# Cordgrass Capital Advisors, LLC: Form 13F holdings

An institutional investment manager in RALEIGH, NC. SEC CIK 1912040.

- Quarter ended: 2026-06-30
- Filed: 2026-08-06
- Reported value: $268.4m
- Positions: 225 (225 lines in the filing's table; lines for the same security and option type are added together here)
- Compared with: the 13F for the quarter ended 2026-03-31
- Filing: https://www.sec.gov/Archives/edgar/data/1912040/000139834426013638/

## Holdings

As filed, largest first. Reported value is what the manager stated at the quarter end (Jun 30, 2026), in US dollars; it is filing data, not a price. Weight is the share of the total reported value.

| Issuer | Class | Reported value | Weight | Shares | Put or call | Change on the quarter before |
| --- | --- | ---: | ---: | ---: | --- | --- |
| [CATERPILLAR INC (CAT)](/companies/cat.md) | COM | $16.8m | 6.2% | 15,753 |  | Reduced −310 |
| [APPLE INC (AAPL)](/companies/aapl.md) | COM | $13.9m | 5.2% | 48,190 |  | Reduced −8,981 |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | $11.0m | 4.1% | 16,066 |  | Reduced −39,490 |
| [ALPHABET INC (GOOGL)](/companies/googl.md) | CAP STK CL C | $9.3m | 3.5% | 26,222 |  | Reduced −750 |
| [COSTCO WHOLESALE CORPORATION (COST)](/companies/cost.md) | COM | $8.4m | 3.1% | 8,996 |  | Reduced −698 |
| [LINCOLN NATL CORP IND (LNC)](/companies/lnc.md) | COM | $7.8m | 2.9% | 219,565 |  | Reduced −12 |
| ISHARES TR | RUSSELL 2000 ETF | $6.7m | 2.5% | 22,192 |  | Reduced −65 |
| [PENUMBRA INC (PEN)](/companies/pen.md) | COM | $6.5m | 2.4% | 20,430 |  | Reduced −9,877 |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | $5.4m | 2.0% | 25,384 |  | Reduced −6,174 |
| [JOHNSON & JOHNSON (JNJ)](/companies/jnj.md) | COM | $5.2m | 1.9% | 20,326 |  | Reduced −5,586 |
| [VISA INC (V)](/companies/v.md) | COM CL A | $5.0m | 1.9% | 14,637 |  | Reduced −2,663 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | $4.6m | 1.7% | 64,037 |  | Reduced −994 |
| [MOTOROLA SOLUTIONS INC (MSI)](/companies/msi.md) | COM NEW | $4.6m | 1.7% | 10,964 |  | Reduced −2,456 |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | $4.2m | 1.6% | 133,699 |  | Reduced −215,510 |
| [AMAZON COM INC (AMZN)](/companies/amzn.md) | COM | $4.1m | 1.5% | 17,406 |  | Reduced −6,138 |
| [PROCTER & GAMBLE CO (PG)](/companies/pg.md) | COM | $4.1m | 1.5% | 28,275 |  | Reduced −6,697 |
| [NORFOLK SOUTHN CORP (NSC)](/companies/nsc.md) | COM | $4.1m | 1.5% | 13,050 |  | Reduced −339 |
| ISHARES TR | CORE MSCI EAFE | $4.1m | 1.5% | 42,461 |  | Reduced −75,773 |
| [COCA COLA CO (KO)](/companies/ko.md) | COM | $4.0m | 1.5% | 49,053 |  | Reduced −349 |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | $3.7m | 1.4% | 50,725 |  | Added +8,212 |
| [MICROSOFT CORP (MSFT)](/companies/msft.md) | COM | $3.7m | 1.4% | 9,912 |  | Reduced −3,339 |
| [DEERE & CO (DE)](/companies/de.md) | COM | $3.7m | 1.4% | 5,768 |  | Reduced −1,947 |
| J P MORGAN EXCHANGE TRADED F | HEDG EQU LAD ETF | $3.5m | 1.3% | 52,455 |  | Reduced −22,183 |
| [STATE STR SPDR S&P 500 ETF T (SPY)](/companies/spy.md) | TR UNIT | $3.2m | 1.2% | 4,282 |  | Reduced −140 |
| [MCDONALDS CORP (MCD)](/companies/mcd.md) | COM | $3.0m | 1.1% | 11,163 |  | Reduced −2,311 |
| ISHARES TR | CORE US AGGBD ET | $2.9m | 1.1% | 29,444 |  | Reduced −152,727 |
| J P MORGAN EXCHANGE TRADED F | ACTIVE GROWTH | $2.7m | 1.0% | 27,395 |  | Added +5,045 |
| VANGUARD INDEX FDS | MID CAP ETF | $2.7m | 1.0% | 33,491 |  | Reduced −25,903 |
| INVESCO QQQ TR | UNIT SER 1 | $2.7m | 1.0% | 3,650 |  | Reduced −8,585 |
| ISHARES TR | CORE S&P MCP ETF | $2.7m | 1.0% | 34,677 |  | Added +3,647 |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT ETF | $2.6m | 1.0% | 52,345 |  | Added +24,158 |
| [ABBOTT LABORATORIES (ABT)](/companies/abt.md) | COM | $2.6m | 1.0% | 28,775 |  | Reduced −5,609 |
| [FEDEX CORP (FDX)](/companies/fdx.md) | COM | $2.6m | 1.0% | 8,235 |  | Unchanged |
| ISHARES TR | CORE S&P SCP ETF | $2.6m | 1.0% | 17,302 |  | Reduced −44,238 |
| VANGUARD INDEX FDS | VALUE ETF | $2.4m | 0.9% | 11,224 |  | Reduced −150 |
| [UNITED PARCEL SVCS INC (UPS)](/companies/ups.md) | CL B | $2.1m | 0.8% | 19,901 |  | Added +197 |
| [DOLLAR GEN CORP (DG)](/companies/dg.md) | COM | $2.1m | 0.8% | 18,216 |  | Reduced −300 |
| PUTNAM ETF TRUST | FOCUSED LAR CAP | $2.0m | 0.7% | 38,992 |  | Added +5,716 |
| [SOUTHERN CO (SO)](/companies/so.md) | COM | $1.9m | 0.7% | 20,015 |  | Reduced −9,037 |
| ISHARES TR | RUS MD CP GR ETF | $1.9m | 0.7% | 12,910 |  | Unchanged |
| [JPMORGAN CHASE & CO (JPM)](/companies/jpm.md) | COM | $1.8m | 0.7% | 5,596 |  | Reduced −9,240 |
| [DUKE ENERGY CORP NEW (DUK)](/companies/duk.md) | COM NEW | $1.8m | 0.7% | 14,448 |  | Reduced −2,067 |
| T ROWE PRICE EXCHANGE-TRADED | INTL EQUITY ETF | $1.8m | 0.7% | 46,423 |  | Added +8,756 |
| [VERIZON COMMUNICATIONS INC (VZ)](/companies/vz.md) | COM | $1.7m | 0.6% | 40,389 |  | Reduced −22,461 |
| ISHARES TR | MSCI EAFE ETF | $1.7m | 0.6% | 16,418 |  | Reduced −190 |
| [TRUIST FINL CORP (TFC)](/companies/tfc.md) | COM | $1.7m | 0.6% | 33,994 |  | Reduced −16,599 |
| [PFIZER INC (PFE)](/companies/pfe.md) | COM | $1.6m | 0.6% | 68,388 |  | Added +1,402 |
| [MERCK & CO INC (MRK)](/companies/mrk.md) | COM | $1.6m | 0.6% | 12,276 |  | Reduced −1,112 |
| [ROYAL BK CDA (RY)](/companies/ry.md) | COM | $1.6m | 0.6% | 7,613 |  | Reduced −5,001 |
| [CISCO SYS INC (CSCO)](/companies/csco.md) | COM | $1.5m | 0.6% | 12,982 |  | Reduced −15,426 |
| VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | $1.5m | 0.6% | 31,267 |  | Added +4,936 |
| EXXON MOBIL CORP | COM | $1.5m | 0.6% | 11,059 |  | Reduced −720 |
| [STRYKER CORPORATION (SYK)](/companies/syk.md) | COM | $1.5m | 0.5% | 4,621 |  | Reduced −1,613 |
| [GOLDMAN SACHS GROUP INC (GS)](/companies/gs.md) | COM | $1.4m | 0.5% | 1,416 |  | Unchanged |
| [ELI LILLY & CO (LLY)](/companies/lly.md) | COM | $1.4m | 0.5% | 1,178 |  | Reduced −1,296 |
| J P MORGAN EXCHANGE TRADED F | SMALL & MID CAP | $1.4m | 0.5% | 18,102 |  | Reduced −53 |
| [HOME DEPOT INC (HD)](/companies/hd.md) | COM | $1.4m | 0.5% | 3,925 |  | Reduced −1,893 |
| [NVIDIA CORPORATION (NVDA)](/companies/nvda.md) | COM | $1.3m | 0.5% | 6,514 |  | Reduced −5,465 |
| VANGUARD INDEX FDS | GROWTH ETF | $1.2m | 0.5% | 14,385 |  | Added +12,185 |
| GOLDMAN SACHS ETF TR | ACTIVEBETA INT | $1.2m | 0.5% | 26,481 |  | Reduced −65 |
| [CORNING INC (GLW)](/companies/glw.md) | COM | $1.2m | 0.4% | 4,715 |  | Reduced −9,534 |
| ISHARES INC | CORE MSCI EMKT | $1.2m | 0.4% | 14,369 |  | Reduced −44,621 |
| VANGUARD INDEX FDS | SMALL CP ETF | $1.2m | 0.4% | 3,825 |  | Reduced −59 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | $1.1m | 0.4% | 18,568 |  | Added +161 |
| [CHEVRON CORPORATION (CVX)](/companies/cvx.md) | COM | $1.1m | 0.4% | 6,611 |  | Reduced −4,572 |
| [WALMART INC (WMT)](/companies/wmt.md) | COM | $1.1m | 0.4% | 9,511 |  | Reduced −12,928 |
| ISHARES TR | SELECT DIVID ETF | $1.0m | 0.4% | 6,626 |  | Unchanged |
| ISHARES TR | PFD AND INCM SEC | $1.0m | 0.4% | 33,518 |  | Reduced −17,420 |
| [ABBVIE INC (ABBV)](/companies/abbv.md) | COM | $992.7k | 0.4% | 3,945 |  | Reduced −149 |
| [LOWES COS INC (LOW)](/companies/low.md) | COM | $977.7k | 0.4% | 4,434 |  | Reduced −3,607 |
| [PEPSICO INC (PEP)](/companies/pep.md) | COM | $935.3k | 0.3% | 6,908 |  | Reduced −5,655 |
| TIDAL TRUST II | DEFI DAIL QS ETF | $923.0k | 0.3% | 69,450 |  | Added +7,450 |
| ISHARES TR | MSCI EMG MKT ETF | $920.3k | 0.3% | 13,453 |  | Reduced −113 |
| [INTERNATIONAL BUSINESS MACHS (IBM)](/companies/ibm.md) | COM | $889.2k | 0.3% | 3,162 |  | Reduced −202 |
| [BERKSHIRE HATHAWAY INC DEL (BRK-B)](/companies/brk-b.md) | CL B NEW | $868.2k | 0.3% | 1,735 |  | Reduced −280 |
| [SALESFORCE INC (CRM)](/companies/crm.md) | COM | $825.4k | 0.3% | 5,269 |  | Reduced −548 |
| J P MORGAN EXCHANGE TRADED F | DIVERSFD EQT ETF | $810.9k | 0.3% | 13,478 |  | Reduced −38 |
| [QUANTUMSCAPE CORP (QS)](/companies/qs.md) | COM CL A | $804.8k | 0.3% | 106,451 |  | Reduced −10,086 |
| MEDTRONIC PLC | SHS | $780.0k | 0.3% | 9,971 |  | Reduced −11,005 |
| [BROADCOM INC (AVGO)](/companies/avgo.md) | COM | $760.4k | 0.3% | 2,013 |  | Reduced −9,100 |
| [QNITY ELECTRONICS INC (Q)](/companies/q.md) | COMMON STOCK | $749.6k | 0.3% | 4,590 |  | Reduced −278 |
| [CORTEVA INC (CTVA)](/companies/ctva.md) | COM | $700.6k | 0.3% | 8,273 |  | Unchanged |
| [BLACKSTONE INC (BX)](/companies/bx.md) | COM | $695.8k | 0.3% | 5,913 |  | Reduced −5,610 |
| [DOMINION ENERGY INC (D)](/companies/d.md) | COM | $692.0k | 0.3% | 10,133 |  | Reduced −33 |
| VANGUARD INDEX FDS | TOTAL STK MKT | $626.1k | 0.2% | 1,692 |  | Reduced −184 |
| [FEDEX FGHT HLDG CO INC (FDXF)](/companies/fdxf.md) | COMMON STOCK | $623.2k | 0.2% | 4,127 |  | New +4,127 |
| [MARATHON PETE CORP (MPC)](/companies/mpc.md) | COM | $586.8k | 0.2% | 2,295 |  | Reduced −5,086 |
| FIRST TR EXCHANGE-TRADED FD | SHS | $585.7k | 0.2% | 1,750 |  | Reduced −390 |
| [AMGEN INC (AMGN)](/companies/amgn.md) | COM | $570.3k | 0.2% | 1,575 |  | Reduced −2,850 |
| J P MORGAN EXCHANGE TRADED F | ACTIVE VALUE ETF | $565.3k | 0.2% | 7,119 |  | Added +1,596 |
| [LOCKHEED MARTIN CORP (LMT)](/companies/lmt.md) | COM | $551.3k | 0.2% | 1,082 |  | Reduced −1,455 |
| EATON CORP PLC | SHS | $549.7k | 0.2% | 1,290 |  | Reduced −3,073 |
| ISHARES TR | RUS 1000 GRW ETF | $537.9k | 0.2% | 4,332 |  | Added +1,327 |
| ISHARES TR | CORE S&P500 ETF | $537.0k | 0.2% | 717 |  | Unchanged |
| SPDR SERIES TRUST | ST STR RATE ETF | $507.9k | 0.2% | 16,462 |  | Reduced −8,299 |
| [BANK OF AMER CORP (BAC)](/companies/bac.md) | COM | $507.6k | 0.2% | 8,909 |  | Reduced −1,446 |
| ISHARES TR | MSCI ACWI ETF | $470.9k | 0.2% | 3,000 |  | Unchanged |
| [ALPHABET INC (GOOGL)](/companies/googl.md) | CAP STK CL A | $464.6k | 0.2% | 1,300 |  | Reduced −4,784 |
| [INTEL CORP (INTC)](/companies/intc.md) | COM | $463.7k | 0.2% | 3,321 |  | New +3,321 |
| [SPDR GOLD TR (GLD)](/companies/gld.md) | GOLD SHS | $460.5k | 0.2% | 1,250 |  | Reduced −175 |
| ISHARES TR | RUS MID CAP ETF | $460.0k | 0.2% | 4,170 |  | Added +263 |
| [MASTERCARD INCORPORATED (MA)](/companies/ma.md) | CL A | $447.9k | 0.2% | 872 |  | Reduced −65 |
| [PAYCHEX INC (PAYX)](/companies/payx.md) | COM | $443.2k | 0.2% | 4,507 |  | Reduced −5,765 |
| [DUPONT DE NEMOURS INC (DD)](/companies/dd.md) | COMMON STOCK | $438.1k | 0.2% | 3,230 |  | New +3,230 |
| TOWNEBANK PORTSMOUTH VA | COM | $436.0k | 0.2% | 12,031 |  | Reduced −2,812 |
| [GENUINE PARTS CO (GPC)](/companies/gpc.md) | COM | $433.9k | 0.2% | 3,678 |  | Reduced −5,486 |
| FEDERATED HERMES ETF TRUST | TOTA RETU BD ETF | $428.4k | 0.2% | 17,072 |  | New +17,072 |
| [SCHWAB CHARLES CORP (SCHW)](/companies/schw.md) | COM | $426.9k | 0.2% | 4,627 |  | Reduced −6,799 |
| [GILEAD SCIENCES INC (GILD)](/companies/gild.md) | COM | $424.0k | 0.2% | 3,356 |  | Unchanged |
| ISHARES TR | RUS 2000 GRW ETF | $404.2k | 0.2% | 1,026 |  | Unchanged |
| [CONOCOPHILLIPS (COP)](/companies/cop.md) | COM | $399.0k | 0.1% | 3,838 |  | Reduced −7,205 |
| VANGUARD SCOTTSDALE FDS | LONG TERM TREAS | $398.0k | 0.1% | 7,212 |  | Added +1,572 |
| VANGUARD STAR FDS | VG TL INTL STK F | $388.6k | 0.1% | 4,546 |  | Reduced −287 |
| AMERICAN CENTY ETF TR | US LARGE CAP VLU | $382.0k | 0.1% | 4,188 |  | New +4,188 |
| [PHILIP MORRIS INTL INC (PM)](/companies/pm.md) | COM | $379.7k | 0.1% | 2,099 |  | Reduced −358 |
| NEW YORK LIFE INVTS ACTIVE E | WINSLOW LAR CAP | $378.1k | 0.1% | 6,682 |  | New +6,682 |
| ISHARES TR | RUS 1000 VAL ETF | $377.9k | 0.1% | 1,559 |  | Unchanged |
| [3M CO (MMM)](/companies/mmm.md) | COM | $375.3k | 0.1% | 2,318 |  | Unchanged |
| [KIMCO REALTY CORP (KIM)](/companies/kim.md) | COM | $375.0k | 0.1% | 14,793 |  | Reduced −38,521 |
| VANECK ETF TRUST | GOLD MINERS ETF | $347.2k | 0.1% | 4,602 |  | Added +3,445 |
| [UNION PAC CORP (UNP)](/companies/unp.md) | COM | $347.1k | 0.1% | 1,276 |  | Reduced −1,257 |
| [FIDUS INVT CORP (FDUS)](/companies/fdus.md) | COM | $342.9k | 0.1% | 17,981 |  | Unchanged |
| FIRST TR EXCHANGE-TRADED FD | DJ INTERNT IDX | $339.4k | 0.1% | 1,282 |  | Unchanged |
| [EATON VANCE ENHANCED EQUITY (EOS)](/companies/eos.md) | COM | $329.4k | 0.1% | 14,947 |  | Unchanged |
| J P MORGAN EXCHANGE TRADED F | BETABUILDRS US | $327.0k | 0.1% | 2,427 |  | Added +440 |
| [INTUITIVE SURGICAL INC (ISRG)](/companies/isrg.md) | COM NEW | $307.0k | 0.1% | 772 |  | Reduced −48 |
| [KIMBERLY-CLARK CORP (KMB)](/companies/kmb.md) | COM | $303.7k | 0.1% | 2,767 |  | New +2,767 |
| GABELLI DIVID & INCOME TR | COM | $302.8k | 0.1% | 10,300 |  | Unchanged |
| [AT&T INC (T)](/companies/t.md) | COM | $300.5k | 0.1% | 14,517 |  | Added +800 |
| [ADVANCED MICRO DEVICES INC (AMD)](/companies/amd.md) | COM | $298.6k | 0.1% | 514 |  | New +514 |
| [CITIGROUP INC (C)](/companies/c.md) | COM NEW | $298.0k | 0.1% | 2,129 |  | Reduced −650 |
| [ALTRIA GROUP INC (MO)](/companies/mo.md) | COM | $296.4k | 0.1% | 4,120 |  | Reduced −48 |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | $279.2k | 0.1% | 3,378 |  | Added +635 |
| [TEXAS INSTRS INC (TXN)](/companies/txn.md) | COM | $274.8k | 0.1% | 922 |  | Reduced −208 |
| [ILLINOIS TOOL WKS INC (ITW)](/companies/itw.md) | COM | $268.0k | <0.1% | 991 |  | Reduced −2,942 |
| [ASHLAND INC (ASH)](/companies/ash.md) | COM | $267.6k | <0.1% | 4,062 |  | Reduced −13,135 |
| ISHARES INC | MSCI EQUAL WEITE | $263.3k | <0.1% | 2,306 |  | Unchanged |
| [MAIN STR CAP CORP (MAIN)](/companies/main.md) | COM | $259.4k | <0.1% | 5,000 |  | Unchanged |
| [CME GROUP INC (CME)](/companies/cme.md) | COM | $252.4k | <0.1% | 1,143 |  | Reduced −2,420 |
| [CANADIAN PACIFIC KANSAS CITY (CP)](/companies/cp.md) | COM | $250.5k | <0.1% | 2,891 |  | Unchanged |
| [ORACLE CORP (ORCL)](/companies/orcl.md) | COM | $245.5k | <0.1% | 1,675 |  | Reduced −4,222 |
| [WELLS FARGO & CO (WFC)](/companies/wfc.md) | COM | $237.6k | <0.1% | 2,875 |  | Unchanged |
| [BLACKROCK INC (BLK)](/companies/blk.md) | COM | $237.5k | <0.1% | 247 |  | Reduced −954 |
| [FASTENAL CO (FAST)](/companies/fast.md) | COM | $236.3k | <0.1% | 4,920 |  | Unchanged |
| [SNOWFLAKE INC (SNOW)](/companies/snow.md) | COM SHS | $232.4k | <0.1% | 913 |  | Reduced −3,320 |
| VANGUARD WORLD FD | INF TECH ETF | $232.3k | <0.1% | 1,944 |  | New +1,944 |
| [THERMO FISHER SCIENTIFIC INC (TMO)](/companies/tmo.md) | COM | $225.6k | <0.1% | 450 |  | Unchanged |
| VANECK ETF TRUST | SEMICONDUCTR ETF | $225.0k | <0.1% | 343 |  | Reduced −7 |
| VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | $221.5k | <0.1% | 3,805 |  | Added +1,205 |
| SELECT SECTOR SPDR TR | ST STR ENERG ETF | $221.4k | <0.1% | 4,168 |  | Reduced −1,490 |
| COHEN & STEERS ETF TRUST | INFRASTRUCTURE | $210.1k | <0.1% | 7,357 |  | New +7,357 |
| [CROWDSTRIKE HLDGS INC (CRWD)](/companies/crwd.md) | CL A | $208.3k | <0.1% | 273 |  | New +273 |
| AMERICAN CENTY ETF TR | INTL EQT ETF | $203.4k | <0.1% | 2,280 |  | New +2,280 |
| [BLACKROCK ENHANCED EQUITY DI (BDJ)](/companies/bdj.md) | COM | $202.3k | <0.1% | 21,139 |  | Unchanged |
| SPDR SERIES TRUST | ST STR SP DIV | $184.7k | <0.1% | 1,214 |  | Unchanged |
| ISHARES TR | RUS MDCP VAL ETF | $141.9k | <0.1% | 862 |  | Unchanged |
| J P MORGAN EXCHANGE TRADED F | MUNICIPAL ETF | $128.1k | <0.1% | 2,529 |  | Reduced −1,332 |
| [ABERDEEN MULTI-MARKET INCOME (MMT)](/companies/mmt.md) | SH BEN INT | $127.9k | <0.1% | 29,062 |  | Unchanged |
| J P MORGAN EXCHANGE TRADED F | INTRNL RES EQT | $99.7k | <0.1% | 1,209 |  | Added +204 |
| ISHARES TR | 7-10 YR TRSY BD | $98.0k | <0.1% | 1,036 |  | Reduced −19,859 |
| J P MORGAN EXCHANGE TRADED F | CORE PLUS BD ETF | $95.5k | <0.1% | 2,035 |  | Reduced −1,525 |
| INVESCO EXCHANGE TRADED FD T | LARGE CAP VALUE | $89.0k | <0.1% | 1,175 |  | Unchanged |
| ISHARES TR | U.S. TECH ETF | $86.8k | <0.1% | 344 |  | Unchanged |
| COHEN & STEERS ETF TRUST | REAL EST ACT ETF | $82.5k | <0.1% | 2,907 |  | New +2,907 |
| J P MORGAN EXCHANGE TRADED F | ACTIVE BOND ETF | $78.8k | <0.1% | 1,473 |  | Added +267 |
| ISHARES TR | MSCI ACWI EX US | $76.1k | <0.1% | 1,000 |  | Unchanged |
| INVESCO EXCHANGE TRADED FD T | S&P500 PUR GWT | $74.6k | <0.1% | 1,168 |  | Unchanged |
| [GRIFOLS S A (GRFS)](/companies/grfs.md) | SP ADR REP B NVT | $70.8k | <0.1% | 10,000 |  | Reduced −12 |
| ISHARES TR | S&P 500 VAL ETF | $61.5k | <0.1% | 271 |  | Unchanged |
| ISHARES TR | S&P 500 GRWT ETF | $61.2k | <0.1% | 445 |  | Unchanged |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | $57.9k | <0.1% | 2,000 |  | Reduced −503 |
| GOLDMAN SACHS ETF TR | MARKETBETA US EQ | $55.3k | <0.1% | 536 |  | Unchanged |
| J P MORGAN EXCHANGE TRADED F | GLOBAL SEL EQUIT | $54.4k | <0.1% | 764 |  | Added +56 |
| ISHARES TR | RUS 1000 ETF | $51.2k | <0.1% | 125 |  | Reduced −53 |
| VANGUARD INDEX FDS | EXTEND MKT ETF | $49.2k | <0.1% | 200 |  | Unchanged |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | $41.0k | <0.1% | 134 |  | Unchanged |
| J P MORGAN EXCHANGE TRADED F | ACTIVEBLDRS EMER | $37.6k | <0.1% | 588 |  | Added +86 |
| ISHARES TR | ISHARES BIOTECH | $35.9k | <0.1% | 189 |  | Unchanged |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | $35.2k | <0.1% | 623 |  | Reduced −51,225 |
| VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | $33.0k | <0.1% | 210 |  | Unchanged |
| J P MORGAN EXCHANGE TRADED F | INCOME ETF | $31.0k | <0.1% | 673 |  | Added +19 |
| SELECT SECTOR SPDR TR | ST STR MATER ETF | $30.5k | <0.1% | 600 |  | Unchanged |
| FEDERATED HERMES ETF TRUST | SHOR DU CORP ETF | $29.7k | <0.1% | 1,230 |  | New +1,230 |
| VANGUARD INDEX FDS | SML CP GRW ETF | $29.3k | <0.1% | 80 |  | Unchanged |
| SELECT SECTOR SPDR TR | ST STR UTIL ETF | $29.0k | <0.1% | 640 |  | Unchanged |
| ISHARES TR | 1 3 YR TREAS BD | $25.0k | <0.1% | 304 |  | Reduced −1,995 |
| SELECT SECTOR SPDR TR | ST STR TECHN ETF | $23.4k | <0.1% | 123 |  | Reduced −1,649 |
| J P MORGAN EXCHANGE TRADED F | JPMORGAN INTL VL | $22.6k | <0.1% | 246 |  | Added +50 |
| J P MORGAN EXCHANGE TRADED F | INTERNL GWT | $21.6k | <0.1% | 248 |  | Added +37 |
| ISHARES TR | U.S. PHARMA ETF | $20.8k | <0.1% | 210 |  | Unchanged |
| FEDERATED HERMES ETF TRUST | MDT MAR NEU ETF | $20.6k | <0.1% | 793 |  | New +793 |
| GOLDMAN SACHS ETF TR | ACCESS INVT GR | $20.2k | <0.1% | 441 |  | Unchanged |
| ISHARES TR | S&P SML 600 GWT | $20.0k | <0.1% | 112 |  | Reduced −189 |
| SELECT SECTOR SPDR TR | ST STR INDL ETF | $18.5k | <0.1% | 100 |  | Unchanged |
| SCHWAB STRATEGIC TR | US MID-CAP ETF | $17.7k | <0.1% | 480 |  | Reduced −1,080 |
| J P MORGAN EXCHANGE TRADED F | BET USD HIG ETF | $15.9k | <0.1% | 344 |  | Added +1 |
| SPDR SERIES TRUST | ST SHOR CORP ETF | $14.5k | <0.1% | 484 |  | Unchanged |
| ISHARES TR | SP SMCP600VL ETF | $13.7k | <0.1% | 100 |  | Unchanged |
| SELECT SECTOR SPDR TR | ST STR FINL ETF | $12.3k | <0.1% | 230 |  | Unchanged |
| GOLDMAN SACHS ETF TR | ACTIVEBETA US LG | $12.2k | <0.1% | 86 |  | Unchanged |
| SCHWAB STRATEGIC TR | FUNDAMENTAL US L | $11.9k | <0.1% | 382 |  | New +382 |
| AMERICAN CENTY ETF TR | AVANTIS EMGMKT | $9.6k | <0.1% | 100 |  | New +100 |
| GOLDMAN SACHS ETF TR | ACCESS INFLATI | $9.4k | <0.1% | 193 |  | Unchanged |
| J P MORGAN EXCHANGE TRADED F | US RESEARCH ENHN | $9.2k | <0.1% | 137 |  | New +137 |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | $8.4k | <0.1% | 287 |  | Reduced −15,149 |
| ISHARES INC | MSCI STH KOR ETF | $8.1k | <0.1% | 40 |  | Unchanged |
| VANECK ETF TRUST | URANI NUCLE ETF | $7.1k | <0.1% | 61 |  | Unchanged |
| SCHWAB STRATEGIC TR | US AGGREGATE B | $6.7k | <0.1% | 291 |  | Reduced −460 |
| SPDR SERIES TRUST | ST LON TREAS ETF | $6.2k | <0.1% | 236 |  | Unchanged |
| ISHARES TR | 10-20 YR TRS ETF | $5.0k | <0.1% | 50 |  | Unchanged |
| SCHWAB STRATEGIC TR | FUNDAMENTAL INTL | $4.5k | <0.1% | 86 |  | New +86 |
| [EMERSON RADIO CORP (MSN)](/companies/msn.md) | COM NEW | $3.6k | <0.1% | 10,000 |  | Unchanged |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | $3.4k | <0.1% | 123 |  | Reduced −4,817 |
| ISHARES INC | MSCI TAIWAN ETF | $2.2k | <0.1% | 20 |  | New +20 |
| SELECT SECTOR SPDR TR | ST STR SVC ETF | $2.1k | <0.1% | 20 |  | New +20 |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000GRW | $1.9k | <0.1% | 15 |  | Unchanged |
| SCHWAB STRATEGIC TR | FUNDAMENTAL US S | $1.7k | <0.1% | 44 |  | New +44 |
| SCHWAB STRATEGIC TR | FUNDAMENTAL INTL | $1.5k | <0.1% | 31 |  | New +31 |
| SCHWAB STRATEGIC TR | INTL SCEQT ETF | $962 | <0.1% | 20 |  | Reduced −496 |
| SCHWAB STRATEGIC TR | US SML CAP ETF | $831 | <0.1% | 23 |  | Reduced −1,393 |
| SELECT SECTOR SPDR TR | ST STR REAL ETF | $793 | <0.1% | 18 |  | Unchanged |
| [QUANTUMSCAPE CORP (QS)](/companies/qs.md) | COM CL A | $756 | <0.1% | 100 | Call | Reduced −300 |
| SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | $544 | <0.1% | 15 |  | Reduced −1,129 |
| ISHARES TR | TRUST ISHARE 0-1 | $331 | <0.1% | 3 |  | Unchanged |
| SCHWAB STRATEGIC TR | SHT TM US TRES | $290 | <0.1% | 12 |  | Reduced −75 |

## Sold out

Held at the end of the quarter before and not reported this quarter.

| Issuer | Class | Reported value | Weight | Shares | Put or call | Change on the quarter before |
| --- | --- | ---: | ---: | ---: | --- | --- |
| [AIR PRODUCTS AND CHEMICALS I (APD)](/companies/apd.md) | COM | $0 | 0.0% | 0 |  | Sold out −1,011 |
| [ALLSTATE CORP (ALL)](/companies/all.md) | COM | $0 | 0.0% | 0 |  | Sold out −1,320 |
| [ANALOG DEVICES INC (ADI)](/companies/adi.md) | COM | $0 | 0.0% | 0 |  | Sold out −2,255 |
| [APPLIED MATLS INC (AMAT)](/companies/amat.md) | COM | $0 | 0.0% | 0 |  | Sold out −2,508 |
| [ARISTA NETWORKS INC (ANET)](/companies/anet.md) | COM SHS | $0 | 0.0% | 0 |  | Sold out −6,210 |
| [BOSTON SCIENTIFIC CORP (BSX)](/companies/bsx.md) | COM | $0 | 0.0% | 0 |  | Sold out −7,934 |
| [BRISTOL-MYERS SQUIBB CO (BMY)](/companies/bmy.md) | COM | $0 | 0.0% | 0 |  | Sold out −4,525 |
| [CAPITAL ONE FINL CORP (COF)](/companies/cof.md) | COM | $0 | 0.0% | 0 |  | Sold out −4,414 |
| CHUBB LTD SWITZ | COM | $0 | 0.0% | 0 |  | Sold out −2,857 |
| [CINTAS CORP (CTAS)](/companies/ctas.md) | COM | $0 | 0.0% | 0 |  | Sold out −2,248 |
| [CONSTELLATION ENERGY CORP (CEG)](/companies/ceg.md) | COM | $0 | 0.0% | 0 |  | Sold out −1,816 |
| [DARDEN RESTAURANTS INC (DRI)](/companies/dri.md) | COM | $0 | 0.0% | 0 |  | Sold out −3,454 |
| [DEXCOM INC (DXCM)](/companies/dxcm.md) | COM | $0 | 0.0% | 0 |  | Sold out −8,577 |
| DIMENSIONAL ETF TRUST | US CORE EQT MKT | $0 | 0.0% | 0 |  | Sold out −1,117 |
| DIMENSIONAL ETF TRUST | INTL CORE EQT MK | $0 | 0.0% | 0 |  | Sold out −175,137 |
| DIMENSIONAL ETF TRUST | WORLD EX US CORE | $0 | 0.0% | 0 |  | Sold out −641 |
| DIMENSIONAL ETF TRUST | US SMALL CAP ETF | $0 | 0.0% | 0 |  | Sold out −72,535 |
| DIMENSIONAL ETF TRUST | EMGR CRE EQT MNG | $0 | 0.0% | 0 |  | Sold out −88,330 |
| [DOORDASH INC (DASH)](/companies/dash.md) | CL A | $0 | 0.0% | 0 |  | Sold out −3,506 |
| DUPONT DE NEMOURS INC | COM | $0 | 0.0% | 0 |  | Sold out −10,460 |
| [ENBRIDGE INC (ENB)](/companies/enb.md) | COM | $0 | 0.0% | 0 |  | Sold out −4,181 |
| ETF SER SOLUTIONS | APTUS DEFINED | $0 | 0.0% | 0 |  | Sold out −6,097 |
| ETF SER SOLUTIONS | DEFIANCE CONNECT | $0 | 0.0% | 0 |  | Sold out −924 |
| ETF SER SOLUTIONS | APTUS COLLRD INV | $0 | 0.0% | 0 |  | Sold out −6,112 |
| ETF SER SOLUTIONS | OPUS SML CP VL | $0 | 0.0% | 0 |  | Sold out −4,436 |
| [FORD MTR CO (F)](/companies/f.md) | COM | $0 | 0.0% | 0 |  | Sold out −48,954 |
| [GE AEROSPACE (GE)](/companies/ge.md) | COM NEW | $0 | 0.0% | 0 |  | Sold out −1,862 |
| [GENERAL DYNAMICS CORP (GD)](/companies/gd.md) | COM | $0 | 0.0% | 0 |  | Sold out −1,143 |
| [INTERCONTINENTAL EXCHANGE IN (ICE)](/companies/ice.md) | COM | $0 | 0.0% | 0 |  | Sold out −1,394 |
| [INVESCO BD FD (VBF)](/companies/vbf.md) | COM | $0 | 0.0% | 0 |  | Sold out −25,537 |
| [ISHARES GOLD TR (IAU)](/companies/iau.md) | ISHARES NEW | $0 | 0.0% | 0 |  | Sold out −6,429 |
| ISHARES INC | EMNG MKTS EQT | $0 | 0.0% | 0 |  | Sold out −20 |
| ISHARES TR | MSCI USA QLT FCT | $0 | 0.0% | 0 |  | Sold out −48 |
| ISHARES TR | MSCI USA MMENTM | $0 | 0.0% | 0 |  | Sold out −31 |
| ISHARES TR | S&P 100 ETF | $0 | 0.0% | 0 |  | Sold out −217 |
| ISHARES TR | CORE 1 5 YR USD | $0 | 0.0% | 0 |  | Sold out −9,769 |
| ISHARES TR | S&P MC 400GR ETF | $0 | 0.0% | 0 |  | Sold out −8 |
| ISHARES TR | EAFE VALUE ETF | $0 | 0.0% | 0 |  | Sold out −44 |
| ISHARES TR | IBOXX INV CP ETF | $0 | 0.0% | 0 |  | Sold out −23 |
| ISHARES TR | JPMORGAN USD EMG | $0 | 0.0% | 0 |  | Sold out −1,059 |
| ISHARES TR | BROAD USD HIGH | $0 | 0.0% | 0 |  | Sold out −46,878 |
| ISHARES TR | IBDS DEC28 ETF | $0 | 0.0% | 0 |  | Sold out −5,936 |
| ISHARES TR | IBONDS 27 ETF | $0 | 0.0% | 0 |  | Sold out −7,460 |
| ISHARES TR | IBONDS DEC2026 | $0 | 0.0% | 0 |  | Sold out −8,557 |
| JOHNSON CONTROLS INTERNATION | SHS | $0 | 0.0% | 0 |  | Sold out −4,639 |
| [KLA CORP (KLAC)](/companies/klac.md) | COM NEW | $0 | 0.0% | 0 |  | Sold out −1,054 |
| [META PLATFORMS INC (META)](/companies/meta.md) | CL A | $0 | 0.0% | 0 |  | Sold out −2,150 |
| [NEW YORK TIMES CO MTN BE (NYT)](/companies/nyt.md) | CL A | $0 | 0.0% | 0 |  | Sold out −8,805 |
| [NEXTERA ENERGY INC (NEE)](/companies/nee.md) | COM | $0 | 0.0% | 0 |  | Sold out −2,708 |
| [OMNICOM GROUP INC (OMC)](/companies/omc.md) | COM | $0 | 0.0% | 0 |  | Sold out −10,700 |
| [PALO ALTO NETWORKS INC (PANW)](/companies/panw.md) | COM | $0 | 0.0% | 0 |  | Sold out −4,085 |
| [PHILLIPS 66 (PSX)](/companies/psx.md) | COM | $0 | 0.0% | 0 |  | Sold out −1,602 |
| [PLUG PWR INC (PLUG)](/companies/plug.md) | COM NEW | $0 | 0.0% | 0 |  | Sold out −15,500 |
| [PUBLIC SVC ENTERPRISE GROUP (PEG)](/companies/peg.md) | COM | $0 | 0.0% | 0 |  | Sold out −14,202 |
| [QUALCOMM INC (QCOM)](/companies/qcom.md) | COM | $0 | 0.0% | 0 |  | Sold out −5,179 |
| [QUANTA SVCS INC (PWR)](/companies/pwr.md) | COM | $0 | 0.0% | 0 |  | Sold out −1,564 |
| [SANOFI SA (SNY)](/companies/sny.md) | SPONSORED ADR | $0 | 0.0% | 0 |  | Sold out −8,123 |
| [SAP SE (SAP)](/companies/sap.md) | SPON ADR | $0 | 0.0% | 0 |  | Sold out −1,212 |
| SCHWAB STRATEGIC TR | US REIT ETF | $0 | 0.0% | 0 |  | Sold out −1,086 |
| SCHWAB STRATEGIC TR | FUNDAMENTAL EMER | $0 | 0.0% | 0 |  | Sold out −71 |
| SCHWAB STRATEGIC TR | US TIPS ETF | $0 | 0.0% | 0 |  | Sold out −18 |
| SEAGATE TECHNOLOGY HLDNGS PL | ORD SHS | $0 | 0.0% | 0 |  | Sold out −4,277 |
| SELECT SECTOR SPDR TR | STATE STREET CON | $0 | 0.0% | 0 |  | Sold out −1,487 |
| SELECT SECTOR SPDR TR | STATE STREET CON | $0 | 0.0% | 0 |  | Sold out −424 |
| SELECT SECTOR SPDR TR | STATE STREET HEA | $0 | 0.0% | 0 |  | Sold out −1,446 |
| SPDR SERIES TRUST | STATE STREET SPD | $0 | 0.0% | 0 |  | Sold out −270 |
| [S&P GLOBAL INC (SPGI)](/companies/spgi.md) | COM | $0 | 0.0% | 0 |  | Sold out −1,955 |
| [TJX COS INC NEW (TJX)](/companies/tjx.md) | COM | $0 | 0.0% | 0 |  | Sold out −3,653 |
| TRANE TECHNOLOGIES PLC | SHS | $0 | 0.0% | 0 |  | Sold out −1,363 |
| [UBER TECHNOLOGIES INC (UBER)](/companies/uber.md) | COM | $0 | 0.0% | 0 |  | Sold out −8,194 |
| [UNITED RENTALS INC (URI)](/companies/uri.md) | COM | $0 | 0.0% | 0 |  | Sold out −848 |
| VANGUARD INDEX FDS | REAL ESTATE ETF | $0 | 0.0% | 0 |  | Sold out −18 |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | $0 | 0.0% | 0 |  | Sold out −430 |
| VANGUARD SCOTTSDALE FDS | INTER TERM TREAS | $0 | 0.0% | 0 |  | Sold out −26 |
| [WASTE MGMT INC DEL (WM)](/companies/wm.md) | COM | $0 | 0.0% | 0 |  | Sold out −3,213 |

Source: SEC EDGAR, Form 13F-HR, accession 0001398344-26-013638. Last ingested by Listed: Oct 22, 2026, 05:26 ET. No prices; not investment advice.