | 0.3% | 11,228 |  | Unchanged |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | $789.3k | 0.3% | 1,149 |  | Added +1 |
| [NIKE INC (NKE)](/companies/nke.md) | CL B | $782.3k | 0.3% | 19,058 |  | Added +400 |
| WISDOMTREE TR | EMG MKTS SMCAP | $745.3k | 0.3% | 11,518 |  | Unchanged |
| VANGUARD WORLD FD | FINANCIALS ETF | $738.4k | 0.3% | 5,611 |  | Unchanged |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | $687.4k | 0.3% | 8,823 |  | Added +10 |
| [IONQ INC (IONQ)](/companies/ionq.md) | COM | $673.5k | 0.3% | 12,645 |  | Added +150 |
| ETF SER SOLUTIONS | DEFIA QUANT ETF | $668.5k | 0.3% | 4,042 |  | Unchanged |
| [STATE STR SPDR S&P 500 ETF T (SPY)](/companies/spy.md) | TR UNIT | $658.4k | 0.3% | 882 |  | Reduced −1 |
| [MASTERCARD INCORPORATED (MA)](/companies/ma.md) | CL A | $655.9k | 0.3% | 1,277 |  | Reduced −70 |
| VANECK ETF TRUST | JP MRGAN EM LOC | $636.4k | 0.3% | 24,900 |  | Unchanged |
| [HOME DEPOT INC (HD)](/companies/hd.md) | COM | $600.3k | 0.2% | 1,702 |  | Added +100 |
| [ELEVANCE HEALTH INC FORMERLY (ELV)](/companies/elv.md) | COM | $599.4k | 0.2% | 1,550 |  | New +1,550 |
| [LOCKHEED MARTIN CORP (LMT)](/companies/lmt.md) | COM | $580.3k | 0.2% | 1,139 |  | Unchanged |
| ASML HLDG NV | N Y REGISTRY SHS | $567.0k | 0.2% | 285 |  | Unchanged |
| [BLACKROCK MUNIYIELD N Y QUAL (MYN)](/companies/myn.md) | COM | $558.0k | 0.2% | 54,972 |  | Reduced −16,447 |
| [VISTRA CORP (VST)](/companies/vst.md) | COM | $555.2k | 0.2% | 3,500 |  | Reduced −550 |
| [INTERACTIVE BROKERS GROUP IN (IBKR)](/companies/ibkr.md) | COM CL A | $548.4k | 0.2% | 6,300 |  | Unchanged |
| [CSX CORP (CSX)](/companies/csx.md) | COM | $535.8k | 0.2% | 11,272 |  | Unchanged |
| MATTHEWS ASIA FDS | EMER MKTS EQUITY | $529.6k | 0.2% | 11,700 |  | Unchanged |
| [ARS PHARMACEUTICALS INC (SPRY)](/companies/spry.md) | COM | $526.3k | 0.2% | 65,701 |  | Reduced −1,528 |
| [DOVER CORP (DOV)](/companies/dov.md) | COM | $510.9k | 0.2% | 2,278 |  | Reduced −10 |
| [CISCO SYS INC (CSCO)](/companies/csco.md) | COM | $504.0k | 0.2% | 4,291 |  | Reduced −1,263 |
| INVESCO QQQ TR | UNIT SER 1 | $479.0k | 0.2% | 650 |  | Added +48 |
| [JOHNSON & JOHNSON (JNJ)](/companies/jnj.md) | COM | $467.1k | 0.2% | 1,839 |  | Unchanged |
| [BANK OF NY MELLON CORP (BNY)](/companies/bny.md) | COM | $454.8k | 0.2% | 3,145 |  | Added +205 |
| [RHYTHM PHARMACEUTICALS INC (RYTM)](/companies/rytm.md) | COM | $444.1k | 0.2% | 4,000 |  | New +4,000 |
| VANGUARD WORLD FD | INF TECH ETF | $434.3k | 0.2% | 3,633 |  | Added +3,172 |
| WESTERN ASSET INFLT LNK INC | COM SH BEN INT | $433.0k | 0.2% | 53,254 |  | Unchanged |
| ISHARES TR | RUS 1000 VAL ETF | $428.0k | 0.2% | 1,765 |  | Added +1 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | $424.2k | 0.2% | 7,107 |  | Unchanged |
| DIMENSIONAL ETF TRUST | US COR EQU 2 ETF | $422.6k | 0.2% | 9,527 |  | Added +24 |
| ISHARES TR | CORE S&P500 ETF | $402.9k | 0.2% | 538 |  | Unchanged |
| BOEING CO | DEP CONV PFD A | $397.1k | 0.2% | 5,900 |  | Unchanged |
| ISHARES TR | RUS 1000 GRW ETF | $389.9k | 0.2% | 3,140 |  | Added +2,355 |
| DIMENSIONAL ETF TRUST | EMGR CRE EQT MNG | $389.5k | 0.2% | 9,687 |  | Unchanged |
| VANGUARD INDEX FDS | GROWTH ETF | $386.1k | 0.2% | 4,482 |  | Added +3,735 |
| [ELI LILLY & CO (LLY)](/companies/lly.md) | COM | $384.1k | 0.2% | 320 |  | Added +18 |
| [CHEVRON CORPORATION (CVX)](/companies/cvx.md) | COM | $383.3k | 0.2% | 2,312 |  | Reduced −245 |
| [BECTON DICKINSON & CO (BDX)](/companies/bdx.md) | COM | $382.9k | 0.2% | 2,530 |  | New +2,530 |
| DIMENSIONAL ETF TRUST | INTERNATNAL VAL | $378.1k | 0.2% | 7,000 |  | Unchanged |
| VANGUARD INTL EQUITY INDEX F | FTSE SMCAP ETF | $360.6k | 0.1% | 2,337 |  | Unchanged |
| [GENERAL DYNAMICS CORP (GD)](/companies/gd.md) | COM | $354.2k | 0.1% | 1,000 |  | Unchanged |
| VANGUARD WORLD FD | MEGA CAP INDEX | $347.2k | 0.1% | 1,269 |  | New +1,269 |
| [PFIZER INC (PFE)](/companies/pfe.md) | COM | $337.1k | 0.1% | 14,000 |  | Added +1,799 |
| VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | $327.2k | 0.1% | 2,085 |  | Reduced −120 |
| [ABERDEEN MUN INCOME FD (MFM)](/companies/mfm.md) | SH BEN INT | $320.7k | 0.1% | 57,056 |  | Added +29,644 |
| FRANKLIN TEMPLETON ETF TR | INTL AGGREGTE BD | $319.6k | 0.1% | 15,600 |  | Unchanged |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | $316.1k | 0.1% | 4,000 |  | Unchanged |
| J P MORGAN EXCHANGE TRADED F | INCOME ETF | $314.1k | 0.1% | 6,821 |  | Added +43 |
| [TESLA INC (TSLA)](/companies/tsla.md) | COM | $311.7k | 0.1% | 741 |  | Unchanged |
| DIMENSIONAL ETF TRUST | SHOR DUR FIX ETF | $310.4k | 0.1% | 6,500 |  | Unchanged |
| [CVS HEALTH CORP (CVS)](/companies/cvs.md) | COM | $309.3k | 0.1% | 2,990 |  | New +2,990 |
| DIMENSIONAL ETF TRUST | CORE FIXE IN ETF | $303.9k | 0.1% | 7,200 |  | Unchanged |
| [GOLD COM INC (GOLD)](/companies/gold.md) | COM | $302.5k | 0.1% | 7,270 |  | Unchanged |
| [PROCEPT BIOROBOTICS CORP (PRCT)](/companies/prct.md) | COM | $302.3k | 0.1% | 13,389 |  | Added +53 |
| SCHWAB STRATEGIC TR | US LCAP VA ETF | $296.0k | 0.1% | 8,503 |  | Unchanged |
| VANGUARD INDEX FDS | TOTAL STK MKT | $284.9k | 0.1% | 770 |  | Unchanged |
| [INTERNATIONAL BUSINESS MACHS (IBM)](/companies/ibm.md) | COM | $284.9k | 0.1% | 1,013 |  | Unchanged |
| VANGUARD INDEX FDS | SMALL CP ETF | $281.3k | 0.1% | 928 |  | Unchanged |
| [ILLINOIS TOOL WKS INC (ITW)](/companies/itw.md) | COM | $270.5k | 0.1% | 1,000 |  | Unchanged |
| WAVE LIFE SCIENCES LTD | SHS | $265.7k | 0.1% | 45,723 |  | Reduced −1,000 |
| [LOWES COS INC (LOW)](/companies/low.md) | COM | $253.6k | 0.1% | 1,150 |  | Reduced −1,953 |
| [FREEPORT MCMORAN INC (FCX)](/companies/fcx.md) | CL B | $253.0k | 0.1% | 4,023 |  | Unchanged |
| [US BANCORP (USB)](/companies/usb.md) | COM NEW | $252.3k | 0.1% | 4,177 |  | Reduced −21 |
| ISHARES TR | ISHARES BIOTECH | $249.4k | <0.1% | 1,311 |  | Unchanged |
| [GDL FD (GDL)](/companies/gdl.md) | COM SH BEN IT | $237.8k | <0.1% | 28,072 |  | Added +11,125 |
| [PROCTER & GAMBLE CO (PG)](/companies/pg.md) | COM | $237.7k | <0.1% | 1,621 |  | Unchanged |
| [GE AEROSPACE (GE)](/companies/ge.md) | COM NEW | $230.6k | <0.1% | 617 |  | New +617 |
| ISHARES TR | RUSSELL 2000 ETF | $227.4k | <0.1% | 757 |  | New +757 |
| J P MORGAN EXCHANGE TRADED F | NASDAQ EQT PREM | $224.0k | <0.1% | 3,644 |  | Reduced −6,080 |
| ISHARES TR | RUS 1000 ETF | $219.9k | <0.1% | 537 |  | New +537 |
| [BOEING CO (BA)](/companies/ba.md) | COM | $217.3k | <0.1% | 1,004 |  | New +1,004 |
| [FEDEX FGHT HLDG CO INC (FDXF)](/companies/fdxf.md) | COMMON STOCK | $211.4k | <0.1% | 1,400 |  | New +1,400 |
| [VALERO ENERGY CORP (VLO)](/companies/vlo.md) | COM | $207.3k | <0.1% | 796 |  | New +796 |
| [STARBUCKS CORP (SBUX)](/companies/sbux.md) | COM | $201.7k | <0.1% | 1,974 |  | Reduced −1,340 |
| [ORACLE CORP (ORCL)](/companies/orcl.md) | COM | $200.6k | <0.1% | 1,369 |  | Reduced −3 |
| [NUVEEN MULTI-MKT INCOME FD I (JMM)](/companies/jmm.md) | COM | $89.3k | <0.1% | 15,240 |  | New +15,240 |
| [SOUNDHOUND AI INC (SOUN)](/companies/soun.md) | CLASS A COM | $67.3k | <0.1% | 10,405 |  | New +10,405 |

## Sold out

Held at the end of the quarter before and not reported this quarter.

| Issuer | Class | Reported value | Weight | Shares | Put or call | Change on the quarter before |
| --- | --- | ---: | ---: | ---: | --- | --- |
| [AAR CORP (AIR)](/companies/air.md) | COM | $0 | 0.0% | 0 |  | Sold out −3,000 |
| [ALIBABA GROUP HLDG LTD (BABA)](/companies/baba.md) | SPONSORED ADS | $0 | 0.0% | 0 |  | Sold out −5,534 |
| ASCENDIS PHARMA A/S | SPONSORED ADR | $0 | 0.0% | 0 |  | Sold out −26,077 |
| [BLACKROCK MUN TARGET TERM TR (BTT)](/companies/btt.md) | COM SHS BEN IN | $0 | 0.0% | 0 |  | Sold out −81,562 |
| [BLACKROCK TECH AND PRIVATE E (BTX)](/companies/btx.md) | SHS BEN INT | $0 | 0.0% | 0 |  | Sold out −593,000 |
| [CENTRAL & EASTERN EUROPE FD (CEE)](/companies/cee.md) | COM | $0 | 0.0% | 0 |  | Sold out −33,995 |
| CLOUGH GLOBAL EQUITY FD | COM | $0 | 0.0% | 0 |  | Sold out −66,015 |
| [FULCRUM THERAPEUTICS INC (FULC)](/companies/fulc.md) | COM | $0 | 0.0% | 0 |  | Sold out −39,649 |
| MFS HIGH INCOME MUN TR | SH BEN INT | $0 | 0.0% | 0 |  | Sold out −73,090 |
| MFS HIGH YIELD MUN TR | SH BEN INT | $0 | 0.0% | 0 |  | Sold out −98,712 |
| MFS INVT GRADE MUN TR | SH BEN INT | $0 | 0.0% | 0 |  | Sold out −47,998 |
| [NORTHROP GRUMMAN CORP (NOC)](/companies/noc.md) | COM | $0 | 0.0% | 0 |  | Sold out −389 |
| [NUTRIEN LTD (NTR)](/companies/ntr.md) | COM | $0 | 0.0% | 0 |  | Sold out −10,256 |
| NUVEEN PA INVT QUALITY MUN F | COM | $0 | 0.0% | 0 |  | Sold out −34,440 |
| [PALANTIR TECHNOLOGIES INC (PLTR)](/companies/pltr.md) | CL A | $0 | 0.0% | 0 |  | Sold out −2,600 |
| [RIVERNORTH FLEXIBLE MUNI INC (RFMZ)](/companies/rfmz.md) | COM | $0 | 0.0% | 0 |  | Sold out −49,190 |
| [SABA CAPITAL INCOME & OPRNT (BRW)](/companies/brw.md) | SHS NEW | $0 | 0.0% | 0 |  | Sold out −65,333 |
| STATE STR SPDR S&P 500 ETF T | PUT | $0 | 0.0% | 0 | Put | Sold out −557 |
| STERIS PLC | SHS USD | $0 | 0.0% | 0 |  | Sold out −3,397 |
| [TRACTOR SUPPLY CO (TSCO)](/companies/tsco.md) | COM | $0 | 0.0% | 0 |  | Sold out −18,315 |
| [UNION PAC CORP (UNP)](/companies/unp.md) | COM | $0 | 0.0% | 0 |  | Sold out −2,296 |
| [VISA INC (V)](/companies/v.md) | COM CL A | $0 | 0.0% | 0 |  | Sold out −3,641 |

Source: SEC EDGAR, Form 13F-HR, accession 0001668256-26-000004. Last ingested by Listed: Oct 22, 2026, 05:26 ET. No prices; not investment advice.