# TrueMark Investments, LLC: Form 13F holdings

An institutional investment manager in CHICAGO, IL. SEC CIK 1974457.

- Quarter ended: 2026-06-30
- Filed: 2026-07-22
- Reported value: $798.2m
- Positions: 187 (187 lines in the filing's table; lines for the same security and option type are added together here)
- Compared with: the 13F for the quarter ended 2026-03-31
- Filing: https://www.sec.gov/Archives/edgar/data/1974457/000137647426000506/

## Holdings

As filed, largest first. Reported value is what the manager stated at the quarter end (Jun 30, 2026), in US dollars; it is filing data, not a price. Weight is the share of the total reported value.

| Issuer | Class | Reported value | Weight | Shares | Put or call | Change on the quarter before |
| --- | --- | ---: | ---: | ---: | --- | --- |
| ELEVATION SERIES TRUST | TRUE ST MARC ETF | $29.1m | 3.6% | 793,030 |  | Added +475,304 |
| ELEVATION SERIES TRUST | TRUE STR MAY ETF | $28.4m | 3.6% | 785,052 |  | Added +554,435 |
| ELEVATION SERIES TRUST | TRUESHARES NOV | $27.5m | 3.4% | 584,693 |  | Added +365,137 |
| ELEVATION SERIES TRUST | TRUE ST FEBR ETF | $26.7m | 3.3% | 661,553 |  | Added +384,067 |
| ELEVATION SERIES TRUST | TRUE ST APRI ETF | $25.9m | 3.2% | 648,781 |  | Added +431,922 |
| ELEVATION SERIES TRUST | TRUE ST JUNE ETF | $25.1m | 3.2% | 713,243 |  | Added +441,244 |
| ELEVATION SERIES TRUST | TRUESHARES DEC | $25.1m | 3.1% | 579,744 |  | Added +300,340 |
| ELEVATION SERIES TRUST | TRUESHARES STRCD | $24.3m | 3.0% | 592,652 |  | Added +328,984 |
| ELEVATION SERIES TRUST | TRUESHARES OCT | $23.4m | 2.9% | 512,745 |  | Added +238,724 |
| ELEVATION SERIES TRUST | TRUE ST SEPT ETF | $22.6m | 2.8% | 497,728 |  | Added +268,554 |
| ELEVATION SERIES TRUST | TRUE ST AUGU ETF | $21.8m | 2.7% | 480,502 |  | Added +259,531 |
| ELEVATION SERIES TRUST | TRUESHARES STRCT | $21.0m | 2.6% | 462,156 |  | Added +260,239 |
| ELEVATION SERIES TRUST | TRUE QU BEAR ETF | $20.6m | 2.6% | 864,077 |  | Added +492,029 |
| [UNITEDHEALTH GROUP INC (UNH)](/companies/unh.md) | COM | $16.0m | 2.0% | 38,459 |  | Added +19,615 |
| [BRITISH AMERN TOB PLC (BTI)](/companies/bti.md) | SPONSORED ADR | $15.9m | 2.0% | 258,128 |  | Added +33,332 |
| [PHILIP MORRIS INTL INC (PM)](/companies/pm.md) | COM | $15.5m | 1.9% | 85,665 |  | Added +634 |
| ELEVATION SERIES TRUST | TRUSHARES BULL | $15.4m | 1.9% | 639,278 |  | Added +297,244 |
| SPDR SERIES TRUST | ST SHOR CORP ETF | $15.0m | 1.9% | 500,353 |  | Reduced −58,371 |
| [MPLX LP (MPLX)](/companies/mplx.md) | COM UNIT REP LTD | $15.0m | 1.9% | 266,413 |  | Added +34,596 |
| [VERIZON COMMUNICATIONS INC (VZ)](/companies/vz.md) | COM | $14.0m | 1.8% | 330,160 |  | Added +42,873 |
| [NEXTERA ENERGY INC (NEE)](/companies/nee.md) | COM | $13.0m | 1.6% | 148,289 |  | Added +20,844 |
| [JOHNSON & JOHNSON (JNJ)](/companies/jnj.md) | COM | $12.9m | 1.6% | 50,803 |  | Added +6,603 |
| [UNITED PARCEL SVCS INC (UPS)](/companies/ups.md) | CL B | $12.4m | 1.5% | 114,909 |  | Added +14,973 |
| [CHEVRON CORPORATION (CVX)](/companies/cvx.md) | COM | $10.7m | 1.3% | 64,611 |  | Reduced −12,587 |
| [HOME DEPOT INC (HD)](/companies/hd.md) | COM | $10.3m | 1.3% | 29,197 |  | Added +10,907 |
| [AMERICAN ELEC PWR CO INC (AEP)](/companies/aep.md) | COM | $10.2m | 1.3% | 74,758 |  | Added +11,247 |
| [ABBVIE INC (ABBV)](/companies/abbv.md) | COM | $9.3m | 1.2% | 37,043 |  | Added +4,836 |
| [HERSHEY CO (HSY)](/companies/hsy.md) | COM | $8.6m | 1.1% | 49,051 |  | Added +6,417 |
| [ENBRIDGE INC (ENB)](/companies/enb.md) | COM | $8.6m | 1.1% | 157,958 |  | Added +20,553 |
| [CME GROUP INC (CME)](/companies/cme.md) | COM | $8.4m | 1.1% | 38,039 |  | Added +4,929 |
| [RTX CORPORATION (RTX)](/companies/rtx.md) | COM | $8.2m | 1.0% | 43,234 |  | New +43,234 |
| [THE CIGNA GROUP (CI)](/companies/ci.md) | COM | $8.2m | 1.0% | 29,680 |  | Added +3,813 |
| [GOLDMAN SACHS GROUP INC (GS)](/companies/gs.md) | COM | $7.6m | 0.9% | 7,487 |  | Added +2,863 |
| [AMERICAN INTL GROUP INC (AIG)](/companies/aig.md) | COM NEW | $7.5m | 0.9% | 100,526 |  | Added +13,113 |
| [PEPSICO INC (PEP)](/companies/pep.md) | COM | $6.8m | 0.8% | 50,070 |  | Added +6,510 |
| [ATMOS ENERGY CORP (ATO)](/companies/ato.md) | COM | $6.6m | 0.8% | 38,400 |  | Added +5,022 |
| [BROOKFIELD INFRASTRUCTURE CO (BIPC)](/companies/bipc.md) | COM SUB VTG A | $6.6m | 0.8% | 170,826 |  | Added +22,227 |
| [UNION PAC CORP (UNP)](/companies/unp.md) | COM | $6.4m | 0.8% | 23,620 |  | New +23,620 |
| [TAIWAN SEMICONDUCTOR MANUFAC (TSM)](/companies/tsm.md) | SPONSORED ADS | $6.3m | 0.8% | 13,171 |  | Reduced −842 |
| [ALTRIA GROUP INC (MO)](/companies/mo.md) | COM | $6.3m | 0.8% | 87,364 |  | Added +11,346 |
| ASML HLDG NV | N Y REGISTRY SHS | $6.1m | 0.8% | 3,052 |  | Added +390 |
| [GSK PLC (GSK)](/companies/gsk.md) | SPONSORED ADR | $5.7m | 0.7% | 108,899 |  | Reduced −6,423 |
| [SANOFI SA (SNY)](/companies/sny.md) | SPONSORED ADR | $5.4m | 0.7% | 125,869 |  | New +125,869 |
| [ABBOTT LABORATORIES (ABT)](/companies/abt.md) | COM | $5.2m | 0.7% | 57,508 |  | New +57,508 |
| [PETROLEO BRASILEIRO S A (PBR)](/companies/pbr.md) | SPONSORED ADR | $5.2m | 0.6% | 320,874 |  | Reduced −11,726 |
| [RIO TINTO PLC (RIO)](/companies/rio.md) | SPONSORED ADR | $5.0m | 0.6% | 52,736 |  | Added +6,695 |
| TOTALENERGIES SE | ACT | $4.9m | 0.6% | 63,599 |  | Added +8,060 |
| SHREYA ACQUISITION GROUP | ORD CL A | $4.9m | 0.6% | 497,368 |  | New +497,368 |
| [TEXAS INSTRS INC (TXN)](/companies/txn.md) | COM | $4.9m | 0.6% | 16,493 |  | New +16,493 |
| [PROCTER & GAMBLE CO (PG)](/companies/pg.md) | COM | $4.9m | 0.6% | 33,454 |  | Added +4,371 |
| [HSBC HLDGS PLC (HSBC)](/companies/hsbc.md) | SPON ADR NEW | $4.6m | 0.6% | 48,065 |  | Added +6,110 |
| [AMERICA MOVIL SAB DE CV (AMX)](/companies/amx.md) | SPON ADS RP CL B | $4.4m | 0.5% | 167,984 |  | Added +21,320 |
| [KINDER MORGAN INC DEL (KMI)](/companies/kmi.md) | COM | $4.2m | 0.5% | 131,559 |  | Reduced −53,829 |
| [TELEFONICA BRASIL SA (VIV)](/companies/viv.md) | SPONSORED ADS | $4.0m | 0.5% | 306,315 |  | Added +38,870 |
| [COCA-COLA FEMSA SAB DE CV (KOF)](/companies/kof.md) | SPONS ADS REP | $3.9m | 0.5% | 36,902 |  | Added +4,680 |
| [QUALCOMM INC (QCOM)](/companies/qcom.md) | COM | $3.8m | 0.5% | 20,341 |  | New +20,341 |
| JANUS DETROIT STR TR | HENDRSON AAA CL | $3.7m | 0.5% | 74,070 |  | Added +3,528 |
| ASTRAZENECA PLC | ORD | $3.6m | 0.5% | 18,998 |  | New +18,998 |
| [BP PLC (BP)](/companies/bp.md) | SPONSORED ADR | $3.5m | 0.4% | 95,277 |  | Added +12,090 |
| UBS GROUP AG | SHS | $3.3m | 0.4% | 67,374 |  | Added +8,580 |
| [NOKIA CORP (NOK)](/companies/nok.md) | SPONSORED ADR | $3.2m | 0.4% | 240,190 |  | Reduced −154,080 |
| [UNILEVER PLC (UL)](/companies/ul.md) | SPON ADR NEW | $2.9m | 0.4% | 48,218 |  | Added +6,110 |
| [PERSHING SQUARE USA LTD (PSUS)](/companies/psus.md) | COM SHS | $2.8m | 0.3% | 74,019 |  | New +74,019 |
| [ICICI BANK LIMITED (IBN)](/companies/ibn.md) | ADR | $2.7m | 0.3% | 92,081 |  | Added +11,700 |
| BLACKROCK ETF TRUST II | ISHA FLEX IN ETF | $2.7m | 0.3% | 50,793 |  | Added +3,369 |
| [CLOUDFLARE INC (NET)](/companies/net.md) | CL A COM | $2.4m | 0.3% | 9,894 |  | Reduced −9,381 |
| [JD.COM INC (JD)](/companies/jd.md) | SPON ADS CL A | $2.3m | 0.3% | 92,211 |  | Added +11,700 |
| [NATERA INC (NTRA)](/companies/ntra.md) | COM | $2.3m | 0.3% | 8,508 |  | Added +1,978 |
| [CROWDSTRIKE HLDGS INC (CRWD)](/companies/crwd.md) | CL A | $2.3m | 0.3% | 2,968 |  | Reduced −3,769 |
| [SABA CAPITAL INCOME & OPPORT (SABA)](/companies/saba.md) | COM NEW | $2.0m | 0.3% | 244,129 |  | Added +19,420 |
| [NOVARTIS AG (NVS)](/companies/nvs.md) | SPONSORED ADR | $2.0m | 0.3% | 12,800 |  | Added +1,625 |
| APEX TECH ACQUISITION INC | ORD SHS | $2.0m | 0.3% | 201,261 |  | New +201,261 |
| [VICOR CORP (VICR)](/companies/vicr.md) | COM | $2.0m | 0.2% | 5,227 |  | Added +722 |
| [PALO ALTO NETWORKS INC (PANW)](/companies/panw.md) | COM | $2.0m | 0.2% | 5,797 |  | Added +702 |
| [GUARDANT HEALTH INC (GH)](/companies/gh.md) | COM | $2.0m | 0.2% | 13,160 |  | Added +6,564 |
| [GRUPO AEROPORTUARIO DEL CENT (OMAB)](/companies/omab.md) | SPON ADR | $2.0m | 0.2% | 17,346 |  | Added +2,210 |
| [DATADOG INC (DDOG)](/companies/ddog.md) | CL A COM | $1.9m | 0.2% | 7,486 |  | Reduced −1,486 |
| [SNOWFLAKE INC (SNOW)](/companies/snow.md) | COM SHS | $1.9m | 0.2% | 7,572 |  | Reduced −2,877 |
| [BLACKROCK SCIENCE & TECHNOLO (BSTZ)](/companies/bstz.md) | SHS BEN INT | $1.9m | 0.2% | 64,075 |  | Added +4,236 |
| CLOUGH GLOBAL EQUITY FD | COM | $1.9m | 0.2% | 217,362 |  | Added +14,376 |
| [ADVANCED MICRO DEVICES INC (AMD)](/companies/amd.md) | COM | $1.8m | 0.2% | 3,140 |  | Reduced −3,747 |
| [MICRON TECHNOLOGY INC (MU)](/companies/mu.md) | COM | $1.8m | 0.2% | 1,567 |  | New +1,567 |
| [STRUCTURE THERAPEUTICS INC (GPCR)](/companies/gpcr.md) | SPONSORED ADS | $1.8m | 0.2% | 33,600 |  | Reduced −777 |
| [SANDISK CORP (SNDK)](/companies/sndk.md) | COM | $1.8m | 0.2% | 784 |  | New +784 |
| [BROADCOM INC (AVGO)](/companies/avgo.md) | COM | $1.8m | 0.2% | 4,670 |  | Added +2,422 |
| INVESCO EXCH TRADED FD TR II | RAFI EMRGNG MRKT | $1.7m | 0.2% | 62,713 |  | Added +4,137 |
| [WESTERN AST INFL LKD OPP & I (WIW)](/companies/wiw.md) | COM | $1.7m | 0.2% | 204,141 |  | Added +13,485 |
| [ARM HOLDINGS PLC (ARM)](/companies/arm.md) | SPONSORED ADS | $1.7m | 0.2% | 4,783 |  | Reduced −2,809 |
| [MONGODB INC (MDB)](/companies/mdb.md) | CL A | $1.7m | 0.2% | 4,970 |  | Reduced −1,202 |
| [ROYCE MICRO-CAP TR INC (RMT)](/companies/rmt.md) | COM | $1.7m | 0.2% | 113,982 |  | Added +7,539 |
| [ALPHABET INC (GOOGL)](/companies/googl.md) | CAP STK CL C | $1.7m | 0.2% | 4,716 |  | Added +264 |
| [MONOLITHIC PWR SYS INC (MPWR)](/companies/mpwr.md) | COM | $1.6m | 0.2% | 1,162 |  | Added +551 |
| [ASTERA LABS INC (ALAB)](/companies/alab.md) | COM | $1.5m | 0.2% | 3,178 |  | New +3,178 |
| [NVIDIA CORPORATION (NVDA)](/companies/nvda.md) | COM | $1.5m | 0.2% | 7,615 |  | Reduced −11,002 |
| [SAMSARA INC (IOT)](/companies/iot.md) | COM CL A | $1.5m | 0.2% | 46,657 |  | Added +1,933 |
| [ROYCE SMALL CAP TRUST INC (RVT)](/companies/rvt.md) | COM | $1.5m | 0.2% | 79,839 |  | Added +5,268 |
| [BLACKROCK HEALTH SCIENCES TE (BMEZ)](/companies/bmez.md) | COM SHS | $1.4m | 0.2% | 88,556 |  | Added +29,360 |
| [ANALOG DEVICES INC (ADI)](/companies/adi.md) | COM | $1.3m | 0.2% | 3,386 |  | New +3,386 |
| [CLOUGH GLOBAL OPPORTUNITIES (GLO)](/companies/glo.md) | SH BEN INT | $1.3m | 0.2% | 212,884 |  | Added +14,079 |
| [BLACKROCK CORPOR HI YLD FD I (HYT)](/companies/hyt.md) | COM | $1.2m | 0.2% | 145,508 |  | Added +9,612 |
| [APPLIED MATLS INC (AMAT)](/companies/amat.md) | COM | $1.2m | 0.2% | 1,671 |  | New +1,671 |
| [SCHRODINGER INC (SDGR)](/companies/sdgr.md) | COM | $1.2m | 0.1% | 73,237 |  | Added +27,531 |
| [CALAMOS LNG SHR EQT DYNAMIC (CPZ)](/companies/cpz.md) | COM | $1.2m | 0.1% | 90,879 |  | Added +6,003 |
| [FS SPECIALTY LENDING FD (FSSL)](/companies/fssl.md) | COM SH BEN INT | $1.1m | 0.1% | 99,075 |  | Added +31,771 |
| [BLACKSTONE SENI FLTN RAT 202 (BSL)](/companies/bsl.md) | COM | $1.0m | 0.1% | 80,558 |  | Added +2,649 |
| ROMAN DBDR ACQUISITION CORP | ORD SHS CL A | $1.0m | 0.1% | 95,100 |  | Added +65,100 |
| QUASAREDGE ACQUISITION CORP | ORD SHS | $978.5k | 0.1% | 98,544 |  | New +98,544 |
| [KAYNE ANDERSON ENERGY INFRST (KYN)](/companies/kyn.md) | COM | $902.8k | 0.1% | 65,275 |  | Added +4,302 |
| [BLUE OWL TECHNOLOGY FIN CORP (OTF)](/companies/otf.md) | COMMON STOCK | $894.9k | 0.1% | 86,467 |  | Added +46,754 |
| [ELI LILLY & CO (LLY)](/companies/lly.md) | COM | $828.8k | 0.1% | 691 |  | Reduced −734 |
| [GABELLI EQUITY TR INC (GAB)](/companies/gab.md) | COM | $823.2k | 0.1% | 145,438 |  | New +145,438 |
| [FS CREDIT OPPORTUNITIES CORP (FSCO)](/companies/fsco.md) | COMMON STOCK | $817.7k | 0.1% | 163,877 |  | Added +72,880 |
| [HOWARD HUGHES HOLDINGS INC (HHH)](/companies/hhh.md) | COM | $789.3k | <0.1% | 11,041 |  | Reduced −3,163 |
| [LIBERTY ALL STAR EQUITY FD (USA)](/companies/usa.md) | SH BEN INT | $780.0k | <0.1% | 134,253 |  | Added +8,877 |
| [CALAMOS STRATEGIC TOTAL RETU (CSQ)](/companies/csq.md) | COM SH BEN INT | $733.3k | <0.1% | 35,665 |  | Added +2,361 |
| XFLH CAP CORP | ORD SHS | $686.2k | <0.1% | 68,823 |  | Reduced −1,177 |
| FIFTH ERA ACQUISITION CORP I | ORD SHS CL A | $530.7k | <0.1% | 50,930 |  | New +50,930 |
| [FIRST TR HIGH YIELD OPPRT 20 (FTHY)](/companies/fthy.md) | COM | $497.8k | <0.1% | 36,337 |  | Added +2,403 |
| K2 CAP ACQUISITION CORP | ORD SHS CL A | $487.3k | <0.1% | 48,977 |  | Reduced −1,023 |
| ITHAX ACQUISITION CORP III | USD CL A ORD SHS | $485.6k | <0.1% | 48,655 |  | Added +23,713 |
| RF ACQUISITION CORP III | ORD SHS | $481.7k | <0.1% | 48,710 |  | Reduced −1,290 |
| [CLOUGH GLOBAL DIVID & INCOME (GLV)](/companies/glv.md) | COM | $462.8k | <0.1% | 69,698 |  | Added +4,608 |
| [SIXTH STREET SPECIALTY LENDI (TSLX)](/companies/tslx.md) | COM | $412.7k | <0.1% | 24,038 |  | New +24,038 |
| [SABA CAPITAL INCOME & OPRNT (BRW)](/companies/brw.md) | SHS NEW | $393.2k | <0.1% | 59,855 |  | Added +3,963 |
| [HA SUSTAINABLE INFRA CAP INC (HASI)](/companies/hasi.md) | COM | $391.6k | <0.1% | 10,029 |  | New +10,029 |
| LAKE SUPERIOR ACQUISITION CO | USD CL A ORD SHS | $382.6k | <0.1% | 37,697 |  | Added +1,497 |
| [PIMCO INCOME STRATEGY FD II (PFN)](/companies/pfn.md) | COM | $355.9k | <0.1% | 49,909 |  | Added +1,641 |
| [CLEARWAY ENERGY INC (CWEN)](/companies/cwen.md) | CL C | $342.8k | <0.1% | 10,028 |  | New +10,028 |
| [BLUE OWL CAPITAL CORPORATION (OBDC)](/companies/obdc.md) | COM | $330.6k | <0.1% | 30,413 |  | Reduced −3,835 |
| [BLACKROCK MULTI SECTOR INC T (BIT)](/companies/bit.md) | COM | $310.6k | <0.1% | 24,809 |  | Added +1,635 |
| [BLACKROCK TECH AND PRIVATE E (BTX)](/companies/btx.md) | SHS BEN INT | $287.3k | <0.1% | 31,814 |  | Added +2,106 |
| SPACSPHERE ACQUISITION CORP | CL A SHS | $254.9k | <0.1% | 25,538 |  | Reduced −462 |
| [SPECIAL OPPORTUNITIES FD INC (SPE)](/companies/spe.md) | COM | $233.7k | <0.1% | 17,348 |  | Added +1,140 |
| [PG&E CORP (PCG)](/companies/pcg.md) | COM | $231.7k | <0.1% | 13,773 |  | New +13,773 |
| GALAXYEDGE ACQUISITION CORP | ORD SHS | $221.3k | <0.1% | 22,260 |  | New +22,260 |
| [FLAHERTY & CRUMRINE PFD INCO (PFO)](/companies/pfo.md) | COM | $208.2k | <0.1% | 22,537 |  | Added +1,494 |
| CREDIT SUISSE HIGH YIELD CRE | SH BEN INT | $203.1k | <0.1% | 114,081 |  | New +114,081 |
| [NEUBERGER HIGH YIELD ST FD I (NHS)](/companies/nhs.md) | COM | $195.6k | <0.1% | 31,347 |  | New +31,347 |
| [CRESCENT CAP BDC INC (CCAP)](/companies/ccap.md) | COM | $194.9k | <0.1% | 17,847 |  | New +17,847 |
| GRAF GLOBAL CORP | ORD SHS CL A | $187.8k | <0.1% | 17,311 |  | Reduced −737 |
| [GUGGENHEIM STRATEGIC OPPORTU (GOF)](/companies/gof.md) | COM SBI | $169.1k | <0.1% | 15,486 |  | New +15,486 |
| SOLARIUS CAPITAL ACQU CORP | SHS CL A | $150.1k | <0.1% | 14,599 |  | Reduced −621 |
| NEW PROVIDENCE ACQUISITION C | USD CL A ORD SHS | $147.5k | <0.1% | 14,209 |  | Reduced −391 |
| ACTIVATE ENERGY ACQUISIT COR | CL A ORD SHS | $143.9k | <0.1% | 14,388 |  | Reduced −612 |
| BITCOIN INFRASTRUCTURE ACQUI | USD CL A ORD SHS | $143.9k | <0.1% | 14,388 |  | Reduced −612 |
| LAFAYETTE DIGITAL ACQUISITIO | ORD CLASS A | $143.6k | <0.1% | 14,388 |  | Reduced −612 |
| UNITED ACQUISITION CORP I | ORD SHS CL A | $142.9k | <0.1% | 14,388 |  | Reduced −612 |
| LEGATO MERGER CORP IV | ORD SHS | $142.7k | <0.1% | 14,388 |  | New +14,388 |
| SC II ACQUISITION CORP | ORD SHS CLASS A | $142.3k | <0.1% | 14,177 |  | Reduced −603 |
| SUMA ACQUISITION CORP | USD CL A ORD SHS | $142.0k | <0.1% | 14,388 |  | New +14,388 |
| EQV VENTURES AC CORP. II | ORD SHS CL A | $141.0k | <0.1% | 13,848 |  | Reduced −589 |
| HALL CHADWICK ACQUISITION CO | ORD SHS CL A | $137.4k | <0.1% | 13,686 |  | Reduced −582 |
| INVEST GREEN ACQUISITION COR | CL A ORD SHS | $137.0k | <0.1% | 13,686 |  | Reduced −582 |
| FUTUREWAVE ACQUISITION CORP | UNIT 06/04/2031 | $130.4k | <0.1% | 13,000 |  | New +13,000 |
| [NUVEEN REAL ESTATE INCOME FD (JRS)](/companies/jrs.md) | COM | $123.2k | <0.1% | 14,620 |  | Reduced −286 |
| PONO CAP FOUR INC | CL A ORD SHS | $121.7k | <0.1% | 12,219 |  | New +12,219 |
| BHAV ACQUISITION CORP | CL A ORD SHS | $114.8k | <0.1% | 11,540 |  | New +11,540 |
| GIGCAPITAL9 CORP | CL A | $109.7k | <0.1% | 11,031 |  | New +11,031 |
| MOUNTAIN LAKE ACQUISIT CORP | USD CL A ORD SHS | $109.5k | <0.1% | 11,031 |  | New +11,031 |
| YORKVILLE INTL CAP CORP | UNIT 06/05/2031 | $100.5k | <0.1% | 10,000 |  | New +10,000 |
| TEXAS VENTURES ACQUISITION I | UNIT 06/15/2031 | $100.0k | <0.1% | 10,000 |  | New +10,000 |
| WILCO 63 CORP | UNIT 05/29/2031 | $99.5k | <0.1% | 10,000 |  | New +10,000 |
| VERNAL CAP ACQUISITION CORP | ORD SHS | $99.4k | <0.1% | 10,000 |  | New +10,000 |
| WEST ENCLAVE MERGER CORP | ORDINARY SHARES | $99.2k | <0.1% | 10,000 |  | New +10,000 |
| APERTURE AC | USD CL A ORD SHS | $99.0k | <0.1% | 10,000 |  | New +10,000 |
| BLUE WTR ACQUISITION CORP IV | ORD SHS CL A | $99.0k | <0.1% | 10,000 |  | New +10,000 |
| MAYWOOD ACQUISITION CORP 2 | ORD SHS CL A USD | $98.8k | <0.1% | 10,000 |  | New +10,000 |
| MFS GOVT MKTS INCOME TR | SH BEN INT | $62.7k | <0.1% | 21,856 |  | Reduced −38,762 |
| [TOTAL RETURN SECURITIES FUND (SWZ)](/companies/swz.md) | COM | $60.5k | <0.1% | 10,189 |  | Reduced −560 |
| [EINRIDE AB (ENRD)](/companies/enrd.md) | \*W EXP 06/08/203 | $6.0k | <0.1% | 10,026 |  | New +10,026 |
| AIMEI HEALTH TECHNOLOGY CO L | RIGHT 11/17/2028 | $4.3k | <0.1% | 14,391 |  | Unchanged |
| SUMA ACQUISITION CORP | RIGHT 03/05/2031 | $4.3k | <0.1% | 15,000 |  | New +15,000 |
| HALL CHADWICK ACQUISITION CO | RIGHT 11/20/2030 | $4.1k | <0.1% | 14,268 |  | Unchanged |
| GRAF GLOBAL CORP | \*W EXP 05/31/203 | $3.8k | <0.1% | 10,000 |  | Unchanged |
| GIGCAPITAL9 CORP | RIGHT 12/01/2030 | $3.3k | <0.1% | 11,500 |  | New +11,500 |
| INVEST GREEN ACQUISITION COR | RIGHT 11/17/2030 | $3.0k | <0.1% | 14,268 |  | Unchanged |
| SC II ACQUISITION CORP | RIGHT 11/26/2030 | $2.8k | <0.1% | 14,780 |  | Unchanged |
| SILVER PEGASUS ACQUISITION C | RIGHT 06/26/2030 | $2.5k | <0.1% | 10,001 |  | Unchanged |
| BHAV ACQUISITION CORP | RIGHT 03/18/2031 | $2.1k | <0.1% | 10,000 |  | New +10,000 |
| VERNAL CAP ACQUISITION CORP | RIGHT 10/31/2027 | $2.1k | <0.1% | 10,000 |  | New +10,000 |
| MAYWOOD ACQUISITION CORP 2 | RIGHT 02/24/2031 | $2.0k | <0.1% | 10,000 |  | New +10,000 |
| APERTURE AC | RIGHT 05/06/2031 | $1.9k | <0.1% | 10,000 |  | New +10,000 |
| WEST ENCLAVE MERGER CORP | RIGHT 99/99/9999 | $1.7k | <0.1% | 10,000 |  | New +10,000 |
| [CN HEALTHY FOOD TECH GROUP C (UCFI)](/companies/ucfi.md) | \*W EXP 09/30/203 | $1.1k | <0.1% | 12,150 |  | Unchanged |
| RISING DRAGON ACQUISITION CO | RIGHT 11/15/2028 | $700 | <0.1% | 10,000 |  | Unchanged |
| MAYWOOD ACQUISITION CORP 2 | \*W EXP 04/14/203 | $654 | <0.1% | 10,000 |  | New +10,000 |
| KEEN VISION ACQUISITION CORP | \*W EXP 03/15/202 | $312 | <0.1% | 10,401 |  | Unchanged |

## Sold out

Held at the end of the quarter before and not reported this quarter.

| Issuer | Class | Reported value | Weight | Shares | Put or call | Change on the quarter before |
| --- | --- | ---: | ---: | ---: | --- | --- |
| [ABRDN EMERGING MARKETS EX CH (AEF)](/companies/aef.md) | COM | $0 | 0.0% | 0 |  | Sold out −82,992 |
| A PARADISE ACQUISITION CORP | RIGHT 07/29/2025 | $0 | 0.0% | 0 |  | Sold out −10,000 |
| [ARES MANAGEMENT CORPORATION (ARES)](/companies/ares.md) | CL A COM STK | $0 | 0.0% | 0 |  | Sold out −1,861 |
| BHAV ACQUISITION CORP | UNIT 03/18/2031 | $0 | 0.0% | 0 |  | Sold out −10,000 |
| [BLACKROCK MUNIYIELD N Y QUAL (MYN)](/companies/myn.md) | COM | $0 | 0.0% | 0 |  | Sold out −41,593 |
| BLUE WTR ACQUISITION CORP IV | UNIT 99/99/9999 | $0 | 0.0% | 0 |  | Sold out −10,000 |
| [CARLYLE SECURED LENDING INC (CGBD)](/companies/cgbd.md) | COM | $0 | 0.0% | 0 |  | Sold out −32,883 |
| CLEARWAY ENERGY INC | CL A | $0 | 0.0% | 0 |  | Sold out −5,276 |
| [COHEN & STEERS INFRASTRUCTUR (UTF)](/companies/utf.md) | COM | $0 | 0.0% | 0 |  | Sold out −22,933 |
| [DEVON ENERGY CORP NEW (DVN)](/companies/dvn.md) | COM | $0 | 0.0% | 0 |  | Sold out −109,973 |
| [DOMINION ENERGY INC (D)](/companies/d.md) | COM | $0 | 0.0% | 0 |  | Sold out −141,130 |
| [EAGLE POINT INCOME COMPANY I (EIC)](/companies/eic.md) | COM | $0 | 0.0% | 0 |  | Sold out −19,011 |
| ESH ACQUISITION CORP | RIGHT 06/13/2028 | $0 | 0.0% | 0 |  | Sold out −19,934 |
| [FS KKR CAP CORP (FSK)](/companies/fsk.md) | COM | $0 | 0.0% | 0 |  | Sold out −45,999 |
| FUTURE MONEY ACQUISITION COR | UNIT 03/16/2031 | $0 | 0.0% | 0 |  | Sold out −10,000 |
| GIGCAPITAL9 CORP | UNIT 12/01/2030 | $0 | 0.0% | 0 |  | Sold out −11,500 |
| GP-ACT III ACQUISITION CORP | CL A | $0 | 0.0% | 0 |  | Sold out −16,017 |
| [HEARTFLOW INC (HTFL)](/companies/htfl.md) | COM | $0 | 0.0% | 0 |  | Sold out −26,885 |
| LEGATO MERGER CORP III | ORD SHS | $0 | 0.0% | 0 |  | Sold out −18,096 |
| LEGATO MERGER CORP III | \*W EXP 05/08/203 | $0 | 0.0% | 0 |  | Sold out −10,026 |
| LEGATO MERGER CORP IV | UNIT 99/99/9999 | $0 | 0.0% | 0 |  | Sold out −15,000 |
| [LENNAR CORP (LEN)](/companies/len.md) | CL A | $0 | 0.0% | 0 |  | Sold out −53,187 |
| [LIBERTY ALL-STAR GROWTH FD I (ASG)](/companies/asg.md) | COM | $0 | 0.0% | 0 |  | Sold out −14,292 |
| [MORGAN STANLEY DIRECT LENDIN (MSDL)](/companies/msdl.md) | COM SHS | $0 | 0.0% | 0 |  | Sold out −25,985 |
| MOUNTAIN LAKE ACQUISIT CORP | UNIT 01/21/2031 | $0 | 0.0% | 0 |  | Sold out −11,500 |
| NUVEEN S&P 500 DYNAMIC OVERW | COM | $0 | 0.0% | 0 |  | Sold out −11,381 |
| [OAKTREE SPECIALTY LENDING (OCSL)](/companies/ocsl.md) | COM | $0 | 0.0% | 0 |  | Sold out −29,133 |
| [PALMER SQUARE CAPITAL BDC IN (PSBD)](/companies/psbd.md) | COM SHS | $0 | 0.0% | 0 |  | Sold out −19,228 |
| SUMA ACQUISITION CORP | UNIT 03/05/2031 | $0 | 0.0% | 0 |  | Sold out −15,000 |
| [VALERO ENERGY CORP (VLO)](/companies/vlo.md) | COM | $0 | 0.0% | 0 |  | Sold out −36,104 |
| X3 ACQUISITION CORP LTD | UNIT 12/19/2030 | $0 | 0.0% | 0 |  | Sold out −10,000 |

Source: SEC EDGAR, Form 13F-HR, accession 0001376474-26-000506. Last ingested by Listed: Oct 22, 2026, 05:26 ET. No prices; not investment advice.