# PenderFund Capital Management Ltd.: Form 13F holdings

An institutional investment manager in VANCOUVER. SEC CIK 1706164.

- Quarter ended: 2026-06-30
- Filed: 2026-08-17
- Reported value: $780.1m
- Positions: 231 (231 lines in the filing's table; lines for the same security and option type are added together here)
- Compared with: the 13F for the quarter ended 2026-03-31
- Filing: https://www.sec.gov/Archives/edgar/data/1706164/000170616426000005/

## Holdings

As filed, largest first. Reported value is what the manager stated at the quarter end (Jun 30, 2026), in US dollars; it is filing data, not a price. Weight is the share of the total reported value.

| Issuer | Class | Reported value | Weight | Shares | Put or call | Change on the quarter before |
| --- | --- | ---: | ---: | ---: | --- | --- |
| NORTHERN OIL & GAS INC | NOTE  3.625% 4/1 | $64.9m | 8.3% | $67,000,000 principal |  | Added +22,500,000 |
| FLUENCE ENERGY INC | NOTE  2.250% 6/1 | $60.9m | 7.8% | $47,410,000 principal |  | Added +10,000,000 |
| FIRST MAJESTIC SILVER CORP | NOTE  0.375% 1/1 | $48.4m | 6.2% | $38,740,000 principal |  | Unchanged |
| VERTEX INC | NOTE  0.750% 5/0 | $44.8m | 5.7% | $50,000,000 principal |  | New +50,000,000 |
| WOLFSPEED INC | NOTE  2.500% 6/1 | $40.7m | 5.2% | $10,330,060 principal |  | Reduced −1,000,000 |
| SOUTHERN CO | NOTE  4.500% 6/1 | $33.1m | 4.2% | $30,000,000 principal |  | Unchanged |
| EVOLENT HEALTH INC | NOTE  3.500%12/0 | $31.5m | 4.0% | $42,017,000 principal |  | Unchanged |
| ALIBABA GROUP HLDG LTD | NOTE  0.500% 6/0 | $29.5m | 3.8% | $25,000,000 principal |  | Added +20,000,000 |
| NIO INC | NOTE  4.625%10/1 | $26.9m | 3.5% | $26,500,000 principal |  | Reduced −2,750,000 |
| NIO INC | NOTE  3.875%10/1 | $25.7m | 3.3% | $25,185,000 principal |  | Unchanged |
| PPL CAP FDG INC | NOTE  2.875% 3/1 | $25.2m | 3.2% | $22,000,000 principal |  | Unchanged |
| EQUINOX GOLD CORP | NOTE  4.750%10/1 | $20.5m | 2.6% | $12,077,000 principal |  | Unchanged |
| EVOLENT HEALTH INC | DEBT  4.500% 8/1 | $19.0m | 2.4% | $23,370,000 principal |  | Added +7,870,000 |
| [SANGOMA TECHNOLOGIES CORP (SANG)](/companies/sang.md) | COM NEW | $16.7m | 2.1% | 4,386,194 |  | Added +1,565,261 |
| CARDLYTICS INC | NOTE  4.250% 4/0 | $15.5m | 2.0% | $53,802,000 principal |  | Added +6,092,000 |
| [TEUCRIUM COMMODITY TR (BTCK)](/companies/btck.md) | WHEAT FD | $15.3m | 2.0% | 696,000 |  | New +696,000 |
| PAR TECHNOLOGY CORP | NOTE  1.500%10/1 | $14.4m | 1.8% | $15,000,000 principal |  | Added +10,000,000 |
| [PAR TECHNOLOGY CORP (PAR)](/companies/par.md) | COM | $14.2m | 1.8% | 812,462 |  | Unchanged |
| [TEUCRIUM COMMODITY TR (BTCK)](/companies/btck.md) | CORN FD SHS | $13.5m | 1.7% | 804,300 |  | Unchanged |
| OPKO HEALTH INC | NOTE  3.750% 1/1 | $12.8m | 1.6% | $8,491,000 principal |  | Added +1,180,000 |
| MERITAGE HOMES CORP | NOTE  1.750% 5/1 | $12.5m | 1.6% | $12,000,000 principal |  | Unchanged |
| ESPERION THERAPEUTICS INC NE | COM | $12.3m | 1.6% | 3,884,508 |  | Reduced −7,418 |
| [ABRDN PLATINUM ETF TRUST (PPLT)](/companies/pplt.md) | PHYSCL PLATM SHS | $11.3m | 1.4% | 800,000 |  | Added +640,000 |
| [TELESAT CORP (TSAT)](/companies/tsat.md) | CL A & CL B SHS | $11.0m | 1.4% | 225,153 |  | Reduced −146,000 |
| IRHYTHM HOLDINGS INC | NOTE  1.500% 9/0 | $10.2m | 1.3% | $9,260,000 principal |  | New +9,260,000 |
| SOUTHERN CO | NOTE  3.250% 6/1 | $10.1m | 1.3% | $10,000,000 principal |  | New +10,000,000 |
| [WESTERN AST INFL LKD OPP & I (WIW)](/companies/wiw.md) | COM | $8.4m | 1.1% | 998,747 |  | Reduced −24,450 |
| TXNM ENERGY INC | NOTE  5.750% 6/0 | $7.7m | 1.0% | $5,900,000 principal |  | Unchanged |
| [MDA SPACE LTD (MDA)](/companies/mda.md) | COM | $7.6m | 1.0% | 183,588 |  | Reduced −252,644 |
| [BLUE MOON METALS INC (BMM)](/companies/bmm.md) | COM | $7.5m | 1.0% | 1,176,098 |  | Added +610,800 |
| OMNICELL COM | NOTE  1.000%12/0 | $3.6m | 0.5% | $3,353,000 principal |  | New +3,353,000 |
| [MORGAN STANLEY EMERGING MKTS (EDD)](/companies/edd.md) | COM | $3.0m | 0.4% | 504,800 |  | Added +104,800 |
| [HIGHLANDER SILVER CORP (HSLV)](/companies/hslv.md) | COM | $2.8m | 0.4% | 587,800 |  | Unchanged |
| [MAPLEBEAR INC (CART)](/companies/cart.md) | COM | $2.7m | 0.3% | 56,068 |  | Added +53 |
| [STANDARDAERO INC (SARO)](/companies/saro.md) | COM | $2.5m | 0.3% | 81,962 |  | Added +712 |
| [TEUCRIUM COMMODITY TR (BTCK)](/companies/btck.md) | SOYBEAN FD | $2.4m | 0.3% | 100,000 |  | Unchanged |
| [KKR & CO INC (KKR)](/companies/kkr.md) | COM | $2.4m | 0.3% | 26,540 |  | Reduced −2,800 |
| ADECOAGRO S A | COM | $2.4m | 0.3% | 250,000 |  | Unchanged |
| [FLUOR CORP (FLR)](/companies/flr.md) | COM | $2.4m | 0.3% | 45,374 |  | Added +234 |
| [CANADIAN PACIFIC KANSAS CITY (CP)](/companies/cp.md) | COM | $2.3m | 0.3% | 27,000 |  | New +27,000 |
| [DOLLAR TREE INC (DLTR)](/companies/dltr.md) | COM | $2.3m | 0.3% | 18,634 |  | Added +104 |
| [GENERAC HLDGS INC (GNRC)](/companies/gnrc.md) | COM | $2.2m | 0.3% | 7,570 |  | Reduced −3,280 |
| [DECKERS OUTDOOR CORP (DECK)](/companies/deck.md) | COM | $1.9m | 0.2% | 19,305 |  | Reduced −1,676 |
| [ADDUS HOMECARE CORP (ADUS)](/companies/adus.md) | COM | $1.9m | 0.2% | 18,497 |  | Added +22 |
| [NEXGEN ENERGY LTD (NXE)](/companies/nxe.md) | COM | $1.8m | 0.2% | 196,400 |  | Reduced −66,600 |
| CLARIVATE PLC | ORD SHS | $1.8m | 0.2% | 830,400 |  | Reduced −283,200 |
| STONECO LTD | COM CL A | $1.7m | 0.2% | 157,200 |  | Added +57,200 |
| [MICROSOFT CORP (MSFT)](/companies/msft.md) | COM | $1.5m | 0.2% | 3,900 |  | Added +1,600 |
| [AMAZON COM INC (AMZN)](/companies/amzn.md) | COM | $1.5m | 0.2% | 6,100 |  | New +6,100 |
| [INTERNATIONAL FLAVORS&FRAGRA (IFF)](/companies/iff.md) | COM | $1.4m | 0.2% | 17,642 |  | Added +30 |
| [ISOENERGY LTD (ISOU)](/companies/isou.md) | COM NEW | $1.4m | 0.2% | 139,300 |  | Reduced −5,900 |
| [EVERCORE INC (EVR)](/companies/evr.md) | CLASS A | $1.3m | 0.2% | 3,916 |  | Added +816 |
| [SHOPIFY INC (SHOP)](/companies/shop.md) | CL A SUB VTG SHS | $1.3m | 0.2% | 11,200 |  | Reduced −1,600 |
| [MARAVAI LIFESCIENCES HLDGS I (MRVI)](/companies/mrvi.md) | COM CL A | $1.3m | 0.2% | 205,000 |  | Unchanged |
| [BROOKFIELD CORP (BN)](/companies/bn.md) | CL A LTD VT SH | $1.3m | 0.2% | 29,310 |  | Reduced −6,300 |
| [COPART INC (CPRT)](/companies/cprt.md) | COM | $1.2m | 0.2% | 43,900 |  | New +43,900 |
| [BEL FUSE INC (BELFA)](/companies/belfa.md) | CL A | $1.2m | 0.2% | 4,100 |  | Added +1,400 |
| [AGNICO EAGLE MINES LTD (AEM)](/companies/aem.md) | COM | $1.1m | 0.1% | 7,302 |  | New +7,302 |
| CHART INDS INC | COM | $1.1m | 0.1% | 5,400 |  | Added +2,300 |
| [GOLDMAN SACHS GROUP INC (GS)](/companies/gs.md) | COM | $1.1m | 0.1% | 1,100 |  | New +1,100 |
| [ATS CORPORATION (ATS)](/companies/ats.md) | COM | $1.1m | 0.1% | 37,700 |  | Added +17,700 |
| [BOOZ ALLEN HAMILTON HLDG COR (BAH)](/companies/bah.md) | CL A | $1.1m | 0.1% | 17,693 |  | Added +73 |
| BROOKFIELD RENEWABLE ENERGY | PARTNERSHIP UNIT | $1.0m | 0.1% | 30,000 |  | Unchanged |
| [CENOVUS ENERGY INC (CVE)](/companies/cve.md) | COM | $992.5k | 0.1% | 40,000 |  | Unchanged |
| [AMPHENOL CORP (APH)](/companies/aph.md) | CL A | $987.4k | 0.1% | 5,600 |  | Unchanged |
| [BAYTEX ENERGY CORP (BTE)](/companies/bte.md) | COM | $972.1k | 0.1% | 242,300 |  | New +242,300 |
| [CATERPILLAR INC (CAT)](/companies/cat.md) | COM | $958.4k | 0.1% | 900 |  | Unchanged |
| [HEXCEL CORP NEW (HXL)](/companies/hxl.md) | COM | $912.6k | 0.1% | 9,121 |  | Reduced −3,777 |
| [WESTERN COPPER & GOLD CORP (WRN)](/companies/wrn.md) | COM | $900.1k | 0.1% | 401,445 |  | Added +215,300 |
| WESTERN ASSET INFLT LNK INC | COM SH BEN INT | $842.9k | 0.1% | 103,800 |  | Unchanged |
| [MARKEL GROUP INC (MKL)](/companies/mkl.md) | COM | $822.2k | 0.1% | 421 |  | Reduced −96 |
| DRUGS MADE IN AMER ACQ II CO | USD ORD SHS | $799.8k | 0.1% | 79,500 |  | Added +29,800 |
| [GREEN DOT CORP (GDOT)](/companies/gdot.md) | CL A | $798.4k | 0.1% | 59,100 |  | Added +11,000 |
| FOREFRONT TECHNOLOGY HOLDING | UNIT 04/30/2031 | $765.0k | <0.1% | 75,000 |  | New +75,000 |
| [AMERICAS GOLD AND SILVER COR (USAS)](/companies/usas.md) | COM NEW | $757.5k | <0.1% | 160,100 |  | Added +133,400 |
| [DANAHER CORP DEL (DHR)](/companies/dhr.md) | COM | $751.6k | <0.1% | 3,946 |  | Reduced −754 |
| [BAIDU INC (BIDU)](/companies/bidu.md) | SPON ADR REP A | $742.9k | <0.1% | 6,500 |  | Reduced −1,100 |
| JANUS HENDERSON GROUP PLC | ORD SHS | $722.1k | <0.1% | 13,900 |  | Added +5,200 |
| [GLOBALSTAR INC (GSAT)](/companies/gsat.md) | COM NEW | $707.2k | <0.1% | 8,700 |  | New +8,700 |
| EQV VENTURES AC CORP. II | ORD SHS CL A | $673.7k | <0.1% | 66,178 |  | Added +45,932 |
| SELECT MED HLDGS CORP | COM | $670.3k | <0.1% | 40,600 |  | Added +11,900 |
| SPDR SERIES TRUST | ST STR SP REGBNK | $662.4k | <0.1% | 8,850 |  | New +8,850 |
| HIGHVIEW MERGER CORP | ORD SH CL A | $649.0k | <0.1% | 63,939 |  | Added +45,939 |
| WHITESTONE REIT | COM | $608.6k | <0.1% | 32,100 |  | New +32,100 |
| [ORGANON & CO (OGN)](/companies/ogn.md) | COMMON STOCK | $607.9k | <0.1% | 44,900 |  | New +44,900 |
| CLEAR CHANNEL OUTDOOR HLDGS | COM | $602.8k | <0.1% | 249,097 |  | Added +96,397 |
| TRUBRIDGE INC | COM | $581.9k | <0.1% | 22,200 |  | New +22,200 |
| [NCR ATLEOS CORPORATION (NATL)](/companies/natl.md) | COM SHS | $573.0k | <0.1% | 13,200 |  | Added +2,500 |
| WEN ACQUISITION CORP | COM CL A | $570.9k | <0.1% | 55,480 |  | Added +37,880 |
| MOUNTAIN CREST ACQUISITION 6 | UNIT 04/03/2031 | $560.8k | <0.1% | 55,200 |  | New +55,200 |
| CATALYST PHARMACEUTICALS INC | COM | $559.5k | <0.1% | 17,800 |  | New +17,800 |
| KORE GROUP HLDGS INC | COM NEW | $556.4k | <0.1% | 60,284 |  | Added +8,100 |
| SOULPOWER ACQUISITION CORP | USD CL A ORD SHS | $506.6k | <0.1% | 48,951 |  | Added +18,900 |
| [WASTE CONNECTIONS INC (WCN)](/companies/wcn.md) | COM | $500.0k | <0.1% | 3,000 |  | Unchanged |
| M3-BRIGADE ACQUISITION VI CO | ORD SHS CL A | $492.0k | <0.1% | 48,564 |  | Added +38,177 |
| AFFINITY BANCSHARES INC | COM | $484.8k | <0.1% | 21,450 |  | New +21,450 |
| SIZZLE ACQUISITION CORP. II | USD CL A ORD SHS | $477.6k | <0.1% | 46,080 |  | Added +2,438 |
| [IAMGOLD CORP (IAG)](/companies/iag.md) | COM | $471.4k | <0.1% | 29,700 |  | New +29,700 |
| [TXNM ENERGY INC (TXNM)](/companies/txnm.md) | COM | $465.6k | <0.1% | 8,200 |  | Added +2,800 |
| WARNER BROS DISCOVERY INC | COM SER A | $463.9k | <0.1% | 17,400 |  | Reduced −4,900 |
| [WHEATON PRECIOUS METALS CORP (WPM)](/companies/wpm.md) | COM | $416.2k | <0.1% | 3,700 |  | Reduced −3,700 |
| [XENON PHARMACEUTICALS INC (XENE)](/companies/xene.md) | COM | $413.5k | <0.1% | 6,850 |  | Unchanged |
| AVANOS MED INC | COM | $413.0k | <0.1% | 16,600 |  | New +16,600 |
| [AES CORP (AES)](/companies/aes.md) | COM | $407.5k | <0.1% | 27,800 |  | Added +11,400 |
| THAYER VENTURES ACQ CORP II | CL A | $401.2k | <0.1% | 38,800 |  | Added +2,800 |
| KEEN VISION ACQUISITION CORP | SHS | $395.5k | <0.1% | 32,000 |  | New +32,000 |
| X3 ACQUISITION CORP LTD | ORD SHS CL A | $391.6k | <0.1% | 39,202 |  | Added +24,202 |
| NEW PROVIDENCE ACQUISITION C | USD CL A ORD SHS | $390.3k | <0.1% | 37,600 |  | Added +24,900 |
| PIONEER ACQUISITION I CORP | CL A ORD SHS | $389.7k | <0.1% | 38,172 |  | Added +22,972 |
| LAUNCHPAD CADENZA ACQU CORP | USD CL A ORD SHS | $389.4k | <0.1% | 39,013 |  | Added +34,013 |
| MCKINLEY ACQUISITION CORP | SHS CL A | $388.2k | <0.1% | 38,243 |  | Added +23,343 |
| [CO2 ENERGY TRANSITION CORP (NOEM)](/companies/noem.md) | COM | $375.9k | <0.1% | 35,600 |  | New +35,600 |
| OPEN LENDING CORP | COM | $375.4k | <0.1% | 120,700 |  | New +120,700 |
| [PENUMBRA INC (PEN)](/companies/pen.md) | COM | $369.4k | <0.1% | 1,170 |  | Unchanged |
| [SERVICENOW INC (NOW)](/companies/now.md) | COM | $367.3k | <0.1% | 3,700 |  | Unchanged |
| [LIVERAMP HLDGS INC (RAMP)](/companies/ramp.md) | COM | $365.1k | <0.1% | 9,700 |  | New +9,700 |
| SOREN ACQUISITION CORP | USD CL A ORD SHS | $363.1k | <0.1% | 36,600 |  | Added +31,600 |
| IHS HOLDING LIMITED | ORD SHS | $360.9k | <0.1% | 43,800 |  | Added +3,500 |
| TALKSPACE INC | COM | $360.4k | <0.1% | 69,300 |  | Added +32,400 |
| RENATUS TACTICAL ACQUIS | SHS CL A | $360.2k | <0.1% | 34,369 |  | Added +11,869 |
| BURFORD CAPITAL LIMITED | ORD SHS | $356.4k | <0.1% | 86,920 |  | Reduced −411,070 |
| IDEA ACQUISITION CORP | ORD SHS CL A | $346.5k | <0.1% | 35,000 |  | New +35,000 |
| STELLAR BANCORP INC | COM | $346.0k | <0.1% | 8,800 |  | New +8,800 |
| ARTIUS II ACQUISITION INC | SHS CL A | $340.6k | <0.1% | 32,500 |  | New +32,500 |
| FACT II ACQUISITION CORP | ORD SHS CL A | $339.1k | <0.1% | 31,900 |  | New +31,900 |
| DT CLOUD STAR ACQUISITION CO | SHS | $339.0k | <0.1% | 30,103 |  | New +30,103 |
| CHENGHE ACQUISITION III CO | ORD SHS CL A | $338.9k | <0.1% | 33,357 |  | Added +23,357 |
| VINE HILL CAP INVTS CORP II | CL A | $338.3k | <0.1% | 33,900 |  | Added +8,900 |
| ARMADA ACQUISITION CORP III | ORD SHS CL A | $337.3k | <0.1% | 33,900 |  | New +33,900 |
| [ADOBE INC (ADBE)](/companies/adbe.md) | COM | $307.5k | <0.1% | 1,500 |  | Unchanged |
| RANGE CAP ACQUISITION CORP I | CL A ORD SHS | $306.7k | <0.1% | 30,425 |  | Added +13,105 |
| FIRST SEACOAST BANCORP INC | COM | $300.5k | <0.1% | 17,822 |  | New +17,822 |
| SOLARIUS CAPITAL ACQU CORP | SHS CL A | $295.8k | <0.1% | 28,771 |  | Added +3,371 |
| [BRIGHTHOUSE FINL INC (BHF)](/companies/bhf.md) | COM | $291.2k | <0.1% | 4,600 |  | Added +1,500 |
| GLOBAL BUSINESS TRAVEL GROUP | COM CL A | $290.2k | <0.1% | 30,900 |  | New +30,900 |
| COLLECTIVE ACQUISITION CORP | UNIT 04/27/2031 | $284.4k | <0.1% | 28,300 |  | New +28,300 |
| TITAN ACQUISITION CORP | CL A | $273.6k | <0.1% | 26,280 |  | Reduced −10,320 |
| BAIN CAP GSS INVT CORP | ORD CL A | $273.2k | <0.1% | 26,600 |  | Added +16,600 |
| [INTEGRA RES CORP (ITRG)](/companies/itrg.md) | COM | $266.5k | <0.1% | 120,000 |  | Unchanged |
| DIGITAL ASSET ACQUISITION CO | SHS CL A | $264.7k | <0.1% | 25,500 |  | New +25,500 |
| [SILICON LABORATORIES INC (SLAB)](/companies/slab.md) | COM | $262.3k | <0.1% | 1,200 |  | Added +200 |
| [IRON HORSE ACQUISIT II CORP (IRHO)](/companies/irho.md) | COM | $258.8k | <0.1% | 25,800 |  | Added +20,800 |
| [NATHANS FAMOUS INC (NATH)](/companies/nath.md) | COM | $254.0k | <0.1% | 2,500 |  | Reduced −6,100 |
| [ELME COMMUNITIES (ELME)](/companies/elme.md) | SH BEN INT | $247.8k | <0.1% | 167,400 |  | New +167,400 |
| DIGITALBRIDGE GROUP INC | CL A NEW | $247.7k | <0.1% | 15,700 |  | Reduced −14,000 |
| NSTS BANCORP INC | COM | $245.3k | <0.1% | 17,826 |  | New +17,826 |
| TAYLOR MORRISON HOME CORP | COM | $243.9k | <0.1% | 3,400 |  | New +3,400 |
| SILA REALTY TRUST INC | COMMON STOCK | $239.8k | <0.1% | 7,898 |  | New +7,898 |
| [WOLFSPEED INC (WOLF)](/companies/wolf.md) | COMMON STOCK | $238.4k | <0.1% | 4,940 |  | Reduced −19,950 |
| TRAILBLAZER ACQUISITION CORP | ORD SHS CL A | $237.4k | <0.1% | 23,458 |  | Added +13,458 |
| [INTUIT (INTU)](/companies/intu.md) | COM | $234.9k | <0.1% | 900 |  | Unchanged |
| MOUNTAIN LAKE ACQUISIT CORP | USD CL A ORD SHS | $232.4k | <0.1% | 23,400 |  | Added +18,400 |
| VALARIS LTD | CL A | $232.3k | <0.1% | 3,200 |  | New +3,200 |
| CRANE HBR ACQUISITION CORP I | ORD SHS CL A | $232.2k | <0.1% | 22,900 |  | Added +17,900 |
| D. BORAL ARC ACQ I CORP. | SHS CL A | $223.2k | <0.1% | 21,400 |  | Reduced −8,000 |
| RRE VENTURES ACQUISITION COR | UNIT 04/22/2031 | $222.4k | <0.1% | 22,000 |  | New +22,000 |
| XOMA ROYALTY CORPORATION | COM NEW | $221.0k | <0.1% | 5,200 |  | New +5,200 |
| MODIV INDUSTRIAL INC | COM STK CL C | $214.9k | <0.1% | 12,350 |  | New +12,350 |
| HCM III ACQUISITION CORP | ORD SHS CL A | $201.5k | <0.1% | 19,600 |  | Added +12,400 |
| SOCIAL COMM PARTNERS CORP | ORD SHS CL A | $199.3k | <0.1% | 19,952 |  | Added +14,952 |
| FIFTH ERA ACQUISITION CORP I | ORD SHS CL A | $196.5k | <0.1% | 18,861 |  | Added +10,661 |
| GALATA ACQUISITION CORP II | ORD SHS CL A | $193.9k | <0.1% | 19,175 |  | Added +9,175 |
| [NORTHWESTERN ENERGY GROUP IN (NWE)](/companies/nwe.md) | COM NEW | $193.4k | <0.1% | 2,700 |  | Reduced −200 |
| [INTERNATIONAL MONEY EXPRESS (IMXI)](/companies/imxi.md) | COM | $178.0k | <0.1% | 12,316 |  | Reduced −2,784 |
| AMERICAN DRIVE ACQUISITION C | USD CL A ORD SHS | $166.8k | <0.1% | 16,651 |  | Added +11,651 |
| REPUBLIC DIGITAL ACQUISITION | USD CL A ORD SHS | $160.0k | <0.1% | 15,500 |  | Added +4,900 |
| LEAPFROG ACQUISITION CORP | CL A ORD SHS | $146.8k | <0.1% | 14,688 |  | Added +9,688 |
| OTG ACQUISITION CORP. I | ORD CL A | $138.2k | <0.1% | 13,600 |  | Added +11,100 |
| INFLECTION PT ACQUISITION CO | CL A ORD SHS | $134.2k | <0.1% | 13,000 |  | Added +8,000 |
| CAMBRIDGE ACQUISITION CORP | USD CL A ORD SHS | $132.9k | <0.1% | 13,400 |  | New +13,400 |
| ZIM INTEGRATED SHIPPING SERV | SHS | $132.6k | <0.1% | 5,100 |  | Reduced −4,800 |
| [METALS RTY CO INC (TMCR)](/companies/tmcr.md) | COM SHS | $125.7k | <0.1% | 17,600 |  | New +17,600 |
| SIMULATIONS PLUS INC | COM | $122.7k | <0.1% | 6,700 |  | New +6,700 |
| EMERALD HOLDING INC | COM | $112.9k | <0.1% | 22,400 |  | New +22,400 |
| CANTOR EQUITY PARTNERS IV IN | SHS CL A | $107.6k | <0.1% | 10,345 |  | Added +345 |
| [DUKE ENERGY CORP NEW (DUK)](/companies/duk.md) | COM NEW | $102.3k | <0.1% | 808 |  | New +808 |
| ALDABRA 4 LQDTY OPP VEH INC | CL A ORD SHS | $95.4k | <0.1% | 9,600 |  | Added +4,600 |
| [GREENFIRE RES LTD NEW (GFR)](/companies/gfr.md) | COM SHS | $94.4k | <0.1% | 16,700 |  | New +16,700 |
| [GLASS HOUSE BRANDS INC (GLAS)](/companies/glas.md) | SUB REG LTD VTG | $93.6k | <0.1% | 7,200 |  | New +7,200 |
| BEYOND MEAT INC | COM | $89.4k | <0.1% | 118,700 |  | New +118,700 |
| [MONRO INC (MNRO)](/companies/mnro.md) | COM | $85.5k | <0.1% | 5,000 |  | Unchanged |
| ADVISORSHARES TR | PURE US CANN ETF | $82.3k | <0.1% | 16,200 |  | Reduced −24,300 |
| ARMADA ACQUISITION CORP III | UNIT 02/13/2031 | $75.8k | <0.1% | 7,300 |  | Reduced −8,700 |
| 1RT ACQUISITION CORP. | USD CL A ORD SHS | $71.7k | <0.1% | 7,000 |  | Added +2,000 |
| [PROFOUND MED CORP (PROF)](/companies/prof.md) | COM NEW | $62.5k | <0.1% | 9,400 |  | Unchanged |
| [REGIS CORPORATION (RGS)](/companies/rgs.md) | COM SHS | $61.6k | <0.1% | 2,200 |  | New +2,200 |
| CANTOR EQUITY PARTNERS VI IN | CL A ORD SHS | $51.9k | <0.1% | 5,000 |  | Unchanged |
| CANTOR EQUITY PARTNERS V INC | SHS CL A S | $51.6k | <0.1% | 5,000 |  | Unchanged |
| GENERAL CATALYST GBL RESIL M | UNIT 04/13/2031 | $51.5k | <0.1% | 5,000 |  | New +5,000 |
| CANTOR EQUITY PARTNERS VII I | CL A ORD SHS | $50.5k | <0.1% | 5,000 |  | New +5,000 |
| SPARTACUS ACQUISITION CORP I | CL A ORD SHS | $50.0k | <0.1% | 5,000 |  | New +5,000 |
| PATRIOT ACQUISITION CORP | UNIT 05/11/2031 | $50.0k | <0.1% | 5,000 |  | New +5,000 |
| [RAMBUS INC DEL (RMBS)](/companies/rmbs.md) | COM | $46.5k | <0.1% | 350 |  | Reduced −50 |
| [MERCURY GENL CORP NEW (MCY)](/companies/mcy.md) | COM | $44.0k | <0.1% | 413 |  | Added +23 |
| [JABIL INC (JBL)](/companies/jbl.md) | COM | $43.6k | <0.1% | 113 |  | Reduced −1,094 |
| [WESTERN ALLIANCE BANCORP (WAL)](/companies/wal.md) | COM | $43.5k | <0.1% | 529 |  | New +529 |
| [WATTS WATER TECHNOLOGIES INC (WTS)](/companies/wts.md) | CL A | $43.5k | <0.1% | 111 |  | New +111 |
| [MODINE MFG CO (MOD)](/companies/mod.md) | COM | $42.5k | <0.1% | 159 |  | Reduced −51 |
| COPA HOLDINGS SA | CL A | $42.0k | <0.1% | 270 |  | Reduced −1,830 |
| [EURONET WORLDWIDE INC (EEFT)](/companies/eeft.md) | COM | $41.8k | <0.1% | 571 |  | Added +131 |
| [LAUDER ESTEE COS INC (EL)](/companies/el.md) | CL A | $41.8k | <0.1% | 529 |  | Added +29 |
| [LSI INDS INC OHIO (LYTS)](/companies/lyts.md) | COM | $41.1k | <0.1% | 1,547 |  | Reduced −8,598 |
| [VERISIGN INC (VRSN)](/companies/vrsn.md) | COM | $40.3k | <0.1% | 160 |  | Added +5 |
| [ERO COPPER CORP (ERO)](/companies/ero.md) | COM | $38.8k | <0.1% | 1,450 |  | Reduced −6,420 |
| [ANTERO RESOURCES CORP (AR)](/companies/ar.md) | COM | $36.4k | <0.1% | 1,037 |  | Added +337 |
| [MICROCHIP TECHNOLOGY INC. (MCHP)](/companies/mchp.md) | COM | $36.2k | <0.1% | 397 |  | Reduced −7,338 |
| [URANIUM ENERGY CORP (UEC)](/companies/uec.md) | COM | $35.2k | <0.1% | 3,300 |  | Unchanged |
| [ITRON INC (ITRI)](/companies/itri.md) | COM | $34.8k | <0.1% | 402 |  | Added +22 |
| GENPACT LIMITED | SHS | $32.9k | <0.1% | 1,196 |  | Added +266 |
| [FIDELITY NATL FINL INC (FNF)](/companies/fnf.md) | COM SHS | $29.7k | <0.1% | 629 |  | Reduced −2,065 |
| [BROOKFIELD BUSINESS CORP (BBUC)](/companies/bbuc.md) | CL A SUB VTG SH | $29.2k | <0.1% | 979 |  | Added +54 |
| [WATERS CORP (WAT)](/companies/wat.md) | COM | $28.1k | <0.1% | 75 |  | New +75 |
| CAMBRIDGE ACQUISITION CORP | UNIT 01/30/2031 | $25.9k | <0.1% | 2,558 |  | Reduced −7,442 |
| [COOPER COS INC (COO)](/companies/coo.md) | COM | $22.7k | <0.1% | 317 |  | Added +17 |
| MILUNA ACQUISITION CORP | USD CL A ORD SHS | $14.3k | <0.1% | 1,410 |  | Added +4 |
| [AVALANCHE TREAS CORP (AVAT)](/companies/avat.md) | SHS CL A | $7.5k | <0.1% | 15,000 |  | New +15,000 |
| [ATRIUM THERAPEUTICS INC (RNA)](/companies/rna.md) | COM | $6.6k | <0.1% | 490 |  | Unchanged |
| IDEA ACQUISITION CORP | UNIT 01/06/2031 | $4.5k | <0.1% | 444 |  | Reduced −24,556 |
| CHURCHILL CAPITAL CORP IX | CL A SHS | $4.1k | <0.1% | 380 |  | New +380 |
| DRUGS MADE IN AMER ACQ II CO | RIGHT 09/16/2030 | $3.6k | <0.1% | 49,700 |  | Unchanged |
| IDEA ACQUISITION CORP | \*W EXP 01/06/203 | $2.9k | <0.1% | 8,333 |  | New +8,333 |
| ARMADA ACQUISITION CORP III | \*W EXP 02/13/203 | $2.6k | <0.1% | 8,000 |  | New +8,000 |
| [ENCORE ENERGY CORP (EU)](/companies/eu.md) | COM NEW | $2.2k | <0.1% | 1,716 |  | Unchanged |
| INTERCURE LTD | COM NEW | $2.2k | <0.1% | 1,977 |  | Unchanged |
| REPUBLIC DIGITAL ACQUISITION | \*W EXP 05/01/203 | $1.2k | <0.1% | 2,500 |  | New +2,500 |
| CHENGHE ACQUISITION III CO | \*W EXP 09/09/203 | $1.1k | <0.1% | 4,990 |  | Reduced −10 |
| CAMBRIDGE ACQUISITION CORP | \*W EXP 01/30/203 | $1.0k | <0.1% | 3,333 |  | New +3,333 |
| SPARTACUS ACQUISITION CORP I | \*W EXP 01/30/203 | $870 | <0.1% | 1,666 |  | New +1,666 |
| [HUDBAY MINERALS INC (HBM)](/companies/hbm.md) | COM | $189 | <0.1% | 8 |  | New +8 |
| [HNI CORP (HNI)](/companies/hni.md) | COM | $40 | <0.1% | 1 |  | Unchanged |
| [FULTON FINL CORP PA (FULT)](/companies/fult.md) | COM | $24 | <0.1% | 1 |  | New +1 |

## Sold out

Held at the end of the quarter before and not reported this quarter.

| Issuer | Class | Reported value | Weight | Shares | Put or call | Change on the quarter before |
| --- | --- | ---: | ---: | ---: | --- | --- |
| 1RT ACQUISITION CORP. | \*W EXP 06/26/203 | $0 | 0.0% | 0 |  | Sold out −1,250 |
| ACTIVATE ENERGY ACQUISIT COR | CL A ORD SHS | $0 | 0.0% | 0 |  | Sold out −5,000 |
| ACTIVATE ENERGY ACQUISIT COR | \*W EXP 11/10/203 | $0 | 0.0% | 0 |  | Sold out −2,500 |
| AIR LEASE CORP | CL A | $0 | 0.0% | 0 |  | Sold out −8,526 |
| ALDABRA 4 LQDTY OPP VEH INC | \*W EXP 12/23/203 | $0 | 0.0% | 0 |  | Sold out −1,666 |
| AMC NETWORKS INC | NOTE  4.250% 2/1 | $0 | 0.0% | $0 principal |  | Sold out −501,000 |
| AMERICAN DRIVE ACQUISITION C | \*W EXP 02/06/203 | $0 | 0.0% | 0 |  | Sold out −1,666 |
| AMICUS THERAPEUTIC | COM | $0 | 0.0% | 0 |  | Sold out −41,100 |
| AMPLIFY ETF TR | ALTRNTV HARV ETF | $0 | 0.0% | 0 |  | Sold out −3,600 |
| ARCELLX INC | COMMON STOCK | $0 | 0.0% | 0 |  | Sold out −2,900 |
| [ARM HOLDINGS PLC (ARM)](/companies/arm.md) | SPONSORED ADS | $0 | 0.0% | 0 |  | Sold out −2,800 |
| ASTRAZENECA PLC | ORD | $0 | 0.0% | 0 |  | Sold out −1,665 |
| BAIN CAP GSS INVT CORP | \*W EXP 01/01/202 | $0 | 0.0% | 0 |  | Sold out −2,000 |
| BEST SPAC I ACQUISITION CORP | USD CL A ORD SHS | $0 | 0.0% | 0 |  | Sold out −11,800 |
| BLUE FOUNDRY BANCORP | COM | $0 | 0.0% | 0 |  | Sold out −25,796 |
| BLUE WTR ACQUISITION CORP. I | ORD SHS CL A | $0 | 0.0% | 0 |  | Sold out −22,500 |
| [BOYD GROUP SERVICES INC (BGSI)](/companies/bgsi.md) | COM | $0 | 0.0% | 0 |  | Sold out −6,900 |
| CANTOR EQUITY PARTNERS III I | SHS CL A | $0 | 0.0% | 0 |  | Sold out −7,200 |
| CARTESIAN GROWTH CORP III | COM CL A | $0 | 0.0% | 0 |  | Sold out −22,700 |
| CARTESIAN GROWTH CORP III | \*W EXP 05/02/203 | $0 | 0.0% | 0 |  | Sold out −9,143 |
| CHURCHILL CAP CORP XI | \*W EXP 12/10/203 | $0 | 0.0% | 0 |  | Sold out −250 |
| CHURCHILL CAP CORP XI | CL A ORD SHS | $0 | 0.0% | 0 |  | Sold out −2,500 |
| CLEARWATER ANALYTICS HLDGS I | CL A | $0 | 0.0% | 0 |  | Sold out −12,800 |
| CRANE HBR ACQUISITION CORP I | RIGHT 12/09/2030 | $0 | 0.0% | 0 |  | Sold out −5,000 |
| CSG SYS INTL INC | COM | $0 | 0.0% | 0 |  | Sold out −4,000 |
| DAY ONE BIOPHARMACEUTICALS I | COM | $0 | 0.0% | 0 |  | Sold out −26,800 |
| DIAMOND HILL INVT GROUP INC | COM NEW | $0 | 0.0% | 0 |  | Sold out −1,706 |
| DUKE ENERGY CORP NEW | NOTE  4.125% 4/1 | $0 | 0.0% | $0 principal |  | Sold out −25,000,000 |
| ENHABIT INC | COM | $0 | 0.0% | 0 |  | Sold out −15,800 |
| [EQUINOX GOLD CORP (EQX)](/companies/eqx.md) | COM | $0 | 0.0% | 0 |  | Sold out −812,500 |
| EUROPEAN WAX CTR INC | CLASS A COM | $0 | 0.0% | 0 |  | Sold out −300 |
| [FACTSET RESH SYS INC (FDS)](/companies/fds.md) | COM | $0 | 0.0% | 0 |  | Sold out −70 |
| FIGX CAP ACQUISITION CORP. | USD CL A ORD SHS | $0 | 0.0% | 0 |  | Sold out −9,000 |
| FONAR CORP | COM NEW | $0 | 0.0% | 0 |  | Sold out −17,300 |
| FUTURECREST ACQUISITION CORP | \*W EXP 09/30/203 | $0 | 0.0% | 0 |  | Sold out −1,250 |
| FUTURECREST ACQUISITION CORP | CL A ORD SHS | $0 | 0.0% | 0 |  | Sold out −5,000 |
| GALATA ACQUISITION CORP II | \*W EXP 09/12/203 | $0 | 0.0% | 0 |  | Sold out −3,332 |
| [GITLAB INC (GTLB)](/companies/gtlb.md) | CLASS A COM | $0 | 0.0% | 0 |  | Sold out −3,000 |
| GOLDEN ENTMT INC | COM | $0 | 0.0% | 0 |  | Sold out −14,855 |
| GRAF GLOBAL CORP | ORD SHS CL A | $0 | 0.0% | 0 |  | Sold out −10,000 |
| GREAT LAKES DREDGE & DOCK CO | COM | $0 | 0.0% | 0 |  | Sold out −23,200 |
| HIGHVIEW MERGER CORP | \*W EXP 07/24/203 | $0 | 0.0% | 0 |  | Sold out −9,000 |
| HOLOGIC INC | COM | $0 | 0.0% | 0 |  | Sold out −8,000 |
| [IRON HORSE ACQUISIT II CORP (IRHO)](/companies/irho.md) | RIGHT 07/11/2030 | $0 | 0.0% | 0 |  | Sold out −5,000 |
| ITHAX ACQUISITION CORP III | USD CL A ORD SHS | $0 | 0.0% | 0 |  | Sold out −10,000 |
| ITHAX ACQUISITION CORP III | \*W EXP 11/17/203 | $0 | 0.0% | 0 |  | Sold out −5,000 |
| JFROG LTD | ORD SHS | $0 | 0.0% | 0 |  | Sold out −1,500 |
| KENNEDY-WILSON HOLDINGS INC | COM | $0 | 0.0% | 0 |  | Sold out −42,200 |
| LANVIN GROUP HOLDINGS LIMITE | \*W EXP 01/14/202 | $0 | 0.0% | 0 |  | Sold out −2,500 |
| LAUNCH ONE ACQUISITION CORP | SHS CLASS A | $0 | 0.0% | 0 |  | Sold out −31,400 |
| LAUNCHPAD CADENZA ACQU CORP | \*W EXP 12/15/203 | $0 | 0.0% | 0 |  | Sold out −1,666 |
| LEAPFROG ACQUISITION CORP | \*W EXP 11/10/203 | $0 | 0.0% | 0 |  | Sold out −2,500 |
| [LENSAR INC (LNSR)](/companies/lnsr.md) | COM | $0 | 0.0% | 0 |  | Sold out −33,381 |
| LIGHTWAVE ACQUISITION CORP | USD CL A ORD SHS | $0 | 0.0% | 0 |  | Sold out −10,196 |
| LINKBANCORP INC | COM | $0 | 0.0% | 0 |  | Sold out −5,175 |
| [LISATA THERAPEUTICS INC (LSTA)](/companies/lsta.md) | COM | $0 | 0.0% | 0 |  | Sold out −47,500 |
| M3-BRIGADE ACQUISITION VI CO | \*W EXP 08/18/203 | $0 | 0.0% | 0 |  | Sold out −3,461 |
| [MAYFAIR GOLD CORP (MINE)](/companies/mine.md) | COM NEW | $0 | 0.0% | 0 |  | Sold out −5,800 |
| MCKINLEY ACQUISITION CORP | RIGHT 07/25/2030 | $0 | 0.0% | 0 |  | Sold out −14,900 |
| MILUNA ACQUISITION CORP | \*W EXP 09/29/203 | $0 | 0.0% | 0 |  | Sold out −1,406 |
| MISTER CAR WASH INC | COM | $0 | 0.0% | 0 |  | Sold out −28,400 |
| MOUNTAIN LAKE ACQUISIT CORP | \*W EXP 01/21/203 | $0 | 0.0% | 0 |  | Sold out −2,500 |
| ON24 INC | COM | $0 | 0.0% | 0 |  | Sold out −37,500 |
| ONESTREAM INC | CL A | $0 | 0.0% | 0 |  | Sold out −3,900 |
| OTG ACQUISITION CORP. I | \*W EXP 09/05/203 | $0 | 0.0% | 0 |  | Sold out −1,250 |
| OXLEY BRIDGE ACQ LTD | USD CL A ORD SHS | $0 | 0.0% | 0 |  | Sold out −9,100 |
| [PAYPAL HLDGS INC (PYPL)](/companies/pypl.md) | COM | $0 | 0.0% | 0 |  | Sold out −1,600 |
| PEAKSTONE REALTY TRUST | COMMON SHARES | $0 | 0.0% | 0 |  | Sold out −16,500 |
| PERIMETER ACQUISITION CORP I | COM CL A | $0 | 0.0% | 0 |  | Sold out −8,000 |
| PROASSURANCE CORP | COM | $0 | 0.0% | 0 |  | Sold out −11,292 |
| RANGE CAP ACQUISITION CORP I | \*W EXP 09/29/203 | $0 | 0.0% | 0 |  | Sold out −8,660 |
| SEMRUSH HLDGS INC | CL A COM | $0 | 0.0% | 0 |  | Sold out −28,828 |
| SIM ACQUISITION CORP. I | SHS CL A | $0 | 0.0% | 0 |  | Sold out −20,400 |
| SOCIAL COMM PARTNERS CORP | \*W EXP 02/13/203 | $0 | 0.0% | 0 |  | Sold out −2,500 |
| SOREN ACQUISITION CORP | \*W EXP 12/19/203 | $0 | 0.0% | 0 |  | Sold out −1,666 |
| SPARTACUS ACQUISITION CORP I | UNIT 01/30/2031 | $0 | 0.0% | 0 |  | Sold out −5,000 |
| [SSR MINING IN (SSRM)](/companies/ssrm.md) | COM | $0 | 0.0% | 0 |  | Sold out −21,594 |
| SUNOPTA INC | COM | $0 | 0.0% | 0 |  | Sold out −35,277 |
| SUPER MICRO COMPUTER INC | NOTE  2.250% 7/1 | $0 | 0.0% | $0 principal |  | Sold out −6,000,000 |
| [TALEN ENERGY CORP (TLN)](/companies/tln.md) | COM | $0 | 0.0% | 0 |  | Sold out −1,500 |
| THERMON GROUP HLDGS INC | COM | $0 | 0.0% | 0 |  | Sold out −4,400 |
| TRAILBLAZER ACQUISITION CORP | \*W EXP 09/30/203 | $0 | 0.0% | 0 |  | Sold out −3,333 |
| [TREDEGAR CORP (TG)](/companies/tg.md) | COM | $0 | 0.0% | 0 |  | Sold out −11,200 |
| TRI POINTE HOMES INC | COM | $0 | 0.0% | 0 |  | Sold out −9,900 |
| UNITED SEC BANCSHARES CALIF | COM | $0 | 0.0% | 0 |  | Sold out −8,300 |
| VERIS RESIDENTIAL INC | COM | $0 | 0.0% | 0 |  | Sold out −11,600 |
| VINE HILL CAP INVT CORP. | ORD SHS CL A | $0 | 0.0% | 0 |  | Sold out −25,000 |
| VINE HILL CAP INVTS CORP II | \*W EXP 11/25/203 | $0 | 0.0% | 0 |  | Sold out −8,332 |
| VOYAGER ACQUISITION CORP | CL A | $0 | 0.0% | 0 |  | Sold out −7,900 |
| WEBSTER FINL CORP | COM | $0 | 0.0% | 0 |  | Sold out −5,700 |
| X3 ACQUISITION CORP LTD | \*W EXP 12/19/203 | $0 | 0.0% | 0 |  | Sold out −7,500 |

Source: SEC EDGAR, Form 13F-HR, accession 0001706164-26-000005. Last ingested by Listed: Oct 22, 2026, 05:26 ET. No prices; not investment advice.