# Caldwell Investment Management Ltd.: Form 13F holdings

An institutional investment manager in TORONTO. SEC CIK 1904373.

- Quarter ended: 2026-06-30
- Filed: 2026-08-11
- Reported value: $152.3m
- Positions: 33 (33 lines in the filing's table; lines for the same security and option type are added together here)
- Compared with: the 13F for the quarter ended 2026-03-31
- Filing: https://www.sec.gov/Archives/edgar/data/1904373/000190437326000003/

## Holdings

As filed, largest first. Reported value is what the manager stated at the quarter end (Jun 30, 2026), in US dollars; it is filing data, not a price. Weight is the share of the total reported value.

| Issuer | Class | Reported value | Weight | Shares | Put or call | Change on the quarter before |
| --- | --- | ---: | ---: | ---: | --- | --- |
| [CBOE GLOBAL MKTS INC (CBOE)](/companies/cboe.md) | COM | $26.7m | 17.5% | 110,000 |  | Reduced −8,000 |
| [MIAMI INTL HLDGS INC (MIAX)](/companies/miax.md) | COM | $22.3m | 14.6% | 600,000 |  | Reduced −63,810 |
| [BANK AMERICA CORP (BAC)](/companies/bac.md) | COM | $21.1m | 13.8% | 370,400 |  | Added +20,400 |
| [KKR & CO INC (KKR)](/companies/kkr.md) | COM | $18.3m | 12.0% | 200,000 |  | Unchanged |
| [INTERCONTINENTAL EXCH IN (ICE)](/companies/ice.md) | COM | $12.3m | 8.1% | 100,000 |  | Unchanged |
| [ENERFLEX LTD (EFXT)](/companies/efxt.md) | COM | $10.1m | 6.6% | 411,000 |  | Unchanged |
| [MANULIFE FINL CORP (MFC)](/companies/mfc.md) | COM | $9.9m | 6.5% | 244,000 |  | New +244,000 |
| [ELECTROVAYA INC (ELVA)](/companies/elva.md) | COM NEW | $4.2m | 2.7% | 398,000 |  | Unchanged |
| [AMAZON COM INC (AMZN)](/companies/amzn.md) | COM | $2.2m | 1.5% | 9,300 |  | Unchanged |
| [CENOVUS ENERGY INC (CVE)](/companies/cve.md) | COM | $1.9m | 1.2% | 74,800 |  | Reduced −216,000 |
| [ATS CORPORATION (ATS)](/companies/ats.md) | COM | $1.7m | 1.1% | 60,800 |  | Unchanged |
| [VISA INC (V)](/companies/v.md) | COM CL A | $1.7m | 1.1% | 5,100 |  | Unchanged |
| [APPLIED MATLS INC (AMAT)](/companies/amat.md) | COM | $1.6m | 1.0% | 2,200 |  | New +2,200 |
| [VERTIV HOLDINGS CO (VRT)](/companies/vrt.md) | COM CL A | $1.5m | 1.0% | 4,400 |  | Added +800 |
| [JPMORGAN CHASE & CO (JPM)](/companies/jpm.md) | COM | $1.3m | 0.9% | 4,100 |  | Unchanged |
| [ACADIAN ASSET MGMT INC (AAMI)](/companies/aami.md) | COM | $1.3m | 0.8% | 17,500 |  | New +17,500 |
| [INTERACTIVE BROKERS GROUP IN (IBKR)](/companies/ibkr.md) | COM CL A | $1.2m | 0.8% | 13,900 |  | Unchanged |
| [BROOKFIELD RENEWABLE CORP (BEPC)](/companies/bepc.md) | CL A EX SUB VTG | $1.2m | 0.8% | 31,200 |  | New +31,200 |
| [RB GLOBAL INC (RBA)](/companies/rba.md) | COM | $1.2m | 0.8% | 9,900 |  | New +9,900 |
| SPDR SERIES TST ST SP REGBNK | COM | $1.1m | 0.7% | 14,300 |  | New +14,300 |
| [RYMAN HOSPITALITY PPTYS INC (RHP)](/companies/rhp.md) | COM | $912.0k | 0.6% | 7,100 |  | New +7,100 |
| LINDE PLC | SHS | $881.5k | 0.6% | 1,700 |  | New +1,700 |
| [NVIDIA CORPORATION (NVDA)](/companies/nvda.md) | COM | $879.7k | 0.6% | 4,400 |  | Unchanged |
| [APPLIED INDL TECHNOLOGIES (AIT)](/companies/ait.md) | COM | $878.5k | 0.6% | 2,600 |  | New +2,600 |
| [JACOBS SOLUTIONS INC (J)](/companies/j.md) | COM | $868.8k | 0.6% | 6,900 |  | Reduced −4,100 |
| [WASTE CONNECTIONS INC (WCN)](/companies/wcn.md) | COM | $849.5k | 0.6% | 5,100 |  | Unchanged |
| [CGI INC (GIB)](/companies/gib.md) | CL A SUB VTG | $832.8k | 0.5% | 12,910 |  | Unchanged |
| [LEONARDO DRS INC (DRS)](/companies/drs.md) | COM NEW | $810.1k | 0.5% | 19,000 |  | New +19,000 |
| [SERVICENOW INC (NOW)](/companies/now.md) | COM | $694.4k | 0.5% | 7,000 |  | Unchanged |
| [STANTEC INC (STN)](/companies/stn.md) | COM | $647.1k | 0.4% | 9,400 |  | Reduced −8,400 |
| [EQUINOX GOLD CORP (EQX)](/companies/eqx.md) | COM | $544.6k | 0.4% | 56,000 |  | New +56,000 |
| [AGNICO EAGLE MINES LTD (AEM)](/companies/aem.md) | COM | $465.2k | 0.3% | 3,000 |  | Reduced −34,000 |
| ACCENTURE PLC | CL A NEW | $397.9k | 0.3% | 3,200 |  | Unchanged |

## Sold out

Held at the end of the quarter before and not reported this quarter.

| Issuer | Class | Reported value | Weight | Shares | Put or call | Change on the quarter before |
| --- | --- | ---: | ---: | ---: | --- | --- |
| [ALPHABET INC (GOOGL)](/companies/googl.md) | CAP STK CL A | $0 | 0.0% | 0 |  | Sold out −2,500 |
| [AMENTUM HOLDINGS INC (AMTM)](/companies/amtm.md) | COM | $0 | 0.0% | 0 |  | Sold out −11,669 |
| [AMPHENOL CORP (APH)](/companies/aph.md) | CL A | $0 | 0.0% | 0 |  | Sold out −6,800 |
| [ARCHROCK INC (AROC)](/companies/aroc.md) | COM | $0 | 0.0% | 0 |  | Sold out −31,500 |
| [CACI INTL INC (CACI)](/companies/caci.md) | CL A | $0 | 0.0% | 0 |  | Sold out −1,400 |
| [CAE INC (CAE)](/companies/cae.md) | COM | $0 | 0.0% | 0 |  | Sold out −66,100 |
| [CAMECO CORP (CCJ)](/companies/ccj.md) | COM | $0 | 0.0% | 0 |  | Sold out −41,000 |
| [CANADIAN NATL RY CO (CNI)](/companies/cni.md) | COM | $0 | 0.0% | 0 |  | Sold out −10,800 |
| [CELESTICA INC (CLS)](/companies/cls.md) | COM | $0 | 0.0% | 0 |  | Sold out −8,900 |
| [CITIGROUP INC (C)](/companies/c.md) | COM NEW | $0 | 0.0% | 0 |  | Sold out −75,000 |
| [COMFORT SYS USA INC (FIX)](/companies/fix.md) | COM | $0 | 0.0% | 0 |  | Sold out −1,600 |
| [CURTISS WRIGHT CORP (CW)](/companies/cw.md) | COM | $0 | 0.0% | 0 |  | Sold out −2,400 |
| [FISERV INC (FISV)](/companies/fisv.md) | COM | $0 | 0.0% | 0 |  | Sold out −7,300 |
| [HCA HEALTHCARE INC (HCA)](/companies/hca.md) | COM | $0 | 0.0% | 0 |  | Sold out −1,200 |
| [HOWMET AEROSPACE INC (HWM)](/companies/hwm.md) | COM | $0 | 0.0% | 0 |  | Sold out −6,400 |
| [KINROSS GOLD CORP (KGC)](/companies/kgc.md) | COM | $0 | 0.0% | 0 |  | Sold out −170,300 |
| [KLA CORP (KLAC)](/companies/klac.md) | COM NEW | $0 | 0.0% | 0 |  | Sold out −1,200 |
| [L3HARRIS TECHNOLOGIES INC (LHX)](/companies/lhx.md) | COM | $0 | 0.0% | 0 |  | Sold out −7,600 |
| [LAM RESEARCH CORP (LRCX)](/companies/lrcx.md) | COM NEW | $0 | 0.0% | 0 |  | Sold out −5,400 |
| [MCKESSON CORP (MCK)](/companies/mck.md) | COM | $0 | 0.0% | 0 |  | Sold out −2,200 |
| [MICROSOFT CORP (MSFT)](/companies/msft.md) | COM | $0 | 0.0% | 0 |  | Sold out −4,500 |
| [MORGAN STANLEY (MS)](/companies/ms.md) | COM NEW | $0 | 0.0% | 0 |  | Sold out −250,000 |
| [MOTOROLA SOLUTIONS INC (MSI)](/companies/msi.md) | COM NEW | $0 | 0.0% | 0 |  | Sold out −4,200 |
| [OVINTIV INC (OVV)](/companies/ovv.md) | COM | $0 | 0.0% | 0 |  | Sold out −34,900 |
| [PFIZER INC (PFE)](/companies/pfe.md) | COM | $0 | 0.0% | 0 |  | Sold out −75,000 |
| QUANTA SVCS INC | COM | $0 | 0.0% | 0 |  | Sold out −2,200 |
| [RESMED INC (RMD)](/companies/rmd.md) | COM | $0 | 0.0% | 0 |  | Sold out −4,000 |
| [ROLLINS INC (ROL)](/companies/rol.md) | COM | $0 | 0.0% | 0 |  | Sold out −22,000 |
| [ROYAL BK CDA (RY)](/companies/ry.md) | COM | $0 | 0.0% | 0 |  | Sold out −15,600 |
| [SPROTT INC (SII)](/companies/sii.md) | COM NEW | $0 | 0.0% | 0 |  | Sold out −57,300 |
| [SYNOPSYS INC (SNPS)](/companies/snps.md) | COM | $0 | 0.0% | 0 |  | Sold out −1,631 |
| [THERMO FISHER SCIENTIFIC INC (TMO)](/companies/tmo.md) | COM | $0 | 0.0% | 0 |  | Sold out −3,300 |
| [TJX COS INC NEW (TJX)](/companies/tjx.md) | COM | $0 | 0.0% | 0 |  | Sold out −11,100 |
| [WILLIAMS COS INC (WMB)](/companies/wmb.md) | COM | $0 | 0.0% | 0 |  | Sold out −14,000 |
| [WOODWARD INC (WWD)](/companies/wwd.md) | COM | $0 | 0.0% | 0 |  | Sold out −3,000 |

Source: SEC EDGAR, Form 13F-HR, accession 0001904373-26-000003. Last ingested by Listed: Oct 22, 2026, 05:26 ET. No prices; not investment advice.