# Navis Wealth Advisors, LLC: Form 13F holdings

An institutional investment manager in RYE BROOK, NY. SEC CIK 1849055.

- Quarter ended: 2026-06-30
- Filed: 2026-08-14
- Reported value: $263.7m
- Positions: 175 (175 lines in the filing's table; lines for the same security and option type are added together here)
- Compared with: the 13F for the quarter ended 2026-03-31
- Filing: https://www.sec.gov/Archives/edgar/data/1849055/000195175726001266/

## Holdings

As filed, largest first. Reported value is what the manager stated at the quarter end (Jun 30, 2026), in US dollars; it is filing data, not a price. Weight is the share of the total reported value.

| Issuer | Class | Reported value | Weight | Shares | Put or call | Change on the quarter before |
| --- | --- | ---: | ---: | ---: | --- | --- |
| [SYMBOTIC INC (SYM)](/companies/sym.md) | CLASS A COM | $27.7m | 10.5% | 615,291 |  | Added +548,497 |
| INVESCO QQQ TR | UNIT SER 1 | $16.5m | 6.2% | 22,344 |  | Reduced −178 |
| [STATE STR SPDR S&P 500 ETF T (SPY)](/companies/spy.md) | TR UNIT | $16.4m | 6.2% | 21,918 |  | Added +13 |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | $11.5m | 4.4% | 16,720 |  | Added +1 |
| [KLA CORP (KLAC)](/companies/klac.md) | COM NEW | $10.7m | 4.0% | 35,310 |  | Added +30,779 |
| GOLDMAN SACHS ETF TR | S&P 500 PREMIUM | $9.0m | 3.4% | 161,253 |  | Added +114,143 |
| GOLDMAN SACHS ETF TR | NASDA 100 ETF | $7.9m | 3.0% | 133,453 |  | Added +86,736 |
| [NVIDIA CORPORATION (NVDA)](/companies/nvda.md) | COM | $6.9m | 2.6% | 34,378 |  | Added +303 |
| PGIM ETF TR | PGIM ULTRA SH BD | $5.6m | 2.1% | 112,753 |  | Added +4,300 |
| ROUNDHILL ETF TRUST | RUSSE 0DTE ETF | $5.0m | 1.9% | 168,184 |  | New +168,184 |
| SERIES PORTFOLIOS TR | ELDRIDGE BBB B | $4.7m | 1.8% | 179,436 |  | New +179,436 |
| VIRTUS ETF TR II | SEIX SR LN ETF | $4.7m | 1.8% | 203,966 |  | New +203,966 |
| [COMPASS INC (COMP)](/companies/comp.md) | CL A | $4.6m | 1.7% | 372,968 |  | Added +155,612 |
| NEOS ETF TRUST | NEOS S&P 500 HI | $3.8m | 1.4% | 71,307 |  | Added +63,384 |
| VANGUARD WHITEHALL FDS | INTL HIGH ETF | $3.5m | 1.3% | 35,442 |  | Unchanged |
| PIMCO ETF TR | ACTIVE BD ETF | $3.4m | 1.3% | 36,850 |  | Added +10,850 |
| ROUNDHILL ETF TRUST | S&P 500 ODTE COV | $3.3m | 1.3% | 85,443 |  | New +85,443 |
| ROUNDHILL ETF TRUST | INNOVATION 100 O | $3.2m | 1.2% | 103,209 |  | New +103,209 |
| TIDAL TRUST III | VISTASHARES TRGT | $3.1m | 1.2% | 167,995 |  | New +167,995 |
| [NUVEEN MULTI ASSET INCOME FU (NMAI)](/companies/nmai.md) | COM | $3.0m | 1.1% | 213,038 |  | New +213,038 |
| [MICRON TECHNOLOGY INC (MU)](/companies/mu.md) | COM | $2.8m | 1.1% | 2,467 |  | Reduced −805 |
| ISHARES TR | S&P 500 GRWT ETF | $2.7m | 1.0% | 19,875 |  | Added +97 |
| ISHARES TR | CORE S&P500 ETF | $2.6m | 1.0% | 3,495 |  | Added +769 |
| ETF OPPORTUNITIES TRUST | REX FA IN EQ ETF | $2.6m | 1.0% | 59,304 |  | New +59,304 |
| PROSHARES TR | S&P 500 DV ARIST | $2.2m | 0.8% | 38,781 |  | Added +19,459 |
| [GOLDMAN SACHS GROUP INC (GS)](/companies/gs.md) | COM | $2.1m | 0.8% | 2,065 |  | Unchanged |
| SELECT SECTOR SPDR TR | ST STR STAPL ETF | $1.9m | 0.7% | 23,171 |  | Added +133 |
| [JPMORGAN CHASE & CO (JPM)](/companies/jpm.md) | COM | $1.9m | 0.7% | 5,687 |  | Reduced −433 |
| [ALPHABET INC (GOOGL)](/companies/googl.md) | CAP STK CL C | $1.8m | 0.7% | 5,206 |  | Added +71 |
| [AMAZON COM INC (AMZN)](/companies/amzn.md) | COM | $1.8m | 0.7% | 7,470 |  | Reduced −136 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | $1.7m | 0.7% | 7,301 |  | Added +18 |
| ISHARES TR | MSCI EAFE ETF | $1.7m | 0.6% | 15,993 |  | Added +164 |
| ISHARES TR | INTL SEL DIV ETF | $1.6m | 0.6% | 39,148 |  | Reduced −11,160 |
| [FEDEX CORP (FDX)](/companies/fdx.md) | COM | $1.6m | 0.6% | 5,055 |  | Reduced −110 |
| ISHARES TR | RUS 2000 GRW ETF | $1.6m | 0.6% | 3,980 |  | Reduced −471 |
| [RTX CORPORATION (RTX)](/companies/rtx.md) | COM | $1.6m | 0.6% | 8,256 |  | Added +5,410 |
| J P MORGAN EXCHANGE TRADED F | NASDAQ EQT PREM | $1.5m | 0.6% | 24,430 |  | Reduced −8,450 |
| NEOS ETF TRUST | NASDAQ 100 HIGH | $1.5m | 0.6% | 26,295 |  | New +26,295 |
| ISHARES TR | U.S. FINLS ETF | $1.5m | 0.6% | 11,519 |  | Added +34 |
| ISHARES TR | U.S. BAS MTL ETF | $1.5m | 0.6% | 8,138 |  | Added +21 |
| [VIRTUS DIVIDEND INTEREST & P (NFJ)](/companies/nfj.md) | COM | $1.4m | 0.5% | 91,000 |  | New +91,000 |
| [AMERICAN EXPRESS CO (AXP)](/companies/axp.md) | COM | $1.4m | 0.5% | 4,065 |  | Added +100 |
| AMPLIFY ETF TR | CWP INTL ENHANCE | $1.3m | 0.5% | 31,726 |  | New +31,726 |
| SELECT SECTOR SPDR TR | ST STR FINL ETF | $1.3m | 0.5% | 23,547 |  | Added +8 |
| [BROADCOM INC (AVGO)](/companies/avgo.md) | COM | $1.2m | 0.5% | 3,262 |  | Added +14 |
| [MICROSOFT CORP (MSFT)](/companies/msft.md) | COM | $1.2m | 0.5% | 3,274 |  | Reduced −15 |
| [META PLATFORMS INC (META)](/companies/meta.md) | CL A | $1.2m | 0.5% | 2,124 |  | Added +83 |
| TIDAL TRUST II | NICHOLAS GLOBAL | $1.1m | 0.4% | 65,243 |  | New +65,243 |
| [PIMCO DYNAMIC INCOME FD (PDI)](/companies/pdi.md) | SHS | $1.1m | 0.4% | 66,991 |  | Reduced −45,205 |
| [INTERNATIONAL BUSINESS MACHS (IBM)](/companies/ibm.md) | COM | $1.1m | 0.4% | 3,960 |  | Added +477 |
| ABRDN TOTAL DYNAMIC DIVIDEND | COM SH BEN INT | $1.1m | 0.4% | 106,485 |  | New +106,485 |
| J P MORGAN EXCHANGE TRADED F | INTRNL RES EQT | $1.0m | 0.4% | 12,250 |  | Unchanged |
| ISHARES TR | RUS 1000 GRW ETF | $993.4k | 0.4% | 8,000 |  | Added +6,000 |
| TIDAL TRUST I | ACADEMY VETERAN | $989.3k | 0.4% | 50,000 |  | Unchanged |
| [ALPHABET INC (GOOGL)](/companies/googl.md) | CAP STK CL A | $984.2k | 0.4% | 2,754 |  | Added +216 |
| [ELI LILLY & CO (LLY)](/companies/lly.md) | COM | $978.8k | 0.4% | 816 |  | Reduced −13 |
| VANGUARD WORLD FD | UTILITIES ETF | $978.7k | 0.4% | 5,000 |  | Unchanged |
| SPDR SERIES TRUST | ST STR R2K LOWV | $976.6k | 0.4% | 6,206 |  | Added +37 |
| [BERKSHIRE HATHAWAY INC DEL (BRK-B)](/companies/brk-b.md) | CL B NEW | $965.2k | 0.4% | 1,929 |  | Added +99 |
| WISDOMTREE TR | US MIDCAP DIVID | $917.9k | 0.3% | 16,240 |  | Reduced −774 |
| [ANNALY CAPITAL MANAGEMENT IN (NLY)](/companies/nly.md) | COM NEW | $907.1k | 0.3% | 40,567 |  | Unchanged |
| SELECT SECTOR SPDR TR | ST STR CARE ETF | $889.7k | 0.3% | 5,607 |  | Added +23 |
| [APPLE INC (AAPL)](/companies/aapl.md) | COM | $889.2k | 0.3% | 3,073 |  | Added +108 |
| FIRST TR EXCHANGE-TRADED FD | COMMON SHS | $871.9k | 0.3% | 47,001 |  | Reduced −25,650 |
| PROSHARES TR | LARGE CAP CRE | $843.8k | 0.3% | 9,902 |  | Reduced −440 |
| FLEXSHARES TR | INT QLTDVDYNAM | $832.2k | 0.3% | 19,476 |  | Reduced −12,350 |
| INVESCO EXCH TRADED FD TR II | NASDAQ 100 ETF | $823.8k | 0.3% | 2,719 |  | Reduced −50 |
| VANECK ETF TRUST | BIOTECH ETF | $812.6k | 0.3% | 3,998 |  | Unchanged |
| ISHARES TR | ISHARES BIOTECH | $800.6k | 0.3% | 4,210 |  | Added +1 |
| [ADAMS DIVERSIFIED EQUITY FD (ADX)](/companies/adx.md) | COM | $790.6k | 0.3% | 30,945 |  | New +30,945 |
| [DELL TECHNOLOGIES INC (DELL)](/companies/dell.md) | CL C | $784.8k | 0.3% | 1,819 |  | Reduced −483 |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | $779.6k | 0.3% | 13,803 |  | Reduced −17,581 |
| [BANK OF AMER CORP (BAC)](/companies/bac.md) | COM | $742.3k | 0.3% | 13,027 |  | Unchanged |
| MATTHEWS INTL FDS | INDIA ACTIVE ETF | $735.7k | 0.3% | 24,868 |  | Added +1,775 |
| [BELPOINTE PREP LLC (OZ)](/companies/oz.md) | UNIT RP LTD LB A | $734.9k | 0.3% | 16,226 |  | Unchanged |
| DIMENSIONAL ETF TRUST | INTERNATNAL VAL | $733.2k | 0.3% | 13,573 |  | Reduced −27,475 |
| SPDR SERIES TRUST | ST STR SP DIV | $725.8k | 0.3% | 4,769 |  | Reduced −1,135 |
| ARK ETF TR | AUTNMUS TECHNLGY | $718.2k | 0.3% | 5,432 |  | Unchanged |
| AMERICAN CENTY ETF TR | US SML CP VALU | $715.5k | 0.3% | 5,735 |  | Unchanged |
| ISHARES TR | RUSSELL 2000 ETF | $715.0k | 0.3% | 2,380 |  | Added +629 |
| VANGUARD WORLD FD | HEALTH CAR ETF | $710.2k | 0.3% | 2,375 |  | Added +1 |
| VANECK ETF TRUST | SEMICONDUCTR ETF | $670.3k | 0.3% | 1,022 |  | Reduced −350 |
| NEOS ETF TRUST | RUSS 2000 HI ETF | $669.6k | 0.3% | 12,512 |  | New +12,512 |
| INNOVATOR ETFS TRUST | NASDAQ 100 MANA | $645.4k | 0.2% | 17,691 |  | Unchanged |
| [NRG ENERGY INC (NRG)](/companies/nrg.md) | COM NEW | $584.2k | 0.2% | 4,000 |  | New +4,000 |
| [UBER TECHNOLOGIES INC (UBER)](/companies/uber.md) | COM | $569.4k | 0.2% | 7,891 |  | Added +30 |
| GLOBAL X FDS | GLOBAL X URANIUM | $546.3k | 0.2% | 12,500 |  | Unchanged |
| ISHARES TR | CORE HIGH DV ETF | $546.0k | 0.2% | 19,920 |  | Added +15,936 |
| [COSTCO WHOLESALE CORPORATION (COST)](/companies/cost.md) | COM | $540.1k | 0.2% | 577 |  | Unchanged |
| AIM ETF PRODUCTS TRUST | ALLIANZIM US EQT | $530.4k | 0.2% | 11,381 |  | Unchanged |
| [MORGAN STANLEY (MS)](/companies/ms.md) | COM NEW | $525.7k | 0.2% | 2,515 |  | Reduced −403 |
| SELECT SECTOR SPDR TR | ST STR UTIL ETF | $523.6k | 0.2% | 11,548 |  | Unchanged |
| [OKLO INC (OKLO)](/companies/oklo.md) | COM CL A | $523.3k | 0.2% | 10,000 |  | Unchanged |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | $512.7k | 0.2% | 11,047 |  | Unchanged |
| INVESCO EXCHANGE TRADED FD T | LEISU ENTMT ETF | $510.5k | 0.2% | 7,668 |  | Added +10 |
| SELECT SECTOR SPDR TR | ST STR MATER ETF | $493.1k | 0.2% | 9,700 |  | Unchanged |
| [SPDR GOLD TR (GLD)](/companies/gld.md) | GOLD SHS | $487.0k | 0.2% | 1,322 |  | Added +87 |
| [ARES CAPITAL CORP (ARCC)](/companies/arcc.md) | COM | $477.3k | 0.2% | 25,756 |  | Added +356 |
| ARK ETF TR | INNOVATION ETF | $467.0k | 0.2% | 5,778 |  | Reduced −270 |
| [HOME DEPOT INC (HD)](/companies/hd.md) | COM | $455.0k | 0.2% | 1,290 |  | Added +35 |
| ISHARES TR | SELECT DIVID ETF | $453.8k | 0.2% | 2,903 |  | Reduced −904 |
| ISHARES TR | RESIDENTIAL MULT | $444.2k | 0.2% | 4,691 |  | Added +27 |
| SPDR SERIES TRUST | ST STR SP500DIV | $431.2k | 0.2% | 9,038 |  | Added +10 |
| [PROLOGIS INC. (PLD)](/companies/pld.md) | COM | $427.7k | 0.2% | 3,157 |  | Reduced −31 |
| SPDR SERIES TRUST | ST STR SP HOME | $425.7k | 0.2% | 3,684 |  | Added +5 |
| [EXPEDIA GROUP INC (EXPE)](/companies/expe.md) | COM NEW | $420.7k | 0.2% | 1,644 |  | Unchanged |
| PALMER SQUARE FUNDS TR | CR OPPOR ETF | $413.7k | 0.2% | 20,013 |  | Added +7,402 |
| WISDOMTREE TR | US SMALLCAP DIVD | $412.4k | 0.2% | 10,138 |  | Reduced −1,779 |
| [UNITED STS COMMODITY INDEX F (USCI)](/companies/usci.md) | COMM IDX FND | $401.5k | 0.2% | 4,334 |  | Added +150 |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | $395.2k | 0.1% | 2,000 |  | Unchanged |
| [CITIGROUP INC (C)](/companies/c.md) | COM NEW | $387.4k | 0.1% | 2,768 |  | Reduced −300 |
| FIRST TR EXCHNG TRADED FD VI | FT LADD BUFF ETF | $387.4k | 0.1% | 10,604 |  | Added +2,700 |
| [GE VERNOVA INC (GEV)](/companies/gev.md) | COM | $385.4k | 0.1% | 328 |  | Added +11 |
| SPDR SERIES TRUST | ST STR SP BIOT | $384.7k | 0.1% | 2,431 |  | Reduced −32 |
| [FEDEX FGHT HLDG CO INC (FDXF)](/companies/fdxf.md) | COMMON STOCK | $381.6k | 0.1% | 2,527 |  | New +2,527 |
| GLOBAL X FDS | GLOBAL X COPPER | $380.5k | 0.1% | 4,943 |  | Unchanged |
| [ARISTA NETWORKS INC (ANET)](/companies/anet.md) | COM SHS | $369.3k | 0.1% | 2,174 |  | Added +113 |
| [JOHNSON & JOHNSON (JNJ)](/companies/jnj.md) | COM | $369.3k | 0.1% | 1,454 |  | Added +40 |
| PGIM ETF TR | JENNISON FOC GWT | $368.8k | 0.1% | 3,179 |  | Unchanged |
| [PRUDENTIAL FINL INC (PRU)](/companies/pru.md) | COM | $365.0k | 0.1% | 3,382 |  | Added +30 |
| VANECK ETF TRUST | URANI NUCLE ETF | $356.8k | 0.1% | 3,076 |  | Unchanged |
| INNOVATOR ETFS TRUST | UNCAPPED ACCLRTD | $356.3k | 0.1% | 6,766 |  | Reduced −1,800 |
| [AFLAC INC (AFL)](/companies/afl.md) | COM | $354.6k | 0.1% | 3,024 |  | Unchanged |
| VANGUARD INDEX FDS | VALUE ETF | $343.1k | 0.1% | 1,575 |  | Added +217 |
| ISHARES TR | CORE DIV GRWTH | $342.8k | 0.1% | 4,523 |  | Reduced −592 |
| INNOVATOR ETFS TRUST | INTRNL DEV APRL | $341.6k | 0.1% | 10,286 |  | Added +1,300 |
| ISHARES TR | US BR DEL SE ETF | $333.1k | 0.1% | 1,900 |  | Unchanged |
| [LAM RESEARCH CORP (LRCX)](/companies/lrcx.md) | COM NEW | $330.2k | 0.1% | 762 |  | New +762 |
| VANGUARD INDEX FDS | TOTAL STK MKT | $328.5k | 0.1% | 888 |  | Added +44 |
| [TAIWAN SEMICONDUCTOR MANUFAC (TSM)](/companies/tsm.md) | SPONSORED ADS | $327.6k | 0.1% | 686 |  | Added +4 |
| INNOVATOR ETFS TRUST | GRWT100 PWR BF | $326.4k | 0.1% | 5,514 |  | Unchanged |
| VANECK ETF TRUST | MRNGSTR WDE MOAT | $323.4k | 0.1% | 3,111 |  | Added +697 |
| [NEXPOINT REAL ESTATE FIN INC (NREF)](/companies/nref.md) | COM | $322.7k | 0.1% | 20,819 |  | Added +653 |
| INNOVATOR ETFS TRUST | EMRGNG MKT APRIL | $321.3k | 0.1% | 9,764 |  | Added +2,720 |
| NOMURA ETF TR | FOCU EM MKTS ETF | $309.6k | 0.1% | 4,249 |  | New +4,249 |
| INNOVATOR ETFS TRUST | US SML CP PWR ET | $307.3k | 0.1% | 7,722 |  | Added +1,200 |
| [COCA COLA CO (KO)](/companies/ko.md) | COM | $305.4k | 0.1% | 3,757 |  | Added +16 |
| SSGA ACTIVE ETF TR | ST STR BL LN ETF | $302.2k | 0.1% | 7,500 |  | Unchanged |
| [ADVANCED MICRO DEVICES INC (AMD)](/companies/amd.md) | COM | $300.9k | 0.1% | 518 |  | New +518 |
| ISHARES TR | CORE S&P SCP ETF | $300.1k | 0.1% | 2,023 |  | Added +33 |
| VALKYRIE ETF TRUST II | COINSHARES BITCN | $298.1k | 0.1% | 4,727 |  | New +4,727 |
| [WELLS FARGO & CO (WFC)](/companies/wfc.md) | COM | $295.4k | 0.1% | 3,575 |  | Reduced −5 |
| FIRST TR EXCHANGE-TRADED FD | NASDAQ CYB ETF | $286.9k | 0.1% | 3,193 |  | Reduced −1,160 |
| GLOBAL X FDS | US INFR DEV ETF | $285.5k | 0.1% | 4,846 |  | Added +650 |
| SELECT SECTOR SPDR TR | ST STR INDL ETF | $277.8k | 0.1% | 1,500 |  | Unchanged |
| DOUBLELINE ETF TRUST | SHIL CAP U S ETF | $267.6k | 0.1% | 8,251 |  | Unchanged |
| [CORNING INC (GLW)](/companies/glw.md) | COM | $260.8k | <0.1% | 1,021 |  | New +1,021 |
| ISHARES TR | 20 YR TR BD ETF | $259.3k | <0.1% | 3,000 |  | Unchanged |
| ISHARES TR | FALN ANGLS USD | $259.1k | <0.1% | 9,510 |  | Added +287 |
| [TESLA INC (TSLA)](/companies/tsla.md) | COM | $247.7k | <0.1% | 589 |  | Added +5 |
| ISHARES TR | 7-10 YR TRSY BD | $245.9k | <0.1% | 2,600 |  | New +2,600 |
| [PALO ALTO NETWORKS INC (PANW)](/companies/panw.md) | COM | $242.5k | <0.1% | 711 |  | New +711 |
| [RIVERNORTH DOUBLELINE STRATE (OPP)](/companies/opp.md) | COM | $241.3k | <0.1% | 31,258 |  | Added +1,082 |
| FIRST TR EXCHANGE-TRADED FD | SHS | $235.0k | <0.1% | 4,878 |  | Unchanged |
| VANGUARD INDEX FDS | REAL ESTATE ETF | $233.8k | <0.1% | 2,425 |  | New +2,425 |
| [NANO NUCLEAR ENERGY INC (NNE)](/companies/nne.md) | COM | $232.5k | <0.1% | 11,000 |  | Unchanged |
| [AMERICAN HEALTHCARE REIT INC (AHR)](/companies/ahr.md) | COM SHS | $230.9k | <0.1% | 4,428 |  | Unchanged |
| [ALIBABA GROUP HLDG LTD (BABA)](/companies/baba.md) | SPONSORED ADS | $230.4k | <0.1% | 2,400 |  | Reduced −7 |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | $225.3k | <0.1% | 6,658 |  | Reduced −1,100 |
| ISHARES TR | RUS 2000 VAL ETF | $221.2k | <0.1% | 1,000 |  | New +1,000 |
| FIRST TR EXCHNG TRADED FD VI | FT VEST US EQT | $218.1k | <0.1% | 3,960 |  | New +3,960 |
| [EXELIXIS INC (EXEL)](/companies/exel.md) | COM | $216.0k | <0.1% | 3,970 |  | New +3,970 |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | $215.4k | <0.1% | 7,777 |  | New +7,777 |
| INVESCO EXCHANGE TRADED FD T | BUYBACK ACHIEV | $212.5k | <0.1% | 1,500 |  | New +1,500 |
| FIRST TR EXCHNG TRADED FD VI | FT VEST NASD ETF | $210.4k | <0.1% | 5,359 |  | New +5,359 |
| [LOCKHEED MARTIN CORP (LMT)](/companies/lmt.md) | COM | $209.9k | <0.1% | 412 |  | Unchanged |
| [ALTRIA GROUP INC (MO)](/companies/mo.md) | COM | $203.3k | <0.1% | 2,825 |  | New +2,825 |
| EA SERIES TRUST | MATRIX ADVISORS | $202.4k | <0.1% | 1,495 |  | New +1,495 |
| SELECT SECTOR SPDR TR | ST STR ENERG ETF | $201.8k | <0.1% | 3,800 |  | Unchanged |
| AMPLIFY ETF TR | CWP ENHANCED DIV | $201.1k | <0.1% | 4,400 |  | New +4,400 |
| [RITHM CAPITAL CORP (RITM)](/companies/ritm.md) | COM NEW | $187.8k | <0.1% | 20,000 |  | Unchanged |
| [AGNC INVT CORP (AGNC)](/companies/agnc.md) | COM | $185.3k | <0.1% | 17,000 |  | Unchanged |
| [NUSCALE PWR CORP (SMR)](/companies/smr.md) | CL A COM | $100.3k | <0.1% | 10,000 |  | Unchanged |
| [TREACE MED CONCEPTS INC (TMCI)](/companies/tmci.md) | COM | $43.6k | <0.1% | 10,956 |  | New +10,956 |
| [SOUTHLAND HLDGS INC (SLND)](/companies/slnd.md) | COM | $23.3k | <0.1% | 35,087 |  | Unchanged |

## Sold out

Held at the end of the quarter before and not reported this quarter.

| Issuer | Class | Reported value | Weight | Shares | Put or call | Change on the quarter before |
| --- | --- | ---: | ---: | ---: | --- | --- |
| [ADAM NAT RES FD INC (PEO)](/companies/peo.md) | COM | $0 | 0.0% | 0 |  | Sold out −28,033 |
| ADVISOR MANAGED PORTFOLIOS | SOUNDWATCH HEDGD | $0 | 0.0% | 0 |  | Sold out −10,257 |
| ALPS ETF TR | INTL SEC DV DOG | $0 | 0.0% | 0 |  | Sold out −6,189 |
| AMERICAN BEACON SELECT FUNDS | GLG NATURAL RESO | $0 | 0.0% | 0 |  | Sold out −28,655 |
| [AVIS BUDGET GROUP INC (CAR)](/companies/car.md) | COM | $0 | 0.0% | 0 |  | Sold out −13,000 |
| [BLACKROCK ENERGY & RES TR (BGR)](/companies/bgr.md) | COM | $0 | 0.0% | 0 |  | Sold out −138,762 |
| [BLACKROCK RES & COMMODITIES (BCX)](/companies/bcx.md) | SHS | $0 | 0.0% | 0 |  | Sold out −40,683 |
| [COGENT COMM HOLDINGS INC (CCOI)](/companies/ccoi.md) | COM NEW | $0 | 0.0% | 0 |  | Sold out −39,500 |
| EATON VANCE TAX-MANAGED GLOB | COM | $0 | 0.0% | 0 |  | Sold out −30,015 |
| FIRST TR EXCHANGE-TRADED FD | SHS | $0 | 0.0% | 0 |  | Sold out −14,177 |
| [GAMCO GLOBAL GOLD NAT RES & (GGN)](/companies/ggn.md) | COM SH BEN INT | $0 | 0.0% | 0 |  | Sold out −228,275 |
| [GAMCO NAT RES GOLD & INCOME (GNT)](/companies/gnt.md) | SH BEN INT | $0 | 0.0% | 0 |  | Sold out −58,711 |
| GLOBAL X FDS | GLB X MLP ENRG I | $0 | 0.0% | 0 |  | Sold out −30,600 |
| ISHARES U S ETF TR | GSCI CMDTY STGY | $0 | 0.0% | 0 |  | Sold out −74,620 |
| JANUS DETROIT STR TR | B-BBB CLO ETF | $0 | 0.0% | 0 |  | Sold out −10,570 |
| [KAYNE ANDERSON ENERGY INFRST (KYN)](/companies/kyn.md) | COM | $0 | 0.0% | 0 |  | Sold out −72,413 |
| LITMAN GREGORY FDS TR | IMGP DBI MANAGED | $0 | 0.0% | 0 |  | Sold out −16,244 |
| NEOS ETF TRUST | MLP & ENERGY INF | $0 | 0.0% | 0 |  | Sold out −18,525 |
| NEOS ETF TRUST | NEOS ENHCD INME | $0 | 0.0% | 0 |  | Sold out −5,119 |
| [NETFLIX INC. (NFLX)](/companies/nflx.md) | COM | $0 | 0.0% | 0 |  | Sold out −2,115 |
| [NEW MTN FIN CORP (NMFC)](/companies/nmfc.md) | COM | $0 | 0.0% | 0 |  | Sold out −25,000 |
| [NIO INC (NIO)](/companies/nio.md) | SPON ADS | $0 | 0.0% | 0 |  | Sold out −10,500 |
| [PALANTIR TECHNOLOGIES INC (PLTR)](/companies/pltr.md) | CL A | $0 | 0.0% | 0 |  | Sold out −1,785 |
| [PIMCO DYNAMIC INCOME OPRNTS (PDO)](/companies/pdo.md) | COM BEN SHS | $0 | 0.0% | 0 |  | Sold out −90,524 |
| [PIMCO DYNAMIC INCOME STRATEG (PDX)](/companies/pdx.md) | COM SHS BEN INT | $0 | 0.0% | 0 |  | Sold out −49,164 |
| PIMCO ETF TR | MULTISECTOR BD | $0 | 0.0% | 0 |  | Sold out −50,621 |
| [PIMCO INCOME STRATEGY FD (PFL)](/companies/pfl.md) | COM | $0 | 0.0% | 0 |  | Sold out −68,651 |
| PROFESIONALLY MANAGED PORTFO | AKRE FOCUS ETF | $0 | 0.0% | 0 |  | Sold out −5,995 |
| SIMPLIFY EXCHANGE TRADED FUN | MANAGED FUTURES | $0 | 0.0% | 0 |  | Sold out −16,447 |
| TIDAL TRUST II | DEFIANCE GOLD | $0 | 0.0% | 0 |  | Sold out −73,309 |
| TIDAL TRUST II | DEFIANCE OIL ENH | $0 | 0.0% | 0 |  | Sold out −846,565 |
| [TORTOISE ENERGY INFRSTRCTR C (TYG)](/companies/tyg.md) | COM | $0 | 0.0% | 0 |  | Sold out −27,814 |
| [UBS AG (GLDI)](/companies/gldi.md) | ETRACS CRUDE OIL | $0 | 0.0% | 0 |  | Sold out −18,053 |
| VOYA EMERGING MKTS HIGH DIVI | COM | $0 | 0.0% | 0 |  | Sold out −74,404 |
| WISDOMTREE TR | ENHNCD CMMDTY ST | $0 | 0.0% | 0 |  | Sold out −11,792 |

Source: SEC EDGAR, Form 13F-HR, accession 0001951757-26-001266. Last ingested by Listed: Oct 22, 2026, 05:26 ET. No prices; not investment advice.