# Williams & Novak, LLC: Form 13F holdings

An institutional investment manager in WESTLAKE VILLAGE, CA. SEC CIK 1998419.

- Quarter ended: 2026-06-30
- Filed: 2026-07-08
- Reported value: $151.2m
- Positions: 146 (146 lines in the filing's table; lines for the same security and option type are added together here)
- Compared with: the 13F for the quarter ended 2026-03-31
- Filing: https://www.sec.gov/Archives/edgar/data/1998419/000199841926000003/

## Holdings

As filed, largest first. Reported value is what the manager stated at the quarter end (Jun 30, 2026), in US dollars; it is filing data, not a price. Weight is the share of the total reported value.

| Issuer | Class | Reported value | Weight | Shares | Put or call | Change on the quarter before |
| --- | --- | ---: | ---: | ---: | --- | --- |
| PIMCO EQUITY SER | RAFI DYN ML US | $10.0m | 6.6% | 149,114 |  | Added +2,775 |
| FIDELITY MERRIMACK STR TR | TOTAL BD ETF | $9.2m | 6.1% | 202,552 |  | Reduced −33,375 |
| FIDELITY COVINGTON TRUST | ENHANCED LARGE | $7.4m | 4.9% | 176,307 |  | Reduced −649 |
| PIMCO ETF TR | MULTISECTOR BD | $6.4m | 4.2% | 241,985 |  | Added +19,036 |
| [SYPRIS SOLUTIONS INC (SYPR)](/companies/sypr.md) | COM | $5.4m | 3.5% | 2,205,929 |  | Added +72,628 |
| PIMCO EQUITY SER | RAFI DYN EMERG | $5.0m | 3.3% | 178,456 |  | Added +9,399 |
| ISHARES TR | INTERNATIONAL SL | $4.8m | 3.2% | 110,204 |  | Added +51,830 |
| [APPLE INC (AAPL)](/companies/aapl.md) | COM | $3.7m | 2.4% | 12,792 |  | Added +1,311 |
| PIMCO CALIF MUN INCOME FD | COM | $3.3m | 2.2% | 365,198 |  | Reduced −38,385 |
| PIMCO EQUITY SER | RAFI DYN MULTI | $3.0m | 2.0% | 72,500 |  | Added +4,611 |
| [STATE STR SPDR S&P 500 ETF T (SPY)](/companies/spy.md) | TR UNIT | $2.8m | 1.9% | 3,767 |  | Added +144 |
| ISHARES TR | CORE MSCI TOTAL | $2.7m | 1.8% | 28,278 |  | Unchanged |
| [PIMCO MUN INCOME FD II (PML)](/companies/pml.md) | COM | $2.6m | 1.7% | 338,525 |  | Reduced −32,618 |
| INVESCO EXCHANGE TRADED FD T | S&P SMCP VLU MNT | $2.4m | 1.6% | 35,073 |  | Added +875 |
| INVESCO QQQ TR | UNIT SER 1 | $2.3m | 1.5% | 3,176 |  | Added +468 |
| ISHARES TR | CORE MSCI EAFE | $2.2m | 1.5% | 23,112 |  | Unchanged |
| [MICRON TECHNOLOGY INC (MU)](/companies/mu.md) | COM | $2.0m | 1.3% | 1,730 |  | Added +44 |
| [ISHARES SILVER TR (SLV)](/companies/slv.md) | ISHARES | $2.0m | 1.3% | 37,100 |  | Reduced −2,005 |
| ISHARES TR | CORE DIV GRWTH | $2.0m | 1.3% | 26,172 |  | Reduced −1,096 |
| [SALESFORCE INC (CRM)](/companies/crm.md) | COM | $1.8m | 1.2% | 11,292 |  | Added +65 |
| PIMCO ETF TR | INTER MUN BD ACT | $1.8m | 1.2% | 33,315 |  | Reduced −475 |
| [LAM RESEARCH CORP (LRCX)](/companies/lrcx.md) | COM NEW | $1.7m | 1.1% | 4,011 |  | Added +42 |
| [SALESFORCE INC (CRM)](/companies/crm.md) | COM | $1.7m | 1.1% | 10,600 | Put | Added +100 |
| BLACKROCK ETF TRUST II | ISHA FLEX IN ETF | $1.7m | 1.1% | 31,714 |  | Reduced −2,530 |
| ISHARES TR | ESG AW MSCI EAFE | $1.6m | 1.1% | 15,920 |  | Unchanged |
| DIMENSIONAL ETF TRUST | CORE FIXE IN ETF | $1.6m | 1.0% | 36,785 |  | Added +1,865 |
| INVESCO EXCHANGE TRADED FD T | RAFI US 1000 ETF | $1.5m | 1.0% | 28,618 |  | Added +22,713 |
| [ALPHABET INC (GOOGL)](/companies/googl.md) | CAP STK CL A | $1.5m | 1.0% | 4,281 |  | Added +1,209 |
| ISHARES INC | EM MKT SM-CP ETF | $1.5m | 1.0% | 20,035 |  | Reduced −229 |
| ISHARES INC | MSCI EMRG CHN | $1.5m | 1.0% | 14,410 |  | Unchanged |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | $1.4m | 1.0% | 2,098 |  | Added +346 |
| VANECK ETF TRUST | GOLD MINERS ETF | $1.4m | 1.0% | 19,070 |  | Unchanged |
| ISHARES INC | MSCI GBL GOLD MN | $1.4m | 0.9% | 21,462 |  | Unchanged |
| [BERKSHIRE HATHAWAY INC DEL (BRK-B)](/companies/brk-b.md) | CL B NEW | $1.4m | 0.9% | 2,761 |  | Added +45 |
| [AMAZON COM INC (AMZN)](/companies/amzn.md) | COM | $1.3m | 0.9% | 5,558 |  | Added +879 |
| FIDELITY COVINGTON TRUST | MSCI INFO TECH I | $1.3m | 0.8% | 4,472 |  | Unchanged |
| [BROADCOM INC (AVGO)](/companies/avgo.md) | COM | $1.3m | 0.8% | 3,314 |  | Added +131 |
| [MICROSOFT CORP (MSFT)](/companies/msft.md) | COM | $1.2m | 0.8% | 3,337 |  | Reduced −165 |
| [TAIWAN SEMICONDUCTOR MANUFAC (TSM)](/companies/tsm.md) | SPONSORED ADS | $1.2m | 0.8% | 2,592 |  | Added +261 |
| FIDELITY COVINGTON TRUST | ENHANCED INTL | $1.1m | 0.7% | 27,978 |  | Added +540 |
| [ALPHABET INC (GOOGL)](/companies/googl.md) | CAP STK CL C | $1.1m | 0.7% | 3,115 |  | Reduced −28 |
| AMPLIFY ETF TR | CWP ENHANCED DIV | $1.1m | 0.7% | 23,539 |  | Added +14,307 |
| DIMENSIONAL ETF TRUST | US EQUI MARK ETF | $1.1m | 0.7% | 13,026 |  | Added +2,334 |
| GOLDMAN SACHS ETF TR | ACTIVEBETA US LG | $1.1m | 0.7% | 7,441 |  | Reduced −96 |
| DIMENSIONAL ETF TRUST | INTL CORE EQT MK | $999.7k | 0.7% | 24,236 |  | Reduced −787 |
| PIMCO ETF TR | ACTIVE BD ETF | $997.3k | 0.7% | 10,816 |  | Added +1,273 |
| [NVIDIA CORPORATION (NVDA)](/companies/nvda.md) | COM | $908.2k | 0.6% | 4,539 |  | Added +1,063 |
| [AMKOR TECHNOLOGY INC (AMKR)](/companies/amkr.md) | COM | $887.2k | 0.6% | 10,289 |  | Reduced −182 |
| CAPITAL GROUP CORE BALANCED | SHS | $832.7k | 0.6% | 21,936 |  | Reduced −7,470 |
| ISHARES INC | CORE MSCI EMKT | $821.1k | 0.5% | 9,912 |  | Unchanged |
| SELECT SECTOR SPDR TR | ST STR TECHN ETF | $805.3k | 0.5% | 4,227 |  | Added +1,163 |
| [MODINE MFG CO (MOD)](/companies/mod.md) | COM | $796.8k | 0.5% | 2,984 |  | Reduced −21 |
| PIMCO ETF TR | MTG BKD SECS ACT | $781.3k | 0.5% | 15,822 |  | Added +11,022 |
| PIMCO ETF TR | ULTR SH GO AC FD | $771.2k | 0.5% | 7,641 |  | Added +580 |
| ISHARES TR | EAFE SML CP ETF | $744.0k | 0.5% | 9,043 |  | Unchanged |
| INVESCO EXCH TRADED FD TR II | CALIF AMT MUN | $732.8k | 0.5% | 29,900 |  | Unchanged |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | $701.0k | 0.5% | 23,818 |  | Unchanged |
| ISHARES INC | EMNG MKTS EQT | $695.8k | 0.5% | 9,498 |  | Unchanged |
| DIMENSIONAL ETF TRUST | SHOR DUR FIX ETF | $691.5k | 0.5% | 14,481 |  | Added +626 |
| DIMENSIONAL ETF TRUST | US MKTWIDE VALUE | $687.2k | 0.5% | 12,493 |  | Reduced −1,871 |
| PIMCO ETF TR | 25YR+ ZERO U S | $685.2k | 0.5% | 10,690 |  | Reduced −9,497 |
| ISHARES TR | MSCI ACWI EX US | $651.9k | 0.4% | 8,565 |  | Reduced −1,000 |
| VANECK ETF TRUST | HIGH YLD MUNIETF | $642.2k | 0.4% | 12,467 |  | Reduced −6,500 |
| ISHARES TR | CORE MSCI PAC | $636.3k | 0.4% | 7,766 |  | Unchanged |
| [SPDR GOLD TR (GLD)](/companies/gld.md) | GOLD SHS | $635.1k | 0.4% | 1,724 |  | Unchanged |
| CAPITOL SER TR | FAIR TA SECT ETF | $607.9k | 0.4% | 19,219 |  | Reduced −3,937 |
| ISHARES TR | CALIF MUN BD ETF | $596.3k | 0.4% | 10,346 |  | Reduced −4,470 |
| [META PLATFORMS INC (META)](/companies/meta.md) | CL A | $576.9k | 0.4% | 1,024 |  | Added +252 |
| ISHARES TR | CORE MSCI INTL | $574.1k | 0.4% | 6,450 |  | Unchanged |
| VANGUARD WORLD FD | FINANCIALS ETF | $561.9k | 0.4% | 4,270 |  | Unchanged |
| [ELI LILLY & CO (LLY)](/companies/lly.md) | COM | $507.4k | 0.3% | 423 |  | New +423 |
| ISHARES TR | CORE S&P500 ETF | $488.4k | 0.3% | 652 |  | Added +106 |
| PIMCO ETF TR | MUNI INCOME OPP | $487.3k | 0.3% | 10,650 |  | Added +5,750 |
| INVESCO EXCH TRADED FD TR II | RAFI DVLPD MRKTS | $483.8k | 0.3% | 10,755 |  | Unchanged |
| [JPMORGAN CHASE & CO (JPM)](/companies/jpm.md) | COM | $459.4k | 0.3% | 1,404 |  | Reduced −14 |
| WISDOMTREE TR | INTL SMCAP DIV | $448.5k | 0.3% | 5,353 |  | Unchanged |
| [ISHARES GOLD TR (IAU)](/companies/iau.md) | ISHARES NEW | $447.3k | 0.3% | 5,924 |  | Unchanged |
| ISHARES INC | ESG AWR MSCI EM | $429.1k | 0.3% | 7,846 |  | Unchanged |
| FIDELITY COVINGTON TRUST | FIDELITY US MLTF | $424.2k | 0.3% | 10,341 |  | Added +312 |
| VANGUARD INDEX FDS | TOTAL STK MKT | $417.4k | 0.3% | 1,128 |  | Unchanged |
| [JOHNSON & JOHNSON (JNJ)](/companies/jnj.md) | COM | $417.3k | 0.3% | 1,643 |  | Added +610 |
| [COSTCO WHOLESALE CORPORATION (COST)](/companies/cost.md) | COM | $416.3k | 0.3% | 445 |  | Reduced −19 |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000IDX | $414.0k | 0.3% | 1,222 |  | Added +193 |
| [BHP BILLITON LIMITED (BHP)](/companies/bhp.md) | SPONSORED ADS | $405.1k | 0.3% | 4,862 |  | Added +173 |
| INVESCO EXCH TRD SLF IDX FD | RUSL 1000 DYNM | $388.4k | 0.3% | 5,667 |  | Reduced −7,700 |
| [TARGA RES CORP (TRGP)](/companies/trgp.md) | COM | $379.2k | 0.3% | 1,414 |  | Added +6 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | $374.8k | 0.2% | 1,584 |  | Unchanged |
| [PLAYTIKA HLDG CORP (PLTK)](/companies/pltk.md) | COM | $365.3k | 0.2% | 98,205 |  | Reduced −2,915 |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL TEC | $359.3k | 0.2% | 5,570 |  | Unchanged |
| ISHARES TR | US TELECOM ETF | $353.9k | 0.2% | 8,365 |  | Unchanged |
| VANGUARD WORLD FD | INF TECH ETF | $353.0k | 0.2% | 2,953 |  | Added +2,584 |
| PIMCO ETF TR | PREFERRED AND CP | $347.1k | 0.2% | 6,760 |  | New +6,760 |
| PIMCO ETF TR | ENHAN SHRT MA AC | $342.8k | 0.2% | 3,400 |  | New +3,400 |
| DIMENSIONAL ETF TRUST | GLOBAL CR ETF | $334.3k | 0.2% | 6,114 |  | Added +250 |
| [BANCO BILBAO VIZCAYA ARGENTA (BBVA)](/companies/bbva.md) | SPONSORED ADR | $327.1k | 0.2% | 13,052 |  | New +13,052 |
| [UNITEDHEALTH GROUP INC (UNH)](/companies/unh.md) | COM | $322.5k | 0.2% | 776 |  | Added +35 |
| FIDELITY COVINGTON TRUST | ENH MID COR ETF | $317.9k | 0.2% | 7,834 |  | Reduced −187 |
| FIDELITY COVINGTON TRUST | MSCI COMMNTN SVC | $317.7k | 0.2% | 4,573 |  | Unchanged |
| [TAYSHA GENE THERAPIES INC (TSHA)](/companies/tsha.md) | COM SHS | $306.4k | 0.2% | 45,000 |  | Unchanged |
| DIMENSIONAL ETF TRUST | US COR EQU 2 ETF | $290.8k | 0.2% | 6,554 |  | Reduced −318 |
| [CISCO SYS INC (CSCO)](/companies/csco.md) | COM | $283.3k | 0.2% | 2,412 |  | New +2,412 |
| [ADVANCED MICRO DEVICES INC (AMD)](/companies/amd.md) | COM | $277.1k | 0.2% | 477 |  | New +477 |
| [TESLA INC (TSLA)](/companies/tsla.md) | COM | $275.9k | 0.2% | 656 |  | New +656 |
| SCHWAB STRATEGIC TR | FUNDAMENTAL US S | $266.4k | 0.2% | 7,000 |  | Unchanged |
| STRATEGY SHS | DAY HAGAN SMART | $248.9k | 0.2% | 4,500 |  | New +4,500 |
| ISHARES TR | MSCI EAFE SMCP | $244.1k | 0.2% | 5,680 |  | Unchanged |
| VANGUARD INDEX FDS | VALUE ETF | $239.7k | 0.2% | 1,100 |  | Unchanged |
| PIMCO EQUITY SER | RAFI ESG US | $239.3k | 0.2% | 5,000 |  | Unchanged |
| ISHARES TR | GLOBAL TECH ETF | $229.7k | 0.2% | 1,590 |  | New +1,590 |
| AERCAP HOLDINGS NV | SHS | $223.2k | 0.1% | 1,531 |  | Added +68 |
| PIMCO ETF TR | ENHNCD LW DUR AC | $222.1k | 0.1% | 2,323 |  | New +2,323 |
| FIDELITY COVINGTON TRUST | STOCK FOR INFL | $219.0k | 0.1% | 4,010 |  | New +4,010 |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL IND | $208.0k | 0.1% | 3,250 |  | New +3,250 |
| [RAPID7 INC (RPD)](/companies/rpd.md) | COM | $194.8k | 0.1% | 24,050 |  | Reduced −1,100 |
| [HACKETT GROUP INC (HCKT)](/companies/hckt.md) | COM | $188.5k | 0.1% | 17,505 |  | Added +3,914 |
| [INFORMATION SVCS GROUP INC (III)](/companies/iii.md) | COM | $164.4k | 0.1% | 39,996 |  | Added +11,110 |
| [RESOURCES CONNECTION INC (RGP)](/companies/rgp.md) | COM | $163.0k | 0.1% | 38,360 |  | Reduced −170 |
| [TELEFONAKTIEBOLAGET LM ERICS (ERIC)](/companies/eric.md) | ADR B SEK 10 | $136.9k | <0.1% | 12,274 |  | Reduced −9 |
| [ACCENDRA HEALTH INC (ACH)](/companies/ach.md) | COM | $130.6k | <0.1% | 38,200 |  | Reduced −19,510 |
| [HARVARD BIOSCIENCE INC (HBIO)](/companies/hbio.md) | COM | $128.8k | <0.1% | 20,949 |  | Reduced −6,103 |
| [AMERICAN VANGUARD CORP (AVD)](/companies/avd.md) | COM | $121.4k | <0.1% | 43,340 |  | Added +17,173 |
| [HEALTH CATALYST INC (HCAT)](/companies/hcat.md) | COM | $106.7k | <0.1% | 53,607 |  | Added +19,442 |
| [SOUNDTHINKING INC (SSTI)](/companies/ssti.md) | COM | $103.2k | <0.1% | 11,401 |  | Unchanged |
| [EXPENSIFY INC (EXFY)](/companies/exfy.md) | COM CL A | $96.0k | <0.1% | 53,630 |  | Reduced −10,620 |
| [JANUS INTERNATIONAL GROUP IN (JBI)](/companies/jbi.md) | COMMON STOCK | $95.0k | <0.1% | 17,120 |  | Added +1,735 |
| [ADT INC DEL (ADT)](/companies/adt.md) | COM | $94.5k | <0.1% | 14,533 |  | Reduced −1,208 |
| TABOOLA.COM LTD | ORD SHS | $88.7k | <0.1% | 17,740 |  | Reduced −1,600 |
| [PUMA BIOTECHNOLOGY INC (PBYI)](/companies/pbyi.md) | COM | $85.1k | <0.1% | 10,489 |  | Reduced −150 |
| [CS DISCO INC (LAW)](/companies/law.md) | COM | $82.9k | <0.1% | 21,925 |  | Added +67 |
| [WIPRO LTD (WIT)](/companies/wit.md) | SPON ADR 1 SH | $81.9k | <0.1% | 36,416 |  | Added +9,421 |
| [EVOLENT HEALTH INC (EVH)](/companies/evh.md) | CL A | $78.5k | <0.1% | 14,480 |  | Reduced −2,650 |
| [DEFINITIVE HEALTHCARE CORP (DH)](/companies/dh.md) | CLASS A COM | $65.3k | <0.1% | 78,610 |  | Added +47,880 |
| [ACCURAY INC DEL (ARAY)](/companies/aray.md) | COM | $61.4k | <0.1% | 238,230 |  | Added +56,200 |
| PLAYSTUDIOS INC | CLASS A COM | $58.1k | <0.1% | 116,500 |  | Added +5,700 |
| [SBC MED GROUP HLDGS INC (SBC)](/companies/sbc.md) | COM | $57.6k | <0.1% | 18,686 |  | Added +4,449 |
| TRINITY BIOTECH INVT LTD | SPONS ADR NEW | $54.6k | <0.1% | 140,543 |  | Added +32,900 |
| [MIMEDX GROUP INC (MDXG)](/companies/mdxg.md) | COM | $53.5k | <0.1% | 13,884 |  | New +13,884 |
| [HF FOODS GROUP INC (HFFG)](/companies/hffg.md) | COM | $51.2k | <0.1% | 36,345 |  | Reduced −4,170 |
| [BIOTE CORP (BTMD)](/companies/btmd.md) | CLASS A COM | $43.3k | <0.1% | 22,910 |  | Reduced −8,500 |
| [8X8 INC NEW (EGHT)](/companies/eght.md) | COM | $38.6k | <0.1% | 22,580 |  | Reduced −6,268 |
| [COMMERCE.COM INC (CMRC)](/companies/cmrc.md) | COM SER 1 | $37.6k | <0.1% | 12,700 |  | New +12,700 |
| [CERUS CORP (CERS)](/companies/cers.md) | COM | $36.6k | <0.1% | 12,550 |  | Added +145 |
| [SIEBERT FINL CORP (SIEB)](/companies/sieb.md) | COM | $36.1k | <0.1% | 21,900 |  | Added +6,100 |
| [CONDUENT INC (CNDT)](/companies/cndt.md) | COM | $15.0k | <0.1% | 10,265 |  | Reduced −5,000 |
| MY SIZE INC | COM NEW | $12.6k | <0.1% | 28,005 |  | Added +975 |
| [SYNERGY CHC CORP (SNYRQ)](/companies/snyrq.md) | COM NEW | $2.0k | <0.1% | 10,020 |  | Reduced −1,925 |

## Sold out

Held at the end of the quarter before and not reported this quarter.

| Issuer | Class | Reported value | Weight | Shares | Put or call | Change on the quarter before |
| --- | --- | ---: | ---: | ---: | --- | --- |
| [AMGEN INC (AMGN)](/companies/amgn.md) | COM | $0 | 0.0% | 0 |  | Sold out −732 |
| [ARES MANAGEMENT CORPORATION (ARES)](/companies/ares.md) | CL A COM STK | $0 | 0.0% | 0 |  | Sold out −2,000 |
| AVANOS MED INC | COM | $0 | 0.0% | 0 |  | Sold out −26,348 |
| [BP PLC (BP)](/companies/bp.md) | SPONSORED ADR | $0 | 0.0% | 0 |  | Sold out −6,008 |
| CARPARTS COM INC | COM | $0 | 0.0% | 0 |  | Sold out −32,825 |
| EXXON MOBIL CORP | COM | $0 | 0.0% | 0 |  | Sold out −1,288 |
| [KLX ENERGY SERVICES HOLDINGS (KLXE)](/companies/klxe.md) | COM NEW | $0 | 0.0% | 0 |  | Sold out −11,837 |
| [NEXTERA ENERGY INC (NEE)](/companies/nee.md) | COM | $0 | 0.0% | 0 |  | Sold out −4,287 |
| [PUBLIC STORAGE OPER CO (PSA)](/companies/psa.md) | COM | $0 | 0.0% | 0 |  | Sold out −913 |
| [XEROX HOLDINGS CORP (XRX)](/companies/xrx.md) | COM NEW | $0 | 0.0% | 0 |  | Sold out −19,615 |
| [XPERI INC (XPER)](/companies/xper.md) | COMMON STOCK | $0 | 0.0% | 0 |  | Sold out −14,140 |

Source: SEC EDGAR, Form 13F-HR, accession 0001998419-26-000003. Last ingested by Listed: Oct 22, 2026, 05:26 ET. No prices; not investment advice.