# Duncan Williams Asset Management, LLC: Form 13F holdings

An institutional investment manager in MEMPHIS, TN. SEC CIK 2011771.

- Quarter ended: 2026-06-30
- Filed: 2026-07-22
- Reported value: $443.6m
- Positions: 172 (172 lines in the filing's table; lines for the same security and option type are added together here)
- Compared with: the 13F for the quarter ended 2026-03-31
- Filing: https://www.sec.gov/Archives/edgar/data/2011771/000176538026000224/

## Holdings

As filed, largest first. Reported value is what the manager stated at the quarter end (Jun 30, 2026), in US dollars; it is filing data, not a price. Weight is the share of the total reported value.

| Issuer | Class | Reported value | Weight | Shares | Put or call | Change on the quarter before |
| --- | --- | ---: | ---: | ---: | --- | --- |
| VANGUARD GROWTH ETF | ETF | $52.4m | 11.8% | 607,777 |  | Added +508,811 |
| WISDOMTREE US QUALITY DIVIDEND GROWTH FUND | ETF | $51.0m | 11.5% | 533,740 |  | Added +25,966 |
| ISHARES CORE S&P US VALUE ETF | ETF | $31.1m | 7.0% | 282,318 |  | Added +11,848 |
| AVANTIS ALL INTERNATIONAL MARKETS EQUITY ETF | ETF | $29.8m | 6.7% | 361,184 |  | Added +47,290 |
| FIDELITY ENHANCED MID CAP CORE ETF | ETF | $21.7m | 4.9% | 533,933 |  | New +533,933 |
| [APPLE INC (AAPL)](/companies/aapl.md) | Stock | $17.3m | 3.9% | 59,689 |  | Added +1,918 |
| TR ACTIVEBETA US SMALL CAP EQUITY ETF | ETF | $14.4m | 3.2% | 157,612 |  | Added +5,717 |
| VANGUARD FTSE DEVELOPED MARKETS ETF | ETF | $13.5m | 3.0% | 189,403 |  | Added +5,565 |
| VANGUARD VALUE ETF | ETF | $10.9m | 2.4% | 49,849 |  | Added +3,101 |
| VANGUARD S&P 500 ETF | ETF | $10.8m | 2.4% | 15,780 |  | Reduced −767 |
| SCHWAB US DIVIDEND EQUITY ETF | ETF | $10.1m | 2.3% | 317,239 |  | Added +70,943 |
| VANGUARD FTSE EMERGING MARKETS ETF | ETF | $8.2m | 1.9% | 137,678 |  | Added +4,706 |
| VANGUARD SMALL-CAP ETF | ETF | $8.2m | 1.8% | 27,067 |  | Added +356 |
| [BERKSHIRE HATHAWAY INC DEL CL B NEW (BRK-B)](/companies/brk-b.md) | Stock | $7.2m | 1.6% | 14,488 |  | Unchanged |
| [MICROSOFT (MSFT)](/companies/msft.md) | Stock | $6.4m | 1.4% | 17,243 |  | Added +79 |
| [AMAZON.COM INC (AMZN)](/companies/amzn.md) | Stock | $5.6m | 1.3% | 23,624 |  | Added +98 |
| [FIRST HORIZON CORPORATION COM (FHN)](/companies/fhn.md) | Stock | $5.5m | 1.2% | 214,501 |  | Reduced −179 |
| VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETF | ETF | $4.9m | 1.1% | 50,039 |  | Added +8,767 |
| VANGUARD MID-CAP ETF | ETF | $4.2m | 0.9% | 52,189 |  | Added +39,325 |
| [ALPHABET INC CAP STK CL C (GOOGL)](/companies/googl.md) | Stock | $4.0m | 0.9% | 11,343 |  | Reduced −679 |
| INVESCO S&P MIDCAP QUALITY ETF | ETF | $3.8m | 0.9% | 33,834 |  | Reduced −8,740 |
| [AUTOZONE INC NEV (AZO)](/companies/azo.md) | Stock | $3.8m | 0.9% | 1,194 |  | Reduced −9 |
| [FEDEX CORP (FDX)](/companies/fdx.md) | Stock | $3.6m | 0.8% | 11,412 |  | Added +32 |
| [MASTERCARD INC (MA)](/companies/ma.md) | Stock | $3.4m | 0.8% | 6,526 |  | Added +185 |
| [STATE STREET SPDR S&P 500 ETF (SPY)](/companies/spy.md) | ETF | $3.1m | 0.7% | 4,105 |  | Added +9 |
| [VISA INC (V)](/companies/v.md) | Stock | $3.0m | 0.7% | 8,780 |  | Reduced −183 |
| POWERSHARES QQQ TR | ETF | $2.8m | 0.6% | 3,755 |  | Added +429 |
| [WALMART INC COM (WMT)](/companies/wmt.md) | Stock | $2.8m | 0.6% | 24,296 |  | Added +85 |
| VANGUARD DIVIDEND APPRECIATION ETF | ETF | $2.6m | 0.6% | 10,967 |  | Reduced −71 |
| [REGIONS FINANCIAL CORP NEW (RF)](/companies/rf.md) | Stock | $2.6m | 0.6% | 85,824 |  | Added +23 |
| PROSHARES TR PSHS CS 130/30 | ETF | $2.5m | 0.6% | 29,276 |  | Added +10 |
| [TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD (TSM)](/companies/tsm.md) | ADR | $2.2m | 0.5% | 4,588 |  | Added +345 |
| [CIPHER DIGITAL INC COM (CIFR)](/companies/cifr.md) | Stock | $2.1m | 0.5% | 84,026 |  | Added +1,322 |
| VANGUARD RUSSELL 1000 GROWTH ETF | ETF | $1.8m | 0.4% | 14,322 |  | Reduced −188 |
| [UNITEDHEALTH GROUP (UNH)](/companies/unh.md) | Stock | $1.7m | 0.4% | 4,144 |  | Reduced −17 |
| [EASTGROUP PPTYS INC (EGP)](/companies/egp.md) | REIT | $1.7m | 0.4% | 8,300 |  | Unchanged |
| [KLA-TENCOR CORP (KLAC)](/companies/klac.md) | Stock | $1.7m | 0.4% | 5,471 |  | Added +4,956 |
| ASML HLDG NV N Y REGISTRY SHS | ADR | $1.6m | 0.4% | 821 |  | Added +55 |
| [JOHNSON & JOHNSON COM (JNJ)](/companies/jnj.md) | Stock | $1.6m | 0.4% | 6,218 |  | Added +4 |
| CAPITAL GROUP INTERNATIONAL FOCUS EQUITY ETF | ETF | $1.6m | 0.4% | 44,939 |  | Added +1,851 |
| [ELI LILLY & CO COM (LLY)](/companies/lly.md) | Stock | $1.5m | 0.3% | 1,290 |  | Added +15 |
| [GOOGLE INC (GOOGL)](/companies/googl.md) | Stock | $1.5m | 0.3% | 4,276 |  | Added +161 |
| ISHARES MSCI EAFE GROWTH INDEX ETF | ETF | $1.5m | 0.3% | 11,862 |  | Added +18 |
| [ADVANCED MICRO DEVICES INC COM (AMD)](/companies/amd.md) | Stock | $1.4m | 0.3% | 2,469 |  | Reduced −944 |
| [MARATHON PETE CORP (MPC)](/companies/mpc.md) | Stock | $1.4m | 0.3% | 5,561 |  | Reduced −632 |
| [FORTINET INC COM (FTNT)](/companies/ftnt.md) | Stock | $1.4m | 0.3% | 9,203 |  | Reduced −4,260 |
| ISHARES RUSSELL MIDCAP GROWTH ETF | ETF | $1.4m | 0.3% | 9,234 |  | Added +2 |
| [BROADCOM INC COM (AVGO)](/companies/avgo.md) | Stock | $1.3m | 0.3% | 3,527 |  | Reduced −1 |
| [TESLA MOTORS INC (TSLA)](/companies/tsla.md) | Stock | $1.3m | 0.3% | 3,107 |  | Reduced −136 |
| VANGUARD TOTAL INTL STOCK IDEX ETF | ETF | $1.3m | 0.3% | 15,177 |  | Reduced −336 |
| [NVIDIA CORPORATION COM (NVDA)](/companies/nvda.md) | Stock | $1.3m | 0.3% | 6,464 |  | Added +258 |
| CAPITAL GROUP CORE BALANCED ETF | ETF | $1.3m | 0.3% | 34,016 |  | Added +21,454 |
| [PINNACLE FINL PARTNERS INC COM (PNFP)](/companies/pnfp.md) | Stock | $1.3m | 0.3% | 12,531 |  | Reduced −57 |
| GOLDMAN SACHS S&P 500 PREMIUM INCOME ETF | ETF | $1.3m | 0.3% | 22,744 |  | Added +2,957 |
| [ABBVIE INC COM (ABBV)](/companies/abbv.md) | Stock | $1.3m | 0.3% | 5,016 |  | Added +23 |
| [LAM RESEARCH CORP COM NEW (LRCX)](/companies/lrcx.md) | Stock | $1.2m | 0.3% | 2,720 |  | New +2,720 |
| [PIMCO DYNAMIC INCOMEFD SHS (PDI)](/companies/pdi.md) | CEF | $1.1m | 0.3% | 68,006 |  | Added +9,866 |
| [MERCADOLIBRE INC COM (MELI)](/companies/meli.md) | Stock | $1.1m | 0.2% | 644 |  | Added +335 |
| [GOLDMAN SACHS GROUP INC (GS)](/companies/gs.md) | Stock | $1.1m | 0.2% | 1,079 |  | Added +4 |
| VANGUARD SMALL-CAP GROWTH ETF | ETF | $1.1m | 0.2% | 2,982 |  | Reduced −4 |
| [NAVITAS SEMICONDUCTOR CORP COM (NVTS)](/companies/nvts.md) | Stock | $1.1m | 0.2% | 60,000 |  | Unchanged |
| [DEERE & CO COM (DE)](/companies/de.md) | Stock | $1.1m | 0.2% | 1,684 |  | Unchanged |
| [COSTCO WHOLESALE CORP (COST)](/companies/cost.md) | Stock | $1.1m | 0.2% | 1,130 |  | Reduced −35 |
| [HOME DEPOT (HD)](/companies/hd.md) | Stock | $1.1m | 0.2% | 2,978 |  | Reduced −6 |
| LINDE PLC SHS | Stock | $1.0m | 0.2% | 1,954 |  | Added +42 |
| [AMGEN INC (AMGN)](/companies/amgn.md) | Stock | $954.0k | 0.2% | 2,634 |  | Added +2 |
| [MERCK & CO INC (MRK)](/companies/mrk.md) | Stock | $906.2k | 0.2% | 7,052 |  | Unchanged |
| [PROCTER & GAMBLE CO COM (PG)](/companies/pg.md) | Stock | $905.1k | 0.2% | 6,172 |  | Added +25 |
| [RED RIVER BANCSHARES INC COM (RRBI)](/companies/rrbi.md) | Stock | $826.1k | 0.2% | 9,050 |  | Unchanged |
| CAPITAL GROUP MUNICIPAL INCOME ETF | ETF | $820.4k | 0.2% | 29,866 |  | Reduced −8,595 |
| [INTL BUSINESS MACHINES (IBM)](/companies/ibm.md) | Stock | $803.6k | 0.2% | 2,858 |  | Added +166 |
| VANGUARD INTERNATIONAL DIVIDEND APPRECIATION ETF | ETF | $802.3k | 0.2% | 8,591 |  | Added +47 |
| JANUS HENDERSON AAA CLO ETF | ETF | $783.9k | 0.2% | 15,526 |  | Added +95 |
| GUGGENHEIM ETF TRUST S&P 500 EQUAL WEIGHT | ETF | $779.6k | 0.2% | 3,664 |  | Reduced −40 |
| [RESMED INC COM (RMD)](/companies/rmd.md) | Stock | $766.7k | 0.2% | 3,934 |  | Reduced −138 |
| [BROOKFIELD ASSET MGMT INC COM VOTING (BN)](/companies/bn.md) | Stock | $766.2k | 0.2% | 17,990 |  | Reduced −445 |
| PIMCO INTERMEDIATE MUNICIPAL BOND ACTIVE EXCHANGE-TRADED FUND | ETF | $743.4k | 0.2% | 14,132 |  | Reduced −8,892 |
| [EXXONMOBIL HOLDINGS CORP COM SHS (XOM)](/companies/xom.md) | Stock | $693.5k | 0.2% | 5,072 |  | New +5,072 |
| PROTHENA CORP PLC SHS | Stock | $688.1k | 0.2% | 70,281 |  | Unchanged |
| ISHARES MSCI EAFE ETF | ETF | $686.2k | 0.2% | 6,606 |  | Added +22 |
| [GE AEROSPACE COM NEW (GE)](/companies/ge.md) | Stock | $684.0k | 0.2% | 1,830 |  | New +1,830 |
| [KKR & CO INC COM (KKR)](/companies/kkr.md) | Stock | $679.1k | 0.2% | 7,400 |  | Reduced −298 |
| [DUKE ENERGY CORP NEW COM NEW (DUK)](/companies/duk.md) | Stock | $627.0k | 0.1% | 4,954 |  | New +4,954 |
| ISHARES U.S. AEROSPACE & DEFENSE ETF | ETF | $621.8k | 0.1% | 2,565 |  | Added +29 |
| CAPITAL GROUP GROWTH ETF | ETF | $611.6k | 0.1% | 12,958 |  | Added +3,807 |
| PIMCO ACTIVE BOND EXCHANGE-TRADED FUND | ETF | $608.1k | 0.1% | 6,595 |  | Unchanged |
| [JPMORGAN CHASE & CO COM (JPM)](/companies/jpm.md) | Stock | $600.7k | 0.1% | 1,835 |  | Reduced −13 |
| [SPDR DOW JONES INDUSTRIAL ETF (DIA)](/companies/dia.md) | ETF | $593.6k | 0.1% | 1,136 |  | Added +2 |
| [ZYMEWORKS INC COM (ZYME)](/companies/zyme.md) | Stock | $577.6k | 0.1% | 22,095 |  | Unchanged |
| [GENERAL DYNAMICS CORP COM (GD)](/companies/gd.md) | Stock | $576.0k | 0.1% | 1,626 |  | Added +26 |
| [DANAHER CORP (DHR)](/companies/dhr.md) | Stock | $568.2k | 0.1% | 2,983 |  | Added +224 |
| [WASTE MANAGEMENT INC (WM)](/companies/wm.md) | Stock | $561.7k | 0.1% | 2,520 |  | Unchanged |
| [CORE SCIENTIFIC INC NEW COM (CORZ)](/companies/corz.md) | Stock | $555.2k | 0.1% | 21,697 |  | Added +3,666 |
| [CORNING INC COM (GLW)](/companies/glw.md) | Stock | $552.5k | 0.1% | 2,163 |  | Reduced −25 |
| [NEWMONT CORP COM (NEM)](/companies/nem.md) | Stock | $549.9k | 0.1% | 5,887 |  | Reduced −1,554 |
| VANGUARD MEGA CAP VALUE ETF | ETF | $548.2k | 0.1% | 3,354 |  | Unchanged |
| [VICI PPTYS INC COM (VICI)](/companies/vici.md) | REIT | $537.0k | 0.1% | 20,227 |  | Added +309 |
| [NUCOR CORP COM (NUE)](/companies/nue.md) | Stock | $509.7k | 0.1% | 2,288 |  | Reduced −62 |
| [NORTHROP GRUMMAN CORP COM (NOC)](/companies/noc.md) | Stock | $509.3k | 0.1% | 1,000 |  | Unchanged |
| [TRUIST FINL CORP COM (TFC)](/companies/tfc.md) | Stock | $502.6k | 0.1% | 10,088 |  | Added +2,053 |
| [META PLATFORMS INC CL A (META)](/companies/meta.md) | Stock | $493.8k | 0.1% | 877 |  | Added +25 |
| STATE STREET SPDR BLOOMBERG CONVERTIBLE SECURITIES ETF | ETF | $481.6k | 0.1% | 4,467 |  | Reduced −78 |
| NYLI MERGER ARBITRAGE ETF | ETF | $474.5k | 0.1% | 13,008 |  | Reduced −2,034 |
| [T-MOBILE US INC COM (TMUS)](/companies/tmus.md) | Stock | $474.3k | 0.1% | 2,828 |  | Added +75 |
| ACCENTURE LTD BERMUDA CL A | Stock | $463.5k | 0.1% | 3,725 |  | Reduced −382 |
| ISHARES S&P 500 INDEX | ETF | $460.4k | 0.1% | 615 |  | Added +67 |
| [SPACE EXPLORATION TECHN CORP CLASS A COM STK (SPCX)](/companies/spcx.md) | Stock | $450.0k | 0.1% | 2,634 |  | New +2,634 |
| [BANK OF AMER CORP COM (BAC)](/companies/bac.md) | Stock | $444.4k | 0.1% | 7,799 |  | Reduced −91 |
| [JABIL INC COM (JBL)](/companies/jbl.md) | Stock | $442.3k | <0.1% | 1,147 |  | Added +9 |
| [CONSTELLATION BRANDS INC CL A (STZ)](/companies/stz.md) | Stock | $442.1k | <0.1% | 3,179 |  | Added +13 |
| [ANAPTYSBIO INC COM (ANAB)](/companies/anab.md) | Stock | $440.4k | <0.1% | 6,525 |  | Unchanged |
| PROSHARES INVESTMENT GRADE-INTEREST RATE HEDGED | ETF | $438.6k | <0.1% | 5,600 |  | Unchanged |
| [ORACLE CORPORATION (ORCL)](/companies/orcl.md) | Stock | $427.7k | <0.1% | 2,919 |  | Reduced −141 |
| [BRISTOL-MYERS SQUIBB CO COM (BMY)](/companies/bmy.md) | Stock | $402.6k | <0.1% | 6,988 |  | Reduced −122 |
| ISHARES TR RUSSELL MIDCAP INDEX FD | ETF | $399.2k | <0.1% | 3,619 |  | Unchanged |
| [RENASANT CORP COM (RNST)](/companies/rnst.md) | Stock | $395.6k | <0.1% | 9,300 |  | Unchanged |
| [ABBOTT LABORATORIES COM (ABT)](/companies/abt.md) | Stock | $394.9k | <0.1% | 4,352 |  | Reduced −112 |
| [PHILLIPS 66 (PSX)](/companies/psx.md) | Stock | $386.6k | <0.1% | 2,287 |  | Unchanged |
| VANGUARD SHORT-TERM BOND ETF | ETF | $386.0k | <0.1% | 4,955 |  | Unchanged |
| YANDEX N.V. COM CL A | Stock | $385.0k | <0.1% | 1,394 |  | New +1,394 |
| [L3HARRIS TECHNOLOGIES INC COM (LHX)](/companies/lhx.md) | Stock | $382.7k | <0.1% | 1,317 |  | Unchanged |
| VANGUARD MID-CAP GROWTH ETF | ETF | $371.4k | <0.1% | 1,212 |  | Added +1 |
| [CATERPILLAR INC COM (CAT)](/companies/cat.md) | Stock | $359.9k | <0.1% | 338 |  | Unchanged |
| [WELLS FARGO & CO COM (WFC)](/companies/wfc.md) | Stock | $351.3k | <0.1% | 4,251 |  | Reduced −19 |
| [ROPER INDUSTRIES INC (ROP)](/companies/rop.md) | Stock | $344.5k | <0.1% | 1,018 |  | New +1,018 |
| WISDOMTREE INTEREST RATE HEDGED HIGH YIELD BOND FUND | ETF | $339.1k | <0.1% | 15,068 |  | Reduced −645 |
| [ALLSTATE CORP (ALL)](/companies/all.md) | Stock | $338.1k | <0.1% | 1,421 |  | Added +7 |
| [EQT CORP COM (EQT)](/companies/eqt.md) | Stock | $335.7k | <0.1% | 6,313 |  | New +6,313 |
| [YUM! BRANDS INC (YUM)](/companies/yum.md) | Stock | $327.7k | <0.1% | 2,050 |  | Unchanged |
| [COCA COLA CO COM (KO)](/companies/ko.md) | Stock | $317.2k | <0.1% | 3,903 |  | Unchanged |
| [CHIRON REAL ESTATE INC COM NEW (XRN)](/companies/xrn.md) | REIT | $315.7k | <0.1% | 8,414 |  | Unchanged |
| [INTEL CORP COM (INTC)](/companies/intc.md) | Stock | $303.0k | <0.1% | 2,170 |  | New +2,170 |
| CAPITAL GROUP GLOBAL GROWTH EQUITY ETF | ETF | $302.4k | <0.1% | 7,144 |  | New +7,144 |
| STATE STREET SPDR PORTFOLIO S&P 600 SMALL CAP ETF | ETF | $300.8k | <0.1% | 5,216 |  | Unchanged |
| [HUNTINGTON BANCSHARES INC COM (HBAN)](/companies/hban.md) | Stock | $299.1k | <0.1% | 16,871 |  | Unchanged |
| ISHARES CORE MSCI EMERGING MARKETS ETF | ETF | $290.0k | <0.1% | 3,501 |  | Reduced −453 |
| [HUT 8 CORP COM (HUT)](/companies/hut.md) | Stock | $289.3k | <0.1% | 2,506 |  | New +2,506 |
| ISHARES CONVERTIBLE BOND ETF | ETF | $285.7k | <0.1% | 2,347 |  | Unchanged |
| [AFLAC INC COM (AFL)](/companies/afl.md) | Stock | $280.7k | <0.1% | 2,394 |  | Reduced −8 |
| [MID-AMER APT CMNTYS INC (MAA)](/companies/maa.md) | REIT | $277.1k | <0.1% | 1,994 |  | Reduced −18 |
| VANGUARD TOTAL STK MKT | ETF | $276.9k | <0.1% | 748 |  | New +748 |
| INVESCO S&P 500 PURE GROWTH ETF | ETF | $276.2k | <0.1% | 4,326 |  | Reduced −158 |
| [PHILIP MORRIS INTL INC (PM)](/companies/pm.md) | Stock | $275.3k | <0.1% | 1,522 |  | Added +11 |
| [ASTERA LABS INC COM (ALAB)](/companies/alab.md) | Stock | $274.4k | <0.1% | 568 |  | New +568 |
| [RELAY THERAPEUTICS INC COM (RLAY)](/companies/rlay.md) | Stock | $259.6k | <0.1% | 13,876 |  | Added +2,438 |
| [HEALTH CARE PPTY INVS INC (DOC)](/companies/doc.md) | REIT | $257.6k | <0.1% | 12,037 |  | Unchanged |
| [CISCO SYS INC (CSCO)](/companies/csco.md) | Stock | $253.3k | <0.1% | 2,157 |  | New +2,157 |
| [PFIZER INC COM (PFE)](/companies/pfe.md) | Stock | $251.6k | <0.1% | 10,448 |  | Unchanged |
| [CSX CORP (CSX)](/companies/csx.md) | Stock | $249.5k | <0.1% | 5,250 |  | Unchanged |
| VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF | ETF | $248.5k | <0.1% | 3,007 |  | New +3,007 |
| PROSHARES S&P MIDCAP 400 DIVIDEND ARISTOCRATS ETF | ETF | $246.8k | <0.1% | 2,695 |  | New +2,695 |
| ISHARES DJ SELECT DIVIDEND | ETF | $244.7k | <0.1% | 1,566 |  | Added +13 |
| VANGUARD TAX-EXEMPT BOND ETF | ETF | $241.5k | <0.1% | 4,775 |  | Reduced −400 |
| [LOCKHEED MARTIN CORP (LMT)](/companies/lmt.md) | Stock | $238.2k | <0.1% | 467 |  | Added +16 |
| VANGUARD SHORT-TERM CORPORATE BOND ETF | ETF | $229.1k | <0.1% | 2,899 |  | New +2,899 |
| VANGUARD GOVERNMENT SECURITIES ACTIVE ETF | ETF | $228.9k | <0.1% | 3,042 |  | New +3,042 |
| [ARCHER DANIELS MIDLAND CO COM (ADM)](/companies/adm.md) | Stock | $227.9k | <0.1% | 2,983 |  | Unchanged |
| VANGUARD REIT INDEX ETF | ETF | $225.2k | <0.1% | 2,335 |  | Reduced −446 |
| CAPITAL GROUP DIVIDEND VALUE ETF | ETF | $223.5k | <0.1% | 4,535 |  | New +4,535 |
| [AMERICAN ELEC PWR CO INC COM (AEP)](/companies/aep.md) | Stock | $222.1k | <0.1% | 1,623 |  | Added +12 |
| CAPITAL GROUP CORE EQUITY ETF | ETF | $217.7k | <0.1% | 4,894 |  | New +4,894 |
| [CONOCOPHILLIPS COM (COP)](/companies/cop.md) | Stock | $217.5k | <0.1% | 2,092 |  | Reduced −103 |
| [SNOWFLAKE INC COM SHS (SNOW)](/companies/snow.md) | Stock | $216.1k | <0.1% | 849 |  | New +849 |
| [VERIZON COMMUNICATIONS (VZ)](/companies/vz.md) | Stock | $207.7k | <0.1% | 4,906 |  | Unchanged |
| [SITIME CORP COM (SITM)](/companies/sitm.md) | Stock | $205.0k | <0.1% | 275 |  | New +275 |
| FRANKLIN DYNAMIC MUNICIPAL BOND ETF | ETF | $204.9k | <0.1% | 8,142 |  | New +8,142 |
| [MARSH & MCLENNAN COS INC COM (MRSH)](/companies/mrsh.md) | Stock | $201.2k | <0.1% | 1,207 |  | Added +2 |
| [TVARDI THERAPEUTICS INC COM (TVRD)](/companies/tvrd.md) | Stock | $120.2k | <0.1% | 63,241 |  | Unchanged |
| [ANTERIS TECHNOLOGIES GLOBAL COM (AVR)](/companies/avr.md) | Stock | $107.1k | <0.1% | 10,870 |  | Unchanged |
| [HIVE DIGITAL TECHNOLOGIES LTD COM NEW (HIVE)](/companies/hive.md) | Stock | $74.5k | <0.1% | 20,471 |  | Added +3,992 |
| REDWOOD TRUST INC 7.75 06/15/2027 | Convertible | $25.3k | <0.1% | 25,000 |  | Unchanged |
| [CANAAN INC SPONSORED ADS (CAN)](/companies/can.md) | ADR | $8.9k | <0.1% | 31,000 |  | Unchanged |

## Sold out

Held at the end of the quarter before and not reported this quarter.

| Issuer | Class | Reported value | Weight | Shares | Put or call | Change on the quarter before |
| --- | --- | ---: | ---: | ---: | --- | --- |
| APELLIS PHARMACEUTICALS INC COM | Stock | $0 | 0.0% | 0 |  | Sold out −17,005 |
| CAPITAL GROUP INTERNATIONAL EQUITY ETF | ETF | $0 | 0.0% | 0 |  | Sold out −11,853 |
| EXXON MOBIL CORP COM | Stock | $0 | 0.0% | 0 |  | Sold out −5,060 |
| GRAYSCALE COINDESK CRYPTO 5 ETF | Stock | $0 | 0.0% | 0 |  | Sold out −8,722 |
| [PALANTIR TECHNOLOGIES INC CL A (PLTR)](/companies/pltr.md) | Stock | $0 | 0.0% | 0 |  | Sold out −1,466 |
| [SERVICENOW INC COM (NOW)](/companies/now.md) | Stock | $0 | 0.0% | 0 |  | Sold out −6,275 |

Source: SEC EDGAR, Form 13F-HR, accession 0001765380-26-000224. Last ingested by Listed: Oct 22, 2026, 05:26 ET. No prices; not investment advice.