# Wagner Wealth Management, LLC: Form 13F holdings

An institutional investment manager in GREENVILLE, SC. SEC CIK 1728657.

- Quarter ended: 2026-06-30
- Filed: 2026-07-24
- Reported value: $540.6m
- Positions: 282 (282 lines in the filing's table; lines for the same security and option type are added together here)
- Compared with: the 13F for the quarter ended 2026-03-31
- Filing: https://www.sec.gov/Archives/edgar/data/1728657/000139834426012623/

## Holdings

As filed, largest first. Reported value is what the manager stated at the quarter end (Jun 30, 2026), in US dollars; it is filing data, not a price. Weight is the share of the total reported value.

| Issuer | Class | Reported value | Weight | Shares | Put or call | Change on the quarter before |
| --- | --- | ---: | ---: | ---: | --- | --- |
| J P MORGAN EXCHANGE TRADED F | INCOME ETF | $47.6m | 8.8% | 1,034,574 |  | Added +129,313 |
| AB ACTIVE ETFS INC | SHOR DU YIEL ETF | $44.4m | 8.2% | 1,243,510 |  | Added +5,364 |
| J P MORGAN EXCHANGE TRADED F | SMALL & MID CAP | $34.3m | 6.4% | 440,073 |  | Added +8,645 |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | $27.3m | 5.0% | 482,619 |  | Added +18,482 |
| [FS CREDIT OPPORTUNITIES CORP (FSCO)](/companies/fsco.md) | COMMON STOCK | $24.2m | 4.5% | 4,848,488 |  | Added +1,373,833 |
| FIRST TR EXCHANGE TRADED FD | SMID RISNG ETF | $21.6m | 4.0% | 501,563 |  | Added +12,898 |
| FIRST TR EXCHNG TRADED FD VI | SMIT UNCO BD ETF | $21.4m | 4.0% | 859,217 |  | Reduced −173,979 |
| FIRST TR EXCHANGE-TRADED FD | FT VEST S&P 500 | $21.2m | 3.9% | 420,348 |  | Reduced −90,644 |
| J P MORGAN EXCHANGE TRADED F | ACTIVE GROWTH | $20.5m | 3.8% | 208,278 |  | Added +13,338 |
| PIMCO ETF TR | MULTISECTOR BD | $18.9m | 3.5% | 711,351 |  | Added +554,506 |
| FIRST TR EXCHANGE TRADED FD | S&P INTL DIVID | $17.6m | 3.3% | 820,933 |  | Added +9,544 |
| FIRST TR EXCHANGE TRADED FD | RISNG DIVD ACHIV | $14.8m | 2.7% | 183,014 |  | Added +1,096 |
| AB ACTIVE ETFS INC | US LOW VOLATIL | $13.4m | 2.5% | 168,419 |  | Added +6,729 |
| J P MORGAN EXCHANGE TRADED F | ACTIVEBLDRS EMER | $12.3m | 2.3% | 191,766 |  | Added +207 |
| [PIMCO MUN INCOME FD II (PML)](/companies/pml.md) | COM | $10.5m | 1.9% | 1,379,218 |  | Added +296,806 |
| J P MORGAN EXCHANGE TRADED F | INTRNL RES EQT | $9.4m | 1.7% | 114,165 |  | Added +1,647 |
| AB ACTIVE ETFS INC | US LA CAP ST ETF | $9.4m | 1.7% | 112,354 |  | Added +7,293 |
| AB ACTIVE ETFS INC | US HIG DIVID ETF | $8.9m | 1.6% | 100,420 |  | Added +3,268 |
| [APPLE INC (AAPL)](/companies/aapl.md) | COM | $8.5m | 1.6% | 29,260 |  | Reduced −423 |
| [PIMCO DYNAMIC INCOME FD (PDI)](/companies/pdi.md) | SHS | $6.3m | 1.2% | 374,835 |  | Added +4,489 |
| FIRST TR EXCHANGE TRADED FD | NASDAQ BK ETF | $6.2m | 1.1% | 149,885 |  | Reduced −7,129 |
| FIRST TR EXCHANGE-TRADED FD | SHS | $5.2m | 1.0% | 107,545 |  | Reduced −2,963 |
| [MICROSOFT CORP (MSFT)](/companies/msft.md) | COM | $4.5m | 0.8% | 12,175 |  | Reduced −14 |
| INVESCO ACTIVELY MANAGED EXC | VAR RATE INVT | $4.5m | 0.8% | 179,396 |  | Reduced −6,988 |
| [INVESCO VALUE MUN INCOME TR (IIM)](/companies/iim.md) | COM | $4.4m | 0.8% | 341,853 |  | Added +85,756 |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR ENH NEW | $4.1m | 0.8% | 68,508 |  | Added +56,883 |
| J P MORGAN EXCHANGE TRADED F | NASDAQ EQT PREM | $4.0m | 0.7% | 64,329 |  | Added +508 |
| INVESCO QQQ TR | UNIT SER 1 | $3.9m | 0.7% | 5,251 |  | Reduced −252 |
| [BROADCOM INC (AVGO)](/companies/avgo.md) | COM | $3.8m | 0.7% | 9,935 |  | Reduced −288 |
| GOLDMAN SACHS ETF TR | ULTR SHOR BD ETF | $3.1m | 0.6% | 60,311 |  | Added +58,598 |
| [ALPHABET INC (GOOGL)](/companies/googl.md) | CAP STK CL C | $3.0m | 0.6% | 8,617 |  | Reduced −519 |
| [NVIDIA CORPORATION (NVDA)](/companies/nvda.md) | COM | $2.9m | 0.5% | 14,339 |  | Added +412 |
| EXXON MOBIL CORP | COM | $2.8m | 0.5% | 20,337 |  | Reduced −1,216 |
| [INTERNATIONAL BUSINESS MACHS (IBM)](/companies/ibm.md) | COM | $2.7m | 0.5% | 9,648 |  | Added +184 |
| PIMCO ETF TR | ENHAN SHRT MA AC | $2.6m | 0.5% | 26,177 |  | Added +25,578 |
| [STATE STR SPDR S&P 500 ETF T (SPY)](/companies/spy.md) | TR UNIT | $2.6m | 0.5% | 3,415 |  | Reduced −135 |
| [VERIZON COMMUNICATIONS INC (VZ)](/companies/vz.md) | COM | $2.4m | 0.4% | 57,199 |  | Reduced −2,768 |
| [DUKE ENERGY CORP NEW (DUK)](/companies/duk.md) | COM NEW | $2.4m | 0.4% | 18,864 |  | Added +402 |
| [AT&T INC (T)](/companies/t.md) | COM | $2.2m | 0.4% | 107,553 |  | Reduced −1,329 |
| FIRST TR EXCHANGE-TRADED FD | DJ INTERNT IDX | $2.0m | 0.4% | 7,622 |  | Reduced −200 |
| [CATERPILLAR INC (CAT)](/companies/cat.md) | COM | $2.0m | 0.4% | 1,882 |  | Added +16 |
| [EATON VANCE TX ADV GLBL DIV (ETG)](/companies/etg.md) | COM | $2.0m | 0.4% | 84,990 |  | Reduced −384 |
| [TESLA INC (TSLA)](/companies/tsla.md) | COM | $2.0m | 0.4% | 4,652 |  | Added +114 |
| RIVERNORTH MANAGED DUR MUN I | COM | $1.9m | 0.3% | 126,357 |  | Added +18,390 |
| [AMAZON COM INC (AMZN)](/companies/amzn.md) | COM | $1.8m | 0.3% | 7,487 |  | Reduced −341 |
| FIRST TR EXCHANGE-TRADED FD | NO AMER ENERGY | $1.8m | 0.3% | 40,650 |  | Added +1,428 |
| [JPMORGAN CHASE & CO (JPM)](/companies/jpm.md) | COM | $1.7m | 0.3% | 5,143 |  | Added +8 |
| FIRST TR EXCHANGE-TRADED FD | SENIOR LN FD | $1.6m | 0.3% | 36,726 |  | Reduced −2,082 |
| [BERKSHIRE HATHAWAY INC DEL (BRK-B)](/companies/brk-b.md) | CL B NEW | $1.6m | 0.3% | 3,120 |  | Added +926 |
| FIRST TR EXCHANGE-TRADED FD | FINLS ALPHADEX | $1.5m | 0.3% | 24,537 |  | Reduced −746 |
| J P MORGAN EXCHANGE TRADED F | U S TEC LEA ETF | $1.5m | 0.3% | 13,247 |  | Added +1,043 |
| [ABBVIE INC (ABBV)](/companies/abbv.md) | COM | $1.4m | 0.3% | 5,722 |  | Added +186 |
| [HOME DEPOT INC (HD)](/companies/hd.md) | COM | $1.4m | 0.3% | 4,082 |  | Reduced −5 |
| [ROYAL BK CDA (RY)](/companies/ry.md) | COM | $1.4m | 0.3% | 6,884 |  | Reduced −71 |
| FIRST TR EXCHANGE-TRADED FD | STRUCTURED CR IN | $1.4m | 0.3% | 68,684 |  | Added +1,318 |
| FIRST TR EXCHNG TRADED FD VI | FT LADD BUFF ETF | $1.4m | 0.3% | 38,232 |  | Added +169 |
| [PHILIP MORRIS INTL INC (PM)](/companies/pm.md) | COM | $1.4m | 0.3% | 7,581 |  | Added +109 |
| LATTICE STRATEGIES TR | HARTFORD US EQTY | $1.3m | 0.2% | 19,726 |  | Added +166 |
| [ALTRIA GROUP INC (MO)](/companies/mo.md) | COM | $1.3m | 0.2% | 17,985 |  | Added +20 |
| FIRST TR EXCHANGE-TRADED FD | HLTH CARE ALPH | $1.2m | 0.2% | 10,074 |  | Reduced −555 |
| AB ACTIVE ETFS INC | ULTRA SHORT INCM | $1.2m | 0.2% | 24,394 |  | Added +21,882 |
| [JOHNSON & JOHNSON (JNJ)](/companies/jnj.md) | COM | $1.2m | 0.2% | 4,612 |  | Reduced −27 |
| [GILEAD SCIENCES INC (GILD)](/companies/gild.md) | COM | $1.1m | 0.2% | 9,010 |  | Reduced −76 |
| [TAIWAN SEMICONDUCTOR MANUFAC (TSM)](/companies/tsm.md) | SPONSORED ADS | $1.1m | 0.2% | 2,360 |  | Added +109 |
| [SOUTHERN CO (SO)](/companies/so.md) | COM | $1.1m | 0.2% | 11,286 |  | Added +140 |
| INVESCO EXCH TRADED FD TR II | SR LN ETF | $1.1m | 0.2% | 51,984 |  | Reduced −3,751 |
| [GOLDMAN SACHS GROUP INC (GS)](/companies/gs.md) | COM | $1.0m | 0.2% | 1,031 |  | Unchanged |
| [INTEL CORP (INTC)](/companies/intc.md) | COM | $1.0m | 0.2% | 7,450 |  | Added +601 |
| ISHARES TR | S&P MC 400GR ETF | $972.9k | 0.2% | 8,280 |  | Unchanged |
| VANGUARD WORLD FD | MEGA GRWTH IND | $965.4k | 0.2% | 10,982 |  | Added +8,786 |
| [WALMART INC (WMT)](/companies/wmt.md) | COM | $852.1k | 0.2% | 7,524 |  | Added +406 |
| VANGUARD WORLD FD | MEGA CAP VAL ETF | $799.9k | 0.1% | 4,894 |  | Unchanged |
| [CISCO SYS INC (CSCO)](/companies/csco.md) | COM | $753.8k | 0.1% | 6,418 |  | Reduced −221 |
| VANGUARD INDEX FDS | VALUE ETF | $752.7k | 0.1% | 3,454 |  | Added +1,730 |
| [ARISTA NETWORKS INC (ANET)](/companies/anet.md) | COM SHS | $741.5k | 0.1% | 4,365 |  | Added +9 |
| PROSHARES TR | S&P 500 DV ARIST | $735.5k | 0.1% | 13,096 |  | Added +6,567 |
| [MERCK & CO INC (MRK)](/companies/mrk.md) | COM | $694.7k | 0.1% | 5,406 |  | Reduced −485 |
| VANGUARD INDEX FDS | GROWTH ETF | $686.3k | 0.1% | 7,967 |  | Added +7,231 |
| INVESCO ACTIVELY MANAGED EXC | ULTRA SHRT DUR | $678.4k | 0.1% | 13,528 |  | Added +138 |
| BLACKROCK FLOATING RATE INCO | COM | $651.4k | 0.1% | 59,275 |  | Added +1,874 |
| INVESCO EXCH TRADED FD TR II | BLOO EN ANGE ETF | $648.6k | 0.1% | 35,463 |  | Reduced −1,112 |
| [LAM RESEARCH CORP (LRCX)](/companies/lrcx.md) | COM NEW | $624.9k | 0.1% | 1,442 |  | Added +12 |
| INVESCO EXCH TRADED FD TR II | PFD ETF | $620.0k | 0.1% | 57,195 |  | Reduced −410 |
| [PARKER-HANNIFIN CORP (PH)](/companies/ph.md) | COM | $616.7k | 0.1% | 630 |  | Added +13 |
| [META PLATFORMS INC (META)](/companies/meta.md) | CL A | $612.8k | 0.1% | 1,088 |  | Added +44 |
| FIRST TR EXCHANGE-TRADED FD | NASDAQ CYB ETF | $590.7k | 0.1% | 6,574 |  | Added +76 |
| [PALO ALTO NETWORKS INC (PANW)](/companies/panw.md) | COM | $583.8k | 0.1% | 1,712 |  | Reduced −86 |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR TA HIYL | $555.1k | 0.1% | 13,655 |  | Reduced −2,751 |
| ISHARES TR | CORE S&P SCP ETF | $535.7k | <0.1% | 3,612 |  | Added +565 |
| [GE AEROSPACE (GE)](/companies/ge.md) | COM NEW | $533.6k | <0.1% | 1,428 |  | Added +79 |
| [ADVANCED MICRO DEVICES INC (AMD)](/companies/amd.md) | COM | $526.9k | <0.1% | 907 |  | New +907 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | $525.6k | <0.1% | 7,377 |  | Added +2,536 |
| FIRST TR EXCHANGE-TRADED FD | COM SHS ANNUAL | $521.4k | <0.1% | 5,600 |  | Reduced −182 |
| [STATE STR SPDR S&P MIDCAP 40 (MDY)](/companies/mdy.md) | UTSER1 S&PDCRP | $507.8k | <0.1% | 722 |  | Unchanged |
| [ELI LILLY & CO (LLY)](/companies/lly.md) | COM | $484.6k | <0.1% | 404 |  | Reduced −7 |
| [MICRON TECHNOLOGY INC (MU)](/companies/mu.md) | COM | $480.9k | <0.1% | 417 |  | New +417 |
| AB ACTIVE ETFS INC | DISRUPTORS ETF | $475.3k | <0.1% | 3,209 |  | Added +1,840 |
| [TEXAS INSTRS INC (TXN)](/companies/txn.md) | COM | $474.1k | <0.1% | 1,591 |  | Added +18 |
| [ALPHABET INC (GOOGL)](/companies/googl.md) | CAP STK CL A | $473.7k | <0.1% | 1,325 |  | Added +82 |
| [VISA INC (V)](/companies/v.md) | COM CL A | $472.1k | <0.1% | 1,376 |  | Added +36 |
| [GE VERNOVA INC (GEV)](/companies/gev.md) | COM | $472.1k | <0.1% | 402 |  | Added +21 |
| TOWNEBANK PORTSMOUTH VA | COM | $459.6k | <0.1% | 12,681 |  | Unchanged |
| [SOUTHERN FIRST BANCSHARES (SFST)](/companies/sfst.md) | COM | $416.0k | <0.1% | 6,809 |  | Reduced −475 |
| [AMEREN CORP (AEE)](/companies/aee.md) | COM | $394.7k | <0.1% | 3,492 |  | Added +22 |
| ISHARES TR | MSCI EAFE ETF | $394.6k | <0.1% | 3,799 |  | Unchanged |
| ISHARES TR | S&P MC 400VL ETF | $392.7k | <0.1% | 2,658 |  | Unchanged |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | $375.0k | <0.1% | 546 |  | Added +241 |
| [UNITED CMNTY BKS BLAIRSVLE G (UCB)](/companies/ucb.md) | COM | $373.8k | <0.1% | 10,653 |  | Added +83 |
| FIRST TR EXCH TRADED FD III | INSTL PFD SECS | $363.8k | <0.1% | 18,858 |  | Added +43 |
| INVESCO EXCH TRADED FD TR II | S&P INTL LOW | $361.6k | <0.1% | 10,483 |  | Reduced −209 |
| [MASTERCARD INCORPORATED (MA)](/companies/ma.md) | CL A | $349.4k | <0.1% | 680 |  | Added +18 |
| FIRST TR EXCH TRADED FD III | EME MRK BD ETF | $348.2k | <0.1% | 11,915 |  | Added +199 |
| [COSTCO WHOLESALE CORPORATION (COST)](/companies/cost.md) | COM | $336.4k | <0.1% | 360 |  | Reduced −1 |
| FIRST TR EXCHANGE-TRADED ALP | SML CP GRW ALP | $334.8k | <0.1% | 2,629 |  | Reduced −90 |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL TEC | $321.9k | <0.1% | 4,990 |  | Added +3 |
| GOLDMAN SACHS ETF TR | ACTIVEBETA INT | $309.7k | <0.1% | 6,777 |  | Reduced −3 |
| [SYSCO CORP (SYY)](/companies/syy.md) | COM | $308.2k | <0.1% | 3,688 |  | Added +287 |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | $296.5k | <0.1% | 10,075 |  | Added +293 |
| ISHARES TR | MSCI US GARP ETF | $294.7k | <0.1% | 3,570 |  | Added +1,282 |
| [COHERENT CORP (COHR)](/companies/cohr.md) | COM | $292.7k | <0.1% | 742 |  | New +742 |
| ISHARES TR | NATIONAL MUN ETF | $292.5k | <0.1% | 2,718 |  | Unchanged |
| ISHARES TR | CORE 1 5 YR USD | $288.0k | <0.1% | 5,968 |  | New +5,968 |
| EATON CORP PLC | SHS | $286.4k | <0.1% | 672 |  | Added +11 |
| [COCA COLA CO (KO)](/companies/ko.md) | COM | $279.1k | <0.1% | 3,434 |  | Added +69 |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL HLT | $278.8k | <0.1% | 8,399 |  | Added +15 |
| ASML HLDG NV | N Y REGISTRY SHS | $268.6k | <0.1% | 135 |  | New +135 |
| [TRUIST FINL CORP (TFC)](/companies/tfc.md) | COM | $262.3k | <0.1% | 5,264 |  | Reduced −11 |
| ISHARES TR | MSCI USA MIN ETF | $260.9k | <0.1% | 2,705 |  | Reduced −6 |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | $254.5k | <0.1% | 8,026 |  | Added +63 |
| [BANK OF AMER CORP (BAC)](/companies/bac.md) | COM | $249.8k | <0.1% | 4,384 |  | Added +112 |
| INVESCO EXCHANGE TRADED FD T | S&P 500 GARP ETF | $247.2k | <0.1% | 2,022 |  | Added +5 |
| SILA REALTY TRUST INC | COMMON STOCK | $242.8k | <0.1% | 7,999 |  | New +7,999 |
| [MCDONALDS CORP (MCD)](/companies/mcd.md) | COM | $241.1k | <0.1% | 892 |  | Reduced −196 |
| [NEXTERA ENERGY INC (NEE)](/companies/nee.md) | COM | $238.6k | <0.1% | 2,719 |  | Reduced −27 |
| [VULCAN MATLS CO (VMC)](/companies/vmc.md) | COM | $231.7k | <0.1% | 785 |  | Reduced −3 |
| [WASTE MGMT INC DEL (WM)](/companies/wm.md) | COM | $229.7k | <0.1% | 1,030 |  | Reduced −2 |
| FIRST TR EXCHANGE-TRADED ALP | SML CAP VAL ALPH | $228.8k | <0.1% | 3,278 |  | Reduced −104 |
| [PALANTIR TECHNOLOGIES INC (PLTR)](/companies/pltr.md) | CL A | $214.4k | <0.1% | 1,838 |  | Added +55 |
| [SPDR GOLD TR (GLD)](/companies/gld.md) | GOLD SHS | $209.2k | <0.1% | 568 |  | Reduced −13 |
| [GUGGENHEIM STRATEGIC OPPORTU (GOF)](/companies/gof.md) | COM SBI | $202.0k | <0.1% | 18,499 |  | Reduced −1,644 |
| PIMCO ETF TR | ACTIVE BD ETF | $190.5k | <0.1% | 2,066 |  | Unchanged |
| INVESCO EXCHANGE TRADED FD T | DORS WRI MOM ETF | $180.0k | <0.1% | 1,186 |  | Unchanged |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | $173.2k | <0.1% | 814 |  | Added +2 |
| ISHARES TR | 0-5YR INVT GR CP | $169.3k | <0.1% | 3,362 |  | New +3,362 |
| INVESCO ACTIVELY MANAGED EXC | SHOR DURA BD ETF | $166.3k | <0.1% | 6,668 |  | Reduced −600 |
| FIRST TR EXCHNG TRADED FD VI | FT VEST UQ EQT | $163.4k | <0.1% | 3,000 |  | Unchanged |
| ISHARES TR | US AER DEF ETF | $159.7k | <0.1% | 659 |  | Added +1 |
| AB ACTIVE ETFS INC | HIGH YIELD ETF | $156.5k | <0.1% | 4,192 |  | Reduced −656,792 |
| INVESCO EXCHANGE TRADED FD T | S&P500 PUR GWT | $147.5k | <0.1% | 2,310 |  | Added +1 |
| [BLACKROCK FLOATING RATE INC (BGT)](/companies/bgt.md) | COM | $142.9k | <0.1% | 13,409 |  | Added +264 |
| AB ACTIVE ETFS INC | SHOR DU INCO ETF | $139.5k | <0.1% | 3,926 |  | Added +646 |
| ISHARES TR | ESG MSCI USA ETF | $133.6k | <0.1% | 1,923 |  | Added +3 |
| [RITHM CAPITAL CORP (RITM)](/companies/ritm.md) | COM NEW | $130.8k | <0.1% | 13,925 |  | Added +345 |
| SELECT SECTOR SPDR TR | ST STR TECHN ETF | $128.4k | <0.1% | 674 |  | Reduced −457 |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | $125.0k | <0.1% | 408 |  | Unchanged |
| VANGUARD INDEX FDS | SM CP VAL ETF | $122.0k | <0.1% | 502 |  | Unchanged |
| FIRST TR EXCHANGE TRADED FD | DORSEY WRT 5 ETF | $119.7k | <0.1% | 1,577 |  | Added +1 |
| PIMCO ETF TR | 0-5 HIGH YIELD | $115.9k | <0.1% | 1,239 |  | Reduced −107 |
| FIRST TR EXCHNG TRADED FD VI | FT VEST U.S | $115.1k | <0.1% | 2,686 |  | Unchanged |
| FIRST TR EXCHANGE-TRADED FD | FT VEST RIS | $114.1k | <0.1% | 3,881 |  | Added +164 |
| SPDR SERIES TRUST | ST STR SP DIV | $109.0k | <0.1% | 716 |  | Unchanged |
| SELECT SECTOR SPDR TR | ST STR INDL ETF | $105.9k | <0.1% | 572 |  | Reduced −208 |
| [NUVEEN PFD & INCOME OPPORTUN (JPC)](/companies/jpc.md) | COM | $104.4k | <0.1% | 13,244 |  | Reduced −10,474 |
| LATTICE STRATEGIES TR | HARTFORD MLT SML | $99.0k | <0.1% | 1,770 |  | Added +2 |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | $99.0k | <0.1% | 2,000 |  | Unchanged |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | $97.6k | <0.1% | 2,000 |  | Unchanged |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | $92.8k | <0.1% | 2,000 |  | Unchanged |
| ISHARES TR | CORE UNIVRSL USD | $92.2k | <0.1% | 1,998 |  | New +1,998 |
| ISHARES TR | EAFE GRWTH ETF | $92.1k | <0.1% | 740 |  | Added +653 |
| VANGUARD INDEX FDS | SML CP GRW ETF | $91.8k | <0.1% | 251 |  | Unchanged |
| ISHARES TR | EAFE VALUE ETF | $88.8k | <0.1% | 1,160 |  | Added +1,112 |
| FIRST TR EXCHANGE-TRADED FD | FT VEST SMID | $80.7k | <0.1% | 3,494 |  | Added +15 |
| [PIMCO HIGH INCOME FD (PHK)](/companies/phk.md) | COM SHS | $76.0k | <0.1% | 16,309 |  | Unchanged |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | $74.5k | <0.1% | 377 |  | Added +20 |
| SPDR SERIES TRUST | ST STR P500VAL | $72.8k | <0.1% | 1,198 |  | Added +2 |
| SELECT SECTOR SPDR TR | ST STR FINL ETF | $68.2k | <0.1% | 1,272 |  | Reduced −914 |
| INVESCO EXCH TRADED FD TR II | CEF INM COMPSI | $64.8k | <0.1% | 3,189 |  | Added +10 |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT ETF | $59.5k | <0.1% | 1,176 |  | Reduced −99 |
| VANGUARD INDEX FDS | TOTAL STK MKT | $57.7k | <0.1% | 156 |  | Reduced −245 |
| ISHARES TR | MBS ETF | $56.8k | <0.1% | 601 |  | New +601 |
| ISHARES TR | MSCI USA QLT FCT | $54.4k | <0.1% | 248 |  | New +248 |
| FIRST TR EXCHANGE-TRADED FD | FST LOW OPPT EFT | $51.4k | <0.1% | 1,033 |  | Added +10 |
| SELECT SECTOR SPDR TR | ST STR DISCR ETF | $47.9k | <0.1% | 409 |  | Added +1 |
| ISHARES TR | FLTG RATE NT ETF | $46.6k | <0.1% | 912 |  | New +912 |
| INVESCO EXCHANGE TRADED FD T | HIG YLD EQ DIV | $46.0k | <0.1% | 1,985 |  | Added +23 |
| J P MORGAN EXCHANGE TRADED F | JPMORGAM LTD DUR | $45.0k | <0.1% | 862 |  | Unchanged |
| ISHARES TR | CMBS ETF | $44.7k | <0.1% | 920 |  | Added +9 |
| J P MORGAN EXCHANGE TRADED F | US QUALTY FCTR | $44.2k | <0.1% | 612 |  | Added +1 |
| FIRST TR EXCHANGE-TRADED FD | NY ARCA BIOTECH | $43.9k | <0.1% | 177 |  | Unchanged |
| VANGUARD INDEX FDS | MID CAP ETF | $40.9k | <0.1% | 508 |  | New +508 |
| SELECT SECTOR SPDR TR | ST STR ENERG ETF | $40.7k | <0.1% | 767 |  | Reduced −346 |
| FIRST TR EXCHNG TRADED FD VI | SMITH OPPORT FXD | $39.2k | <0.1% | 898 |  | Added +9 |
| FIRST TR EXCHANGE-TRADED FD | CLOUD COMPUTING | $37.3k | <0.1% | 277 |  | Unchanged |
| ISHARES TR | RUS 1000 ETF | $36.4k | <0.1% | 89 |  | Unchanged |
| PIMCO ETF TR | INV GRD CRP BD | $36.3k | <0.1% | 375 |  | Unchanged |
| SELECT SECTOR SPDR TR | ST STR CARE ETF | $34.3k | <0.1% | 216 |  | Unchanged |
| SPDR SERIES TRUST | ST STR SP BANK | $34.2k | <0.1% | 501 |  | Added +2 |
| [AMBEV SA (ABEV)](/companies/abev.md) | SPONSORED ADR | $33.0k | <0.1% | 10,525 |  | Unchanged |
| INVESCO EXCH TRADED FD TR II | S&P500 LOW VOL | $32.6k | <0.1% | 435 |  | Added +1 |
| VANGUARD INDEX FDS | EXTEND MKT ETF | $27.8k | <0.1% | 113 |  | Unchanged |
| SPDR SERIES TRUST | ST STR SP HOME | $25.1k | <0.1% | 217 |  | Unchanged |
| ISHARES TR | US BR DEL SE ETF | $24.7k | <0.1% | 141 |  | Unchanged |
| SPDR SERIES TRUST | ST STR P500ETF | $23.6k | <0.1% | 269 |  | Added +89 |
| FIRST TR EXCHANGE-TRADED FD | CAP STRENGTH ETF | $23.3k | <0.1% | 248 |  | Added +1 |
| [SERA PROGNOSTICS INC (SERA)](/companies/sera.md) | CLASS A COM | $22.6k | <0.1% | 12,400 |  | Unchanged |
| INVESCO EXCHANGE TRADED FD T | INTL DIVI ACHI | $20.8k | <0.1% | 935 |  | Added +13 |
| INVESCO EXCHANGE TRADED FD T | S&P SMCP VLU MNT | $20.5k | <0.1% | 294 |  | Added +1 |
| GOLDMAN SACHS ETF TR | HEDGE IND ETF | $19.0k | <0.1% | 101 |  | Unchanged |
| SCHWAB STRATEGIC TR | FUNDAMENTAL INTL | $18.3k | <0.1% | 347 |  | Unchanged |
| SCHWAB STRATEGIC TR | US AGGREGATE B | $18.1k | <0.1% | 784 |  | Added +1 |
| J P MORGAN EXCHANGE TRADED F | DIV RTN EM EQT | $18.0k | <0.1% | 287 |  | Added +4 |
| ISHARES TR | EAFE SML CP ETF | $17.6k | <0.1% | 214 |  | New +214 |
| ISHARES TR | SP SMCP600VL ETF | $17.2k | <0.1% | 126 |  | Unchanged |
| FIRST TR EXCHANGE-TRADED FD | MATERIALS ALPH | $16.5k | <0.1% | 208 |  | Unchanged |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL IND | $16.1k | <0.1% | 252 |  | Added +1 |
| SCHWAB STRATEGIC TR | US SML CAP ETF | $15.6k | <0.1% | 432 |  | Added +1 |
| ISHARES TR | RUSSELL 2000 ETF | $14.7k | <0.1% | 49 |  | Unchanged |
| J P MORGAN EXCHANGE TRADED F | JPMORGAN DIVER | $13.7k | <0.1% | 98 |  | Added +42 |
| FIRST TR EXCHANGE TRADED FD | NASD TECH DIV | $13.3k | <0.1% | 116 |  | Unchanged |
| LATTICE STRATEGIES TR | HARTFRD EMRG ETF | $12.8k | <0.1% | 358 |  | Unchanged |
| [LOANDEPOT INC (LDI)](/companies/ldi.md) | COM CL A | $12.5k | <0.1% | 10,000 |  | Unchanged |
| ISHARES TR | ISHS 5-10YR INVT | $12.5k | <0.1% | 234 |  | Added +3 |
| FIRST TR EXCHANGE-TRADED FD | LTD DUR INVT ETF | $12.4k | <0.1% | 657 |  | Added +5 |
| SELECT SECTOR SPDR TR | ST STR SVC ETF | $12.2k | <0.1% | 114 |  | Unchanged |
| SCHWAB STRATEGIC TR | INTL SCEQT ETF | $11.8k | <0.1% | 246 |  | Unchanged |
| SPDR SERIES TRUST | ST STR SP TELCO | $10.5k | <0.1% | 46 |  | Unchanged |
| FIRST TR EXCHNG TRADED FD VI | SECUR PLUS ETF | $10.2k | <0.1% | 478 |  | Added +6 |
| FIRST TR EXCHANGE-TRADED FD | INTL EQUITY OPP | $9.9k | <0.1% | 118 |  | Unchanged |
| ISHARES TR | CORE S&P MCP ETF | $9.6k | <0.1% | 124 |  | Unchanged |
| INVESCO EXCHANGE TRADED FD T | S&P500 QUALITY | $9.3k | <0.1% | 103 |  | Unchanged |
| SELECT SECTOR SPDR TR | ST STR UTIL ETF | $9.2k | <0.1% | 202 |  | New +202 |
| ISHARES TR | MSCI INTL QUALTY | $8.8k | <0.1% | 177 |  | New +177 |
| ISHARES TR | RUS 1000 GRW ETF | $8.4k | <0.1% | 68 |  | Added +51 |
| ISHARES TR | RUS MID CAP ETF | $8.1k | <0.1% | 73 |  | Added +56 |
| SELECT SECTOR SPDR TR | ST STR MATER ETF | $8.0k | <0.1% | 157 |  | New +157 |
| SELECT SECTOR SPDR TR | ST STR REAL ETF | $7.9k | <0.1% | 179 |  | New +179 |
| ISHARES TR | INTL EQTY FACTOR | $7.0k | <0.1% | 170 |  | New +170 |
| ISHARES TR | CORE MSCI EAFE | $6.5k | <0.1% | 67 |  | New +67 |
| ISHARES TR | ISHARES SEMICDTR | $6.4k | <0.1% | 10 |  | New +10 |
| ISHARES TR | US OIL GS EX ETF | $6.3k | <0.1% | 57 |  | Unchanged |
| ISHARES TR | IBOXX INV CP ETF | $6.3k | <0.1% | 57 |  | Unchanged |
| INVESCO EXCHANGE TRADED FD T | S&P MDCP QUALITY | $6.2k | <0.1% | 55 |  | Unchanged |
| ISHARES TR | MSCI USA MMENTM | $6.2k | <0.1% | 18 |  | New +18 |
| INVESCO EXCHANGE TRADED FD T | S&P500 PUR VAL | $5.3k | <0.1% | 46 |  | Unchanged |
| ISHARES TR | CORE S&P TTL STK | $5.3k | <0.1% | 32 |  | Unchanged |
| SCHWAB STRATEGIC TR | US TIPS ETF | $5.1k | <0.1% | 194 |  | Unchanged |
| FIRST TR EXCHANGE-TRADED FD | GROWTH STRENGTH | $5.0k | <0.1% | 135 |  | Unchanged |
| ISHARES TR | LATN AMER 40 ETF | $4.7k | <0.1% | 139 |  | Added +45 |
| INVESCO EXCHANGE TRADED FD T | S&P 500 TOP 50 | $4.1k | <0.1% | 67 |  | Unchanged |
| FIRST TR EXCHANGE-TRADED FD | INDLS PROD DUR | $4.0k | <0.1% | 44 |  | Unchanged |
| INVESCO ACTIVELY MANAGED EXC | HIGH YIELD SYSTE | $3.7k | <0.1% | 165 |  | Added +3 |
| INVESCO EXCH TRADED FD TR II | EQUAL WEGT 0-30 | $3.2k | <0.1% | 117 |  | Added +1 |
| INVESCO EXCHANGE TRADED FD T | NEXT GEN CON ETF | $3.0k | <0.1% | 14 |  | Unchanged |
| FIRST TR EXCHANGE-TRADED FD | INTER GRADE ETF | $2.8k | <0.1% | 136 |  | Unchanged |
| INVESCO EXCH TRADED FD TR II | NASDAQ 100 ETF | $2.4k | <0.1% | 8 |  | Unchanged |
| GOLDMAN SACHS ETF TR | ACTIVEBETA US LG | $2.3k | <0.1% | 16 |  | Unchanged |
| SPDR SERIES TRUST | ST STR CORPO ETF | $2.2k | <0.1% | 75 |  | Added +1 |
| INVESCO EXCH TRADED FD TR II | S&P SMLCP STAP | $2.1k | <0.1% | 59 |  | Unchanged |
| ISHARES TR | 20 YR TR BD ETF | $2.1k | <0.1% | 24 |  | Added +1 |
| INVESCO EXCH TRADED FD TR II | S&P SMLCP HELT | $2.0k | <0.1% | 39 |  | Unchanged |
| FIRST TR EXCHANGE-TRADED FD | UTILITIES ALPH | $1.8k | <0.1% | 37 |  | Unchanged |
| FIRST TR EXCHANGE-TRADED FD | LNG DUR OPRTUN | $1.7k | <0.1% | 82 |  | Added +1 |
| INVESCO EXCH TRADED FD TR II | S&P MIDCP LOW | $1.7k | <0.1% | 25 |  | Unchanged |
| INVESCO EXCH TRADED FD TR II | S&P EMRNG MKTS | $1.6k | <0.1% | 59 |  | Added +1 |
| FIRST TR EXCHANGE-TRADED FD | ENERGY ALPHADX | $1.6k | <0.1% | 80 |  | Unchanged |
| FIRST TR EXCH TRADED FD III | LNG/SHT EQUITY | $1.6k | <0.1% | 21 |  | Unchanged |
| INVESCO ACTIVELY MANAGED EXC | TOTAL RETURN | $1.4k | <0.1% | 30 |  | Unchanged |
| SPDR SERIES TRUST | ST STR SP AERO | $1.4k | <0.1% | 5 |  | Unchanged |
| INVESCO EXCH TRADED FD TR II | TAXABLE MUN BD | $1.4k | <0.1% | 52 |  | Added +1 |
| SPDR SERIES TRUST | ST LON TREAS ETF | $1.2k | <0.1% | 46 |  | New +46 |
| FIRST TR EXCHNG TRADED FD VI | SKYB CRY IND ETF | $1.2k | <0.1% | 103 |  | Unchanged |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | $1.0k | <0.1% | 37 |  | Unchanged |
| INVESCO EXCHANGE TRADED FD T | DIVID ACHIEVEV | $998 | <0.1% | 18 |  | Unchanged |
| SCHWAB STRATEGIC TR | FUNDAMENTAL US L | $995 | <0.1% | 32 |  | Unchanged |
| LATTICE STRATEGIES TR | HARTFORD MLT ETF | $929 | <0.1% | 23 |  | Unchanged |
| SCHWAB STRATEGIC TR | SHT TM US TRES | $853 | <0.1% | 35 |  | Unchanged |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | $750 | <0.1% | 22 |  | Unchanged |
| SCHWAB STRATEGIC TR | US REIT ETF | $326 | <0.1% | 14 |  | Reduced −19 |
| SCHWAB STRATEGIC TR | 5 10YR CORP BD | $271 | <0.1% | 12 |  | Unchanged |
| SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | $192 | <0.1% | 5 |  | Unchanged |
| GOLDMAN SACHS ETF TR | ACTIVEBETA US | $183 | <0.1% | 2 |  | Unchanged |
| SCHWAB STRATEGIC TR | INT-TRM U.S TRES | $158 | <0.1% | 6 |  | Unchanged |

## Sold out

Held at the end of the quarter before and not reported this quarter.

| Issuer | Class | Reported value | Weight | Shares | Put or call | Change on the quarter before |
| --- | --- | ---: | ---: | ---: | --- | --- |
| [ALIBABA GROUP HLDG LTD (BABA)](/companies/baba.md) | SPONSORED ADS | $0 | 0.0% | 0 |  | Sold out −1,626 |
| [CHEVRON CORPORATION (CVX)](/companies/cvx.md) | COM | $0 | 0.0% | 0 |  | Sold out −1,172 |
| [ENERGY TRANSFER L P (ET)](/companies/et.md) | COM UT LTD PTN | $0 | 0.0% | 0 |  | Sold out −17,294 |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | $0 | 0.0% | 0 |  | Sold out −1,990 |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | $0 | 0.0% | 0 |  | Sold out −1,800 |
| INNOVATOR ETFS TRUST | US EQTY PWR BF | $0 | 0.0% | 0 |  | Sold out −2,000 |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | $0 | 0.0% | 0 |  | Sold out −1,990 |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | $0 | 0.0% | 0 |  | Sold out −2,000 |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | $0 | 0.0% | 0 |  | Sold out −1,980 |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | $0 | 0.0% | 0 |  | Sold out −1,990 |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | $0 | 0.0% | 0 |  | Sold out −1,990 |
| INNOVATOR ETFS TRUST | US EQT PWR BUF | $0 | 0.0% | 0 |  | Sold out −2,000 |
| INVESCO EXCH TRADED FD TR II | EMRNG MKT SVRG | $0 | 0.0% | 0 |  | Sold out −40 |
| ISHARES TR | ISHARES BIOTECH | $0 | 0.0% | 0 |  | Sold out −35 |
| ISHARES TR | EXPANDED TECH | $0 | 0.0% | 0 |  | Sold out −40 |
| SPDR SERIES TRUST | STATE STREET SPD | $0 | 0.0% | 0 |  | Sold out −94 |
| SPDR SERIES TRUST | STATE STREET SPD | $0 | 0.0% | 0 |  | Sold out −65 |
| [TARGA RES CORP (TRGP)](/companies/trgp.md) | COM | $0 | 0.0% | 0 |  | Sold out −2,541 |
| [WILLIAMS COS INC (WMB)](/companies/wmb.md) | COM | $0 | 0.0% | 0 |  | Sold out −4,175 |

Source: SEC EDGAR, Form 13F-HR, accession 0001398344-26-012623. Last ingested by Listed: Oct 22, 2026, 05:26 ET. No prices; not investment advice.