# WNY Asset Management, LLC: Form 13F holdings

An institutional investment manager in Williamsville, NY. SEC CIK 1803296.

- Quarter ended: 2026-06-30
- Filed: 2026-08-17
- Reported value: $1.12bn
- Positions: 261 (261 lines in the filing's table; lines for the same security and option type are added together here)
- Compared with: the 13F for the quarter ended 2026-03-31
- Filing: https://www.sec.gov/Archives/edgar/data/1803296/000208585326001032/

## Holdings

As filed, largest first. Reported value is what the manager stated at the quarter end (Jun 30, 2026), in US dollars; it is filing data, not a price. Weight is the share of the total reported value.

| Issuer | Class | Reported value | Weight | Shares | Put or call | Change on the quarter before |
| --- | --- | ---: | ---: | ---: | --- | --- |
| CAPITAL GROUP GROWTH ETF | SHS CREAT UNIT | $93.8m | 8.4% | 1,986,506 |  | Added +181,536 |
| CAPITAL GRP FIXED INCM ETF T | CORE PLUS INCM | $83.6m | 7.5% | 3,749,326 |  | Reduced −459,400 |
| DIMENSIONAL ETF TRUST | US COR EQU 2 ETF | $82.9m | 7.4% | 1,867,759 |  | Added +277,862 |
| CAPITAL GROUP DIVIDEND VALUE | SHS CREAT UNIT | $78.5m | 7.0% | 1,592,072 |  | Added +1,856 |
| DIMENSIONAL ETF TRUST | INTL CORE EQT MK | $69.6m | 6.2% | 1,686,967 |  | Added +243,970 |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT ETF | $53.6m | 4.8% | 1,060,184 |  | Added +957,783 |
| J P MORGAN EXCHANGE TRADED F | ACTIVEBLDRS EMER | $39.0m | 3.5% | 611,253 |  | Added +27,886 |
| SELECT SECTOR SPDR TR | ST STR TECHN ETF | $38.9m | 3.5% | 203,947 |  | Added +154,848 |
| J P MORGAN EXCHANGE TRADED F | ACTIVE VALUE ETF | $36.1m | 3.2% | 455,055 |  | Added +816 |
| ETF OPPORTUNITIES TRUST | HEDGEYE CAPITAL | $31.8m | 2.8% | 1,165,639 |  | Added +454,837 |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | $25.3m | 2.3% | 36,903 |  | Added +703 |
| [SPDR GOLD TR (GLD)](/companies/gld.md) | GOLD SHS | $22.6m | 2.0% | 61,454 |  | Reduced −4,047 |
| GOLDMAN SACHS ETF TR | S&P 500 PREMIUM | $21.7m | 1.9% | 390,965 |  | Added +7,331 |
| [APPLE INC (AAPL)](/companies/aapl.md) | COM | $18.9m | 1.7% | 65,147 |  | Reduced −231 |
| VANGUARD MALVERN FDS | CORE-PLUS BD ETF | $17.1m | 1.5% | 219,860 |  | Reduced −146,703 |
| J P MORGAN EXCHANGE TRADED F | BETABUILDERS I | $16.5m | 1.5% | 211,412 |  | Added +4,148 |
| [BERKSHIRE HATHAWAY INC DEL (BRK-B)](/companies/brk-b.md) | CL B NEW | $16.4m | 1.5% | 32,857 |  | Added +15,090 |
| PGIM ETF TR | AAA CLO ETF | $16.2m | 1.4% | 315,539 |  | Reduced −7,375 |
| ISHARES TR | FLTG RATE NT ETF | $12.4m | 1.1% | 241,923 |  | Added +20,965 |
| INVESCO QQQ TR | UNIT SER 1 | $11.8m | 1.1% | 16,088 |  | Added +56 |
| FIDELITY MERRIMACK STR TR | TOTAL BD ETF | $9.8m | 0.9% | 215,365 |  | Added +7,809 |
| ISHARES TR | US AER DEF ETF | $8.7m | 0.8% | 35,997 |  | Added +2,014 |
| VANGUARD NY TAX FREE FDS | TAX EXEMPT BD | $8.5m | 0.8% | 81,565 |  | Added +2,167 |
| PIMCO ETF TR | MULTISECTOR BD | $6.8m | 0.6% | 254,684 |  | Added +45,735 |
| [ELI LILLY & CO (LLY)](/companies/lly.md) | COM | $6.7m | 0.6% | 5,610 |  | Added +42 |
| DIMENSIONAL ETF TRUST | US MKTWIDE VALUE | $6.7m | 0.6% | 122,084 |  | Reduced −355 |
| [AMAZON COM INC (AMZN)](/companies/amzn.md) | COM | $6.7m | 0.6% | 27,962 |  | Reduced −1,467 |
| VANGUARD BD INDEX FDS | INTERMED TERM | $6.4m | 0.6% | 83,788 |  | Added +1,023 |
| BLACKROCK ENHANCED INTL DIV | COM BENE INTER | $6.4m | 0.6% | 1,111,575 |  | Reduced −392,794 |
| MORGAN STANLEY ETF TRUST | EATO VANC BD ETF | $6.3m | 0.6% | 124,746 |  | Added +28,010 |
| VANGUARD WHITEHALL FDS | INTL HIGH ETF | $6.1m | 0.5% | 62,540 |  | Reduced −11,926 |
| [NVIDIA CORPORATION (NVDA)](/companies/nvda.md) | COM | $5.8m | 0.5% | 29,083 |  | Added +194 |
| [MICROSOFT CORP (MSFT)](/companies/msft.md) | COM | $5.7m | 0.5% | 15,148 |  | Reduced −269 |
| VANGUARD WORLD FD | CONSUM STP ETF | $5.5m | 0.5% | 24,528 |  | Added +4,627 |
| CAPITAL GROUP GBL GROWTH EQT | SHS CREAT UNIT | $5.4m | 0.5% | 128,582 |  | Reduced −584,144 |
| CAPITAL GROUP CORE BALANCED | SHS | $5.3m | 0.5% | 140,638 |  | Added +47,234 |
| VANGUARD WORLD FD | MEGA CAP VAL ETF | $5.1m | 0.5% | 31,192 |  | Added +1,420 |
| ISHARES TR | CORE S&P500 ETF | $5.0m | 0.4% | 6,689 |  | Added +46 |
| BLACKROCK ETF TRUST | ISHA SYST AL ETF | $5.0m | 0.4% | 178,259 |  | New +178,259 |
| VANGUARD INDEX FDS | TOTAL STK MKT | $4.7m | 0.4% | 12,643 |  | Added +987 |
| SCHWAB STRATEGIC TR | SHT TM US TRES | $4.7m | 0.4% | 193,805 |  | Added +19,149 |
| GOLDMAN SACHS ETF TR | NASDA 100 ETF | $4.1m | 0.4% | 69,294 |  | Added +17,927 |
| BLACKROCK ETF TRUST | ISHARES US EQUIT | $4.0m | 0.4% | 58,282 |  | Added +14,100 |
| SPDR SERIES TRUST | ST STR SP600 SML | $3.9m | 0.4% | 68,028 |  | Added +1,571 |
| HARTFORD FDS EXCHANGE TRADED | STRAT INCOM ETF | $3.8m | 0.3% | 108,824 |  | Reduced −71,263 |
| VANGUARD WORLD FD | MEGA GRWTH IND | $3.7m | 0.3% | 42,535 |  | Added +34,009 |
| ETFIS SER TR I | VIRTUS REAVES UT | $3.7m | 0.3% | 45,281 |  | Reduced −3,914 |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | $3.5m | 0.3% | 62,509 |  | Reduced −45,782 |
| PIMCO ETF TR | INTER MUN BD ACT | $3.5m | 0.3% | 66,680 |  | Reduced −18,846 |
| [AT&T INC (T)](/companies/t.md) | COM | $3.4m | 0.3% | 162,625 |  | Added +63,787 |
| PACER FDS TR | US CASH COWS 100 | $3.3m | 0.3% | 53,268 |  | Reduced −198 |
| [ALPHABET INC (GOOGL)](/companies/googl.md) | CAP STK CL C | $3.2m | 0.3% | 8,962 |  | Reduced −140 |
| PACER FDS TR | GLOBL CASH ETF | $3.1m | 0.3% | 71,623 |  | Reduced −4,717 |
| IREN LIMITED | ORDINARY SHARES | $3.1m | 0.3% | 67,000 | Call | New +67,000 |
| [STATE STR SPDR S&P 500 ETF T (SPY)](/companies/spy.md) | TR UNIT | $3.0m | 0.3% | 3,994 |  | Added +46 |
| CAPITAL GRP FIXED INCM ETF T | MUN INM ETF | $3.0m | 0.3% | 108,335 |  | Added +1,697 |
| [ALPHABET INC (GOOGL)](/companies/googl.md) | CAP STK CL A | $2.9m | 0.3% | 8,192 |  | Added +108 |
| J P MORGAN EXCHANGE TRADED F | NASDAQ EQT PREM | $2.8m | 0.3% | 45,717 |  | Reduced −9,129 |
| SELECT SECTOR SPDR TR | ST STR FINL ETF | $2.6m | 0.2% | 47,829 |  | Reduced −1,246 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | $2.5m | 0.2% | 10,726 |  | Reduced −11 |
| [NATIONAL FUEL GAS CO (NFG)](/companies/nfg.md) | COM | $2.4m | 0.2% | 31,586 |  | Added +15 |
| [MOOG INC (MOG-A)](/companies/mog-a.md) | CL A | $2.4m | 0.2% | 5,569 |  | Added +669 |
| EXXON MOBIL CORP | COM | $2.3m | 0.2% | 17,040 |  | Reduced −156 |
| TIDAL TRUST II | DEFIA AI PWR ETF | $2.3m | 0.2% | 67,501 |  | New +67,501 |
| [DTE ENERGY CO (DTE)](/companies/dte.md) | COM | $2.2m | 0.2% | 14,124 |  | Added +5 |
| [META PLATFORMS INC (META)](/companies/meta.md) | CL A | $2.1m | 0.2% | 3,710 |  | Reduced −46 |
| VANGUARD INDEX FDS | VALUE ETF | $1.9m | 0.2% | 8,619 |  | Added +1,560 |
| DIMENSIONAL ETF TRUST | US EQUI MARK ETF | $1.9m | 0.2% | 22,820 |  | Reduced −1,767 |
| PACER FDS TR | DEVELOPED MRKT | $1.8m | 0.2% | 43,028 |  | Reduced −2,075 |
| [VERIZON COMMUNICATIONS INC (VZ)](/companies/vz.md) | COM | $1.8m | 0.2% | 42,296 |  | Reduced −21,576 |
| [ISHARES SILVER TR (SLV)](/companies/slv.md) | ISHARES | $1.7m | 0.2% | 32,624 |  | Reduced −1,661 |
| ISHARES TR | ESG AWR MSCI USA | $1.7m | 0.1% | 10,134 |  | Added +254 |
| BLACKROCK ETF TRUST | ISHA I IN TE ETF | $1.6m | 0.1% | 30,941 |  | Reduced −4,107 |
| [JOHNSON & JOHNSON (JNJ)](/companies/jnj.md) | COM | $1.6m | 0.1% | 6,393 |  | Added +29 |
| [NETFLIX INC. (NFLX)](/companies/nflx.md) | COM | $1.6m | 0.1% | 22,346 |  | Added +19,868 |
| [MERCADOLIBRE INC (MELI)](/companies/meli.md) | COM | $1.5m | 0.1% | 888 |  | Reduced −11 |
| VANGUARD WHITEHALL FDS | INTL DVD ETF | $1.5m | 0.1% | 15,910 |  | Reduced −2,097 |
| [JPMORGAN CHASE & CO (JPM)](/companies/jpm.md) | COM | $1.4m | 0.1% | 4,391 |  | Reduced −179 |
| VANGUARD WORLD FD | INF TECH ETF | $1.4m | 0.1% | 11,544 |  | Added +10,101 |
| [MERCK & CO INC (MRK)](/companies/mrk.md) | COM | $1.4m | 0.1% | 10,678 |  | Reduced −81 |
| ISHARES TR | 3 7 YR TREAS BD | $1.4m | 0.1% | 11,682 |  | Reduced −326 |
| [M & T BK CORP (MTB)](/companies/mtb.md) | COM | $1.3m | 0.1% | 5,604 |  | Added +514 |
| [MCDONALDS CORP (MCD)](/companies/mcd.md) | COM | $1.3m | 0.1% | 4,804 |  | Reduced −175 |
| VANGUARD WORLD FD | HEALTH CAR ETF | $1.3m | 0.1% | 4,309 |  | Reduced −757 |
| MORGAN STANLEY ETF TRUST | EATO VA DURA ETF | $1.3m | 0.1% | 25,057 |  | Reduced −19,873 |
| [BLACKROCK MUNIYIELD N Y QUAL (MYN)](/companies/myn.md) | COM | $1.3m | 0.1% | 123,433 |  | Reduced −6,657 |
| [COCA COLA CONS INC (COKE)](/companies/coke.md) | COM | $1.2m | 0.1% | 6,508 |  | Added +155 |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | $1.2m | 0.1% | 7,839 |  | Added +645 |
| BLACKROCK ETF TRUST | ISHA LA CORE ETF | $1.2m | 0.1% | 24,148 |  | New +24,148 |
| ISHARES TR | NEW YORK MUN ETF | $1.2m | 0.1% | 22,421 |  | Reduced −2,329 |
| [WALMART INC (WMT)](/companies/wmt.md) | COM | $1.2m | 0.1% | 10,646 |  | Reduced −631 |
| [BLACKROCK SCIENCE & TECHNOLO (BSTZ)](/companies/bstz.md) | SHS BEN INT | $1.2m | 0.1% | 38,501 |  | Added +114 |
| [PROCTER & GAMBLE CO (PG)](/companies/pg.md) | COM | $1.1m | 0.1% | 7,835 |  | Added +45 |
| SELECT SECTOR SPDR TR | ST STR ENERG ETF | $1.1m | 0.1% | 21,378 |  | Reduced −1,085 |
| [TESLA INC (TSLA)](/companies/tsla.md) | COM | $1.1m | <0.1% | 2,634 |  | Reduced −49 |
| VANGUARD INDEX FDS | GROWTH ETF | $1.1m | <0.1% | 12,815 |  | Added +10,417 |
| ISHARES TR | MSCI INTL QUALTY | $1.1m | <0.1% | 22,217 |  | Added +104 |
| [ABBVIE INC (ABBV)](/companies/abbv.md) | COM | $1.1m | <0.1% | 4,347 |  | Added +19 |
| MORGAN STANLEY ETF TRUST | EATON VANCE SHRT | $1.1m | <0.1% | 21,477 |  | Added +242 |
| [PEPSICO INC (PEP)](/companies/pep.md) | COM | $1.1m | <0.1% | 7,861 |  | Reduced −84 |
| [DT MIDSTREAM INC (DTM)](/companies/dtm.md) | COMMON STOCK | $1.1m | <0.1% | 7,239 |  | Added +5 |
| NUSHARES ETF TR | NUVEEN ESG LRGVL | $1.1m | <0.1% | 21,180 |  | Added +379 |
| [BANK OF AMER CORP (BAC)](/companies/bac.md) | COM | $1.0m | <0.1% | 18,213 |  | Reduced −4 |
| ISHARES TR | RUS 1000 GRW ETF | $1.0m | <0.1% | 8,204 |  | Added +6,036 |
| [CATERPILLAR INC (CAT)](/companies/cat.md) | COM | $998.9k | <0.1% | 938 |  | Added +18 |
| BLACKROCK ETF TRUST | ISHARES DEFENSE | $998.3k | <0.1% | 31,414 |  | Added +6,768 |
| [DEVON ENERGY CORP NEW (DVN)](/companies/dvn.md) | COM | $976.3k | <0.1% | 23,628 |  | Added +2,410 |
| [WEC ENERGY GROUP INC (WEC)](/companies/wec.md) | COM | $952.1k | <0.1% | 8,153 |  | Reduced −496 |
| [GE AEROSPACE (GE)](/companies/ge.md) | COM NEW | $945.0k | <0.1% | 2,529 |  | Added +102 |
| [BROADCOM INC (AVGO)](/companies/avgo.md) | COM | $936.6k | <0.1% | 2,479 |  | Added +448 |
| SPDR SERIES TRUST | ST STR PR SP1500 | $888.6k | <0.1% | 9,788 |  | Reduced −125 |
| CAPITAL GRP FIXED INCM ETF T | SHORT DURATION | $884.8k | <0.1% | 34,387 |  | Reduced −30,001 |
| DIMENSIONAL ETF TRUST | WORLD EX US CORE | $851.4k | <0.1% | 23,112 |  | Added +8,793 |
| [STERLING INFRASTRUCTURE INC (STRL)](/companies/strl.md) | COM | $850.3k | <0.1% | 1,013 |  | Reduced −513 |
| [ADVANCED MICRO DEVICES INC (AMD)](/companies/amd.md) | COM | $847.0k | <0.1% | 1,458 |  | Reduced −266 |
| [CNB FINL CORP PA (CCNE)](/companies/ccne.md) | COM | $835.3k | <0.1% | 24,780 |  | Reduced −1,000 |
| [RTX CORPORATION (RTX)](/companies/rtx.md) | COM | $831.9k | <0.1% | 4,385 |  | Added +278 |
| [INTERNATIONAL BUSINESS MACHS (IBM)](/companies/ibm.md) | COM | $823.2k | <0.1% | 2,927 |  | Added +63 |
| [WHEATON PRECIOUS METALS CORP (WPM)](/companies/wpm.md) | COM | $819.3k | <0.1% | 7,294 |  | Added +85 |
| [TAIWAN SEMICONDUCTOR MANUFAC (TSM)](/companies/tsm.md) | SPONSORED ADS | $812.2k | <0.1% | 1,701 |  | Reduced −961 |
| J P MORGAN EXCHANGE TRADED F | HEDG EQU LAD ETF | $804.1k | <0.1% | 11,898 |  | Reduced −338 |
| [PFIZER INC (PFE)](/companies/pfe.md) | COM | $799.9k | <0.1% | 33,220 |  | Reduced −658 |
| PACER FDS TR | US SM CAP CA ETF | $794.4k | <0.1% | 15,696 |  | Reduced −22,870 |
| INVESCO EXCHANGE TRADED FD T | SEMICONDUCTORS | $782.2k | <0.1% | 4,165 |  | Added +255 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | $774.7k | <0.1% | 10,873 |  | Added +51 |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | $768.2k | <0.1% | 3,610 |  | Reduced −108 |
| [COCA COLA CO (KO)](/companies/ko.md) | COM | $760.6k | <0.1% | 9,359 |  | Reduced −88 |
| [COSTCO WHOLESALE CORPORATION (COST)](/companies/cost.md) | COM | $753.9k | <0.1% | 806 |  | Reduced −4 |
| ALPS ETF TR | ALERIAN ENERGY | $745.7k | <0.1% | 19,573 |  | Reduced −430 |
| NUSHARES ETF TR | NUVEEN ESG US | $744.9k | <0.1% | 33,651 |  | Added +301 |
| [APPLIED MATLS INC (AMAT)](/companies/amat.md) | COM | $729.4k | <0.1% | 1,009 |  | Reduced −131 |
| [BRISTOL-MYERS SQUIBB CO (BMY)](/companies/bmy.md) | COM | $729.2k | <0.1% | 12,655 |  | Reduced −369 |
| [RIO TINTO PLC (RIO)](/companies/rio.md) | SPONSORED ADR | $724.9k | <0.1% | 7,636 |  | Reduced −296 |
| ISHARES TR | ESG MSCI KLD ETF | $721.5k | <0.1% | 5,067 |  | Reduced −300 |
| [GE VERNOVA INC (GEV)](/companies/gev.md) | COM | $721.4k | <0.1% | 614 |  | Added +84 |
| VANGUARD WORLD FD | CONSUM DIS ETF | $714.7k | <0.1% | 1,802 |  | Reduced −16 |
| ISHARES TR | RUS 1000 ETF | $712.2k | <0.1% | 1,739 |  | Reduced −16 |
| SPDR SERIES TRUST | ST STR P400MID | $711.7k | <0.1% | 10,534 |  | Reduced −67 |
| [CORNING INC (GLW)](/companies/glw.md) | COM | $710.1k | <0.1% | 2,780 |  | Reduced −215 |
| [DISNEY WALT CO (DIS)](/companies/dis.md) | COM | $684.3k | <0.1% | 7,110 |  | Reduced −1,322 |
| T ROWE PRICE EXCHANGE-TRADED | PRICE BLUE CHIP | $683.6k | <0.1% | 13,648 |  | Unchanged |
| T ROWE PRICE EXCHANGE-TRADED | CAP APPRECIATION | $681.4k | <0.1% | 16,578 |  | Reduced −115 |
| [GOLDMAN SACHS GROUP INC (GS)](/companies/gs.md) | COM | $681.3k | <0.1% | 674 |  | Reduced −36 |
| [HOME DEPOT INC (HD)](/companies/hd.md) | COM | $674.6k | <0.1% | 1,913 |  | Reduced −43 |
| SCHWAB STRATEGIC TR | US LCAP VA ETF | $673.2k | <0.1% | 19,340 |  | Added +18 |
| ISHARES TR | S&P 500 GRWT ETF | $661.2k | <0.1% | 4,808 |  | Reduced −417 |
| [CHEVRON CORPORATION (CVX)](/companies/cvx.md) | COM | $656.4k | <0.1% | 3,960 |  | Added +76 |
| [INTEL CORP (INTC)](/companies/intc.md) | COM | $652.7k | <0.1% | 4,674 |  | New +4,674 |
| ISHARES TR | S&P 500 VAL ETF | $650.1k | <0.1% | 2,863 |  | Added +19 |
| [CSX CORP (CSX)](/companies/csx.md) | COM | $624.4k | <0.1% | 13,137 |  | Added +60 |
| ISHARES TR | FUTU EXPO TE ETF | $622.4k | <0.1% | 7,533 |  | Added +2 |
| [BOEING CO (BA)](/companies/ba.md) | COM | $609.8k | <0.1% | 2,817 |  | Reduced −5 |
| ISHARES TR | MSCI USA QLT FCT | $609.4k | <0.1% | 2,777 |  | Reduced −2,805 |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | $607.2k | <0.1% | 8,271 |  | Added +2,019 |
| SELECT SECTOR SPDR TR | ST STR INDL ETF | $597.9k | <0.1% | 3,228 |  | Added +164 |
| [PALO ALTO NETWORKS INC (PANW)](/companies/panw.md) | COM | $597.1k | <0.1% | 1,751 |  | Added +47 |
| [ABBOTT LABORATORIES (ABT)](/companies/abt.md) | COM | $585.6k | <0.1% | 6,453 |  | Reduced −303 |
| CAPITAL GROUP EQUITY ETF TR | US SM MI CA ETF | $564.5k | <0.1% | 17,122 |  | Added +1,829 |
| ISHARES TR | CORE S&P MCP ETF | $556.4k | <0.1% | 7,215 |  | Reduced −99 |
| [CISCO SYS INC (CSCO)](/companies/csco.md) | COM | $555.2k | <0.1% | 4,727 |  | Added +118 |
| [SCHWAB CHARLES CORP (SCHW)](/companies/schw.md) | COM | $551.6k | <0.1% | 5,978 |  | Added +145 |
| VANGUARD ADMIRAL FDS INC | MIDCP 400 IDX | $547.7k | <0.1% | 4,200 |  | Reduced −40 |
| VANGUARD WORLD FD | ESG US STK ETF | $539.9k | <0.1% | 4,083 |  | Reduced −4 |
| GOLDMAN SACHS ETF TR | DYNAMIC NY MUNI | $539.4k | <0.1% | 10,715 |  | Added +734 |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | $511.1k | <0.1% | 6,102 |  | Added +1,436 |
| [LOCKHEED MARTIN CORP (LMT)](/companies/lmt.md) | COM | $495.1k | <0.1% | 972 |  | Added +82 |
| PACER FDS TR | METAURUS CAP 400 | $493.0k | <0.1% | 10,938 |  | Added +548 |
| ISHARES TR | EXPND TEC SC ETF | $490.7k | <0.1% | 3,000 |  | Unchanged |
| [ENBRIDGE INC (ENB)](/companies/enb.md) | COM | $490.5k | <0.1% | 9,048 |  | Unchanged |
| ISHARES TR | ULTRA SHORT DUR | $487.1k | <0.1% | 9,631 |  | Added +17 |
| MORGAN STANLEY ETF TRUST | CALVE INDEX ETF | $484.3k | <0.1% | 5,697 |  | Added +288 |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHT MUNCPL | $483.6k | <0.1% | 9,483 |  | Unchanged |
| GOLDMAN SACHS ETF TR | MUNI INCOME ETF | $480.9k | <0.1% | 9,348 |  | Added +2,616 |
| VANECK ETF TRUST | GOLD MINERS ETF | $469.0k | <0.1% | 6,216 |  | Added +240 |
| PROSHARES TR | S&P 500 HIGH ETF | $463.4k | <0.1% | 9,616 |  | New +9,616 |
| AB ACTIVE ETFS INC | NEW YO INTER ETF | $456.6k | <0.1% | 18,168 |  | Reduced −4,180 |
| ETF SER SOLUTIONS | DEFIA QUANT ETF | $442.4k | <0.1% | 2,675 |  | New +2,675 |
| VANGUARD SCOTTSDALE FDS | MTG-BKD SECS ETF | $440.0k | <0.1% | 9,400 |  | Reduced −3,222 |
| [STATE STR SPDR DOW JONES IND (DIA)](/companies/dia.md) | UT SER 1 | $437.3k | <0.1% | 837 |  | Unchanged |
| [NEXTERA ENERGY INC (NEE)](/companies/nee.md) | COM | $433.1k | <0.1% | 4,935 |  | Added +64 |
| GLOBAL X FDS | RBTCS ARTFL INTE | $426.2k | <0.1% | 11,234 |  | Added +172 |
| [MICRON TECHNOLOGY INC (MU)](/companies/mu.md) | COM | $416.4k | <0.1% | 361 |  | New +361 |
| VANGUARD WORLD FD | UTILITIES ETF | $414.6k | <0.1% | 2,118 |  | Reduced −303 |
| RBB FUND TRUST | FIRST EAGLE GBL | $410.3k | <0.1% | 8,387 |  | Added +2,039 |
| VANGUARD INDEX FDS | LARGE CAP ETF | $406.8k | <0.1% | 1,183 |  | Unchanged |
| ISHARES TR | 1 3 YR TREAS BD | $404.2k | <0.1% | 4,923 |  | Added +942 |
| [PAYPAL HLDGS INC (PYPL)](/companies/pypl.md) | COM | $400.9k | <0.1% | 9,285 |  | Reduced −585 |
| [BLACKSTONE INC (BX)](/companies/bx.md) | COM | $400.7k | <0.1% | 3,406 |  | Reduced −280 |
| [GENERAL DYNAMICS CORP (GD)](/companies/gd.md) | COM | $400.3k | <0.1% | 1,130 |  | Added +164 |
| SCHWAB STRATEGIC TR | INT-TRM U.S TRES | $399.7k | <0.1% | 16,208 |  | Reduced −80 |
| [FORD MTR CO (F)](/companies/f.md) | COM | $394.6k | <0.1% | 28,386 |  | Reduced −7,788 |
| [TJX COS INC NEW (TJX)](/companies/tjx.md) | COM | $386.0k | <0.1% | 2,548 |  | Added +45 |
| SPDR INDEX SHS FDS | ST STR PO EX ETF | $383.9k | <0.1% | 7,619 |  | Added +2 |
| VANGUARD ADMIRAL FDS INC | SMLLCP 600 IDX | $381.7k | <0.1% | 2,775 |  | Unchanged |
| [NORTHROP GRUMMAN CORP (NOC)](/companies/noc.md) | COM | $377.2k | <0.1% | 741 |  | Added +171 |
| [WORLD GOLD TR (GLDM)](/companies/gldm.md) | SPDR GLD MINIS | $363.8k | <0.1% | 4,581 |  | Reduced −19,608 |
| [ENTERPRISE PRODS PARTNERS L (EPD)](/companies/epd.md) | COM | $361.5k | <0.1% | 9,834 |  | Added +123 |
| [AFLAC INC (AFL)](/companies/afl.md) | COM | $360.3k | <0.1% | 3,073 |  | Unchanged |
| [DEERE & CO (DE)](/companies/de.md) | COM | $358.4k | <0.1% | 565 |  | Added +5 |
| SPDR SERIES TRUST | ST STR P500VAL | $355.6k | <0.1% | 5,849 |  | Reduced −521 |
| VANGUARD INDEX FDS | SMALL CP ETF | $354.1k | <0.1% | 1,168 |  | Reduced −20 |
| ISHARES INC | MSCI EMRG CHN | $343.8k | <0.1% | 3,361 |  | Unchanged |
| J P MORGAN EXCHANGE TRADED F | ACTIVE BOND ETF | $329.3k | <0.1% | 6,154 |  | Added +1,461 |
| SPDR SERIES TRUST | ST STR P500GRW | $320.2k | <0.1% | 2,691 |  | Added +406 |
| [3M CO (MMM)](/companies/mmm.md) | COM | $319.7k | <0.1% | 1,975 |  | Added +16 |
| [AMERICAN ELEC PWR CO INC (AEP)](/companies/aep.md) | COM | $318.7k | <0.1% | 2,329 |  | Added +3 |
| ISHARES TR | 7-10 YR TRSY BD | $316.5k | <0.1% | 3,347 |  | Added +23 |
| [QUALCOMM INC (QCOM)](/companies/qcom.md) | COM | $310.9k | <0.1% | 1,682 |  | Reduced −484 |
| T ROWE PRICE EXCHANGE-TRADED | PRICE DIV GRWT | $310.6k | <0.1% | 6,335 |  | Reduced −100 |
| PACER FDS TR | TRENDP US LAR CP | $304.4k | <0.1% | 5,224 |  | Reduced −1,486 |
| DIMENSIONAL ETF TRUST | INTERNATNAL VAL | $291.4k | <0.1% | 5,394 |  | Added +175 |
| [ORACLE CORP (ORCL)](/companies/orcl.md) | COM | $287.1k | <0.1% | 1,959 |  | Added +157 |
| [KIMBERLY-CLARK CORP (KMB)](/companies/kmb.md) | COM | $286.4k | <0.1% | 2,609 |  | Reduced −178 |
| INVESCO EXCH TRADED FD TR II | NASDAQ 100 ETF | $283.8k | <0.1% | 937 |  | Reduced −27 |
| VANGUARD INDEX FDS | MID CAP ETF | $281.4k | <0.1% | 3,493 |  | Added +2,635 |
| VANGUARD BD INDEX FDS | VANGUARD ULTRA | $279.6k | <0.1% | 5,616 |  | Added +12 |
| [WASTE MGMT INC DEL (WM)](/companies/wm.md) | COM | $278.0k | <0.1% | 1,247 |  | Reduced −20 |
| SSGA ACTIVE TR | SST BRIDGEWATER | $277.0k | <0.1% | 9,462 |  | New +9,462 |
| J P MORGAN EXCHANGE TRADED F | EQUITY FOCUS ETF | $276.6k | <0.1% | 3,443 |  | Reduced −97 |
| [SPACE EXPLORATION TECHN CORP (SPCX)](/companies/spcx.md) | CLASS A COM STK | $275.1k | <0.1% | 1,610 |  | New +1,610 |
| SELECT SECTOR SPDR TR | ST STR UTIL ETF | $272.4k | <0.1% | 6,008 |  | Reduced −415,230 |
| [VISA INC (V)](/companies/v.md) | COM CL A | $264.6k | <0.1% | 771 |  | Added +59 |
| PGIM ETF TR | PGIM ULTRA SH BD | $263.6k | <0.1% | 5,320 |  | Unchanged |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | $259.3k | <0.1% | 4,344 |  | Added +131 |
| [PHILIP MORRIS INTL INC (PM)](/companies/pm.md) | COM | $257.1k | <0.1% | 1,421 |  | Added +35 |
| ISHARES TR | S&P 100 ETF | $251.0k | <0.1% | 686 |  | Unchanged |
| FIRST TR EXCHANGE-TRADED FD | NASDAQ CYB ETF | $249.7k | <0.1% | 2,779 |  | New +2,779 |
| [NOVO-NORDISK A S (NVO)](/companies/nvo.md) | ADR | $249.2k | <0.1% | 5,198 |  | Reduced −426 |
| J P MORGAN EXCHANGE TRADED F | BET USD HIG ETF | $249.0k | <0.1% | 5,402 |  | Reduced −27 |
| ISHARES INC | CORE MSCI EMKT | $248.5k | <0.1% | 3,000 |  | New +3,000 |
| ISHARES TR | MSCI USA MMENTM | $244.0k | <0.1% | 712 |  | New +712 |
| [ISHARES GOLD TR (IAU)](/companies/iau.md) | ISHARES NEW | $242.6k | <0.1% | 3,213 |  | Added +9 |
| SPDR SERIES TRUST | SPDR S&P 500 ESG | $241.2k | <0.1% | 3,307 |  | Unchanged |
| PROSHARES TR | S&P 500 DV ARIST | $240.5k | <0.1% | 4,282 |  | Added +2,150 |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | $238.6k | <0.1% | 7,524 |  | New +7,524 |
| VANGUARD INDEX FDS | SM CP VAL ETF | $238.3k | <0.1% | 981 |  | Reduced −205 |
| [BOOKING HOLDINGS INC (BKNG)](/companies/bkng.md) | COM | $234.4k | <0.1% | 1,315 |  | Added +1,263 |
| ASML HLDG NV | N Y REGISTRY SHS | $232.8k | <0.1% | 117 |  | New +117 |
| [BLACKROCK INC (BLK)](/companies/blk.md) | COM | $231.7k | <0.1% | 241 |  | Added +1 |
| ISHARES TR | 0-5YR HI YL CP | $229.7k | <0.1% | 5,415 |  | New +5,415 |
| [STATE STR SPDR S&P MIDCAP 40 (MDY)](/companies/mdy.md) | UTSER1 S&PDCRP | $227.9k | <0.1% | 324 |  | New +324 |
| [CROWDSTRIKE HLDGS INC (CRWD)](/companies/crwd.md) | CL A | $224.4k | <0.1% | 294 |  | New +294 |
| [PALANTIR TECHNOLOGIES INC (PLTR)](/companies/pltr.md) | CL A | $223.0k | <0.1% | 1,911 |  | Reduced −58 |
| [TEXAS INSTRS INC (TXN)](/companies/txn.md) | COM | $219.7k | <0.1% | 737 |  | New +737 |
| CAPITAL GRP FIXED INCM ETF T | MUN HIGH ETF | $213.5k | <0.1% | 8,259 |  | Added +85 |
| ETF OPPORTUNITIES TRUST | HEDGEYE QUALITY | $213.4k | <0.1% | 6,807 |  | New +6,807 |
| MORGAN STANLEY ETF TRUST | EATON VANCE FLTG | $212.5k | <0.1% | 4,381 |  | Added +72 |
| [AMGEN INC (AMGN)](/companies/amgn.md) | COM | $210.8k | <0.1% | 582 |  | New +582 |
| [ABRDN HEALTHCARE INVESTORS (HQH)](/companies/hqh.md) | SH BEN INT | $209.6k | <0.1% | 9,536 |  | Reduced −4,677 |
| [KRAFT HEINZ CO (KHC)](/companies/khc.md) | COM | $206.8k | <0.1% | 8,755 |  | Reduced −255 |
| DIMENSIONAL ETF TRUST | US SMALL CAP ETF | $203.6k | <0.1% | 5,250 |  | New +5,250 |
| [AMEREN CORP (AEE)](/companies/aee.md) | COM | $202.9k | <0.1% | 1,795 |  | New +1,795 |
| [PRINCIPAL FINANCIAL GROUP IN (PFG)](/companies/pfg.md) | COM | $202.5k | <0.1% | 1,879 |  | New +1,879 |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | $201.8k | <0.1% | 1,021 |  | New +1,021 |
| LINDE PLC | SHS | $201.6k | <0.1% | 388 |  | New +388 |
| INVESCO EXCHANGE TRADED FD T | AEROSPACE DEFN | $201.1k | <0.1% | 1,138 |  | New +1,138 |
| VANECK ETF TRUST | BDC INCOME ETF | $195.3k | <0.1% | 15,424 |  | Added +104 |
| [FIDUS INVT CORP (FDUS)](/companies/fdus.md) | COM | $192.6k | <0.1% | 10,100 |  | Unchanged |
| [RAND CAP CORP (RAND)](/companies/rand.md) | COM NEW | $135.2k | <0.1% | 13,250 |  | New +13,250 |
| [CLOVER HEALTH INVESTMENTS CO (CLOV)](/companies/clov.md) | COM CL A | $69.3k | <0.1% | 13,229 |  | Unchanged |
| IREN LIMITED | ORDINARY SHARES | $10.3k | <0.1% | 226 |  | New +226 |

## Sold out

Held at the end of the quarter before and not reported this quarter.

| Issuer | Class | Reported value | Weight | Shares | Put or call | Change on the quarter before |
| --- | --- | ---: | ---: | ---: | --- | --- |
| [ABRDN LIFE SCIENCES INVESTOR (HQL)](/companies/hql.md) | SH BEN INT | $0 | 0.0% | 0 |  | Sold out −14,710 |
| ABRDN TOTAL DYNAMIC DIVIDEND | COM SH BEN INT | $0 | 0.0% | 0 |  | Sold out −27,910 |
| HONEYWELL INTL INC | COM | $0 | 0.0% | 0 |  | Sold out −1,114 |
| HYPERSCALE DATA INC | COM SHS | $0 | 0.0% | 0 |  | Sold out −43,350 |
| [ISHARES S&P GSCI COMMODITY- (GSG)](/companies/gsg.md) | UNIT BEN INT | $0 | 0.0% | 0 |  | Sold out −7,490 |
| ISHARES TR | 10-20 YR TRS ETF | $0 | 0.0% | 0 |  | Sold out −2,576 |
| ISHARES TR | 20 YR TR BD ETF | $0 | 0.0% | 0 |  | Sold out −3,095 |
| [ORGANON & CO (OGN)](/companies/ogn.md) | COMMON STOCK | $0 | 0.0% | 0 |  | Sold out −10,666 |
| [PAYCHEX INC (PAYX)](/companies/payx.md) | COM | $0 | 0.0% | 0 |  | Sold out −2,372 |
| [RCM TECHNOLOGIES INC (RCMT)](/companies/rcmt.md) | COM NEW | $0 | 0.0% | 0 |  | Sold out −20,000 |
| SCHWAB STRATEGIC TR | INTERNL DIVID | $0 | 0.0% | 0 |  | Sold out −8,047 |
| SELECT SECTOR SPDR TR | STATE STREET HEA | $0 | 0.0% | 0 |  | Sold out −1,921 |
| SPDR SERIES TRUST | STATE STREET SPD | $0 | 0.0% | 0 |  | Sold out −30,021 |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | $0 | 0.0% | 0 |  | Sold out −2,730 |
| VANGUARD SCOTTSDALE FDS | LONG TERM TREAS | $0 | 0.0% | 0 |  | Sold out −7,980 |
| VANGUARD SCOTTSDALE FDS | INTER TERM TREAS | $0 | 0.0% | 0 |  | Sold out −10,286 |
| WHEELS UP EXPERIENCE INC | COM CL A | $0 | 0.0% | 0 |  | Sold out −75,000 |

Source: SEC EDGAR, Form 13F-HR, accession 0002085853-26-001032. Last ingested by Listed: Oct 22, 2026, 05:26 ET. No prices; not investment advice.