# Skaana Management L.P.: Form 13F holdings

An institutional investment manager in BROOKLYN, NY. SEC CIK 1860998.

- Quarter ended: 2026-06-30
- Filed: 2026-08-14
- Reported value: $465.3m
- Positions: 173 (173 lines in the filing's table; lines for the same security and option type are added together here)
- Compared with: the 13F for the quarter ended 2026-03-31
- Filing: https://www.sec.gov/Archives/edgar/data/1860998/000121465926010312/

## Holdings

As filed, largest first. Reported value is what the manager stated at the quarter end (Jun 30, 2026), in US dollars; it is filing data, not a price. Weight is the share of the total reported value.

| Issuer | Class | Reported value | Weight | Shares | Put or call | Change on the quarter before |
| --- | --- | ---: | ---: | ---: | --- | --- |
| [CORE SCIENTIFIC INC NEW (CORZ)](/companies/corz.md) | \*W EXP 01/23/202 | $124.8m | 26.8% | 6,636,671 |  | Added +844,455 |
| SHIFT4 PMTS INC | 6 SER A CNV PREF | $20.2m | 4.3% | 330,944 |  | Added +157,794 |
| AAUC 8 3/4 09/07/28 | FIXED INCOME | $17.0m | 3.7% | $10,384,000 principal |  | Reduced −166,000 |
| DIGITALOCEAN HLDGS INC | NOTE        12/0 | $13.4m | 2.9% | $11,846,000 principal |  | New +11,846,000 |
| SUPER MICRO COMPUTER INC | 7 DEP CM SR A WI | $13.0m | 2.8% | 255,049 |  | New +255,049 |
| [STATE STR SPDR S&P 500 ETF T (SPY)](/companies/spy.md) | TR UNIT | $12.7m | 2.7% | 17,000 | Put | New +17,000 |
| ALPHABET INC | DEP SHS RP1/20 B | $12.6m | 2.7% | 253,015 |  | New +253,015 |
| BRUKER CORP | 6.375 PREF SER A | $12.4m | 2.7% | 27,884 |  | Added +17,976 |
| WHIRLPOOL CORP | 8.5 DEP SR A CNV | $10.8m | 2.3% | 312,807 |  | Added +289,999 |
| CLOUDFLARE INC | NOTE         8/1 | $10.3m | 2.2% | $8,000,000 principal |  | Added +2,500,000 |
| HEWLETT PACKARD ENTERPRISE C | 7.625 MAND CONV | $10.0m | 2.1% | 85,855 |  | Added +59,496 |
| BANK OF AMER CORP | 7.25%CNV PFD L | $9.4m | 2.0% | 7,592 |  | Reduced −1,230 |
| [SHIFT4 PMTS INC (FOUR)](/companies/four.md) | CL A | $8.6m | 1.9% | 177,700 | Put | Added +29,000 |
| [CORE SCIENTIFIC INC NEW (CORZ)](/companies/corz.md) | COM | $8.4m | 1.8% | 326,400 | Put | Added +12,800 |
| [CLOUDFLARE INC (NET)](/companies/net.md) | CL A COM | $7.6m | 1.6% | 31,100 | Call | Added +30,100 |
| ALPHABET INC | DEP SHS RP1/20 A | $7.1m | 1.5% | 142,602 |  | New +142,602 |
| STARWOOD PPTY TR INC | NOTE  6.750% 7/1 | $6.8m | 1.5% | $6,665,000 principal |  | Added +1,000,000 |
| TXNM ENERGY INC | NOTE  5.750% 6/0 | $5.8m | 1.2% | $4,424,000 principal |  | Reduced −33,000 |
| ORACLE CORP | 6.5 DEP CUM SR D | $5.6m | 1.2% | 127,296 |  | Added +98,926 |
| [CLOUDFLARE INC (NET)](/companies/net.md) | CL A COM | $4.9m | 1.1% | 20,000 | Put | New +20,000 |
| GORILLA TECHNOLOGY GROUP INC | SHS NEW | $4.7m | 1.0% | 238,000 | Put | New +238,000 |
| NBIS 2 3/4 09/15/32 | FIXED INCOME | $4.3m | 0.9% | $2,000,000 principal |  | Added +1,000,000 |
| OCCIDENTAL PETE CORP | \*W EXP 08/03/202 | $4.1m | 0.9% | 153,032 |  | Reduced −305,199 |
| MARA 0 08/01/32 | FIXED INCOME | $4.0m | 0.9% | $4,000,000 principal |  | New +4,000,000 |
| PG&E CORP | PFD CONV SER A | $3.9m | 0.8% | 94,040 |  | Added +20,878 |
| [STATE STR SPDR S&P 500 ETF T (SPY)](/companies/spy.md) | TR UNIT | $3.7m | 0.8% | 5,000 | Call | Reduced −7,500 |
| IREN 1 12/01/33 | FIXED INCOME | $3.7m | 0.8% | $4,250,000 principal |  | New +4,250,000 |
| ALBEMARLE CORP | 7.25% DEP SHS A | $3.6m | 0.8% | 65,444 |  | Reduced −92,171 |
| CLSK 0 02/15/32 | FIXED INCOME | $3.6m | 0.8% | $3,500,000 principal |  | Reduced −1,500,000 |
| GAMESTOP CORP | NOTE         6/1 | $3.5m | 0.8% | $3,500,000 principal |  | New +3,500,000 |
| EPR PPTYS | CONV PFD 9% SR E | $3.3m | 0.7% | 102,498 |  | Added +55,588 |
| [AST SPACEMOBILE INC (ASTS)](/companies/asts.md) | COM CL A | $3.3m | 0.7% | 36,998 |  | Reduced −18,700 |
| LCID 1 1/4 12/15/26 | FIXED INCOME | $3.1m | 0.7% | $3,205,000 principal |  | Added +1,000,000 |
| AKAMAI TECHNOLOGIES INC | NOTE  0.250% 5/1 | $2.9m | 0.6% | $2,000,000 principal |  | New +2,000,000 |
| ASTS 2 01/15/36 | FIXED INCOME | $2.9m | 0.6% | $2,500,000 principal |  | Unchanged |
| QXO INC | 5.50 DEP PFD | $2.9m | 0.6% | 58,497 |  | New +58,497 |
| [SHIFT4 PMTS INC (FOUR)](/companies/four.md) | CL A | $2.9m | 0.6% | 58,800 | Call | Added +27,500 |
| GRRR 7 1/2 06/15/31 | FIXED INCOME | $2.8m | 0.6% | $2,500,000 principal |  | New +2,500,000 |
| PLUG 6 3/4 12/01/33 | FIXED INCOME | $2.7m | 0.6% | $2,000,000 principal |  | Reduced −500,000 |
| JETBLUE AIRWAYS CORP | NOTE  2.500% 9/0 | $2.4m | 0.5% | $2,197,000 principal |  | Reduced −1,500,000 |
| CSIQ 3 1/4 01/15/31 | FIXED INCOME | $2.4m | 0.5% | $2,750,000 principal |  | Unchanged |
| EPR PPTYS | PFD C CV 5.75% | $2.4m | 0.5% | 93,871 |  | Added +75,662 |
| [HERTZ GLOBAL HLDGS INC (HTZ)](/companies/htz.md) | COM NEW | $2.4m | 0.5% | 1,065,300 | Put | Added +547,900 |
| WEBULL CORP | ORD SHS | $2.4m | 0.5% | 361,300 | Call | Added +136,100 |
| [SUPER MICRO COMPUTER INC (SMCI)](/companies/smci.md) | COM NEW | $2.3m | 0.5% | 80,000 | Put | New +80,000 |
| AKAM 0 05/15/32 | FIXED INCOME | $2.3m | 0.5% | $2,500,000 principal |  | New +2,500,000 |
| CRWV 1 3/4 10/01/32 | FIXED INCOME | $2.3m | 0.5% | $2,070,000 principal |  | New +2,070,000 |
| WEBULL CORP | \*W EXP 04/10/203 | $2.2m | 0.5% | 1,160,183 |  | Reduced −84,705 |
| [AST SPACEMOBILE INC (ASTS)](/companies/asts.md) | COM CL A | $2.2m | 0.5% | 24,500 | Put | Reduced −6,700 |
| [ALPHABET INC (GOOGL)](/companies/googl.md) | CAP STK CL A | $2.1m | 0.5% | 6,000 | Put | New +6,000 |
| GAMESTOP CORP | NOTE         4/0 | $2.0m | 0.4% | $2,000,000 principal |  | New +2,000,000 |
| GORILLA TECHNOLOGY GROUP INC | SHS NEW | $2.0m | 0.4% | 99,784 |  | New +99,784 |
| HTZ 5 1/2 10/01/30 | FIXED INCOME | $2.0m | 0.4% | $6,000,000 principal |  | Reduced −250,000 |
| NBIS 1 1/4 03/15/31 | FIXED INCOME | $2.0m | 0.4% | $1,130,000 principal |  | Unchanged |
| [LUCID GROUP INC (LCID)](/companies/lcid.md) | COM NEW | $1.8m | 0.4% | 271,100 | Put | Added +63,700 |
| [ALPHABET INC (GOOGL)](/companies/googl.md) | CAP STK CL A | $1.8m | 0.4% | 5,000 | Call | New +5,000 |
| NBIS 2 5/8 03/15/33 . | FIXED INCOME | $1.8m | 0.4% | $1,000,000 principal |  | New +1,000,000 |
| [ALPHABET INC (GOOGL)](/companies/googl.md) | CAP STK CL C | $1.8m | 0.4% | 5,000 | Call | New +5,000 |
| THE REALREAL INC | DEBT  4.000% 2/1 | $1.8m | 0.4% | $1,250,000 principal |  | New +1,250,000 |
| [ALPHABET INC (GOOGL)](/companies/googl.md) | CAP STK CL C | $1.6m | 0.3% | 4,400 | Put | New +4,400 |
| [BIGBEAR AI HLDGS INC (BBAI)](/companies/bbai.md) | COM | $1.5m | 0.3% | 408,222 |  | Reduced −4,200 |
| [BIGBEAR AI HLDGS INC (BBAI)](/companies/bbai.md) | COM | $1.5m | 0.3% | 406,200 | Put | Added +900 |
| [CORE SCIENTIFIC INC NEW (CORZ)](/companies/corz.md) | COM | $1.4m | 0.3% | 55,600 | Call | Reduced −82,500 |
| PCT 7 PERP | EQUITY | $1.4m | 0.3% | 2,000 |  | New +2,000 |
| [PURECYCLE TECHNOLOGIES INC (PCT)](/companies/pct.md) | COM | $1.3m | 0.3% | 163,900 | Put | Added +2,600 |
| [GAMESTOP CORP (GME)](/companies/gme.md) | CL A | $1.3m | 0.3% | 57,600 | Put | Added +20,000 |
| NRGV 5 1/4 03/01/31 | FIXED INCOME | $1.2m | 0.3% | $1,000,000 principal |  | Unchanged |
| CRWV 1 3/4 12/01/31 | FIXED INCOME | $1.2m | 0.3% | $1,000,000 principal |  | New +1,000,000 |
| IREN 1/4 06/01/32 | FIXED INCOME | $1.1m | 0.2% | $1,000,000 principal |  | Reduced −2,000,000 |
| ASTS 2 1/4 04/15/36 | FIXED INCOME | $1.1m | 0.2% | $1,000,000 principal |  | Unchanged |
| LCID 5 04/01/30 | FIXED INCOME | $997.7k | 0.2% | $2,100,000 principal |  | Reduced −750,000 |
| [ALBEMARLE CORP (ALB)](/companies/alb.md) | COM | $958.7k | 0.2% | 7,100 | Call | Unchanged |
| AEROVIRONMENT INC | NOTE         7/1 | $940.7k | 0.2% | $1,000,000 principal |  | New +1,000,000 |
| T1 ENERGY INC | NOTE  5.250%12/0 | $852.9k | 0.2% | $500,000 principal |  | Unchanged |
| [VOYAGER TECHNOLOGIES INC (VOYG)](/companies/voyg.md) | COM CL A | $767.5k | 0.2% | 23,800 | Put | New +23,800 |
| BITDEER TECHNOLOGIES GROUP | CL A ORD SHS | $726.8k | 0.2% | 45,800 |  | New +45,800 |
| [AST SPACEMOBILE INC (ASTS)](/companies/asts.md) | COM CL A | $702.0k | 0.2% | 7,900 | Call | Reduced −100 |
| IREN LIMITED | ORDINARY SHARES | $686.0k | 0.1% | 15,000 | Put | Added +5,000 |
| [WHIRLPOOL CORP (WHR)](/companies/whr.md) | COM | $670.1k | 0.1% | 17,000 | Put | Added +16,000 |
| [LUCID GROUP INC (LCID)](/companies/lcid.md) | COM NEW | $647.6k | 0.1% | 96,800 | Call | Reduced −13,500 |
| VOYG 3/4 11/15/30 | FIXED INCOME | $625.0k | 0.1% | $478,000 principal |  | Reduced −3,120,000 |
| [CIPHER DIGITAL INC (CIFR)](/companies/cifr.md) | COM | $612.5k | 0.1% | 25,000 | Put | Unchanged |
| [CIPHER DIGITAL INC (CIFR)](/companies/cifr.md) | COM | $611.4k | 0.1% | 24,957 |  | Unchanged |
| [AKAMAI TECHNOLOGIES INC (AKAM)](/companies/akam.md) | COM | $602.9k | 0.1% | 5,100 | Put | Added +3,100 |
| [EOS ENERGY ENTERPRISES INC (EOSE)](/companies/eose.md) | COM CL A | $600.9k | 0.1% | 102,200 | Put | Reduced −67,200 |
| [PLUG PWR INC (PLUG)](/companies/plug.md) | COM NEW | $571.0k | 0.1% | 210,700 | Call | Added +10,900 |
| [CLOUDFLARE INC (NET)](/companies/net.md) | CL A COM | $564.1k | 0.1% | 2,300 |  | New +2,300 |
| GORILLA TECHNOLOGY GROUP INC | SHS NEW | $516.9k | 0.1% | 26,000 | Call | New +26,000 |
| HTZ 6 3/4 07/01/30 | FIXED INCOME | $465.2k | <0.1% | $500,000 principal |  | New +500,000 |
| [ORMAT TECHNOLOGIES INC (ORA)](/companies/ora.md) | COM | $435.6k | <0.1% | 4,000 | Put | New +4,000 |
| [HERTZ GLOBAL HLDGS INC (HTZ)](/companies/htz.md) | COM NEW | $434.4k | <0.1% | 191,800 | Call | Added +7,600 |
| Oxford Lane Capital Corp | EQUITY | $398.4k | <0.1% | 16,163 |  | New +16,163 |
| [DIGITALOCEAN HLDGS INC (DOCN)](/companies/docn.md) | COM | $392.6k | <0.1% | 2,500 | Call | New +2,500 |
| WEBULL CORP | ORD SHS | $391.2k | <0.1% | 60,000 | Put | Reduced −185,600 |
| [STATE STR SPDR S&P 500 ETF T (SPY)](/companies/spy.md) | TR UNIT | $373.4k | <0.1% | 500 |  | New +500 |
| [PEABODY ENGR CORP (BTU)](/companies/btu.md) | COM | $332.9k | <0.1% | 14,400 | Call | Unchanged |
| [VOYAGER TECHNOLOGIES INC (VOYG)](/companies/voyg.md) | COM CL A | $277.4k | <0.1% | 8,600 |  | New +8,600 |
| [EOS ENERGY ENTERPRISES INC (EOSE)](/companies/eose.md) | COM CL A | $273.7k | <0.1% | 46,546 |  | Reduced −2,200 |
| [JETBLUE AIRWAYS CORP (JBLU)](/companies/jblu.md) | COM | $258.4k | <0.1% | 45,100 | Call | Reduced −136,400 |
| [COREWEAVE INC (CRWV)](/companies/crwv.md) | COM CL A | $248.8k | <0.1% | 2,500 | Call | New +2,500 |
| [WOLFSPEED INC (WOLF)](/companies/wolf.md) | COMMON STOCK | $241.3k | <0.1% | 5,000 | Put | New +5,000 |
| [SUPER MICRO COMPUTER INC (SMCI)](/companies/smci.md) | COM NEW | $220.0k | <0.1% | 7,500 | Call | New +7,500 |
| [ORMAT TECHNOLOGIES INC (ORA)](/companies/ora.md) | COM | $217.8k | <0.1% | 2,000 |  | New +2,000 |
| BEYOND MEAT INC | DEBT        10/1 | $216.5k | <0.1% | $309,247 principal |  | Reduced −3,669,753 |
| [PURECYCLE TECHNOLOGIES INC (PCT)](/companies/pct.md) | COM | $213.0k | <0.1% | 26,263 |  | Reduced −136,600 |
| [MARA HOLDINGS INC (MARA)](/companies/mara.md) | COM | $208.3k | <0.1% | 15,000 | Call | Reduced −10,000 |
| [CLEANSPARK INC (CLSK)](/companies/clsk.md) | COM NEW | $181.9k | <0.1% | 12,500 | Call | Reduced −20,000 |
| [VISIONWAVE HOLDINGS INC (VWAV)](/companies/vwav.md) | \*W EXP 07/14/203 | $171.3k | <0.1% | 250,125 |  | Added +46,171 |
| BITDEER TECHNOLOGIES GROUP | CL A ORD SHS | $158.7k | <0.1% | 10,000 | Call | New +10,000 |
| [ASTRONICS CORP (ATRO)](/companies/atro.md) | COM | $154.4k | <0.1% | 1,900 | Put | New +1,900 |
| [QXO INC (QXO)](/companies/qxo.md) | COM NEW | $143.4k | <0.1% | 8,300 | Put | New +8,300 |
| [JETBLUE AIRWAYS CORP (JBLU)](/companies/jblu.md) | COM | $143.3k | <0.1% | 25,000 | Put | Reduced −39,900 |
| BORR DRILLING LTD | SHS | $136.3k | <0.1% | 33,000 |  | New +33,000 |
| [PURECYCLE TECHNOLOGIES INC (PCT)](/companies/pct.md) | COM | $121.7k | <0.1% | 15,000 | Call | New +15,000 |
| [HIVE DIGITAL TECHNOLOGIES LT (HIVE)](/companies/hive.md) | COM NEW | $111.4k | <0.1% | 30,600 | Call | New +30,600 |
| [KEEL INFRASTRUCTURE CORP (KEEL)](/companies/keel.md) | COM SHS | $110.8k | <0.1% | 19,300 |  | New +19,300 |
| PAGAYA TECHNOLOGIES LTD | CL A NEW | $109.5k | <0.1% | 6,000 | Put | Unchanged |
| CRITICAL METALS CORP | \*W EXP 02/27/202 | $109.4k | <0.1% | 30,643 |  | New +30,643 |
| [ENOVIX CORPORATION (ENVX)](/companies/envx.md) | COM | $97.1k | <0.1% | 16,000 | Put | Added +10,000 |
| [RIGETTI COMPUTING INC (RGTI)](/companies/rgti.md) | COMMON STOCK | $96.6k | <0.1% | 5,000 |  | New +5,000 |
| [RIGETTI COMPUTING INC (RGTI)](/companies/rgti.md) | COMMON STOCK | $96.6k | <0.1% | 5,000 | Put | New +5,000 |
| [ENOVIX CORPORATION (ENVX)](/companies/envx.md) | COM | $91.0k | <0.1% | 15,000 | Call | Reduced −30,000 |
| [VOYAGER TECHNOLOGIES INC (VOYG)](/companies/voyg.md) | COM CL A | $80.6k | <0.1% | 2,500 | Call | New +2,500 |
| [CORE SCIENTIFIC INC NEW (CORZ)](/companies/corz.md) | \*W EXP 01/23/202 | $78.1k | <0.1% | 3,136 |  | Added +1,849 |
| [APPLIED OPTOELECTRONICS INC (AAOI)](/companies/aaoi.md) | COM | $74.1k | <0.1% | 500 | Call | Unchanged |
| PAGAYA TECHNOLOGIES LTD | CL A NEW | $67.4k | <0.1% | 3,692 |  | New +3,692 |
| [KEEL INFRASTRUCTURE CORP (KEEL)](/companies/keel.md) | COM SHS | $58.0k | <0.1% | 10,100 | Call | New +10,100 |
| [AMC ENTMT HLDGS INC (AMC)](/companies/amc.md) | CL A NEW | $50.0k | <0.1% | 26,300 | Call | New +26,300 |
| PAGAYA TECHNOLOGIES LTD | CL A NEW | $42.0k | <0.1% | 2,300 | Call | Unchanged |
| BORR DRILLING LTD | SHS | $41.3k | <0.1% | 10,000 | Put | New +10,000 |
| CRITICAL METALS CORP | PUBCO ORD SHS | $32.8k | <0.1% | 3,200 | Call | Unchanged |
| [EOS ENERGY ENTERPRISES INC (EOSE)](/companies/eose.md) | COM CL A | $29.4k | <0.1% | 5,000 | Call | Reduced −100 |
| CALEDONIA MNG CORP | SHS NEW | $28.6k | <0.1% | 1,500 |  | New +1,500 |
| [HIVE DIGITAL TECHNOLOGIES LT (HIVE)](/companies/hive.md) | COM NEW | $28.4k | <0.1% | 7,800 |  | New +7,800 |
| [TWENTY ONE CAP INC (XXI)](/companies/xxi.md) | COM SHS CL A | $24.8k | <0.1% | 5,000 | Put | Unchanged |
| [TWENTY ONE CAP INC (XXI)](/companies/xxi.md) | COM SHS CL A | $24.8k | <0.1% | 5,000 |  | New +5,000 |
| [CANADIAN SOLAR INC (CSIQ)](/companies/csiq.md) | COM | $24.0k | <0.1% | 1,500 | Put | Reduced −10,500 |
| LIVEWIRE GROUP INC | \*W EXP 09/26/202 | $21.5k | <0.1% | 1,076,046 |  | Reduced −86,644 |
| [BIGBEAR AI HLDGS INC (BBAI)](/companies/bbai.md) | COM | $18.4k | <0.1% | 5,000 | Call | Reduced −43,500 |
| [OPENDOOR TECHNOLOGIES INC (OPEN)](/companies/open.md) | \*W EXP 11/20/202 | $18.0k | <0.1% | 63,567 |  | Reduced −405,500 |
| CRITICAL METALS CORP | PUBCO ORD SHS | $16.9k | <0.1% | 1,646 |  | New +1,646 |
| [BOOST RUN INC (BRUN)](/companies/brun.md) | ORD SHS CL A | $15.5k | <0.1% | 400 | Call | New +400 |
| ARMADA ACQUISITION CORP II | \*W EXP 05/21/203 | $13.6k | <0.1% | 16,025 |  | Unchanged |
| [KEEL INFRASTRUCTURE CORP (KEEL)](/companies/keel.md) | COM SHS | $10.9k | <0.1% | 1,900 | Put | New +1,900 |
| GOSSAMER BIO INC | COM | $6.6k | <0.1% | 40,200 |  | Unchanged |
| [AMC ENTMT HLDGS INC (AMC)](/companies/amc.md) | CL A NEW | $4.8k | <0.1% | 2,500 | Put | New +2,500 |
| [GAMESTOP CORP (GME)](/companies/gme.md) | CL A | $4.4k | <0.1% | 200 | Call | Unchanged |
| VISIONWAVE HOLDINGS INC | COM | $1.3k | <0.1% | 300 |  | New +300 |
| [OPENDOOR TECHNOLOGIES INC (OPEN)](/companies/open.md) | COM | $462 | <0.1% | 100 |  | New +100 |
| WTS/SEMILUX INTERNATIONAL LTD EXP12/31/2024 | WARR | $263 | <0.1% | 26,250 |  | Unchanged |
| WTS/MODULAR MEDICAL  INC. 6.6000 EXP02/14/2027 | WARR | $240 | <0.1% | 24,000 |  | Unchanged |
| WTS/A SPAC II ACQUISITION CORP EXP10/15/2026 | WARR | $220 | <0.1% | 22,000 |  | Unchanged |
| RENEW ENERGY GLOBAL PLC | \*W EXP 08/21/202 | $216 | <0.1% | 65,326 |  | Unchanged |
| [CANOPY GROWTH CORPORATION (CGC)](/companies/cgc.md) | COM NEW | $190 | <0.1% | 200 | Call | New +200 |
| PSQ HOLDINGS INC | \*W EXP 07/19/202 | $171 | <0.1% | 4,268 |  | Reduced −161,944 |
| [CANOPY GROWTH CORPORATION (CGC)](/companies/cgc.md) | COM NEW | $169 | <0.1% | 178 |  | New +178 |
| AGILETHOUGHT INC 11.5000EXP01/10/2025 | WARR | $0 | 0.0% | 46,807 |  | Unchanged |
| CONTRA FUSION PHARMACE | EQUITY | $0 | 0.0% | 50,000 |  | Unchanged |
| FAZE HOLDINGS INC. 11.5000EXP03/01/2028 | WARR | $0 | 0.0% | 242,802 |  | Unchanged |
| MAXEON SOLAR/C WRT 2.2575 20280115 | WARR | $0 | 0.0% | 125,000 |  | Unchanged |
| SHAPEWAYS HOLDINGS INC 11.5000EXP10/31/2026 | WARR | $0 | 0.0% | 155,696 |  | Unchanged |
| WOLFSPEED INC DEL | EQUITY | $0 | 0.0% | 64,827 |  | New +64,827 |
| WTS/ALLEGRO MERGER CORP EXP01/06/25 | WARR | $0 | 0.0% | 45,000 |  | Unchanged |
| WTS/CGC 1.3000 EXP01/08/2031 | WARR | $0 | 0.0% | 1,770,558 |  | New +1,770,558 |
| WTS/CHICKEN SOUP FOR THE SOUL 11.5000EXP10/22/2026 | WARR | $0 | 0.0% | 156,418 |  | Unchanged |
| WTS/ENVIRONMENTAL IMPACT ACQUI 11.5000EXP09/30/2027 | WARR | $0 | 0.0% | 5,000 |  | Unchanged |
| WTS/GREENROSE ACQUISITION CORP EXP12/31/2024 | WARR | $0 | 0.0% | 13,100 |  | Unchanged |
| WTS/LION ELECTRIC EXP12/13/2027 | WARR | $0 | 0.0% | 240,426 |  | Unchanged |
| [WTS/NEXTNAV INC EXP06/01/2027 (NN)](/companies/nn.md) | WARR | $0 | 0.0% | 21,000 |  | Unchanged |
| WTS/PLUG 3.3008 EXP05/19/2034 | WARR | $0 | 0.0% | 497,626 |  | Unchanged |
| [WTS/PMV CONSUMER ACQUISITION C EXP08/31/2027 (PMVC)](/companies/pmvc.md) | WARR | $0 | 0.0% | 9,826 |  | Unchanged |
| WTS/PYXIS ONCOLOGY INC EXP07/29/2027 | WARR | $0 | 0.0% | 73,130 |  | Unchanged |
| WTS/REALREAL INC  THE EXP02/28/2029 | WARR | $0 | 0.0% | 255,498 |  | Unchanged |

## Sold out

Held at the end of the quarter before and not reported this quarter.

| Issuer | Class | Reported value | Weight | Shares | Put or call | Change on the quarter before |
| --- | --- | ---: | ---: | ---: | --- | --- |
| [AKAMAI TECHNOLOGIES INC (AKAM)](/companies/akam.md) | COM | $0 | 0.0% | 0 |  | Sold out −1,926 |
| AMC 6 04/30/30 144A | FIXED INCOME | $0 | 0.0% | $0 principal |  | Sold out −1,560,912 |
| APOLLO GLOBAL MGMT INC | SER A MAND CNV | $0 | 0.0% | 0 |  | Sold out −3,362 |
| [APOLLO GLOBAL MGMT INC (APO)](/companies/apo.md) | COM | $0 | 0.0% | 0 | Put | Sold out −1,000 |
| ATRO 0 01/15/31 | FIXED INCOME | $0 | 0.0% | $0 principal |  | Sold out −320,000 |
| BEYOND MEAT INC | COM | $0 | 0.0% | 0 | Put | Sold out −1,080,600 |
| BEYOND MEAT INC | COM | $0 | 0.0% | 0 | Call | Sold out −50,000 |
| BITDEER TECHNOLOGIES GROUP | CL A ORD SHS | $0 | 0.0% | 0 | Put | Sold out −2,500 |
| BOEING CO | DEP CONV PFD A | $0 | 0.0% | 0 |  | Sold out −3,530 |
| BORRNO 5 02/08/28 | FIXED INCOME | $0 | 0.0% | $0 principal |  | Sold out −1,000,000 |
| BTDR 5 03/01/32 | FIXED INCOME | $0 | 0.0% | $0 principal |  | Sold out −2,000,000 |
| CALEDONIA MNG CORP | SHS NEW | $0 | 0.0% | 0 | Put | Sold out −2,000 |
| CELSION CORP 2.3600 EXP12/06/2016 | WARR | $0 | 0.0% | 0 |  | Sold out −166,217 |
| CENTERPOINT ENERGY  INC CONV PFD  TAXBL | EQUITY | $0 | 0.0% | 0 |  | Sold out −547,261 |
| CONTRA CB144A MP MAT | FIXED INCOME | $0 | 0.0% | $0 principal |  | Sold out −833,000 |
| [COREWEAVE INC (CRWV)](/companies/crwv.md) | COM CL A | $0 | 0.0% | 0 | Put | Sold out −1,000 |
| DUKE ENERGY CORP NEW | NOTE  4.125% 4/1 | $0 | 0.0% | $0 principal |  | Sold out −4,326,000 |
| EOSE 1 3/4 12/01/31 | FIXED INCOME | $0 | 0.0% | $0 principal |  | Sold out −500,000 |
| FLUENCE ENERGY INC | NOTE  2.250% 6/1 | $0 | 0.0% | $0 principal |  | Sold out −1,000,000 |
| GLXYLP 1/2 05/01/31 | FIXED INCOME | $0 | 0.0% | $0 principal |  | Sold out −1,000,000 |
| GME 0 06/15/32 | FIXED INCOME | $0 | 0.0% | $0 principal |  | Sold out −1,500,000 |
| IREN 0 07/01/31 | FIXED INCOME | $0 | 0.0% | $0 principal |  | Sold out −1,500,000 |
| KKR & CO INC | 6.25 CON SER D | $0 | 0.0% | 0 |  | Sold out −75,535 |
| LCI INDS | NOTE  1.125% 5/1 | $0 | 0.0% | $0 principal |  | Sold out −2,500,000 |
| LEHMAN BROTHERS HOLDINGS INC. CONV PFD 5.2500 03/06/2032 | EQUITY | $0 | 0.0% | 0 |  | Sold out −2,366 |
| LIGHTNING EMOTORS INC 11.5000EXP05/18/2025 | WARR | $0 | 0.0% | 0 |  | Sold out −392,968 |
| [MARA HOLDINGS INC (MARA)](/companies/mara.md) | COM | $0 | 0.0% | 0 |  | Sold out −41,800 |
| [MARA HOLDINGS INC (MARA)](/companies/mara.md) | COM | $0 | 0.0% | 0 | Put | Sold out −56,800 |
| MF GLOBAL HOLDINGS LTD CONV PFD PRIV PL/144A SERIES B | EQUITY | $0 | 0.0% | 0 |  | Sold out −50 |
| NOVANTA INC | UNIT 11/01/2028 | $0 | 0.0% | 0 |  | Sold out −30,425 |
| NVAX 4 5/8 09/01/31 | FIXED INCOME | $0 | 0.0% | $0 principal |  | Sold out −1,000,000 |
| ORA 0 03/15/31 B | FIXED INCOME | $0 | 0.0% | $0 principal |  | Sold out −3,000,000 |
| [PLANET LABS PBC (PL)](/companies/pl.md) | COM CL A | $0 | 0.0% | 0 |  | Sold out −14,400 |
| [PLUG PWR INC (PLUG)](/companies/plug.md) | COM NEW | $0 | 0.0% | 0 | Put | Sold out −72,500 |
| [PORCH GROUP INC (PRCH)](/companies/prch.md) | COM | $0 | 0.0% | 0 | Call | Sold out −5,000 |
| [RIGETTI COMPUTING INC (RGTI)](/companies/rgti.md) | \*W EXP 03/02/202 | $0 | 0.0% | 0 |  | Sold out −29,734 |
| [RIOT PLATFORMS INC (RIOT)](/companies/riot.md) | COM | $0 | 0.0% | 0 | Call | Sold out −5,000 |
| [RIVIAN AUTOMOTIVE INC (RIVN)](/companies/rivn.md) | COM CL A | $0 | 0.0% | 0 | Put | Sold out −10,000 |
| RIVIAN AUTOMOTIVE INC | NOTE  3.625%10/1 | $0 | 0.0% | $0 principal |  | Sold out −2,000,000 |
| RTS/A SPAC II ACQUISITION CORP EXP12/31/2099 | EQUITY | $0 | 0.0% | 0 |  | Sold out −25,319 |
| SELINA HOSPITALITY PLC 11.5000EXP02/26/2023 | WARR | $0 | 0.0% | 0 |  | Sold out −100 |
| SELINA HOSPITALITY PLC 6 11/01/2029 | FIXED INCOME | $0 | 0.0% | $0 principal |  | Sold out −3,468,891 |
| [TRUMP MEDIA & TECHNOLOGY GRO (DJT)](/companies/djt.md) | COM | $0 | 0.0% | 0 | Put | Sold out −10,000 |
| UPHEALTH INC 11.5000EXP07/01/2024 | WARR | $0 | 0.0% | 0 |  | Sold out −61,593 |
| VSE CORP | UNIT 02/01/2029 | $0 | 0.0% | 0 |  | Sold out −2,593 |
| WTS/CALLON PETROLEUM COMPANY 10.0000 EXP12/29/2010 | WARR | $0 | 0.0% | 0 |  | Sold out −25,000 |
| WTS/CELSION CORP 5.2400 EXP03/30/2015 | WARR | $0 | 0.0% | 0 |  | Sold out −50,000 |
| WTS/CELSION CORPORATION 2.7700 EXP12/02/2017 | WARR | $0 | 0.0% | 0 |  | Sold out −200,000 |
| WTS/DISCOVERY LABS  INC. 2.8000 EXP02/22/2016 | WARR | $0 | 0.0% | 0 |  | Sold out −8,750 |
| WTS/FIBROCELL SCIENCE  INC. 0.3000 EXP05/24/2017 | WARR | $0 | 0.0% | 0 |  | Sold out −250,000 |
| WTS/HECLA MINING COMPANY 2.4500 EXP06/09/2014 | WARR | $0 | 0.0% | 0 |  | Sold out −50,000 |
| WTS/ICORECONNECT  INC. EXP08/21/2028 | WARR | $0 | 0.0% | 0 |  | Sold out −16,750 |
| WTS/SELINA HOSPITALITY PLC EXP01/01/2059 | WARR | $0 | 0.0% | 0 |  | Sold out −12,649,446 |
| WTS/XOMA CORPORATION 1.7600 EXP03/09/2017 | WARR | $0 | 0.0% | 0 |  | Sold out −9,470 |

Source: SEC EDGAR, Form 13F-HR, accession 0001214659-26-010312. Last ingested by Listed: Oct 22, 2026, 05:26 ET. No prices; not investment advice.