# Arena Capital Advisors, LLC- CA: Form 13F holdings

An institutional investment manager in LOS ANGELES, CA. SEC CIK 1833078.

- Quarter ended: 2026-06-30
- Filed: 2026-07-23
- Reported value: $207.9m
- Positions: 21 (21 lines in the filing's table; lines for the same security and option type are added together here)
- Compared with: the 13F for the quarter ended 2026-03-31
- Filing: https://www.sec.gov/Archives/edgar/data/1833078/000183307826000019/

## Holdings

As filed, largest first. Reported value is what the manager stated at the quarter end (Jun 30, 2026), in US dollars; it is filing data, not a price. Weight is the share of the total reported value.

| Issuer | Class | Reported value | Weight | Shares | Put or call | Change on the quarter before |
| --- | --- | ---: | ---: | ---: | --- | --- |
| PG&E CORP | NOTE 4.250%12/0 | $39.8m | 19.1% | $38,713,000 principal |  | Reduced −1,987,000 |
| HERBALIFE LTD | NOTE 4.250% 6/1 | $28.8m | 13.9% | $25,000,000 principal |  | Unchanged |
| ALARM COM HLDGS INC | NOTE 2.250% 6/0 | $25.4m | 12.2% | $26,600,000 principal |  | Unchanged |
| EVOLENT HEALTH INC | DEBT 4.500% 8/1 | $24.1m | 11.6% | $29,620,000 principal |  | Unchanged |
| ALLIANT ENERGY CORP | NOTE 3.250% 5/3 | $19.1m | 9.2% | $17,327,000 principal |  | New +17,327,000 |
| SHIFT4 PMTS INC | NOTE 0.500% 8/0 | $17.5m | 8.4% | $18,331,000 principal |  | Unchanged |
| [PERSHING SQUARE USA LTD (PSUS)](/companies/psus.md) | COM SHS | $16.4m | 7.9% | 437,500 |  | New +437,500 |
| INTEGER HLDGS CORP | DBCV 1.875% 3/1 | $13.6m | 6.5% | $13,895,000 principal |  | Reduced −1,105,000 |
| [UNITI GROUP LLC (UNIT)](/companies/unit.md) | COM SHS | $9.7m | 4.7% | 845,826 |  | Reduced −176,877 |
| [PLANET LABS PBC (PL)](/companies/pl.md) | COM CL A | $5.1m | 2.5% | 154,431 |  | Unchanged |
| [INNOVATE CORP (VATE)](/companies/vate.md) | COM NEW | $2.4m | 1.1% | 127,934 |  | Unchanged |
| SPECTRUM BRANDS INC | NOTE 3.375% 6/0 | $2.0m | 1.0% | $1,929,000 principal |  | Reduced −750,000 |
| VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | $1.7m | 0.8% | 30,000 |  | Unchanged |
| HERBALIFE LTD | COM SHS | $1.1m | 0.5% | 80,910 |  | Added +10,000 |
| VANGUARD SCOTTSDALE FDS | INTER TERM TREAS | $589.8k | 0.3% | 10,000 |  | Unchanged |
| [APOLLO GLOBAL MGMT INC (APO)](/companies/apo.md) | COM | $295.8k | 0.1% | 2,500 |  | Unchanged |
| TABOOLA.COM LTD | ORD SHS | $259.9k | 0.1% | 51,973 |  | Unchanged |
| [MOBIX LABS INC (MOBX)](/companies/mobx.md) | \*W EXP 12/21/202 | $17.0k | <0.1% | 190,616 |  | Unchanged |
| [AURORA INNOVATION INC (AUR)](/companies/aur.md) | \*W EXP 11/03/202 | $6.5k | <0.1% | 20,288 |  | Unchanged |
| [LIMINATUS PHARMA INC. (LIMN)](/companies/limn.md) | \*W EXP 04/30/203 | $2.2k | <0.1% | 29,166 |  | Unchanged |
| [BANZAI INTERNATIONAL INC (PARA)](/companies/para.md) | \*W EXP 12/14/202 | $382 | <0.1% | 39,028 |  | Unchanged |

## Sold out

Held at the end of the quarter before and not reported this quarter.

| Issuer | Class | Reported value | Weight | Shares | Put or call | Change on the quarter before |
| --- | --- | ---: | ---: | ---: | --- | --- |
| CSG SYS INTL INC | NOTE 3.875% 9/1 | $0 | 0.0% | $0 principal |  | Sold out −25,425,000 |
| ISHARES TR | 1 3 YR TREAS BD | $0 | 0.0% | 0 |  | Sold out −35,000 |

Source: SEC EDGAR, Form 13F-HR, accession 0001833078-26-000019. Last ingested by Listed: Oct 22, 2026, 05:26 ET. No prices; not investment advice.