# Altium Capital Management LLC: Form 13F holdings

An institutional investment manager in NEW YORK, NY. SEC CIK 1746382.

- Quarter ended: 2026-06-30
- Filed: 2026-08-12
- Reported value: $47.5m
- Positions: 19 (19 lines in the filing's table; lines for the same security and option type are added together here)
- Compared with: the 13F for the quarter ended 2026-03-31
- Filing: https://www.sec.gov/Archives/edgar/data/1746382/000142050626001532/

## Holdings

As filed, largest first. Reported value is what the manager stated at the quarter end (Jun 30, 2026), in US dollars; it is filing data, not a price. Weight is the share of the total reported value.

| Issuer | Class | Reported value | Weight | Shares | Put or call | Change on the quarter before |
| --- | --- | ---: | ---: | ---: | --- | --- |
| [ROYCE MICRO-CAP TR INC (RMT)](/companies/rmt.md) | COM | $4.1m | 8.6% | 278,051 |  | Added +35,001 |
| ASA GOLD AND PRECIOUS MTLS L | SHS | $3.7m | 7.7% | 70,390 |  | Added +18,171 |
| [ROYCE SMALL CAP TRUST INC (RVT)](/companies/rvt.md) | COM | $3.6m | 7.5% | 192,509 |  | Unchanged |
| [NEUBERGER NEXT GENERATION (NBXG)](/companies/nbxg.md) | COMMON STOCK | $3.4m | 7.1% | 204,562 |  | Unchanged |
| [PIMCO DYNAMIC INCOME STRATEG (PDX)](/companies/pdx.md) | COM SHS BEN INT | $3.3m | 6.9% | 157,700 |  | Unchanged |
| [GENERAL AMERN INVS CO INC (GAM)](/companies/gam.md) | COM | $3.1m | 6.5% | 48,755 |  | Unchanged |
| PIMCO CALIF MUN INCOME FD | COM | $3.0m | 6.3% | 333,093 |  | Unchanged |
| [TRI CONTL CORP (TY)](/companies/ty.md) | COM | $3.0m | 6.3% | 86,458 |  | Added +7,538 |
| NUVEEN S&P 500 DYNAMIC OVERW | COM | $2.9m | 6.2% | 157,395 |  | Unchanged |
| [CALAMOS GBL DYN INCOME FUND (CHW)](/companies/chw.md) | COM | $2.9m | 6.2% | 328,901 |  | Unchanged |
| [BNY MELLON STRATEGIC MUNS IN (LEO)](/companies/leo.md) | COM | $2.8m | 6.0% | 438,676 |  | Unchanged |
| [MEXICO FD INC (MXF)](/companies/mxf.md) | COM | $2.8m | 5.9% | 128,185 |  | Unchanged |
| [HIGHLAND OPPS & INCOME FD (HFRO)](/companies/hfro.md) | HIGHLAND INCOME | $2.3m | 4.8% | 317,055 |  | Added +39,987 |
| [ALLIANCEBERNSTEIN NATL MUN I (AFB)](/companies/afb.md) | COM | $2.0m | 4.2% | 175,187 |  | Reduced −47,077 |
| [MORGAN STANLEY INDIA INVT FD (IIF)](/companies/iif.md) | COM | $1.8m | 3.8% | 79,031 |  | Unchanged |
| [JAPAN SMALLER CAPITALIZATION (JOF)](/companies/jof.md) | COM | $1.8m | 3.7% | 150,412 |  | Unchanged |
| [DESTRA MULTI-ALTERNATIVE FD (DMA)](/companies/dma.md) | COMMON SHARES | $409.3k | 0.9% | 54,723 |  | Unchanged |
| [NEW GERMANY FD INC (GF)](/companies/gf.md) | COM | $379.3k | 0.8% | 33,098 |  | Added +8,178 |
| [ENDRA LIFE SCIENCES INC (NDRA)](/companies/ndra.md) | COM | $315.9k | 0.7% | 59,272 |  | Added +7,372 |

Source: SEC EDGAR, Form 13F-HR, accession 0001420506-26-001532. Last ingested by Listed: Oct 22, 2026, 05:26 ET. No prices; not investment advice.