# Richmond Investment Services, LLC: Form 13F holdings

An institutional investment manager in Mequon, WI. SEC CIK 2031991.

- Quarter ended: 2026-06-30
- Filed: 2026-07-27
- Reported value: $316.1m
- Positions: 145 (145 lines in the filing's table; lines for the same security and option type are added together here)
- Compared with: the 13F for the quarter ended 2026-03-31
- Filing: https://www.sec.gov/Archives/edgar/data/2031991/000208585326000873/

## Holdings

As filed, largest first. Reported value is what the manager stated at the quarter end (Jun 30, 2026), in US dollars; it is filing data, not a price. Weight is the share of the total reported value.

| Issuer | Class | Reported value | Weight | Shares | Put or call | Change on the quarter before |
| --- | --- | ---: | ---: | ---: | --- | --- |
| ISHARES TR | RUS TOP 200 ETF | $40.3m | 12.8% | 218,146 |  | Reduced −191,746 |
| INVESCO QQQ TR | UNIT SER 1 | $27.2m | 8.6% | 36,921 |  | Reduced −32,347 |
| SPDR SERIES TRUST | ST STR P500ETF | $21.7m | 6.9% | 246,875 |  | Reduced −222,837 |
| VANECK ETF TRUST | SEMICONDUCTR ETF | $13.6m | 4.3% | 20,703 |  | Reduced −14,877 |
| JANUS DETROIT STR TR | HENDRSN SHRT ETF | $11.4m | 3.6% | 233,710 |  | Reduced −217,041 |
| VANECK ETF TRUST | GOLD MINERS ETF | $10.0m | 3.2% | 132,416 |  | Reduced −122,650 |
| VANECK ETF TRUST | MRNGSTR WDE MOAT | $9.9m | 3.1% | 95,348 |  | Reduced −207,569 |
| FIRST TR EXCHANGE-TRADED ALP | SML CP GRW ALP | $9.8m | 3.1% | 77,150 |  | Reduced −69,794 |
| FIRST TR EXCHANGE TRADED FD | SMID RISNG ETF | $9.5m | 3.0% | 220,506 |  | Reduced −194,186 |
| INVESCO ACTIVELY MANAGED EXC | TOTAL RETURN | $8.8m | 2.8% | 187,970 |  | Reduced −171,508 |
| GOLDMAN SACHS ETF TR | S&P 500 PREMIUM | $8.3m | 2.6% | 148,647 |  | Reduced −125,995 |
| FIRST TR EXCHANGE TRADED FD | RBA INDL ETF | $7.7m | 2.4% | 57,648 |  | Added +47,861 |
| AMERICAN CENTY ETF TR | AVANTIS EMGMKT | $7.0m | 2.2% | 72,414 |  | Reduced −64,896 |
| RBB FUND TRUST | FIRS EAGL OV ETF | $6.9m | 2.2% | 129,484 |  | Reduced −116,810 |
| SPDR SERIES TRUST | ST STR SP600 SML | $6.6m | 2.1% | 113,750 |  | Reduced −100,795 |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | $5.6m | 1.8% | 66,721 |  | Reduced −43,706 |
| FIRST TR EXCHNG TRADED FD VI | FT VEST LAD | $4.8m | 1.5% | 170,429 |  | Reduced −134,537 |
| VANGUARD INDEX FDS | GROWTH ETF | $4.6m | 1.5% | 53,583 |  | Added +25,338 |
| SPDR INDEX SHS FDS | ST STR PO EX ETF | $4.5m | 1.4% | 90,283 |  | Reduced −78,321 |
| CAPITAL GROUP DIVIDEND VALUE | SHS CREAT UNIT | $3.8m | 1.2% | 77,430 |  | Reduced −117,655 |
| [BERKSHIRE HATHAWAY INC DEL (BRK-B)](/companies/brk-b.md) | CL B NEW | $3.6m | 1.1% | 7,183 |  | Reduced −7,968 |
| [APPLE INC (AAPL)](/companies/aapl.md) | COM | $3.2m | 1.0% | 10,968 |  | Reduced −12,521 |
| [STATE STR SPDR S&P 500 ETF T (SPY)](/companies/spy.md) | TR UNIT | $3.1m | 1.0% | 4,184 |  | Reduced −4,119 |
| [NVIDIA CORPORATION (NVDA)](/companies/nvda.md) | COM | $3.0m | 1.0% | 15,046 |  | Reduced −26,548 |
| FIRST TR EXCHNG TRADED FD VI | FT VEST NASD ETF | $2.9m | 0.9% | 73,226 |  | Reduced −57,678 |
| TRUST FOR PROFESSIONAL MANAG | CONVERGENCE LNG | $2.7m | 0.9% | 80,356 |  | Added +61,526 |
| SPDR INDEX SHS FDS | ST PORT MARK ETF | $2.5m | 0.8% | 48,869 |  | Reduced −48,543 |
| ISHARES INC | CORE MSCI EMKT | $2.3m | 0.7% | 27,427 |  | Reduced −68,736 |
| FIRST TR EXCHNG TRADED FD VI | FT VEST DEEP ETF | $2.2m | 0.7% | 73,967 |  | Reduced −58,479 |
| SELECT SECTOR SPDR TR | ST STR TECHN ETF | $2.1m | 0.7% | 11,159 |  | Reduced −15,834 |
| [FAETH THERAPEUTICS INC (FTH)](/companies/fth.md) | COM NEW | $2.0m | 0.6% | 79,731 |  | New +79,731 |
| [AMAZON COM INC (AMZN)](/companies/amzn.md) | COM | $2.0m | 0.6% | 8,300 |  | Reduced −11,120 |
| VANGUARD INDEX FDS | TOTAL STK MKT | $2.0m | 0.6% | 5,333 |  | Reduced −6,862 |
| CAPITAL GROUP CORE BALANCED | SHS | $1.8m | 0.6% | 48,393 |  | Added +15,804 |
| VANGUARD INDEX FDS | MID CAP ETF | $1.8m | 0.6% | 22,132 |  | Added +9,809 |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | $1.7m | 0.5% | 30,378 |  | Added +20,358 |
| [ALPHABET INC (GOOGL)](/companies/googl.md) | CAP STK CL A | $1.7m | 0.5% | 4,723 |  | Reduced −7,106 |
| BLACKROCK ETF TRUST | ISHARES US EQUIT | $1.5m | 0.5% | 22,598 |  | Reduced −45,017 |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2027 CB | $1.4m | 0.4% | 71,745 |  | Reduced −66,633 |
| FIRST TR EXCHANGE TRADED FD | DORSEY WRT 5 ETF | $1.2m | 0.4% | 16,031 |  | Reduced −16,417 |
| FIRST TR EXCHANGE-TRADED FD | CAP STRENGTH ETF | $1.2m | 0.4% | 12,627 |  | Reduced −13,097 |
| PRINCIPAL EXCHANGE TRADED FD | US MEGA CP ETF | $1.2m | 0.4% | 15,765 |  | Reduced −16,112 |
| [VERTIV HOLDINGS CO (VRT)](/companies/vrt.md) | COM CL A | $1.2m | 0.4% | 3,460 |  | Reduced −3,883 |
| [MICROSOFT CORP (MSFT)](/companies/msft.md) | COM | $1.1m | 0.4% | 3,077 |  | Reduced −5,132 |
| [ALPHABET INC (GOOGL)](/companies/googl.md) | CAP STK CL C | $1.1m | 0.4% | 3,217 |  | Reduced −4,761 |
| [SPDR GOLD TR (GLD)](/companies/gld.md) | GOLD SHS | $1.1m | 0.4% | 3,057 |  | Reduced −3,173 |
| VANGUARD INDEX FDS | VALUE ETF | $1.1m | 0.4% | 5,125 |  | Reduced −6,375 |
| SPDR SERIES TRUST | ST STR BLO 1 ETF | $1.1m | 0.3% | 11,874 |  | Reduced −11,523 |
| INVESCO EXCH TRD SLF IDX FD | INVSCO BLSH 28 | $1.0m | 0.3% | 50,126 |  | Reduced −46,100 |
| FIRST TR EXCHANGE TRADED FD | RISNG DIVD ACHIV | $962.1k | 0.3% | 11,869 |  | Reduced −13,022 |
| INVESCO EXCHANGE TRADED FD T | S&P500 QUALITY | $866.2k | 0.3% | 9,613 |  | Reduced −16,839 |
| NUVEEN S&P 500 DYNAMIC OVERW | COM | $859.4k | 0.3% | 46,104 |  | Reduced −42,948 |
| INVESCO EXCH TRADED FD TR II | RAFI DVLPD MRKTS | $761.4k | 0.2% | 10,066 |  | New +10,066 |
| HARBOR ETF TRUST | COMM ALL WEA ETF | $751.2k | 0.2% | 25,603 |  | Reduced −27,553 |
| [TESLA INC (TSLA)](/companies/tsla.md) | COM | $749.1k | 0.2% | 1,781 |  | Reduced −2,657 |
| [WEC ENERGY GROUP INC (WEC)](/companies/wec.md) | COM | $745.2k | 0.2% | 6,382 |  | Reduced −7,921 |
| [SANDISK CORP (SNDK)](/companies/sndk.md) | COM | $729.9k | 0.2% | 321 |  | Reduced −39 |
| J P MORGAN EXCHANGE TRADED F | CORE PLUS BD ETF | $721.3k | 0.2% | 15,367 |  | New +15,367 |
| JANUS DETROIT STR TR | HENDRSON AAA CL | $682.0k | 0.2% | 13,508 |  | Reduced −14,087 |
| ISHARES TR | CORE INTL AGGR | $677.5k | 0.2% | 13,390 |  | Reduced −24,553 |
| [ELI LILLY & CO (LLY)](/companies/lly.md) | COM | $675.5k | 0.2% | 563 |  | Reduced −866 |
| [MICRON TECHNOLOGY INC (MU)](/companies/mu.md) | COM | $661.5k | 0.2% | 573 |  | Reduced −694 |
| FIRST TR EXCHNG TRADED FD VI | FT LADD BUFF ETF | $655.6k | 0.2% | 17,946 |  | Reduced −15,912 |
| COLUMBIA ETF TR I | RESH ENHNC COR | $652.8k | 0.2% | 15,083 |  | Reduced −53,552 |
| ISHARES TR | 10-20 YR TRS ETF | $651.8k | 0.2% | 6,495 |  | Reduced −21,511 |
| FIRST TR EXCHANGE-TRADED FD | NASDAQ CYB ETF | $645.0k | 0.2% | 7,179 |  | Reduced −6,057 |
| INVESCO EXCH TRADED FD TR II | S&P 500 REVENUE | $642.2k | 0.2% | 5,027 |  | New +5,027 |
| FIRST TR EXCHANGE-TRADED ALP | COM SHS | $628.8k | 0.2% | 3,245 |  | Reduced −3,731 |
| FIRST TR EXCHANGE-TRADED FD | DJ INTERNT IDX | $617.3k | 0.2% | 2,332 |  | Reduced −2,315 |
| VANECK ETF TRUST | CLO ETF | $614.7k | 0.2% | 11,608 |  | Reduced −29,656 |
| COLUMBIA ETF TR I | RESH ENHNC VLU | $604.5k | 0.2% | 19,226 |  | New +19,226 |
| JANUS DETROIT STR TR | HENDERSON MTG | $556.8k | 0.2% | 12,377 |  | Reduced −12,377 |
| FIRST TR EXCHANGE-TRADED ALP | COM SHS | $538.2k | 0.2% | 5,560 |  | Reduced −6,934 |
| FIRST TR EXCHNG TRADED FD VI | SMITH OPPORT FXD | $532.2k | 0.2% | 12,205 |  | Reduced −14,337 |
| FIRST TR EXCHANGE-TRADED ALP | COM SHS | $520.1k | 0.2% | 3,719 |  | Reduced −3,719 |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | $488.5k | 0.2% | 711 |  | Reduced −320 |
| ISHARES TR | CORE S&P500 ETF | $482.3k | 0.2% | 644 |  | Reduced −5,004 |
| FIRST TR EXCHANGE-TRADED FD | SHS | $479.2k | 0.2% | 9,946 |  | Reduced −11,138 |
| INVESCO EXCH TRADED FD TR II | S&P 500 MOMNTM | $475.2k | 0.2% | 2,941 |  | New +2,941 |
| ISHARES TR | RUSSELL 2000 ETF | $468.4k | 0.1% | 1,559 |  | Reduced −1,807 |
| [JPMORGAN CHASE & CO (JPM)](/companies/jpm.md) | COM | $458.7k | 0.1% | 1,401 |  | Reduced −1,546 |
| FIRST TR EXCHANGE-TRADED FD | NASDQ CLN EDGE | $441.9k | 0.1% | 2,305 |  | Reduced −1,197 |
| FIRST TR EXCHANGE TRADED FD | NASD TECH DIV | $431.5k | 0.1% | 3,756 |  | Reduced −4,596 |
| JOHNSON CONTROLS INTERNATION | SHS | $425.0k | 0.1% | 2,909 |  | Reduced −3,894 |
| EATON VANCE TAX ADVT DIV INC | COM | $418.2k | 0.1% | 15,107 |  | Reduced −15,675 |
| ISHARES TR | S&P 500 GRWT ETF | $396.2k | 0.1% | 2,881 |  | Reduced −15,655 |
| ISHARES TR | MSCI USA MIN ETF | $393.2k | 0.1% | 4,076 |  | Reduced −4,235 |
| [PALO ALTO NETWORKS INC (PANW)](/companies/panw.md) | COM | $382.3k | 0.1% | 1,121 |  | Reduced −1,495 |
| VANGUARD INDEX FDS | SM CP VAL ETF | $378.7k | 0.1% | 1,558 |  | Reduced −2,216 |
| FIRST TR EXCH TRD ALPHDX FD | EUROPE ALPHADEX | $377.1k | 0.1% | 6,609 |  | Reduced −8,298 |
| FIRST TR EXCH TRADED FD III | LNG/SHT EQUITY | $364.2k | 0.1% | 4,936 |  | Reduced −58,588 |
| PGIM ROCK ETF TR | LADDE S&P 20 ETF | $359.6k | 0.1% | 11,737 |  | New +11,737 |
| GLOBAL X FDS | ARTIFICIAL ETF | $357.4k | 0.1% | 5,447 |  | Reduced −13,954 |
| BLACKROCK ETF TRUST | ISHA SYST AL ETF | $352.7k | 0.1% | 12,572 |  | New +12,572 |
| ISHARES TR | ESG OPTIMIZED | $347.7k | 0.1% | 2,253 |  | Reduced −2,269 |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | $339.5k | 0.1% | 1,109 |  | Reduced −1,499 |
| [CATERPILLAR INC (CAT)](/companies/cat.md) | COM | $338.8k | 0.1% | 318 |  | Reduced −739 |
| IREN LIMITED | ORDINARY SHARES | $332.7k | 0.1% | 7,276 |  | Reduced −18,859 |
| BLACKROCK ETF TRUST | ISHA LA CORE ETF | $331.7k | 0.1% | 6,586 |  | Reduced −7,285 |
| BLACKROCK ETF TRUST | ISHARES DEFENSE | $327.4k | 0.1% | 10,303 |  | Reduced −2,006 |
| BLACKROCK ETF TRUST | ISHA IN CTRY ETF | $325.7k | 0.1% | 8,898 |  | New +8,898 |
| PROSHARES TR | S&P 500 HIGH ETF | $317.0k | 0.1% | 6,578 |  | Reduced −15,589 |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | $315.2k | <0.1% | 1,481 |  | Reduced −2,443 |
| VANGUARD INDEX FDS | SML CP GRW ETF | $312.3k | <0.1% | 854 |  | Reduced −1,294 |
| FIRST TR EXCH TRD ALPHDX FD | EMERG MKT ALPH | $300.8k | <0.1% | 9,402 |  | Reduced −10,155 |
| [WESTERN DIGITAL CORP (WDC)](/companies/wdc.md) | COM | $295.7k | <0.1% | 463 |  | Reduced −566 |
| [ISHARES BITCOIN TRUST ETF (IBIT)](/companies/ibit.md) | SHS BEN INT | $291.9k | <0.1% | 8,769 |  | Reduced −6,685 |
| RBB FD INC | MOTLEY FOL ETF | $291.3k | <0.1% | 3,825 |  | Reduced −3,991 |
| CREDO TECHNOLOGY GROUP HOLDI | ORDINARY SHARES | $291.3k | <0.1% | 1,071 |  | New +1,071 |
| [US BANCORP (USB)](/companies/usb.md) | COM NEW | $290.9k | <0.1% | 4,817 |  | Reduced −5,586 |
| [ADVANCED MICRO DEVICES INC (AMD)](/companies/amd.md) | COM | $285.8k | <0.1% | 492 |  | Reduced −967 |
| FIRST TR EXCHANGE TRADED FD | BUYWRIT INCM ETF | $285.0k | <0.1% | 11,952 |  | Reduced −11,951 |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | $281.6k | <0.1% | 1,425 |  | Reduced −2,238 |
| FIRST TR EXCHANGE-TRADED ALP | COM SHS | $279.3k | <0.1% | 1,909 |  | Reduced −2,020 |
| [MCDONALDS CORP (MCD)](/companies/mcd.md) | COM | $274.9k | <0.1% | 1,017 |  | Reduced −1,335 |
| PGIM ETF TR | PGIM ULTRA SH BD | $272.4k | <0.1% | 5,498 |  | Added +298 |
| VANGUARD WORLD FD | INF TECH ETF | $270.3k | <0.1% | 2,262 |  | Added +1,051 |
| [APPLIED MATLS INC (AMAT)](/companies/amat.md) | COM | $270.2k | <0.1% | 374 |  | Reduced −432 |
| [ULTRA CLEAN HLDGS INC (UCTT)](/companies/uctt.md) | COM | $269.8k | <0.1% | 1,892 |  | New +1,892 |
| FIRST TR EXCHANGE TRAD FD VI | ALT ABSLT STRG | $266.6k | <0.1% | 8,432 |  | Reduced −9,782 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | $265.1k | <0.1% | 3,720 |  | Reduced −7,722 |
| [AT&T INC (T)](/companies/t.md) | COM | $263.6k | <0.1% | 12,734 |  | Reduced −16,104 |
| BLACKROCK ETF TRUST | ISHA I IN TE ETF | $254.8k | <0.1% | 4,833 |  | Reduced −26,966 |
| INVESCO EXCH TRADED FD TR II | S&P INTL LOW | $254.8k | <0.1% | 7,386 |  | Reduced −8,187 |
| [MARVELL TECHNOLOGY INC (MRVL)](/companies/mrvl.md) | COM | $254.2k | <0.1% | 853 |  | New +853 |
| J P MORGAN EXCHANGE TRADED F | NASDAQ EQT PREM | $251.7k | <0.1% | 4,095 |  | Reduced −3,941 |
| INVESCO EXCHANGE TRADED FD T | RAFI US 1500 | $249.0k | <0.1% | 4,466 |  | New +4,466 |
| BLACKROCK ETF TRUST | ISHA US THEM ETF | $248.0k | <0.1% | 5,754 |  | Reduced −32,336 |
| [COCA COLA CO (KO)](/companies/ko.md) | COM | $245.3k | <0.1% | 3,019 |  | Reduced −4,194 |
| [VERIZON COMMUNICATIONS INC (VZ)](/companies/vz.md) | COM | $228.5k | <0.1% | 5,396 |  | Reduced −7,890 |
| [META PLATFORMS INC (META)](/companies/meta.md) | CL A | $228.2k | <0.1% | 405 |  | Reduced −1,003 |
| [WELLS FARGO & CO (WFC)](/companies/wfc.md) | COM | $226.8k | <0.1% | 2,744 |  | Reduced −4,012 |
| [GE VERNOVA INC (GEV)](/companies/gev.md) | COM | $223.8k | <0.1% | 191 |  | Reduced −379 |
| ISHARES TR | S&P 500 VAL ETF | $221.7k | <0.1% | 977 |  | Reduced −8,113 |
| [BROADCOM INC (AVGO)](/companies/avgo.md) | COM | $220.1k | <0.1% | 583 |  | Reduced −2,275 |
| INVESCO ACTIVELY MANAGED EXC | VAR RATE INVT | $219.3k | <0.1% | 8,748 |  | Reduced −12,591 |
| ISHARES TR | MSCI EAFE ETF | $218.0k | <0.1% | 2,099 |  | Reduced −2,483 |
| [COSTCO WHOLESALE CORPORATION (COST)](/companies/cost.md) | COM | $216.0k | <0.1% | 231 |  | Reduced −369 |
| ISHARES TR | CORE S&P MCP ETF | $215.9k | <0.1% | 2,800 |  | Reduced −2,835 |
| FIRST TR EXCHANGE-TRADED FD | MNGD FUTRS STRGY | $210.8k | <0.1% | 4,206 |  | Reduced −5,092 |
| FIRST TR EXCH TRD ALPHDX FD | EM SML CP ALPH | $210.4k | <0.1% | 4,608 |  | Reduced −4,598 |
| [IRON MTN INC DEL (IRM)](/companies/irm.md) | COM | $207.1k | <0.1% | 1,640 |  | Reduced −1,691 |
| FIRST TR EXCHANGE TRADED FD | NASDQ SEMCNDTR | $204.9k | <0.1% | 719 |  | New +719 |
| ISHARES TR | S&P MC 400GR ETF | $204.5k | <0.1% | 1,741 |  | Reduced −1,507 |
| [THE MARYGOLD COMPANIES INC (MGLD)](/companies/mgld.md) | COM | $145.6k | <0.1% | 122,350 |  | New +122,350 |

## Sold out

Held at the end of the quarter before and not reported this quarter.

| Issuer | Class | Reported value | Weight | Shares | Put or call | Change on the quarter before |
| --- | --- | ---: | ---: | ---: | --- | --- |
| [ABBVIE INC (ABBV)](/companies/abbv.md) | COM | $0 | 0.0% | 0 |  | Sold out −2,234 |
| [ALLIANT ENERGY CORP (LNT)](/companies/lnt.md) | COM | $0 | 0.0% | 0 |  | Sold out −3,621 |
| [AMPRIUS TECHNOLOGIES INC (AMPX)](/companies/ampx.md) | COMMON STOCK | $0 | 0.0% | 0 |  | Sold out −39,994 |
| [ARDELYX INC (ARDX)](/companies/ardx.md) | COM | $0 | 0.0% | 0 |  | Sold out −12,000 |
| ASML HLDG NV | N Y REGISTRY SHS | $0 | 0.0% | 0 |  | Sold out −159 |
| [BANK AMERICA CORP (BAC)](/companies/bac.md) | COM | $0 | 0.0% | 0 |  | Sold out −6,253 |
| [BLACK HILLS CORP (BKH)](/companies/bkh.md) | COM | $0 | 0.0% | 0 |  | Sold out −3,328 |
| BLACKROCK ETF TRUST | DYNAMIC EQTY ACT | $0 | 0.0% | 0 |  | Sold out −34,374 |
| BLACKROCK ETF TRUST | DISCIPLINED VOLA | $0 | 0.0% | 0 |  | Sold out −22,671 |
| BLACKROCK ETF TRUST II | ISHARES FLEXIBLE | $0 | 0.0% | 0 |  | Sold out −11,172 |
| [BLACKROCK INC (BLK)](/companies/blk.md) | COM | $0 | 0.0% | 0 |  | Sold out −238 |
| CAPITAL GROUP CORE EQUITY ET | SHS CREATION UNI | $0 | 0.0% | 0 |  | Sold out −39,427 |
| CAPITAL GROUP EQUITY ETF TR | US SMALL AND MID | $0 | 0.0% | 0 |  | Sold out −32,020 |
| CAPITAL GROUP GROWTH ETF | SHS CREATION UNI | $0 | 0.0% | 0 |  | Sold out −44,977 |
| CAPITAL GROUP INTL FOCUS EQT | SHS CREATION UNI | $0 | 0.0% | 0 |  | Sold out −38,965 |
| CAPITAL GROUP NEW GEOGRAPHY | SHS | $0 | 0.0% | 0 |  | Sold out −12,504 |
| CAPITAL GRP FIXED INCM ETF T | US MULTI-SECTOR | $0 | 0.0% | 0 |  | Sold out −21,209 |
| CAPITAL GRP FIXED INCM ETF T | CORE BOND ETF | $0 | 0.0% | 0 |  | Sold out −69,905 |
| CAPITAL GRP FIXED INCM ETF T | CORE PLUS INCM | $0 | 0.0% | 0 |  | Sold out −68,384 |
| [CHEVRON CORPORATION (CVX)](/companies/cvx.md) | COM | $0 | 0.0% | 0 |  | Sold out −2,159 |
| [CISCO SYS INC (CSCO)](/companies/csco.md) | COM | $0 | 0.0% | 0 |  | Sold out −3,711 |
| [CONSOLIDATED EDISON INC (ED)](/companies/ed.md) | COM | $0 | 0.0% | 0 |  | Sold out −2,018 |
| [CURTISS WRIGHT CORP (CW)](/companies/cw.md) | COM | $0 | 0.0% | 0 |  | Sold out −384 |
| EXXON MOBIL CORP | COM | $0 | 0.0% | 0 |  | Sold out −3,799 |
| FIRST TR EXCHANGE-TRADED ALP | MID CP GR ALPH | $0 | 0.0% | 0 |  | Sold out −2,464 |
| FIRST TR EXCHANGE-TRADED FD | SSI STRG ETF | $0 | 0.0% | 0 |  | Sold out −5,432 |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR ENH NEW | $0 | 0.0% | 0 |  | Sold out −5,336 |
| FIRST TR EXCH TRD ALPHDX FD | DEV MRK EX US | $0 | 0.0% | 0 |  | Sold out −2,959 |
| [GE AEROSPACE (GE)](/companies/ge.md) | COM NEW | $0 | 0.0% | 0 |  | Sold out −1,038 |
| GLOBAL X FDS | DEFENSE TECH ETF | $0 | 0.0% | 0 |  | Sold out −5,639 |
| [GOLDMAN SACHS GROUP INC (GS)](/companies/gs.md) | COM | $0 | 0.0% | 0 |  | Sold out −385 |
| [HOME DEPOT INC (HD)](/companies/hd.md) | COM | $0 | 0.0% | 0 |  | Sold out −1,699 |
| [IMMUNITYBIO INC (IBRX)](/companies/ibrx.md) | COM | $0 | 0.0% | 0 |  | Sold out −16,750 |
| [INTERNATIONAL BUSINESS MACHS (IBM)](/companies/ibm.md) | COM | $0 | 0.0% | 0 |  | Sold out −1,308 |
| INVESCO ACTVELY MNGD ETC FD | OPTIMUM YIELD | $0 | 0.0% | 0 |  | Sold out −24,261 |
| INVESCO EXCH TRADED FD TR II | SR LN ETF | $0 | 0.0% | 0 |  | Sold out −16,892 |
| INVESCO EXCH TRADED FD TR II | NASDAQ 100 ETF | $0 | 0.0% | 0 |  | Sold out −1,455 |
| INVESCO EXCH TRADED FD TR II | S&P MIDCP LOW | $0 | 0.0% | 0 |  | Sold out −5,886 |
| INVESCO EXCH TRADED FD TR II | S&P INTL QULTY | $0 | 0.0% | 0 |  | Sold out −5,998 |
| INVESCO EXCH TRADED FD TR II | S&P500 LOW VOL | $0 | 0.0% | 0 |  | Sold out −3,374 |
| INVESCO EXCH TRD SLF IDX FD | RAFI STRATGIC US | $0 | 0.0% | 0 |  | Sold out −4,494 |
| INVESCO EXCH TRD SLF IDX FD | RUSL 2000 DYNM | $0 | 0.0% | 0 |  | Sold out −4,476 |
| [ISHARES GOLD TR (IAU)](/companies/iau.md) | ISHARES NEW | $0 | 0.0% | 0 |  | Sold out −2,537 |
| ISHARES INC | MSCI EMERG MRKT | $0 | 0.0% | 0 |  | Sold out −3,270 |
| [ISHARES SILVER TR (SLV)](/companies/slv.md) | ISHARES | $0 | 0.0% | 0 |  | Sold out −4,436 |
| ISHARES TR | CORE MSCI EAFE | $0 | 0.0% | 0 |  | Sold out −30,216 |
| ISHARES TR | IBOXX INV CP ETF | $0 | 0.0% | 0 |  | Sold out −2,639 |
| ISHARES TR | CORE UNIVRSL USD | $0 | 0.0% | 0 |  | Sold out −54,570 |
| ISHARES TR | CORE MSCI EURO | $0 | 0.0% | 0 |  | Sold out −3,128 |
| ISHARES TR | CORE MSCI INTL | $0 | 0.0% | 0 |  | Sold out −4,880 |
| ISHARES TR | IBOND DEC 2030 | $0 | 0.0% | 0 |  | Sold out −31,847 |
| ISHARES TR | LONG TERM MUNI | $0 | 0.0% | 0 |  | Sold out −11,276 |
| ISHARES TR | US AER DEF ETF | $0 | 0.0% | 0 |  | Sold out −1,018 |
| ISHARES TR | CORE S&P US VLU | $0 | 0.0% | 0 |  | Sold out −11,691 |
| ISHARES TR | CORE S&P US GWT | $0 | 0.0% | 0 |  | Sold out −9,925 |
| ISHARES TR | S&P MC 400VL ETF | $0 | 0.0% | 0 |  | Sold out −1,587 |
| ISHARES TR | CORE S&P SCP ETF | $0 | 0.0% | 0 |  | Sold out −7,301 |
| ISHARES TR | S&P SML 600 GWT | $0 | 0.0% | 0 |  | Sold out −1,784 |
| ISHARES TR | GLB INFRASTR ETF | $0 | 0.0% | 0 |  | Sold out −7,453 |
| ISHARES TR | NATIONAL MUN ETF | $0 | 0.0% | 0 |  | Sold out −11,303 |
| ISHARES TR | ESG MSCI KLD 400 | $0 | 0.0% | 0 |  | Sold out −2,398 |
| ISHARES TR | MBS ETF | $0 | 0.0% | 0 |  | Sold out −22,687 |
| ISHARES TR | EAFE VALUE ETF | $0 | 0.0% | 0 |  | Sold out −17,668 |
| ISHARES TR | EAFE GRWTH ETF | $0 | 0.0% | 0 |  | Sold out −7,887 |
| ISHARES TR | 7-10 YR TRSY BD | $0 | 0.0% | 0 |  | Sold out −17,867 |
| ISHARES TR | US TREAS BD ETF | $0 | 0.0% | 0 |  | Sold out −107,830 |
| ISHARES TR | MSCI EAFE MIN VL | $0 | 0.0% | 0 |  | Sold out −2,706 |
| ISHARES TR | MSCI USA QLT FCT | $0 | 0.0% | 0 |  | Sold out −9,671 |
| ISHARES TR | MSCI USA MMENTM | $0 | 0.0% | 0 |  | Sold out −4,112 |
| [JOHNSON & JOHNSON (JNJ)](/companies/jnj.md) | COM | $0 | 0.0% | 0 |  | Sold out −4,443 |
| LITMAN GREGORY FDS TR | IMGP DBI MANAGED | $0 | 0.0% | 0 |  | Sold out −17,903 |
| [LOCKHEED MARTIN CORP (LMT)](/companies/lmt.md) | COM | $0 | 0.0% | 0 |  | Sold out −479 |
| [MASTERCARD INCORPORATED (MA)](/companies/ma.md) | CL A | $0 | 0.0% | 0 |  | Sold out −661 |
| [MCKESSON CORP (MCK)](/companies/mck.md) | COM | $0 | 0.0% | 0 |  | Sold out −557 |
| [MERCK & CO INC (MRK)](/companies/mrk.md) | COM | $0 | 0.0% | 0 |  | Sold out −2,561 |
| MFS ACTIVE EXCHANGE TRADED F | VALUE ETF | $0 | 0.0% | 0 |  | Sold out −14,689 |
| MFS ACTIVE EXCHANGE TRADED F | GROWTH ETF | $0 | 0.0% | 0 |  | Sold out −10,505 |
| MFS ACTIVE EXCHANGE TRADED F | CORE PLUS BD ETF | $0 | 0.0% | 0 |  | Sold out −8,081 |
| [MSC INCOME FUND INC (MSIF)](/companies/msif.md) | COM | $0 | 0.0% | 0 |  | Sold out −12,192 |
| NATIXIS ETF TRUST II | NATIXIS LOOMIS | $0 | 0.0% | 0 |  | Sold out −23,422 |
| NEOS ETF TRUST | NEOS S&P 500 HI | $0 | 0.0% | 0 |  | Sold out −6,268 |
| [NETFLIX INC. (NFLX)](/companies/nflx.md) | COM | $0 | 0.0% | 0 |  | Sold out −3,731 |
| [NEXTERA ENERGY INC (NEE)](/companies/nee.md) | COM | $0 | 0.0% | 0 |  | Sold out −2,603 |
| NORTHERN LTS FD TR IV | MAIN BUYWRITE | $0 | 0.0% | 0 |  | Sold out −23,322 |
| [NUVEEN MUN VALUE FD INC (NUV)](/companies/nuv.md) | COM | $0 | 0.0% | 0 |  | Sold out −10,812 |
| [ORACLE CORP (ORCL)](/companies/orcl.md) | COM | $0 | 0.0% | 0 |  | Sold out −1,533 |
| [PALANTIR TECHNOLOGIES INC (PLTR)](/companies/pltr.md) | CL A | $0 | 0.0% | 0 |  | Sold out −2,697 |
| [PHILIP MORRIS INTL INC (PM)](/companies/pm.md) | COM | $0 | 0.0% | 0 |  | Sold out −1,641 |
| [PHILLIPS 66 (PSX)](/companies/psx.md) | COM | $0 | 0.0% | 0 |  | Sold out −1,449 |
| [PROCTER & GAMBLE CO (PG)](/companies/pg.md) | COM | $0 | 0.0% | 0 |  | Sold out −2,402 |
| PROSHARES TR | S&P 500 DV ARIST | $0 | 0.0% | 0 |  | Sold out −2,500 |
| [RTX CORPORATION (RTX)](/companies/rtx.md) | COM | $0 | 0.0% | 0 |  | Sold out −2,059 |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | $0 | 0.0% | 0 |  | Sold out −22,934 |
| SELECT SECTOR SPDR TR | STATE STREET FIN | $0 | 0.0% | 0 |  | Sold out −8,823 |
| SELECT SECTOR SPDR TR | STATE STREET IND | $0 | 0.0% | 0 |  | Sold out −2,818 |
| SELECT SECTOR SPDR TR | STATE STREET ENE | $0 | 0.0% | 0 |  | Sold out −3,931 |
| SELECT SECTOR SPDR TR | STATE STREET CON | $0 | 0.0% | 0 |  | Sold out −1,976 |
| SELECT SECTOR SPDR TR | STATE STREET HEA | $0 | 0.0% | 0 |  | Sold out −2,590 |
| [SOUTHERN COPPER CORP (SCCO)](/companies/scco.md) | COM | $0 | 0.0% | 0 |  | Sold out −1,276 |
| SPDR SERIES TRUST | STATE STREET SPD | $0 | 0.0% | 0 |  | Sold out −3,255 |
| SPDR SERIES TRUST | STATE STREET SPD | $0 | 0.0% | 0 |  | Sold out −24,402 |
| SPDR SERIES TRUST | STATE STREET SPD | $0 | 0.0% | 0 |  | Sold out −17,382 |
| SPDR SERIES TRUST | STATE STREET SPD | $0 | 0.0% | 0 |  | Sold out −14,607 |
| SPDR SERIES TRUST | STATE STREET SPD | $0 | 0.0% | 0 |  | Sold out −11,842 |
| SPDR SERIES TRUST | STATE STREET SPD | $0 | 0.0% | 0 |  | Sold out −6,455 |
| SPDR SERIES TRUST | STATE STREET SPD | $0 | 0.0% | 0 |  | Sold out −5,461 |
| SSGA ACTIVE ETF TR | STATE STREET BLA | $0 | 0.0% | 0 |  | Sold out −7,082 |
| [STATE STR SPDR DOW JONES IND (DIA)](/companies/dia.md) | UT SER 1 | $0 | 0.0% | 0 |  | Sold out −437 |
| [STATE STR SPDR S&P MIDCAP 40 (MDY)](/companies/mdy.md) | UTSER1 S&PDCRP | $0 | 0.0% | 0 |  | Sold out −328 |
| [TAIWAN SEMICONDUCTOR MANUFAC (TSM)](/companies/tsm.md) | SPONSORED ADS | $0 | 0.0% | 0 |  | Sold out −745 |
| [THERMO FISHER SCIENTIFIC INC (TMO)](/companies/tmo.md) | COM | $0 | 0.0% | 0 |  | Sold out −667 |
| VANECK ETF TRUST | URANIUM AND NUCL | $0 | 0.0% | 0 |  | Sold out −2,104 |
| VANECK FDS | EMERGING MARKETS | $0 | 0.0% | 0 |  | Sold out −10,845 |
| VANGUARD ADMIRAL FDS INC | 500 VAL IDX FD | $0 | 0.0% | 0 |  | Sold out −1,393 |
| VANGUARD MALVERN FDS | STRM INFPROIDX | $0 | 0.0% | 0 |  | Sold out −10,885 |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | $0 | 0.0% | 0 |  | Sold out −5,489 |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000GRW | $0 | 0.0% | 0 |  | Sold out −11,803 |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000VAL | $0 | 0.0% | 0 |  | Sold out −19,905 |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | $0 | 0.0% | 0 |  | Sold out −15,883 |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | $0 | 0.0% | 0 |  | Sold out −3,623 |
| VANGUARD WORLD FD | MEGA GRWTH IND | $0 | 0.0% | 0 |  | Sold out −875 |
| VANGUARD WORLD FD | HEALTH CAR ETF | $0 | 0.0% | 0 |  | Sold out −957 |
| VANGUARD WORLD FD | INDUSTRIAL ETF | $0 | 0.0% | 0 |  | Sold out −1,359 |
| [VISA INC (V)](/companies/v.md) | COM CL A | $0 | 0.0% | 0 |  | Sold out −1,692 |
| [WALMART INC (WMT)](/companies/wmt.md) | COM | $0 | 0.0% | 0 |  | Sold out −6,960 |

Source: SEC EDGAR, Form 13F-HR, accession 0002085853-26-000873. Last ingested by Listed: Oct 22, 2026, 05:26 ET. No prices; not investment advice.